2023-06-11T06:22:15-05:00 2022-12-31 951777440 GREEN HASSON & JANKS LLP 700 SOUTH FLOWER STREET SUITE 3300 LOS ANGELES CA 90017 990PF 2022-01-01 466959013 SARAH KETTERER FAMILY FOUNDATION SARA 3102316104 11111 SANTA MONICA BLVD 15TH FL LOS ANGELES CA 90025 SARAH HOTCHKIS KETTERER TRUSTEE 3102316104 2023-06-06 1 SARAH HOTCHKIS KETTERER 999009999 0 LIZBETH G NEVAREZ P01399868 3108731600 2023-06-05 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X X 48933340 X X 2104 2104 1452625 1452625 -404099 4934183 0 1207 1207 1051837 1455936 0 0 0 20542 16433 4108 6200 4960 1240 166595 166595 0 18532 11532 0 211869 199520 5348 2395000 2395000 2606869 199520 2400348 -1555032 1256416 620708 616734 616734 40883599 35874374 35874374 11101183 9826536 9826536 2000000 2494993 2494993 117468 120703 120703 54722958 48933340 48933340 0 0 X 54722958 48933340 54722958 48933340 54722958 48933340 54722958 -1555032 0 53167926 4234586 48933340 SALE OF PUBLICLY TRADED SECURITIES 2022-01-01 2022-12-31 4864255 5338282 -474027 -474027 CAPITAL GAINS DISTRIBUTIONS P 2022-01-01 2022-12-31 69928 69928 69928 -404099 17464 0 17464 0 17464 6190 0 0 0 6190 453 11727 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A GURSEY SCHNEIDER LLP 3105520960 1888 CENTURY PARK EAST STE 900 LOS ANGELES CA 90067 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SARAH HOTCHKIS KETTERER 15900 ALCIMA AVENUE PACIFIC PALISADES CA 90272 TRUSTEE 1.00 0 0 0 NONE 0 MORGAN STANLEY 1999 AVE OF THE STARS SUITE 2400 LOS ANGELES CA 90067 INVESTMENT MANAGEMENT 166595 0 0 48390934 1261879 120703 49773516 0 0 49773516 746603 49026913 2451346 2451346 17464 17464 2433882 0 2433882 0 2433882 2400348 0 2400348 2433882 0 0 168054 556159 478863 12564 1215640 2400348 0 0 0 2400348 0 33534 33534 1182106 0 0 0 0 0 0 134520 1047586 556159 478863 12564 SARAH HOTCHKIS KETTERER X STANFORD UNIVERSITY- TRANSFORMING LEARNING ACCELERATOR 485 LASUEN MALL STANFORD CA 94305 PUBLIC CHARITY GENERAL OPERATING SUPPORT 750000 STAND TOGETHER TRUST 1320 N COURTHOUSE RD ARLINGTON VA 22201 PUBLIC CHARITY GENERAL OPERATING SUPPORT 750000 TRUSTEES OF DARTMOUTH COLLEGE- TUCK SCHOOL 100 TUCK HALL HANOVER NH 03755 PUBLIC CHARITY GENERAL OPERATING SUPPORT 275000 AMERICANS FOR PROSPERITY 1310 N COURTHOUSE RD ARLINGTON VA 22201 PUBLIC CHARITY GENERAL OPERATING SUPPORT 250000 STANFORD UNIVERSITY- HOOVER INSTITUTE 434 GALVEZ MALL STANFORD CA 94305 PUBLIC CHARITY GENERAL OPERATING SUPPORT 200000 GIRLS WHO INVEST 1345 AVENUE OF THE AMERICAS 33RD FLOOR NEW YORK NY 10105 PUBLIC CHARITY GENERAL OPERATING SUPPORT 50000 ST MARK'S SCHOOL OF TEXAS 10600 PRESTON RD DALLAS TX 75230 PUBLIC CHARITY GENERAL OPERATING SUPPORT 45000 CAPE ELEUTHERA FOUNDATION 1900 MARKET STREET 8TH FLOOR PHILADELPHIA PA 19103 PUBLIC CHARITY GENERAL OPERATING SUPPORT 30000 FOOD FORWARD 7412 FULTON AVE 3 NORTH HOLLYWOOD CA 91605 PUBLIC CHARITY GENERAL OPERATING SUPPORT 25000 CRYSTAL CHARITIES 3838 OAK LAWN AVENUE STE 150 DALLAS TX 75219 PUBLIC CHARITY GENERAL OPERATING SUPPORT 15000 POLYTECHNIC SCHOOL 1030 E CALIFORNIA BLVD PASADENA CA 91106 PUBLIC CHARITY GENERAL OPERATING SUPPORT 5000 2395000 0 14 2104 14 1452625 18 -404099 OTHER INCOME 01 1207 0 1051837 0 1051837 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 6200 4960 1240 291,000 UNITS BANK OF AMERICA CORP FXD TO 102024 VAR THRAFTR 6.5000% 288772 288772 275,000 UNITS DISCOVER FINANCIAL SERVICES FX D TO 092025 VAR THRAFTR 6.125% 266746 266746 272,000 UNITS REGIONS FINANCIAL CORP FXD TO 092025 VAR THRAFTR 5.7500% 265987 265987 271,000 UNITS VOYA FINANCIAL INC FXD TO 092023 VAR THRAFTR 6.1250% 264988 264988 282,000 UNITS FIFTH THIRD BANCORP FXD TO 092025 VAR THRAFTR 4.5000% 263485 263485 265,000 UNITS CITIZENS FINANCIAL GROUP INC F XD TO 102025 VAR THRAFTR 5.65% 256099 256099 259,000 UNITS CHARLES SCHWAB CORP/THE FXD TO 062025 VAR THRAFTR 5.375% 254044 254044 260,000 UNITS BANK OF NEW YORK MELLON FXD TO 092025 VAR THRAFTR 4.700% 250201 250201 280,000 UNITS NORTHERN TRUST CORP FXD TO 102026 VAR THRAFTR 4.6000% 246375 246375 249,000 UNITS GENERAL ELECTRIC CO FXD TO 012021 VAR THRAFTR 8.099% 246109 246109 260,000 UNITS HUNTINGTON BANCSHARES INC/OH FXD TO 072030 VAR THFTR 5.625% 243688 243688 280,000 UNITS BANK OF NEW YORK MELLON FXD TO 092026 VAR THRAFTR 4.6250% 239994 239994 292,000 UNITS GOLDMAN SACHS GROUP INC/THE FXD TO 052026 VAR THRAFTR 3.8% 238986 238986 265,000 UNITS KEYCORP FXD TO 092026 VAR THRAFTR 5.0000% 231163 231163 271,000 UNITS GENERAL MOTORS FIN CO INC FXD TO 092030 VAR THRAFTR 5.7000% 230904 230904 264,000 UNITS US BANCORP FXD TO 042027 VAR THRAFTR 5.3000% 229349 229349 230,000 UNITS METLIFE INC FXD TO 032028 VAR THRAFTR 5.8750% 219969 219969 237,000 UNITS WELLS FARGO & CO FXD TO 032026 VAR THRAFTER 3.9000% 207092 207092 231,000 UNITS JPMORGAN CHASE & CO FXD TO 062026 VAR THRAFTR 3.65% 198647 198647 233,000 UNIT AIR LEASE CORP FXD 062026 VAR THRAFTR 4.65% 196912 196912 200,000 UNITS JPMORGAN CHASE & CO FXD TO 042024 VAR THREFTR 6.1250% 195497 195497 200,000 UNITS CITIGROUP INC FXD TO 082026 VAR THRAFTR 6.2500% 193441 193441 197,000 UNITS CITIGROUP INC FXD TO 092024 VAR THRAFTR 5.0000% 175425 175425 200,000 UNITS PNC FIN SERVICES GROUP FXD TO 112026 VAR THRAFTR 5.0000% 174512 174512 157,000 UNITS CHARLES SCHWAB CORP/THE FXD TO 062026 VAR THRAFTR 4.0000% 136106 136106 115,000 UNITS CITIGROUP INC FXD TO 012023 VAR THRAFTR 5.9500% 114388 114388 169,000 UNITS SVB FINANCIAL GROUP FXD TO 052026 VAR THRAFTR 4.000% 112635 112635 114,000 UNITS JPMORGAN CHASE & CO FXD TO 082023 VAR THRAFTR 6.0000% 112283 112283 111,000 US BANCORP FXD TO 012027 VAR THRAFTR 3.7000% 90928 90928 92,000 UNITS M&T BANK CORP FXD TO 022024 VAR THRAFTR 6.4500% 90036 90036 140,000 UNITS SVB FINANCIAL GROUP FXD TO 112031 VAR THRAFTR 4.7000% 88378 88378 96,000 UNITS BANK OF AMERICA CORP FXD TO 012027 VAR TGRAFTR 4.375% 81695 81695 70,000 UNITS LINCOLN NATIONAL CORP FXD TO 032028 VAR THRAFTR 9.25% 74106 74106 88,000 UNITS CITIGROUP INC FXD TO 112026 VAR THRAFTR 4.1500% 72197 72197 70,000 UNITS JPMORGAN CHASE & CO FXD TO 022024 VAR THRAFTR 6.7500% 69680 69680 70,000 TRUIST FINANCIAL CORP FXD TO 122025 VAR THRAFTR 4.95% 67102 67102 74,000 UNITS BANK OF AMERICA CORP FXD TO 032028 VAR THRAFTR 5.8750% 65488 65488 63,000 UNITS CENTENE CORP 4.250% 12/15/2027 59183 59183 68,000 UNITS CROWDSTRIKE HOLDINGS 3.000% 2/15/2029 57832 57832 82,000 ALLY FINANCIAL INC FXD TO 052026 VAR THRAFTR 4.7% 55140 55140 56,000 UNITS BANK OF AMERICA CORP FXD TO 032025 VAR THRAFTR 6.1000% 54463 54463 61,000 UNITS GOLDMAN SACHS GROUP INC/THE FX D TO 112026 VAR THRAFTR 4.125% 50982 50982 38,000 UNITS GLOBAL PAYMENTS INC 4.950% 8/15/2027 36981 36981 33,000 UNITS OCCIDENTAL PETROLEUM CORP 5.875% 9/1/2025 33103 33103 29,000 UNITS FORD MOTOR CO 9.625% 4/22/2030 32838 32838 33,000 UNITS DCP MIDSTREAM OPERATING LP 5.375% 7/15/2025 32727 32727 32,000 UNITS ISTAR INC 5.500% 2/15/2026 32024 32024 33,000 UNITS SM ENERGY CO 6.625% 1/15/2027 31837 31837 33,000 UNITS CEDAR FAIR LP / CANADA'S WONDE RLAND CO / MAGNUM MANAGEMENT C 5 31651 31651 33,000 UNITS PDC ENERGY INC 5.750% 5/15/2026 31595 31595 33,000 UNITS TRANSDIGM INC 5.500% 11/15/2027 31162 31162 32,000 ICAHN ENTERPRISES LP / ICAHN ENTERPRISES FINANCE CORP 4.750% 9/15/202 30914 30914 32,000 UNITS CLEVELAND CLIFFS INC 5.875% 6/1/2027 30811 30811 34,000 UNITS LAMAR MEDIA CORP 3.750% 2/15/2028 30756 30756 33,000 UNITS YUM! BRANDS 5.375% 4/1/2032 30676 30676 34,000 UNITS BLOCK INC 2.750% 6/1/2026 30553 30553 32,000 UNITS FORD MOTOR CO 4.346% 12/8/2026 30538 30538 32,000 UNITS RANGE RESOURCES CORP 4.875% 5/15/2025 30538 30538 32,000 UNITS CREDIT ACCEPTANCE CORP 6.625% 3/15/2026 30504 30504 38,000 UNITS BALL CORP 3.125% 9/15/2031 30463 30463 33,000 UNITS ICAHN ENTERPRISES LP / ICAHN ENTERPRISES FINANCE CORP 5.250% 5/ 30441 30441 38,000 UNITS CCO HOLDINGS LLC 4.500% 5/1/2032 30440 30440 31,000 UNITS MGM RESORTS INTERNATIONAL 5.750% 6/15/2025 30413 30413 33,000 UNITS T-MOBILE USA INC 2.625% 4/15/2026 30247 30247 31,000 UNITS AECOM 5.125% 3/15/2027 30194 30194 32,000 UNITS UNITED RENTALS NORTH AMERICA 5.250% 1/15/2030 30186 30186 32,000 UNITS NRG ENERGY INC 5.750% 1/15/2028 30101 30101 33,000 UNITS FLUOR CORP 4.250% 9/15/2028 29984 29984 29,000 UNITS DELTA AIR LINES INC 7.375% 1/15/2026 29766 29766 32,000 UNITS LAMAR MEDIA CORP 4.875% 1/15/2029 29761 29761 37,000 UNITS BLOCK INC 3.500% 6/1/2031 29707 29707 35,000 UNITS COMMERCIAL METALS CO 3.875% 2/15/2031 29705 29705 31,000 UNITS CARPENTER TECHNOLOGY CORP 6.375% 7/15/2028 29677 29677 32,000 UNITS CHEMOURS CO/THE 5.375% 5/15/2027 29632 29632 31,000 UNITS CROWN AMERICAS LLC 4.250% 9/30/2026 29625 29625 32,000 UNITS CENTENE CORP 4.625% 12/15/2029 29311 29311 34,000 UNITS HCA INC 3.500% 9/1/2030 29311 29311 33,000 UNITS PATTERSON UTI ENERGY INC 3.950% 2/1/2028 29257 29257 36,000 UNITS AUTONATION INC 3.850% 3/1/2032 29158 29158 30,000 UNITS ALLY FINANCIAL INC 5.750% 11/20/2025 29138 29138 35,000 UNITS SBA COMMUNICATIONS CORP 3.125% 2/1/2029 29135 29135 31,000 UNITS BOYD GAMING CORP 4.750% 12/1/2027 29054 29054 29,000 UNITS TRI POINTE GROUP INC / TRI POINTE HOMES INC 5.875% 6/15/24 29023 29023 34,000 UNITS TOLL BROTHERS FINANCE CORP 3.800% 11/1/2029 29006 29006 31,000 UNITS PENSKE AUTOMOTIVE GROUP INC 3.50% 9/1/2025 28995 28995 29,000 UNITS DELL INC 6.500% 4/15/2038 28938 28938 28,000 UNITS ALLY FINANCIAL INC 8.000% 11/1/2031 28936 28936 33,000 UNITS FREEPORT-MCMORAN INC 5.250% 9/1/2029 28903 28903 31,000 UNITS CALLON PETROLEUM CO 6.375% 7/1/2026 28894 28894 32,000 UNITS EQM MIDSTREAM PARTNERS LP 5.500% 7/15/2028 28828 28828 31,000 UNITS MGIC INVESTMENT CORP 5.250% 8/15/2028 28817 28817 29,000 UNITS RADIAN GROUP INC 6.625% 3/15/2025 28709 28709 30,000 UNITS TELEFLEX INC 4.625% 11/15/2027 28632 28632 31,000 UNITS GRIFFON CORP 5.750% 3/1/2028 28478 28478 27,000 UNITS SPRINT LLC 7.625% 3/1/2028 28450 28450 31,000 UNITS SBA COMMUNICATIONS CORP 3.875% 2/15/2027 28433 28433 33,000 UNITS UNITED RENTALS NORTH AMERICA 4.000% 7/15/2030 28419 28419 30,000 UNITS SERVICE CORP INTERNATIONAL 5.125% 6/1/2029 28313 28313 31,000 UNITS RHP HOTEL PROPERTIES LP / RHP FINANCE CORP 4.750% 10/15/2027 28280 28280 31,000 UNITS HILTON DOMESTIC OPERATING CO INC 4.875% 1/15/2030 28270 28270 36,000 UNITS PACIFIC GAS AND ELECTRIC 4.950% 7/1/2050 28234 28234 34,000 UNITS HILLENBRAND INC 3.750% 3/1/2031 28124 28124 31,000 UNITS PG&E CORP 5.250% 7/1/2030 28108 28108 28,000 UNITS HCA INC 5.375% 2/1/2025 27988 27988 32,000 UNITS BATH AND BODY WORKS INC 6.750% 7/1/2036 27969 27969 30,000 UNITS SOUTHWESTERN ENERGY CO 5.375% 2/1/2029 27951 27951 27,000 UNITS CROWN CORK & SEAL INC 7.375% 12/15/2026 27888 27888 29,000 UNITS HUGHES SATELLITE SYSTEMS CORP 5.250% 8/1/2026 27882 27882 27,000 UNITS OCCIDENTAL PETROLEUM CORP 6.600% 3/15/2046 27820 27820 28,000 UNITS ADT SECURITY CORP/THE 4.125% 6/15/2023 27760 27760 28,000 UNITS BALL CORP 4.00% 11/15/2023 27530 27530 35,000 UNITS DICKS SPORTING GOODS INC 3.150% 1/15/2032 27505 27505 30,000 UNITS IHEARTCOMMUNICATIONS INC 6.375% 5/1/2026 27504 27504 29,000 UNITS FIRSTENERGY CORP 4.400% 7/15/2027 27117 27117 30,000 UNITS TARGA RESOURCES 4.875% 2/1/2031 27009 27009 37,000 UNITS ROYAL CARIBEAN CRUISES LTD 3.700% 3/15/2028 26995 26995 34,000 UNITS CHARTER COMMUNICATIONS OPERATING 5.375% 5/1/2047 26882 26882 31,000 UNITS SEAGATE HHD CAYMAN 5.750% 12/1/2034 26741 26741 26,000 UNITS SPRINT CORP 7.125% 6/15/2024 26554 26554 26,000 UNITS HOWMET AEROSPACE INC 6.750% 1/15/2028 26491 26491 32,000 UNITS CHARTER COMMUNICATIONS OPERATING 5.750% 4/1/2048 26428 26428 27,000 UNITS BALL CORP 4.875% 3/15/2026 26374 26374 26,000 UNITS CDW LLC / CDW FINANCE CORP 5.500% 12/1/2024 25934 25934 26,000 UNITS TRANSDIGM INC 7.500% 3/15/2027 25910 25910 28,000 UNITS SPIRIT AEROSYSTEMS INC 3.850% 6/15/2026 25520 25520 28,000 UNITS ENCOMPASS HEALTH CORP 4.500% 2/1/2028 25479 25479 30,000 UNITS ASBURY AUTOMOTIVE GROUP INC 4.750% 3/1/2030 25429 25429 31,000 UNITS ENERGY TRANSFER OPERATING LP 5.000% 5/15/2050 25077 25077 26,000 UNITS CENTURY COMMUNITIES INC 6.750% 6/1/2027 24904 24904 26,000 UNITS TOLL BROTHERS FINANCE CORP 4.875% 3/15/2027 24697 24697 27,000 UNITS HB FULLER CO 4.250% 10/15/2028 23944 23944 27,000 UNITS YUM! BRANDS 4.625% 1/31/2032 23942 23942 27,000 UNITS ENCOMPASS HEALTH CORP 4.750% 2/1/2030 23803 23803 26,000 UNITS MPT OPERATING PARTNERSHIP LP / MPT FINANCE CORP 5.250% 8/1/2026 23528 23528 33,000 MACY'S RETAIL HOLDINGS 4.500% 12/15/2034 22733 22733 17,000 UNITS OLIN CORP 5.625% 8/1/2029 16132 16132 17,000 UNITS WESTERN MIDSTREAM OPERATING LP 4.750% 8/15/2028 15678 15678 17,000 UNITS RADIAN GROUP INC 4.875% 3/15/2027 15671 15671 29,000 UNITS QVC INC 5.450% 8/15/2034 15152 15152 14,000 UNITS MGM GROWTH PROPERTIES OPERATIN G PARTNERSHIP LP / MGP FINANCE 4 12439 12439 14,000 UNITS DELL INC 5.400% 9/10/2040 12372 12372 12,000 UNITS TRAVEL + LEISURE CO 6.600% 10/1/2025 11860 11860 12,000 UNITS MGM RESORTS INTERNATIONAL 5.500% 4/15/2027 11206 11206 11,000 UNITS TENET HEALTHCARE CORP 4.625% 7/15/2024 10794 10794 11,000 UNITS HEXCEL CORP 4.200% 2/15/2027 10233 10233 15,800 UNITS EMERGING MRKTS INTERNET & EC (EMQQ) 469734 469734 154,687 UNITS VANGUARD HIGH DIV YIELD ETF (VYM) 16738680 16738680 842,314.382 UNITS CAUSEWAY GLB VALUE INST (CGVIX) 9155957 9155957 134,712.476 UNITS CAUSEWAY INTL SMALL CAP INST (CIISX) 1537069 1537069 1,500,000 UNITS MSILF GOVERNEMTN PTF INST 1500000 1500000 1,750 UNITS COSTCO WHOLESALE CORP NEW (COST) 798875 798875 79,938 UNITS CAUSEWAY EMERGING MKTS INST (CEMIX) 703448 703448 10,357.116 UNITS HOTCHKIS & WILEY SM CAP VAL I (HWSIX) 679013 679013 21,750 UNITS CSX CORP (CSX) 673815 673815 2,000 UNITS JOHNSON & JOHNSON (JNJ) 353300 353300 6,750 UNITS PFIZER INC (PFE) 345870 345870 2,500 UNITS JPMORGAN CHASE & CO (JPM) 335250 335250 4,150 UNITS METLIFE INCORPORATED (MET) 300335 300335 1,250 UNITS MICROSOFT CORP (MSFT) 299775 299775 5,510. UNITS SPDR S&P EMERGING SMALL CAP (EWX) 269659 269659 1,250 UNITS UNION PACIFIC CORP (UNP) 258837 258837 1,377 UNITS CHEVRON CORP (CVX) 247158 247158 4,750 UNITS WELLS FARGO & CO NEW (WFC) 196128 196128 1,750 UNITS EXXON MOBIL CORP (XOM) 193025 193025 1,875 UNITS PHILIP MORRIS INTL INC (PM) 189769 189769 2,100. UNITS SPDR S&P CHINA ETF (GXC) 164556 164556 1,903 UNITS DUPONT DE NEMOURS INC (DD) 130603 130603 1,478 UNITS COLGATE PALMOLIVE CO (CL) 116452 116452 1,903 UNITS CORTEVA INC (CTVA) 111858 111858 1,903 UNITS DOW INC (DOW) 95892 95892 837 UNITS VIATRIS INC (VTRS) 9316 9316 MEDALIST PC FUND III OFFSHORE FMV 408622 408622 OWL ROCK CORE INCOME CORP FMV 2086371 2086371 LEGAL FEES 20542 16433 4108 ACCRUED INTEREST 122972 120703 120703 UNSETTLED PURCHASES -5504 0 0 UNREALIZED LOSS 4234586 OTHER INCOME 1207 1207 1207 INVESTMENT MGMT FEES 166595 166595 0 EXCISE TAX 7000 0 0 FOREIGN TAXES 11532 11532 0