2025-05-15T08:25:19-07:00 2024-06-30 990 2023-07-01 042104690 MARINE BIOLOGICAL LABORATORY MARI 5082897239 7 MBL Street Woods Hole MA 02543 Mary S Harrington Chief Financial Officer 5082897423 2025-05-15 1 2023 2025-03-06 01:10:19Z Nipam Patel 7 MBL Street Woods Hole MA 02543 59513426 0 X www.mbl.edu X 1888 MA The Marine Biological Laboratory (MBL) is dedicated to scientific discovery - exploring fundamental biology, understanding biodiversity and the environment, and informing the human condition through research and education in biology, biomedicine, and environmental science. Founded in Woods Hole, Massachusetts, in 1888, the MBL is a private, nonprofit institution and an affiliate of the University of Chicago. 24 21 436 0 9713 391 44770074 44173808 7271498 8567886 1435221 4469377 103422 137480 53580215 57348551 4669856 4902958 0 0 28209278 29819230 0 0 1472235 21152011 21020634 54031145 55742822 -450930 1605729 238727925 245049089 35566984 35380429 203160941 209668660 The Marine Biological Laboratory (MBL) is a world-renowned center for biological discovery and training that is notably affiliated with more than 60 Nobel Prize winners. Research is conducted by full-time faculty as well as hundreds of the world's leading scientists who are attracted by the MBL's unique resources and strengths, and who come to the MBL to conduct research for weeks or months at a time. Their work spans biological scales from molecules and cells to ecosystems. The MBL trains students from high school to postdoctoral levels. Central to the MBL's identity are its advanced graduate level research courses. 0 0 33344578 2648935 24391011 The Marine Biological Laboratory (MBL) maintains laboratories for the scientific study and investigation of a wide range of biological topics, from biomedical to ecological research. MBL Resident Scientists are based full-time in Woods Hole and conduct funded research in areas of science that are relevant to the MBL's mission of fundamental biological discovery. Areas of focus include new discoveries emerging from the study of new research organisms, encompassing studies in cell biology, regenerative biology, neuroscience, sensory physiology, and comparative evolution and genomics; the study of microbiomes and microbial diversity and ecology in a variety of ocean, organismal, and terrestrial habitats; innovation in imaging and computation, illuminating cellular function and previously unknown biology; and adaptation and resilience of environmental systems and organisms in the face of global change. 10954459 2396286 12487219 The Marine Biological Laboratory (MBL) offers a wide range of scientific courses (from high school to post-doctoral level), workshops, conferences, and internships throughout the year. Central to the MBL's identity are its advanced, discovery-based courses for graduate students, postdoctoral fellows, and faculty. In these courses students learn from internationally renowned scientists and are immersed in the laboratory, learning cutting-edge techniques while investigating contemporary research problems. Each year, MBL advanced courses attract more than 500 graduate students and postdoctoral researchers from more than 300 institutions and over 30 countries. Course directors and faculty are leaders in their fields, drawn from leading universities and research institutions around the world. 2069513 0 1630873 Visiting (Whitman) Research: The Marine Biological Laboratory (MBL) hosts hundreds of researchers, postdocs, and graduate students from around the world to participate in scientific discovery courses, research, lectures, and field studies. As a convener of biology, the MBL is well known for fostering a highly collaborative environment, with scientists and students engaged in intensive research in a collegial and informal atmosphere. Whitman Center Scientists are provided with infrastructure and an informal, interactive scientific community that allows them to launch into research almost immediately upon their arrival. Advice and equipment are available from other researchers or from colleagues in the education program. Free from academic duties at their home institutions, some veteran Whitman Center Scientists report they do more hands-on research in three months at the MBL than they do during the rest of the year at their home institutions. 0 0 0 46368550 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 1 0 0 1 1 1 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 1 217 0 1 436 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 24 21 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 AK AL AR CA CO CT FL GA HI IL KS MA MD ME MI MN MS NC ND NH NJ NM NV NY OH OK OR PA RI SC TN VA WA WI WV X Mary S Harrington 5082897239 7 MBL Street Woods Hole MA 02543 A Paul Alivisatos Former Chair of the Board of Trustees 1 40 X 0 1850854 48681 Juan J de Pablo Trustee 2 40 X 0 883412 65839 Lori Berko Secretary of the MBL Corporation 2 40 X 0 524718 41989 Nipam H Patel Director of the MBL 40 0 X X 461683 0 53794 Paul E Speer Chief Operating Officer 40 0 X 310625 0 47707 Linda Hyman Director of Education 40 0 X 292423 0 40885 Anne Sylvester Director, Division of Research 40 0 X 282970 0 13285 Joshua Rosenthal Senior Scientist 40 0 X 239825 0 35670 Mary S Harrington Chief Financial Officer 40 0 X 226703 0 48670 David B Mark Welch Senior Scientist 40 0 X 195226 0 66727 Sebastien Laye Former Chief Advancement Officer 0 40 X 0 223892 35947 Scott Koerner Director of Information Technology 40 0 X 184949 0 43840 Jennifer Morgan Director of the Eugene Bell Center 40 0 X 214504 0 11335 Marie Russell Director of Facilities and Services 40 0 X 212662 0 11335 William I Huyett Chair of the Board of Trustees 1 0 X X 0 0 0 Saul J Pannell Vice Chair of the Board of Trustees 1 0 X X 0 0 0 Walter E Massey Trustee 1 0 X 0 0 0 Brien M OBrien Trustee 0 0 X 0 0 0 Catherine E Hibbitt Trustee 1 0 X 0 0 0 Christopher G Kennedy Trustee 1 0 X 0 0 0 Constance T Keller Trustee 1 0 X 0 0 0 David A Greene Trustee 1 0 X 0 0 0 Dyann F Wirth Trustee 1 0 X 0 0 0 Ethan A Lerner Trustee 1 0 X 0 0 0 John W McCarter Trustee 1 0 X 0 0 0 John W Rowe Trustee 1 0 X 0 0 0 Margaret J Fofonoff Trustee 1 0 X 0 0 0 Patrice O Yarbough Trustee 1 0 X 0 0 0 Peter D Barbey Trustee 1 0 X 0 0 0 Ronald P OHanley Trustee 1 0 X 0 0 0 Samme L Thompson Trustee 1 0 X 0 0 0 Susan M Fitzpatrick Trustee 1 0 X 0 0 0 Timothy A Springer Trustee 1 0 X 0 0 0 William A Linton Trustee 1 0 X 0 0 0 Jean A King Trustee 1 0 X 0 0 0 Avram Hershko Trustee 1 0 X 0 0 0 2621570 3482876 565704 56 1 1 0 Sodexo Inc and Affiliates PO Box 360170 Pittsburgh PA 15251 Food service 2280997 Walsh Brothers Incorporated 210 Commercial Street Boston MA 02109 Construction 1018704 Yale University PO Box 1873 New Haven CT 06508 Sub-Award 912305 American Plumbing & Heating Corp 1000 Cordwainer Drive Norwell MA 02061 Construction 615110 MAS Building and Bridge Inc 18 Sharon Avenue Norfolk MA 02056 Construction 596647 16 0 0 0 11249499 18122022 14802287 1030906 44173808 Tuition 611000 3051640 3051640 0 0 Housing, dining, & conferences 721000 3883920 3883920 0 0 Specimen & research services 541700 412252 412252 0 0 Rental Income 532000 893043 0 0 893043 Gift Shop 459420 275892 266179 9713 0 51139 51139 0 0 8567886 1312402 0 0 1312402 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 5281850 40000 2158641 6234 3123209 33766 3156975 0 0 3156975 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 137480 137480 0 0 137480 57348551 7802610 9713 5362420 2454545 2454545 1181667 1181667 1266746 1266746 0 0 1602664 661446 847114 94104 0 0 0 0 20608325 17893003 2138419 576903 1842221 1568110 212377 61734 4028407 3429004 464408 134995 1737613 1479066 200318 58229 0 0 0 0 146025 0 146025 0 139096 0 139096 0 120000 0 0 120000 0 0 0 0 0 0 2032413 1579913 342195 110305 0 0 0 0 0 0 0 0 312820 182309 63621 66890 0 0 0 0 2211488 1432904 750447 28137 1074231 1041063 25818 7350 0 0 0 0 0 0 0 0 838993 581412 248272 9309 0 0 0 0 4403326 3402069 965072 36185 1906244 1255418 627306 23520 Supplies 2758023 2632126 118007 7890 Hospitality services 2396286 2396286 0 0 Equipment & equipment maintenance 1008207 748256 250557 9394 Serials 410464 265855 139383 5226 1263018 917352 223602 122064 55742822 46368550 7902037 1472235 3508009 4537321 0 0 11472882 7555730 1234440 1376209 0 0 0 0 230250 230250 106378 111657 1002875 776589 214698684 106452876 104298188 108245808 15406886 15726462 97442973 100842424 0 0 0 0 4025044 5646639 238727925 245049089 5072199 5622417 0 0 7455048 8058000 21899513 20887629 0 0 0 0 0 0 0 0 1140224 812383 35566984 35380429 X 97168235 102546488 105992706 107122172 203160941 209668660 238727925 245049089 X 1605729 3848614 0 0 0 1053376 X 0 1 X 1 1 1 X 35027047 37169993 47556604 44770074 44173808 208697526 0 0 0 0 0 0 0 0 0 0 0 0 35027047 37169993 47556604 44770074 44173808 208697526 63876 208633650 781462 702416 1016314 633824 1312402 4446418 0 0 0 1840 1391 3231 601008 173785 143886 103422 137479 1159580 214306755 31850074 0.97353 0.96011 X Schedule A, Part II, Line 10 Other income shows miscellaneous activity. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 120000 120000 0 Schedule C, Part II-B, Line 1 The MBL employed two lobbyists to contact various people/agencies to advocate for funding beneficial to the MBL. 0 0 0 0 X X X 0 95972348 1073205 7548193 5281850 0 0 99311896 96915115 1228444 2777759 4948970 0 0 95972348 110363398 866932 -9636592 4678623 0 0 96915115 83248252 1533546 30175118 4593518 0 0 110363398 83193942 2375450 2096520 4417660 0 0 83248252 0.0991 0.6102 0.2907 0 1 1 0 52931085 52931085 0 116604663 76586996 40017667 0 0 0 0 0 44113441 29865880 14247561 0 1049495 0 1049495 108245808 99311896 F 1530528 F 100842424 0 Interest rate swap 583502 Other liabilities 176436 Charitable gift annuities payable 52445 812383 X 52570482 0 0 0 3537838 3537838 49032644 0 8315907 8315907 57348551 53998808 0 0 0 0 0 53998808 0 1744014 1744014 55742822 Schedule D, Part III, Line 4 Rare books, journals and prints are located and used in the MBL Library for research and preservation. Schedule D, Part V, Line 4 The endowment funds were established to support a variety of purposes, including research, scholarships, the MBL Library, and plant. Schedule D, Part X, Line 2 The Laboratory is a tax-exempt organization as described in Section 501(c)(3) of the Internal Revenue Code, as amended (the Code), and is generally exempt from income taxes pursuant to Section 501(a) of the Code. The Laboratory is required to assess uncertain tax positions and has determined that there were no such positions that are material to the financial statements. Management believes that the Laboratory's income tax returns for years ended prior to 2020 are no longer subject to examination by tax authorities in its major tax jurisdiction. Schedule D, Part XI, Line 2d Investment earnings used for operations of $5,281,852 is excluded from Operating Revenue on the Form 990, offset by Financial aid of $1,744,017 included within "Tuition,net" on the Audited Financial Statements, but presented as an expense on the Form 990. Schedule D, Part XI, Line 4b The following amounts are included in Non-operating revenue within the Audited Financial Statements, but for purposes of the Form 990 the they are included in revenue on Part VIII: Contributions for plant of $91,735; Federal and Non federal funding for plant of $0 and $4,377,915; Endowment interest & dividends of $722,131; and Endowment realized gains of $3,124,126. Schedule D, Part XII, Line 4b Financial aid of $1,744,014 included within "Tuition, net" revenue on the Audited Financial Statements, but presented as an expense for the purpose of the Form 990. 1 Europe (including Iceland and Greenland) 0 0 Program Services Grants and Scholarship Assistance 443751 South America 0 0 Program Services Scholarship Assistance 164218 East Asia and the Pacific 0 0 Program Services Scholarship Assistance 162299 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Grants and Scholarship Assistance 156159 South Asia 0 0 Program Services Scholarship Assistance 123343 Sub-Saharan Africa 0 0 Program Services Scholarship Assistance 108963 Middle East and North Africa 0 0 Program Services Grants and Scholarship Assistance 72175 Central America and the Caribbean 0 0 Program Services Scholarship Assistance 22653 Russia and Neighboring States 0 0 Program Services Scholarship Assistance 13186 0 0 1266747 North America (including Canada and Mexico, but not the United States) Research 96292 EFT Europe (including Iceland and Greenland) Research 76159 EFT Middle East and North Africa Research 21939 EFT 4 0 Scholarship & Research Award Europe (including Iceland and Greenland) 72 367592 Scholarship South America 30 164218 Scholarship East Asia and the Pacific 40 162299 Scholarship South Asia 31 123343 Scholarship Sub-Saharan Africa 24 108963 Scholarship & Research North America (including Canada and Mexico, but not the United States) 18 59867 Scholarship & Research Award Middle East and North Africa 12 50236 Scholarship Central America and the Caribbean 4 22653 Scholarship Russia and Neighboring States 3 13186 0 0 0 0 0 0 Schedule F, Part I, Line 2 For sub-awards to institutions outside the United States, a budget, including the budget for the sub-award, is prepared by the Office of Sponsored Programs (OSP) and forwarded to the prime funding agency for approval. When approval is received, an agreement between the MBL and the sub-awardee is prepared. The agreement is required to include a budget, justification and description of work to be completed. Additional information such as an annual audit report may be requested as applicable. This agreement must be approved and signed by a signatory official of the sub-awardee. Additional reporting is required of all foreign sub-awards including itemized invoices with detailed justification of charges to verify their appropriateness and reasonableness and prepared on a basis comparable to Generally Accepted Accounting Principles (GAAP) of the United States of America. Invoices are reviewed by OSP and then forwarded to the MBL Principle Investigator (PI) for review, approval, and certification that they have been monitoring the progress of the project each time an invoice is approved. Approved invoices are forwarded to MBL Financial Services for processing. MBL may also require progress reports the same as stipulated by the prime agreement and the MBL PI. 1 Regents of the University of California DBA University of California Berkeley 1608 Fourth St Suite 220 MC 5940 Berkeley CA 94710 946002123 Government 10253 Research University of California Irvine Office of Research 160 Aldrich Hall Ivine CA 92697 952226406 Government 102728 Research University of Chicago 5801 South Ellis Ave Chicago IL 60637 362177139 501(c)(3) 327972 Research University of Georgia Research Foundation 475 North Lumpkin Street Athens GA 30602 581353149 501(c)(3) 307980 Research Clifford A Goudey & Associates 21 Marlboro St Newburyport MA 01950 007485171 65262 Research University of Illinois Chicago 809 S Marshfield Ave MC551 Chicago IL 60612 376000511 Government 65033 Research University of Louisiana at Lafayette 104 E University Ave Layfayette LA 70504 726000820 Government 19120 Research University of Massachusetts Amherst 120 Tillson Farm Rd Amherst MA 01003 043167352 Government 7438 Research University of Massachusetts Boston 100 Morrissey Blvd Boston MA 02125 043167352 Government 5707 Research Michigan State University 426 Auditorium Rd Rm 2 East Lansing MI 48824 386005984 Government 21505 Research Regents of the University of Minnesota 450 McNamara Alumni Center 200 Oak St SE Minneapolis MN 55455 416007513 Government 134237 Research Nature Conservancy 4245 North Fairfax Dr Suite 100 Arlington VA 22203 530242652 501(c)(3) 20696 Research University of New Hampshire 51 College Rd Durham NH 03824 026000937 Government 61444 Research Northeastern University 360 Huntington Ave Boston MA 02115 041679980 501(c)(3) 182025 Research Recinto Universitario de Mayaguez PO Box 9000 MAYAGEZ PR 00681 660433761 Government 5390 Research Rutgers University Research & Sponsored Programs 3 Rutgers Plaza 2nd Floor New Brunswick NJ 08901 226001086 501(c)(3) 20930 Research University of South Carolina 1600 Hampton St Suite 414 Columbia SC 29208 576001153 Government 8421 Research University of Texas at Dallas 800 West Campbell Rd AD15 Richardson TX 75080 751305566 Government 226536 Research Boston University 1 Silber Way Boston MA 02215 042103547 501(c)(3) 47938 Research University of Connecticut 438 Whitney Road Ext Unit 1133 Storrs CT 06269 060772160 Government 8917 Research Villanova University 800 Lancaster Ave Villanova PA 19085 231352688 501(c)(3) 39302 Research Viginia Institute of Marine Services Lisa Ragone Calvo PO Box 1346 Gloucester Point VA 23062 546001802 501(c)(3) 56564 Research Woods Hole Oceanographic Inst 569 Woods Hole Rd MS 14 Woods Hole MA 02543 042105850 501(c)(3) 157765 Research Yale University 105 Wall St New Haven CT 06511 060646973 501(c)(3) 596110 Research 23 1 Scholarships 194 802657 Award values are the amount of tuition and housing waived. Research Awards 21 379010 Award values are the amount of lab space and housing waived. Schedule I, Part I, Line 2 The Grants Accountant, Controller, and Director of Finance oversee all grant, contract, or cooperative agreement awards compliance. This includes establishing a new job center for each award, reconciling allowable expenses to the sponsor's requirements, accounting of all costs on active awards, ensuring grant contract or cooperative agreement expenses do not exceed the award revenues, completing all billing to government and private agencies, and completing a financial close-out of all finished awards assuring proper reporting to federal and non-federal agencies. Schedule I, Part III Research award oversight is provided by the Division of Research staff. Research award applications are reviewed by a committee of internal and external scientists, who meet with the Director of the Division of Research to make their recommendations for the final determination of recipients and award amounts. The Senior Administrator in the Division of Research tracks the awardee's research progress and expenditures through their stay at the MBL, reviewing the required reports that are due one month after completion of the research award term, and ensuring awardees remain within budget. Scholarships are awarded by the Division of Research from grants and contributions received by the MBL, some of which are restricted for specific use. The Director of the Division of Education determines student eligibility and the amount of the scholarship. Awards are first applied to cover tuition costs, and then cover room, board, and travel if the amount awarded is sufficient. X X 0 0 0 0 0 0 0 0 0 A Paul Alivisatos Former Chair of the Board of Trustees 0 1249077 0 580981 0 20797 0 26400 0 22281 0 1899536 0 0 Juan J de Pablo Trustee 0 708594 0 166859 0 7958 0 26400 0 39439 0 949250 0 0 Lori Berko Secretary of the MBL Corporation 0 475525 0 47500 0 1692 0 26400 0 15589 0 566706 0 0 Nipam H Patel Director of the MBL 461682 0 0 0 0 0 26000 0 27794 0 515476 0 0 0 Paul E Speer Chief Operating Officer 310625 0 0 0 0 0 25037 0 22670 0 358332 0 0 0 Linda Hyman Director of Education 292423 0 0 0 0 0 26988 0 13897 0 333308 0 0 0 Anne Sylvester Director, Division of Research 282969 0 0 0 0 0 13285 0 0 0 296254 0 0 0 Joshua Rosenthal Senior Scientist 239825 0 0 0 0 0 13000 0 22670 0 275495 0 0 0 Mary S Harrington Chief Financial Officer 226702 0 0 0 0 0 26000 0 22670 0 275372 0 0 0 David B Mark Welch Senior Scientist 195225 0 0 0 0 0 25037 0 41690 0 261952 0 0 0 Sebastien Laye Former Chief Advancement Officer 0 223892 0 0 0 0 0 18589 0 17359 0 259840 0 0 Scott Koerner Director of Information Technology 184949 0 0 0 0 0 9835 0 34005 0 228789 0 0 0 Jennifer Morgan Director of the Eugene Bell Center 214504 0 0 0 0 0 0 0 11335 0 225839 0 0 0 Marie Russell Director of Facilities and Services 212662 0 0 0 0 0 0 0 11335 0 223997 0 0 0 A Massachusetts Development Finance Agency 043431814 57583RFL4 2006-04-26 34000000 Renovation of Facilities and Refinancing 0 0 0 A 13015000 0 34629135 0 134301 0 0 0 0 19644135 14985000 0 2008 0 1 1 1 A 0 1 1 0 0 0.0344 0.0013 0.0357 1 0 1 A 0 0 1 0 1 1 Morgan Stanley 30.3 1 0 1 Trans America 1.5 1 0 0 A 1 X 1 8460 Market Value X 7 45909 Market Value X 1 958500 Appraisal Value X Equipment 3 89701 Market Value 0 0 1 1 Schedule M, Part I, Line 32b Stock donations are received in the MBL's Morgan Stanley account and sold as soon as possible by Morgan Stanley. Form 990, Part VI, Section A, Line 6 On July 1, 2013 the Laboratory entered into an affiliation agreement with the University of Chicago (the University) located in Chicago, Illinois. Under this affiliation the University became the sole member of the Laboratory. The University of Chicago as sole member has the right to exercise all powers to approve or disapprove of certain fundamental decisions concerning the Corporation. Form 990, Part VI, Section A, Line 7a The University as sole member has the power to appoint and remove members of the Board of Trustees. Form 990, Part VI, Section A, Line 7b The University of Chicago as sole member has the power to take certain actions with respect to the MBL after prior consultation with the MBL's Board of Trustees, and the power to approve or disapprove certain actions taken by the MBL. Form 990, Part VI, Section B, Line 11b Prior to filing the Form 990, members of the Executive Committee and Audit & Risk Committee of the Laboratory's Board of Trustees were given an opportunity to review portions of the Form 990 relevant to the areas of oversight of those Committees, allowing them to review the form, provide comments, and ask any questions. Subsequent to the Committees' review, the form is made available to the full Board of Trustees for review prior to filing. Form 990, Part VI, Section B, Line 12c All trustees, officers, senior faculty, senior administrators, and other employees of the Laboratory are subject to conflict of interest policies that among other things, define material financial disclosure of information and specify procedures to be followed in managing these conflicts. The Laboratory's conflict of interest (COI) policies for trustees and officers requires disclosure whenever a trustee or a related party engages in an activity that could be considered a conflict of interest. Trustees are reminded that questions regarding the COI policy may be raised informally and confidentially at any time with the Chair of the Board of Trustees, the Chair of the Nominating and Governance Committee, or the University of Chicago's General Counsel. All trustees must annually disclose actual and potential conflicts of interest by completing a confidential COI Disclosure Statement and Acknowledgement, and these disclosures must be updated as new information becomes available that could affect the trustee's stated interests. The MBL's Director of Finance, in consultation with the Nominating and Governance Committee and Senior MBL and University of Chicago administration, will compile the disclosures into a confidential database. The Chair of the Board of Trustees will also review all disclosed potential conflicts of interest before making Board committee assignments. Regardless of these efforts, Trustees must be alert to any and all potential conflicts. To the extent a potential conflict has not been addressed, it should be brought to the immediate attention of the Chair of the Board, the Chair of the Nominating and Governance Committee, or the University of Chicago's General Counsel. The Trustee should also abstain from participating in or voting on the matter. Actions in this regard will be reflected in any official meeting minutes. The Laboratory requires that employees (MBL staff members) complete a COI statement annually. The statement is reviewed by the Director of Human Resources and the Director of the Division of Research. If it is believed there may be a conflict of interest on any of the statements, it is brought to the attention of the MBL Compliance Committee for resolution. Any MBL staff member who is or will be involved in an MBL business transaction in which a potential for conflict of interest may exist is required to report such potential conflict to the Chief Operating Officer. The MBL shall take action to ensure that the transaction, if it is to proceed, is on fair and reasonable terms and in the best interest of the Laboratory. Someone other than the individual with the conflict must initiate the resolutions for action and make the necessary decisions and control the transaction(s). The individual with the conflict must recuse themselves from the decision-making process. Form 990, Part VI, Section C, Line 19 The Conflict of Interest policy is available on MBL's website. Audited financial statements and Form 990 are available upon request to organization. In addition, audited financial statements, Form 990, and governing documents are available on public websites and the Commonwealth of Massachusetts' website. Form 990, Part XI, Line 9 Adjustments for non-operating activities: decrease in interest rate swap agreement of $320,335; decrease for the change in value of annuities of $97,178; increase in post-retirement health care asset value of $645,819; and gain on insurance proceeds of $184,400. 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Science curriculum IL University of Chicago C Phoenix Overlay Fund Ltd 401 N Michigan Ave Chicago IL 60611 Investing CJ University of Chicago C UChicago Medicine Northwest Indiana Inc 5841 S Maryland Ave Chicago IL 60637 922355855 Healthcare IN University Of Chicago Medical Center C CHARITABLE REMAINDER TRUSTS (68) 5801 S ELLIS AVENUE Chicago IL 60637 CHAR RMDR TRUST IL UNIV OF CHICAGO T POOLED INCOME FUND (1) 5801 S ELLIS AVENUE Chicago IL 60637 POOLED INC FUND IL UNIV OF CHICAGO C INGALLS PROVIDER GROUP ONE INGALLS DR HARVEY IL 60426 363485578 INSURANCE SERVICE IL UNIV OF CHICAGO C MEDCENTRIX INC ONE INGALLS DR HARVEY IL 60426 363374228 BILLING & MGMT IL UNIV OF CHICAGO C TRULEN INSURANCE SPC LIMITED 171 ELGIN AVE PO BOX 10233 GRAND CAYMAN CJ KY1-1002 981571288 LIAB INSURANCE CJ UNIV OF CHICAGO C CAPSTONE CPP 2012 1 FUND 190 ELGIN AVENUE GEORGE TOWN GRAND CAYMAN CJ KY1-9008 INVESTMENT CJ UNIV OF CHICAGO S COHEN & STEERS GLOBAL REALTY FOCUS STRAT 1166 Avenue of the Americas NEW YORK NY 10153 INVESTMENT NY UNIV OF CHICAGO C KOHINOOR CORE (CAYMAN) FUND PO BOX 309 UGLAND HOUSE GRAND CAYMAN CJ KY1-1104 INVESTMENT CJ UNIV OF CHICAGO S PENSO FUND PLATFORM SPC - SEG PORTFOLIO PO BOX 309 UGLAND HOUSE GRAND CAYMAN CJ KY1-1104 981360251 INVESTMENT CJ UNIV OF CHICAGO S STANDARD GENERAL OFFSHORE FUND LTD 767 5TH AVE 12TH FLOOR NEW YORK NY 10153 INVESTMENT NY UNIV OF CHICAGO S TARPON ALL EQUITIES FUND LP 5801 S ELLIS AVENUE CHICAGO IL 60637 INVESTMENT IL UNIV OF CHICAGO S VIEWFORTH EUROPEAN EQUITY FUND LIMITED 190 ELGIN AVENUE GEORGE TOWN GRAND CAYMAN CJ KY1-9001 INVESTMENT CJ UNIV OF CHICAGO S 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 1 0 1 UNIVERSITY OF CHICAGO c 11249499 The amounts received by the MBL represents $10,000,000 for operational support and $1,249,499 for specific programmatic activities. UNIVERSITY OF CHICAGO m 0 The University performs fundraising services by including MBL within online solicitations and some major donor solicitations. UNIVERSITY OF CHICAGO o 0 MBL's dedicated Chief Advancement Officer is funded by the University of Chicago. UNIVERSITY OF CHICAGO q 0 The University of Chicago holds courses and conducts occasional research at the MBL and reimburses MBL at standard rates for meeting room and laboratory rentals, housing and dining services, and research service purchases. Schedule R, Part II The University of Chicago, a 501(c)(3) organization, is the direct controlling organization of the Marine Biological Laboratory. For purposes of completion, the following information is provided: The related organizations listed below are disregarded entities of the University of Chicago: UChicago Argonne LLC -68-0628477, 5801 S. Ellis Avenue, Chicago, IL 60637, Primary Activity: Manage Lab, Legal Domicile: Illinois; University of Chicago Foundation Ltd - 98-0525557, 5th FL Alder Castle, 10 Noble, London, United Kingdom, Primary Activity: Fundraising, Legal Domicile: United Kingdom; Theory and Computing Sciences Building Trust - 51-6596577 - 5801 S. Ellis Avenue, Chicago, IL 60637, Primary Activity: Research Building, Legal Domicile: Illinois; UChicago Trading - 30-0517735, 5801 S. Ellis Avenue, Chicago, IL 60637, Primary Activity: Investing, Legal Domicile: Illinois; Maroon Investments LLC - 5801 S. Ellis Avenue, Chicago, IL 60637, Primary Activity: Holding Company, Legal Domicile: Delaware; UChicago Impact LLC - 61-1682394, 1307 E. 60th Street, Chicago, IL 60637, Primary Activity: Education, Legal Domicile: Illinois; Harper Court LLC - 5801 S. Ellis Avenue, Chicago, IL 60637, Primary Activity: Holding Company, Legal Domicile: Illinois; LPA Management LLC - 5801 S. Ellis Avenue, Chicago, IL 60637, Primary Activity: Property Management, Legal Domicile: Illinois. For purposes of completeness, please note the following: The entities listed below are disregarded entities of The University of Chicago Medical Center: UCMC Community Physicians LLC, 5841 S. Maryland Ave., Chicago, IL 60637, EIN: 38-3865637, Primary Activity: Physician Services, Legal Domicile: Illinois; University of Chicago Medicine Care Network LLC, 5841 S. Maryland Ave., Chicago, IL 60637, EIN: 47-4222269, Primary Activity: Healthcare, Legal Domicile: Illinois; UCM Global LLC, 5841 S. Maryland Ave., Chicago, IL 60637, EIN: 32-0579811, Primary Activity: International Medical Consulting, Legal Domicile: Illinois. Also note: The University of Chicago Medical Center is a less than 50% member in a joint venture with UCMC/SCH Oncology JV LLC, a tax exempt entity, 1850 Silver Cross Blvd, New Lenox, IL 60451, EIN: 32-2436795. The University of Chicago Medicine Care Network, LLC, a disregarded entity of the University of Chicago Medical Center, is the sole member of the following related entities: UCM Care Network Medical Group Inc. 5841 S. Maryland Ave., Chicago, IL 60637, EIN: 47-4221241, Primary Activity: Healthcare, Legal Domicile: Illinois; University of Chicago Medicine Care Network Affiliated Physicians LLC, 5841 S. Maryland, Chicago, IL 60637, EIN: 47-4233918, Primary Activity: Healthcare, Legal Domicile: Illinois. The following entity is a disregarded entity of UChicago Research International, a related entity: UChicago Research Bangladesh LLC, 5801 S. Ellis Avenue, Chicago, IL 60637, Primary Activity: Support Research, Legal Domicile: Illinois.