2023-07-13T13:27:49-05:00 2022-09-30 366055558 GRANT THORNTON LLP 757 THIRD AVENUE 3RD FLOOR NEW YORK NY 100172013 990 2021-10-01 131624046 INSTITUTE OF INTERNATIONAL EDUCATION INST 2128838200 ONE WORLD TRADE CENTER 36TH FLOOR NEW YORK NY 10007 AMY EAPPEN SENIOR VICE PRESIDENT AND CFO 2128838200 2023-07-13 1 AMY EAPPEN XXX-XX-XXXX ERIN COUTURE P01390592 2125990100 0 AAL1 IAL1 2021 2023-04-26 12:10:37Z ALLAN E GOODMAN ONE WORLD TRADE CENTER 36TH FLOOR NEW YORK NY 10007 341263911 0 X WWW.IIE.ORG X 1919 NY HELP PEOPLE AND ORGANIZATIONS LEVERAGE THE POWER OF INT'L EDUCATION - CONTINUED IN SCHEDULE O 32 31 569 1905 -1317 0 223299226 285465601 28267419 35103709 24585439 5794322 20138 90248 276172222 326453880 148773694 209438263 0 0 57382895 58808419 0 0 1896875 38439771 42342095 244596360 310588777 31575862 15865103 353005592 375901879 73166092 124790034 279839500 251111845 X THE INSTITUTE OF INTERNATIONAL EDUCATION, INC. (THE "INSTITUTE") IS A NOT-FOR-PROFIT ORGANIZATION THAT WAS ORGANIZED AND OPERATES EXCLUSIVELY FOR CHARITABLE AND EDUCATIONAL PURPOSES TO PROMOTE INTERNATIONAL EDUCATIONAL AND CULTURAL EXCHANGES. (SEE SCHEDULE O).ORGANIZATION'S MISSION STATEMENT (CONTINUED):THE INSTITUTE'S PROGRAMS INCLUDE, BUT ARE NOT LIMITED TO, MANAGING FELLOWSHIPS AND SCHOLARSHIPS; ASSISTING THREATENED STUDENTS AND SCHOLARS THROUGH ITS SCHOLAR RESCUE FUND, EMERGENCY STUDENT FUND, AND OTHER EFFORTS; DEVELOPING LEADERS BY BUILDING LEADERSHIP SKILLS AND ENHANCING THE CAPACITY OF INDIVIDUALS AND ORGANIZATIONS TO ADDRESS LOCAL AND GLOBAL CHALLENGES; PROVIDING STRATEGIC RESOURCES AND SERVICES TO HELP FACULTY AND ADMINISTRATORS INTERNATIONALIZE THEIR CAMPUSES; HELPING INSTITUTIONS OF HIGHER EDUCATION BUILD CAPACITY; PROMOTING INTERNATIONAL DEVELOPMENT; AND ENGAGING IN RESEARCH, DIALOGUE AND OTHER ACTIVITIES IN FURTHERANCE OF ITS PURPOSE. 0 0 229227861 186094753 15332384 INTERNATIONAL EXCHANGE OF STUDENTS AND SCHOLARS:BY IMPLEMENTING SOME OF THE WORLD'S MOST PRESTIGIOUS AND INNOVATIVE SCHOLARSHIP PROGRAMS IN A FAIR AND TRANSPARENT MANNER, THE INSTITUTE PROVIDES TALENT FROM AROUND THE WORLD WITH ACCESS TO LEADING INSTITUTIONS OF HIGHER EDUCATION AND THE INTERNATIONAL EXPERIENCE THAT IS CRITICAL TO SUCCESS IN THE 21ST CENTURY WORKPLACE. THESE PROGRAMS ARE VITAL TO PROMOTING MUTUAL UNDERSTANDING AND DEVELOPING GLOBAL LEADERS, EXAMPLES INCLUDE: FULBRIGHT STUDENT AND FULBRIGHT SCHOLAR PROGRAMS WHICH ARE SPONSORED BY THE U.S. DEPARTMENT OF STATE. 30923602 15601267 5249666 LEADERSHIP DEVELOPMENT EDUCATIONAL SERVICES:THE INSTITUTE IMPLEMENTS PROGRAMS TO BUILD LEADERSHIP SKILLS AND ENHANCE THE CAPACITY OF INDIVIDUALS AND ORGANIZATIONS TO ADDRESS LOCAL AND GLOBAL CHALLENGES. LONG AND SHORT TERM TRAINING PROGRAMS IMPLEMENTED BY THE INSTITUTE CONNECT STUDENTS AND PROFESSIONALS WITH PEERS AND COLLEAGUES AROUND THE WORLD TO GAIN THE SKILLS AND INTERNATIONAL PERSPECTIVES THEY WILL NEED TO FORGE SOLUTIONS TO GLOBAL CHALLENGES, EXAMPLES INCLUDE: NATIONAL SECURITY EDUCATION PROGRAMS SPONSORED BY THE U.S. DEPARTMENT OF DEFENSE, AND USAID PROGRAMS. 10593862 1867771 13922223 HIGHER EDUCATION INSTITUTIONAL DEVELOPMENT:THE INSTITUTE WORKS CLOSELY WITH PUBLIC AND PRIVATE HIGHER EDUCATION INSTITUTIONS TO DEVELOP HIGH-QUALITY ACADEMIC EXCHANGE PROGRAMS IN COORDINATION WITH GOVERNMENT AND NOT-FOR-PROFIT ORGANIZATIONS AND CORPORATIONS. LEVERAGING EXTENSIVE NETWORKS AND EXPERTISE WITHIN THE HIGHER EDUCATION COMMUNITY WORLDWIDE, THE INSTITUTE IS UNIQUELY POSITIONED TO HELP SHAPE NEW UNIVERSITIES AND EXPAND THE CAPABILITIES AND RELATIONSHIPS OF EXISTING ACADEMIC INSTITUTIONS. THE INSTITUTE ALSO HELPS IDENTIFY AND DEVELOP RELATIONSHIPS WITH UNIVERSITIES IN THE US AND OTHER COUNTRIES, EXAMPLES INCLUDE: THE KING ABDULLAH UNIVERSITY OF SCIENCE AND TECHNOLOGY (KAUST) AND NEW YORK UNIVERSITY, ABU DHABI. 9551043 5874472 599436 EMERGENCY STUDENT AND SCHOLAR ASSISTANCE:THE INSTITUTE PROVIDES EMERGENCY ASSISTANCE TO SCHOLARS AND STUDENTS THROUGHOUT THE WORLD. THROUGH THE SCHOLAR RESCUE FUND, THE INSTITUTE PROVIDES SUPPORT AND SAFE HAVEN TO ACADEMICS WHO ARE PERSECUTED AS A RESULT OF THEIR ACADEMIC WORK. THROUGH THE EMERGENCY STUDENT FUND, THE INSTITUTE PROVIDES SUPPORT TO STUDENTS FACING EMERGENCIES AND CRISES SUCH AS ILLNESS OR NATURAL DISASTERS. THE IIE ODYSSEY PROGRAM PROVIDES COMPREHENSIVE SCHOLARSHIPS TO REFUGEES AND DISPLACED STUDENTS AROUND THE WORLD.RESEARCH AND PUBLICATIONS:THE INSTITUTE PRODUCES APPLIED RESEARCH AND ANALYSIS IN THE FIELD OF INTERNATIONAL EDUCATION AND STUDENT MOBILITY. AN EXAMPLE IS "OPEN DOORS," A COMPREHENSIVE INFORMATION RESOURCE PRODUCED WITH SUPPORT FROM THE UNITED STATES DEPARTMENT OF STATE THAT DOCUMENTS AND ANALYZES ACADEMIC MOBILITY BETWEEN THE US AND THE NATIONS OF THE WORLD. THE INSTITUTE ALSO PROVIDES RESEARCH AND PROGRAM EVALUATION SERVICES TO DOMESTIC AND INTERNATIONAL GOVERNMENT AGENCIES, NOT-FOR-PROFIT ORGANIZATIONS AND FOUNDATIONS. THE INSTITUTE'S PUBLICATIONS, CONFERENCES AND MEMBERSHIP ORGANIZATION (IIE NETWORK) HELP GUIDE POLICIES AND PROGRAMS IN THE FIELD OF INTERNATIONAL EDUCATION BY PROVIDING GUIDANCE ON INTERNATIONAL STUDY PROGRAMS AND FUNDING. 9551043 5874472 599436 280296368 1 1 0 1 0 1 0 0 0 1 1 1 0 1 1 1 1 0 0 1 1 1 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 1 X 149 0 1 569 1 1 1 1 CH HU BM MX TH VM EG IN RS UP ET UK ID 0 0 0 0 0 0 0 0 0 0 0 0 0 X 32 31 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AR CA CO CT DC FL GA HI IL KS KY LA ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X AMY EAPPEN SVP AND CFO 2128838200 ONE WORLD TRADE CENTER 36TH FLOOR NEW YORK NY 10007 X DR ALLAN E GOODMAN CHIEF EXECUTIVE OFFICER/TRUSTEE 40.00 0.00 X X 770766 0 52036 MR HARTLEY R ROGERS TREASURER/TRUSTEE 1.50 0.00 X X 0 0 0 MR MARK ANGELSON CHAIR/TRUSTEE 4.50 0.00 X X 0 0 0 MR CALVIN G BUTLER JR VICE CHAIR/TRUSTEE 1.25 0.00 X X 0 0 0 MR THOMAS A RUSSO VICE CHAIR/TRUSTEE 2.00 0.00 X X 0 0 0 MS LINDA VESTER TRUSTEE/VICE CHAIR (AS OF 01/2022) 1.75 0.00 X X 0 0 0 MS MARYAM PANAHY ANSARY TRUSTEE (THRU 01/2022) 2.25 0.00 X 0 0 0 MR SETH R BERGSTEIN TRUSTEE 2.50 0.00 X 0 0 0 DR LEE C BOLLINGER TRUSTEE 1.25 0.00 X 0 0 0 MS AMY BRANDT TRUSTEE 1.00 0.00 X 0 0 0 MS BARBARA BYRNE TRUSTEE (THRU 06/10/2022) 1.25 0.00 X 0 0 0 DR GEORGE CAMPBELL JR TRUSTEE 4.25 0.00 X 0 0 0 MS MARIA LIVANOS CATTAUI V. CHAIR (THRU 01/2022)/TRUSTEE 3.00 0.00 X X 0 0 0 MR ROBERT L DILENSCHNEIDER TRUSTEE 3.75 0.00 X 0 0 0 MS COLLEEN GOGGINS TRUSTEE 1.25 0.00 X 0 0 0 MR JACK M GREENBERG TRUSTEE 1.25 0.00 X 0 0 0 MS JOYCE P HENDRICKS TRUSTEE 1.00 0.00 X 0 0 0 MS KAREN A HOLBROOK TRUSTEE 1.25 0.00 X 0 0 0 MR JONATHAN HOLLOWAY TRUSTEE 1.00 0.00 X 0 0 0 MR MICHAEL E HOUSTON TRUSTEE (AS OF 05/2022) 1.00 0.00 X 0 0 0 MR SANFORD A IBRAHIM TRUSTEE (AS OF 01/2022) 1.00 0.00 X 0 0 0 MR THOMAS S JOHNSON TRUSTEE 1.00 0.00 X 0 0 0 DR HENRY KAUFMAN TRUSTEE 1.00 0.00 X 0 0 0 MS LAYA KHADJAVI TRUSTEE 3.25 0.00 X 0 0 0 MR MAHBOOB MAHMOOD TRUSTEE 1.00 0.00 X 0 0 0 MR DWIGHT A MCBRIDE TRUSTEE 1.00 0.00 X 0 0 0 MS STEPHANIE J MUDICK TRUSTEE 1.00 0.00 X 0 0 0 DR HARRIS PASTIDES TRUSTEE 1.25 0.00 X 0 0 0 MR GEORGE RUPP TRUSTEE 2.25 0.00 X 0 0 0 DR JAN SIEGMUND TRUSTEE (AS OF 09/2022) 1.00 0.00 X 0 0 0 MS JOANNE BERGER-SWEENEY TRUSTEE 1.00 0.00 X 0 0 0 HRH PRINCESS GHIDA TALAL TRUSTEE (THRU 01/2022) 1.00 0.00 X 0 0 0 MR MARTIN Y TANG TRUSTEE 1.50 0.00 X 0 0 0 MS AMY TOWERS TRUSTEE 1.00 0.00 X 0 0 0 MS SARAH WATERBURY TRUSTEE 1.00 0.00 X 0 0 0 DR MARK S WRIGHTON TRUSTEE 1.50 0.00 X 0 0 0 MR JASON CZYZ - EVP CFO CO-PRESIDENT (AS OF 01/2022) 40.00 0.00 X 641516 0 30023 MS COURTNEY TEMPLE - SVP CAO/EVP (AS OF 01/2022) 40.00 0.00 X 409123 0 30976 MS AMY EAPPEN - SVPCHIEF FINANCIAL OFFICER (AS OF 01/2022) 40.00 0.00 X 214466 0 44993 MS KATHERINE CAMPBELL SECRETARY 40.00 0.00 X 104217 0 19204 MS A SARAH HOLLINGER - SVP SCHLR. OFF./CO-PRES. (AS OF 01/2022) 40.00 0.00 X 374359 0 54899 MR PETER YOUNG SVP, CHIEF TECHNOLOGY OFFICER 40.00 0.00 X 372553 0 31997 MS EDITH CECIL SENIOR VICE PRESIDENT 40.00 0.00 X 339785 0 44257 MR JONAH MURPHY-KOKODYNIAK SVP, PROGRAM DEVELOPMENT 40.00 0.00 X 317754 0 44587 MS CHERYL ROBERTS CONTROLLER 40.00 0.00 X 250442 0 27267 MS NINA SMITH SVP, CHIEF PHILANTHROPY OFFICER 40.00 0.00 X 242829 0 5233 4037810 0 385472 81 0 1 0 PRICEWATERHOUSECOOPERS LLP PO BOX 7247-8001 PHILADELPHIA PA 19170 AUDIT & TAX SERVICES 617000 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 TAX ADVISORS 539470 JURIN CONSULTING SERVICES LLC 2250 2ND STREET JACKSONVILLE BEACH FL 32250 PEOPLESOFT SUPPORT 209490 SKADDEN ARPS SLATE MEAGHER & FLOM LLP FOUR TIMES SQUARE NEW YORK NY 10036 LEGAL SERVICES 173438 KAE STRATEGIC LLC 2101 L STREET NW SUITE 800 WASHINGTON DC 20037 PROGRAM STRATEGY SERVICES 147500 11 250732076 34733525 285465601 FIXED FEE CONTRACTS 900099 34048263 34048263 PUBLICATIONS & MEMBERSHIP FEES 900099 677256 677256 EDUCATIONAL FORUM 900099 378190 378190 35103709 4099585 -1317 4100902 16504768 14810031 1694737 1694737 1694737 MISCELLANEOUS REVENUE 900099 90248 90248 90248 326453880 35103709 -1317 5885887 51453831 51453831 145950151 145950151 12034281 12034281 2733297 1901095 775981 56221 42407555 29495800 12039476 872279 3445707 2396598 978234 70875 7468306 5194444 2120247 153615 2753554 1915184 781732 56638 512553 158419 351980 2154 631932 10868 621064 302605 302605 339679 339679 21205534 17909456 2973780 322298 2021622 973703 1013685 34234 2469433 881490 1585026 2917 6306609 5697125 363670 245814 2018413 1708039 295524 14850 2539872 2382125 95296 62451 3370981 225863 3142589 2529 486115 7896 478219 BAD DEBT EXPENSE 136747 136747 310588777 280296368 28395534 1896875 10821059 17234567 58606841 53820273 1267708 4606248 37517519 51016600 7718807 6613143 36872203 23147991 11694883 13724212 210568260 167917540 11255024 20824899 3555491 40144397 353005592 375901879 44440936 48441714 28595927 32142842 129229 227461 0 43978017 73166092 124790034 X 187930411 170100752 91909089 81011093 279839500 251111845 353005592 375901879 15865103 -44592758 0 X 0 1 X 1 1 1 X 315474447 300417753 241622225 223299226 285465601 1366279252 315474447 300417753 241622225 223299226 285465601 1366279252 35183656 1331095596 1775451 1724149 2212674 3157421 4099585 12969280 122134 85250 31363 20138 90248 349133 1379597665 154048919 0.96480 0.91630 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE - 2017 AMOUNT: $ 122,134. 2018 AMOUNT: $ 85,250. 2019 AMOUNT: $ 31,363. 2020 AMOUNT: $ 20,138. 2021 AMOUNT: $ 90,248. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 1 0 0 1 302605 0 1 302605 0 PART II-B, LINE 1: THE CEO, TRUSTEES, SENIOR STAFF AND ALUMNI VOLUNTEERS OF INSTITUTE OF INTERNATIONAL EDUCATION AS WELL AS INDEPENDENT CONSULTANTS MEET WITH LEGISLATIVE AND GOVERNMENT OFFICIALS AND/OR THEIR STAFF TO PROVIDE INFORMATION REGARDING THE MISSION AND PROGRAMS. FROM TIME TO TIME WE HAVE SUPPLEMENTED THESE VISITS WITH CORRESPONDENCE. 14 9 2383508 1346992 1145062 1340992 3363163 0 1 1 183118679 9239194 -32235390 4630080 155492403 163447909 106017 23274477 3709724 183118679 77107494 82095285 7495791 3250661 163447909 78423839 251247 1557529 3125121 77107494 76578973 1802827 5090039 5048000 78423839 0.60000 0.03700 0.36300 0 0 6497206 625829 5871377 5783163 575835 5207328 24591834 21946327 2645507 13724212 MULTI-STRATEGY 16317676 F EQUITY-ORIENTED 4247498 F DEBT-BOND FUNDS 259725 F 20824899 RIGHT-OF-USE ASSETS 37317437 BENEFICIAL INTERESTS IN PERPETUAL TRUSTS HELD BY THIRD PARTIES 2826960 40144397 OPERATING LEASE LIABILITIES 43978017 43978017 X 281521443 -44592758 -44592758 326114201 339679 339679 326453880 310249098 0 310249098 339679 339679 310588777 PART V, LINE 4: THE INSTITUTE INTENDS TO USE ITS ENDOWMENT, WHICH CONSISTS OF INDIVIDUAL FUNDS THAT HAVE BEEN ESTABLISHED FOR A VARIETY OF PURPOSES INCLUDING SCHOLAR SUPPORT AND SCHOLARSHIPS, CONSISTENT WITH THE PURPOSES FOR WHICH THE FUNDS HAVE BEEN ESTABLISHED. PART X, LINE 2: INCOME TAXES: THE INSTITUTE IS A NOT-FOR-PROFIT ORGANIZATION EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE. THE INSTITUTE IS NOT GENERALLY REQUIRED TO PAY CORPORATE INCOME TAX IN MOST JURISDICTIONS IN WHICH IT OPERATES BY VIRTUE OF, INTER ALIA, IIE'S NOT-FOR- PROFIT STATUS AND/OR THE STATUS OF ITS LOCAL AFFILIATE OR REPRESENTATIVE OFFICES. HOWEVER, IIE PAYS PAYROLL AND USE TAXES IN THE NORMAL COURSE OF BUSINESS WHERE REQUIRED, AND SOME ACTIVITIES MAY BE SUBJECT TO SALES AND VALUE ADDED TAXES IN CERTAIN JURISDICTIONS. ACCORDINGLY, IIE PAYS OR MAINTAINS APPROPRIATE PROVISIONS TO ACCOUNT FOR SUCH LIABILITIES. PART IX, LINE 1, RIGHT-OF-USE ASSETS, AND PART X, LINE 1(2) OPERATING LEASE LIABILITIES: THE FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") IMPLEMENTED A NEW LEASE ACCOUNTING STANDARD THAT BECAME EFFECTIVE FOR INSTITUTE OF INTERNATIONAL EDUCATION IN THE YEAR ENDING SEPTEMBER 30, 2022. THIS ACCOUNTING STANDARD WAS EFFECTUATED TO IMPROVE THE TRANSPARENCY SURROUNDING KEY INFORMATION PERTAINING TO AN EXEMPT ORGANIZATION'S LEASING ARRANGEMENTS (AND TO ENSURE THAT ALL ORGANIZATIONS WERE RECORDING THE TRANSACTIONS UNIFORMLY ON THEIR BALANCE SHEETS). RIGHT-OF-USE ASSETS REPRESENT THE INSTITUTE'S RIGHT TO USE AN UNDERLYING ASSET FOR THE LEASE TERM, WHILE LEASE LIABILITIES REPRESENT THE INSTITUTE'S OBLIGATION TO MAKE LEASE PAYMENTS ARISING FROM THE LEASE. RIGHT-OF-USE ASSETS AND LEASE LIABILITIES ARE RECOGNIZED AT THE COMMENCEMENT DATE OF A LEASE BASED ON THE NET PRESENT VALUE OF LEASE PAYMENTS OVER THE LEASE TERM. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES EDUCATION GRANTS-INDIV 176994 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES EDUCATION GRANTS-INDIV 2667805 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 282361 EAST ASIA AND THE PACIFIC 4 20 MAINTAINING OFFICES 3217988 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES EDUCATION GRANTS-INDIV 2104470 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTMAKING 93383 EUROPE (INCLUDING ICELAND & GREENLAND) 1 7 MAINTAINING OFFICES 1401882 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES EDUCATION GRANTS-INDIV 1031144 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTMAKING 1157015 MIDDLE EAST AND NORTH AFRICA 1 13 MAINTAINING OFFICES 1143194 NORTH AMERICA 0 0 PROGRAM SERVICES EDUCATION GRANTS-INDIV 835566 NORTH AMERICA 0 0 GRANTMAKING 50000 NORTH AMERICA 1 18 MAINTAINING OFFICES 3503653 RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES EDUCATION GRANTS-INDIV 292219 RUSSIA AND NEIGHBORING STATES 0 0 GRANTMAKING 148575 RUSSIA AND NEIGHBORING STATES 2 24 MAINTAINING OFFICES 2982118 SOUTH AMERICA 0 0 PROGRAM SERVICES EDUCATION GRANTS-INDIV 990951 SOUTH ASIA 0 0 PROGRAM SERVICES EDUCATION GRANTS-INDIV 458576 SOUTH ASIA 1 6 MAINTAINING OFFICES 837421 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES EDUCATION GRANTS-INDIV 1745221 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 1 14 MAINTAINING OFFICES 416463 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 15531318 5 27 6 75 11 102 10976027 30092290 41068317 EAST ASIA AND THE PACIFIC EDUCATION EXCHANGE 23708 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC EDUCATION EXCHANGE 94985 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC EDUCATION EXCHANGE 25000 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC EDUCATION EXCHANGE 113669 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC EDUCATION EXCHANGE 25000 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) EDUCATION EXCHANGE 25000 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) EDUCATION EXCHANGE 68383 WIRE TRANSFER 0 MIDDLE EAST AND NORTH AFRICA EDUCATION EXCHANGE 293279 WIRE TRANSFER 0 MIDDLE EAST AND NORTH AFRICA EDUCATION EXCHANGE 849836 WIRE TRANSFER 0 MIDDLE EAST AND NORTH AFRICA EDUCATION EXCHANGE 13900 WIRE TRANSFER 0 NORTH AMERICA EDUCATION EXCHANGE 25000 WIRE TRANSFER 0 NORTH AMERICA EDUCATION EXCHANGE 25000 WIRE TRANSFER 0 RUSSIA AND NEIGHBORING STATES EDUCATION EXCHANGE 148575 WIRE TRANSFER 0 13 STIPENDS & GRANTS CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 25 126878 WIRE TRANSFER TUITION, BOOKS AND FEES CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 2 40000 WIRE TRANSFER HEALTH INSURANCE EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 74 125849 WIRE TRANSFER STIPENDS & GRANTS EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 365 1609636 WIRE TRANSFER TRAVEL EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 31 62921 WIRE TRANSFER TUITION, BOOKS AND FEES EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 96 864749 WIRE TRANSFER HEALTH INSURANCE EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 36 18674 WIRE TRANSFER OTHER EDUCATIONAL EXPENSES EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 18 12706 WIRE TRANSFER STIPENDS & GRANTS EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 161 1146624 WIRE TRANSFER TRAVEL EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 35 44454 WIRE TRANSFER TUITION, BOOKS AND FEES EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 56 882011 WIRE TRANSFER HEALTH INSURANCE MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 33 22403 WIRE TRANSFER STIPENDS & GRANTS MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 85 378040 WIRE TRANSFER TRAVEL MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 25 41073 WIRE TRANSFER TUITION, BOOKS AND FEES MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 34 585300 WIRE TRANSFER HEALTH INSURANCE NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 32 8294 WIRE TRANSFER OTHER EDUCATIONAL EXPENSES NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 14 12335 WIRE TRANSFER STIPENDS & GRANTS NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 93 474398 WIRE TRANSFER TRAVEL NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 35 52639 WIRE TRANSFER TUITION, BOOKS AND FEES NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 25 287901 WIRE TRANSFER STIPENDS & GRANTS RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, 69 250929 WIRE TRANSFER TRAVEL RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, 8 17985 WIRE TRANSFER TUITION, BOOKS AND FEES RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, 5 21956 WIRE TRANSFER STIPENDS & GRANTS SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 106 794429 WIRE TRANSFER TRAVEL SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 19 47622 WIRE TRANSFER TUITION, BOOKS AND FEES SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 11 146400 WIRE TRANSFER STIPENDS & GRANTS SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 82 390452 WIRE TRANSFER TRAVEL SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 36 19823 WIRE TRANSFER TUITION, BOOKS AND FEES SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 9 43874 WIRE TRANSFER HEALTH INSURANCE SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 41 41944 WIRE TRANSFER OTHER EDUCATIONAL EXPENSES SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 26 20969 WIRE TRANSFER STIPENDS & GRANTS SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 171 1167162 WIRE TRANSFER TRAVEL SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 53 88335 WIRE TRANSFER TUITION, BOOKS AND FEES SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 39 426812 WIRE TRANSFER 1 0 1 0 1 1 PART I, LINE 2: PROCEDURES FOR MONITORING GRANTS OUTSIDE THE UNITED STATES: OVERALL: ALL OPERATIONS ARE CLOSELY MANAGED BY THE PROGRAM MANAGERS AND VARIOUS DEPARTMENTS WITHIN FINANCE AND ADMINISTRATION (I.E., CFO, GRANTS AND CONTRACTS, LEGAL SERVICES AND ADMINISTRATIVE SERVICES). THERE IS REGULAR MONTHLY MONITORING BY FINANCIAL MANAGERS, MID-YEAR BUDGET REVIEWS ARE PERFORMED BY SENIOR MANAGEMENT TO REVIEW THE ACTIVITIES OF ALL PROGRAMS AND ADJUST TO CHANGES IN BUDGET ASSUMPTIONS. REPORTS ARE SUBMITTED TO THE SPONSOR PER CONTRACT OR GRANT REQUIREMENTS. THE INTERNAL AUDIT STAFF MAKES OCCASIONAL VISITS TO OUR INTERNATIONAL OFFICES TO AUDIT PROGRAM CONTROLS AND COMPLIANCE. BUDGETS: BUDGETS ARE ESTABLISHED ON A DEPARTMENT AND PROGRAM BASIS WITH CLOSE COORDINATION BETWEEN PROGRAM FINANCE, PRICING, PROGRAMS, AND FINANCIAL PLANNING & ANALYSIS. BUDGET TO ACTUAL REPORTS ARE REVIEWED REGULARLY BY PROGRAM FINANCE AND PROGRAM TEAM MEMBERS TO MONITOR PERFORMANCE. IN ADDITION, SENIOR MANAGEMENT REVIEWS ARE HELD QUARTERLY. THE BUDGET AND FINANCE COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS THE ANNUAL OPERATING AND CAPITAL BUDGETS, REVIEWS IMPLEMENTATION OF OPERATING PLANS AND CAPITAL PROJECTS, OVERSEES BUDGETING AND INTERNAL FINANCIAL REPORTING SYSTEMS AND PROCEDURES, AND REGULARLY MEETS WITH STAFF TO REVIEW THE FINANCIAL RESULTS AND OTHER FINANCIAL MANAGEMENT REPORTS AND PROVIDE STAFF WITH GUIDANCE AS NECESSARY. PAYMENTS/CASH RECEIPTS: PAYMENTS FOR DISBURSEMENTS AND REIMBURSEMENTS RELATING TO ALL GRANT FUNDS REQUIRE APPROPRIATE SUPPORTING DOCUMENTATION. BEFORE PAYMENTS ARE MADE, GRANTEES AND VENDORS ARE CHECKED AGAINST SPECIALLY DESIGNATED NATIONAL LISTS AND OTHER SIMILAR PROHIBITED TRANSACTION LISTS TO HELP CONFIRM THAT PAYMENTS ARE NOT PROHIBITED. UPON APPROVAL, PAYMENTS WILL INCLUDE AGREEEMENTS STATING THE TERMS OF THE GRANT SIGNED BY IIE AND THE GRANTEE OR VENDOR AND IIE SUPERVISOR/MANAGER LEVEL APPROVED PAYMENT DOCUMENTS TO PROCESS EACH OF THE DISBURSEMENTS OR REIMBURSEMENTS. ALL COSTS ASSOCIATED WITH THESE PAYMENTS ARE CONTROLLED BY PROGRAM MANAGEMENT AS WELL AS THE FINANCE TEAM WHO CONFIRM THAT THE PAYMENTS ARE RELATED TO ALLOWABLE AND SPONSOR APPROVED ACTIVITIES. PART I, LINE 3: METHOD USED ON FINANCIAL STATEMENTS: THE METHOD USED TO ACCOUNT FOR FOREIGN EXPENDITURES AND CASH GRANTS ON THE ORGANIZATION'S FINANCIAL STATEMENTS IS ACCRUAL-BASED AND FOLLOWS US GAAP. PART III ACCOUNTING METHOD: PART IV: THE INSTITUTE OF INTERNATIONAL EDUCATION INVESTS IN DOMESTIC AND FOREIGN LIMITED PARTNERSHIPS THAT MAY OWN AN INTEREST IN A FOREIGN CORPORATION, PASSIVE FOREIGN INVESTMENT COMPANY, OR FOREIGN PARTNERSHIP. NEVERTHELESS, IIE'S INVESTMENT ACTIVITIES MAY NOT REACH THE THRESHOLDS REQUIRED FOR FILING THE FORMS 926, 5471, 8621 OR 8865. TO THE EXTENT SUCH A FORM WAS COMPLETED, IT HAS BEEN FILED WITH THE ORGANIZATION'S FORM 990-T. 1 AMERICAN UNIVERSITY 4400 MASSACHUSETTS AVENUE NW WASHINGTON DC 20016 530196549 501(C)(3) 404313 0 EDUCATION EXCHANGE ARIZONA STATE UNIVERSITY PO BOX 875812 TEMPE AZ 852875812 860196696 GOV'T 1298747 0 EDUCATION EXCHANGE BARD COLLEGE 30 CAMPUS ROAD ANNANDALEONHUDSON NY 125045000 141713034 501(C)(3) 25000 0 EDUCATION EXCHANGE BOSTON UNIVERSITY 881 COMMONWEALTH AVENUE BOSTON MA 02215 042103547 501(C)(3) 231717 0 EDUCATION EXCHANGE BRIGHAM YOUNG UNIVERSITY A261 ASB PROVO UT 84602 870217280 501(C)(3) 702419 0 EDUCATION EXCHANGE BRYN MAWR COLLEGE 101 N MERLON AVE BRYN MAWR PA 190102899 231352621 501(C)(3) 1553456 0 EDUCATION EXCHANGE CALIFORNIA STATE UNIVERSITY LONG BEACH 6300 STATE UNIVERSITY DRIVE LONG BEACH CA 90815 946106694 GOV'T 455301 0 EDUCATION EXCHANGE COLLEGE OF WILLIAM AND MARY BURSARS OFFICE STUDENT ACCOUNTS WILLIAMSBURG VA 231878795 546001718 GOV'T 394941 0 EDUCATION EXCHANGE 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GOV'T 4826539 0 EDUCATION EXCHANGE INTERNATIONAL HOUSE DAVIS 10 COLLEGE PARK DAVIS CA 95616 942822342 501(C)(3) 38426 0 EDUCATION EXCHANGE JAMES MADISON UNIVERSITY 1031 S MAIN ST HARRISONBURG VA 22807 546001756 GOV'T 564281 0 EDUCATION EXCHANGE MARQUETTE UNIVERSITY OFFICE OF THE COMPTROLLER MILWAUKEE WI 532331881 390806251 501(C)(3) 469786 0 EDUCATION EXCHANGE MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE CAMBRIDGE MA 02139 042103594 501(C)(3) 325848 0 EDUCATION EXCHANGE MICHIGAN STATE UNIVERSITY 306 COLLEGE LAW BLDG EAST LANSING MI 48824 381358000 GOV'T 56563 0 EDUCATION EXCHANGE MIDDLEBURY INSTITUTE OF INTERNATIONAL STUDIES AT MONTEREY 460 PIERCE STREET MONTEREY CA 93940 941425570 501(C)(3) 54320 0 EDUCATION EXCHANGE NORTH CAROLINA STATE UNIVERSITY CAMPUS BOX 7214 RALEIGH NC 276957214 566000756 GOV'T 353163 0 EDUCATION EXCHANGE NORTHEASTERN ILLINOIS UNIVERSITY 5500 NORTH ST LOUIS AVENUE CHICAGO IL 60625 366009515 GOV'T 13320 0 EDUCATION EXCHANGE NORTHERN ILLINOIS UNIVERSITY 1425 W LINCOLN HWY DEKALB IL 601152828 366008480 GOV'T 25000 0 EDUCATION EXCHANGE NORWICH UNIVERSITY 158 HARMON DRIVE NORTHFIELD VT 05663 030179424 501(C)(3) 9157 0 EDUCATION EXCHANGE ONE TO WORLD INC 285 WEST BROADWAY NEW YORK NY 10013 133179151 501(C)(3) 52214 0 EDUCATION EXCHANGE PENNSYLVANIA STATE UNIVERSITY 408 OLD MAIN UNIVERSITY PARK PA 16802 246000376 GOV'T 137538 0 EDUCATION EXCHANGE PORTLAND STATE UNIVERSITY PO BOX 751-SPA PORTLAND OR 972070751 364776757 GOV'T 371261 0 EDUCATION EXCHANGE RESEARCH FOUNDATION CUNY 230 WEST 41ST STREET NEWYERK NY 10036 020733394 501(C)(3) 1172596 0 EDUCATION EXCHANGE RUTGERS THE STATE UNIV OF NJ 33 KNIGHTSBRIGE RD 2ND FLR E WING PISCATAWAY NJ 088543925 226001086 GOV'T 30000 0 EDUCATION EXCHANGE SAN DIEGO STATE UNIVERSITY FOUNDATION 5250 CAMPANILE DR SAN DIEGO CA 92182 956042721 501(C)(3) 2498101 0 EDUCATION EXCHANGE SAN FRANCISCO STATE UNIVERSITY 1600 HOLLOWAY AVE SAN FRANCISCO CA 20742 931137247 GOV'T 392169 0 EDUCATION EXCHANGE SHENANDOAH UNIVERSITY 1460 UNIVERSITY DRIVE WINCHESTER VA 22601 540525605 501(C)(3) 25000 0 EDUCATION EXCHANGE SYRACUSE UNIVERSITY 640 SKYTOP RD SYRACUSE NY 132445300 150532081 501(C)(3) 509253 0 EDUCATION EXCHANGE TEXAS A AND M UNIVERSITY SPONSORED RESEARCH SERVICES COLLEGE STATION TX 77845 746000531 GOV'T 249536 0 EDUCATION EXCHANGE THE CITADEL THE MILITARY COLLEGE OF SOUTH CAROLINA CHARLESTON SC 294090530 576000217 GOV'T 85464 0 EDUCATION EXCHANGE UNIVERSITY OF UTAH 201 S PRESIDENTS CIRCLE SALT LAKE CITY UT 841120922 876000525 GOV'T 368978 0 EDUCATION EXCHANGE U OF KS CENTER FOR RESEARCH INC ACCOUNTS RECEIVABLE LAWRENCE KS 660457568 480680117 501(C)(3) 1214741 0 EDUCATION EXCHANGE UNIVERSITY OF ARIZONA 888 N EUCLID AVE ROOM 510 TUCSON AZ 85719 742652689 GOV'T 1890783 0 EDUCATION EXCHANGE UNIVERSITY OF CALIFORNIA DAVIS 1333 RESEARCH PARK DRIVE DAVIS CA 95618 946036494 GOV'T 241705 0 EDUCATION EXCHANGE UNIVERSITY OF CALIFORNIA LOS ANGELES 10920 WILSHIRE BLVD SUITE 500 LOS ANGELES CA 90024 956006143 GOV'T 369802 0 EDUCATION EXCHANGE UNIVERSITY OF FLORIDA PO BOX 113201 GAINESVILLE FL 32611 596002052 GOV'T 1200645 0 EDUCATION EXCHANGE UNIVERSITY OF GEORGIA 424 EAST BROAD STREET ATHENS GA 30602 586001998 GOV'T 1075998 0 EDUCATION EXCHANGE UNIVERSITY OF HAWAII 2600 CAMPUS ROAD QLCSS 105 HONOLULU HI 96822 996000354 GOV'T 2534380 0 EDUCATION EXCHANGE UNIVERSITY OF HOUSTON 4444 CULLEN BLVD HOUSTON TX 77004 746001399 GOV'T 5465 0 EDUCATION EXCHANGE UNIVERSITY OF KENTUCKY 322 PETERSON SERVICE BUILDING LEXINGTON KY 40506 616001218 GOV'T 216144 0 EDUCATION EXCHANGE UNIVERSITY OF MARYLAND 4101 CHESAPEAKE BUILDING COLLEGE PARK MD 94501 526002033 GOV'T 1372965 0 EDUCATION EXCHANGE UNIVERSITY OF MINNESOTA REGENTS OF UNIVERSITY OF MINNESOTA MINNEAPOLIS MN 554855957 416007513 GOV'T 815051 0 EDUCATION EXCHANGE UNIVERSITY OF MISSISSIPPI ACCOUNTING OFFICE UNIVERSITY MS 386771848 646001159 GOV'T 1524255 0 EDUCATION EXCHANGE UNIVERSITY OF MONTANA 32 CAMPUS DRIVE MISSOULA MT 598124104 816001713 GOV'T 8952799 0 EDUCATION EXCHANGE UNIVERSITY OF NORTH CAROLINA OFFICE OF SPONSORED RESEARCH CHAPEL HILL NC 27599 566001393 GOV'T 322015 0 EDUCATION EXCHANGE UNIVERSITY OF NORTH GEORGIA 82 COLLEGE CIRCLE DAHLONEGA GA 30597 586002060 GOV'T 715737 0 EDUCATION EXCHANGE UNIVERSITY OF NOTRE DAME 731 GRACE HALL NOTRE DAME IN 46556 350868188 501(C)(3) 55000 0 EDUCATION EXCHANGE UNIVERSITY OF OREGON PO BOX 3237 EUGENE OR 97403 464727800 GOV'T 430861 0 EDUCATION EXCHANGE UNIVERSITY OF PITTSBURGH PO BOX 371220 PITTSBURGH PA 152517220 250965591 GOV'T 467974 0 EDUCATION EXCHANGE UNIVERSITY OF RHODE ISLAND 100 QUINN HALL KINGSTON RI 028810820 223011455 GOV'T 737018 0 EDUCATION EXCHANGE UNIVERSITY OF TEXAS AT AUSTIN 110 INNER CAMPUS DRIVE AUSTIN TX 78712 746000203 GOV'T 509868 0 EDUCATION EXCHANGE UNIVERSITY OF TEXAS AT SAN ANTONIO FLN 1 04 08 ONE UTSA CIRCLE SAN ANTONIO TX 78249 741717115 GOV'T 12701 0 EDUCATION EXCHANGE UNIVERSITY OF WASHINGTON 4300 ROOSEVELT WAY SEATTLE WA 98195 916001537 GOV'T 323113 0 EDUCATION EXCHANGE UNIVERSITY OF WISCONSIN UW MADISON GAR ACCOUNT MILWAUKEE WI 532780538 391805963 GOV'T 2628251 0 EDUCATION EXCHANGE UNIVERSITY OF WYOMING 1000 E UNIVERSITY AVE LARAMIE WY 82071 836000331 GOV'T 455504 0 EDUCATION EXCHANGE VIRGINIA POLYTECHNIC INSTITUTE AND STATE UNIVERSITY OFFICE OF SPONSORED PROGRAMS BLACKSBURG VA 24061 546001805 GOV'T 476384 0 EDUCATION EXCHANGE VANDERBILT UNIVERSITY PMB 406310 NASHVILLE TN 37240 620476822 501(C)(3) 270168 0 EDUCATION EXCHANGE VIRGINIA MILITARY INSTITUTE VMI RESEARCH LABROTORIES INC LEXINGTON VA 24450 546001803 GOV'T 429942 0 EDUCATION EXCHANGE WESTERN KY UNIV RESEARCH FOUNDATION 2413 NASHVILLE ROAD BOWLING GREEN KY 42101 951642394 501(C)(3) 314691 0 EDUCATION EXCHANGE WOODROW WILSON INTL CTR FOR SCHOLAR 1300 PENNSYLVANIA AVE NW WASHINGTON DC 20004 521067541 501(C)(3) 27839 0 EDUCATION EXCHANGE WORLDBOSTON 33 BROAD STREET BOSTON MA 02109 042281954 501(C)(3) 40013 0 EDUCATION EXCHANGE WORLDCHICAGO 309 W WASHINGTON STREET CHICAGO IL 60606 362406639 501(C)(3) 15870 0 EDUCATION EXCHANGE 70 HEALTH INSURANCE 2190 4005039 OTHER EDUCATIONAL EXPENSES 2185 2873806 STIPENDS & GRANTS 14426 100156726 TRAVEL 4798 8629753 TUITION, BOOKS AND FEES 3936 30284827 PART I, LINE 2: PROCEDURES FOR MONITORING GRANTS IN THE UNITED STATES: OVERALL: OPERATIONS ARE CLOSELY MANAGED BY THE PROGRAM MANAGERS AND VARIOUS DEPARTMENTS WITHIN FINANCE AND ADMINISTRATION (I.E., CFO, GRANTS AND CONTRACTS, LEGAL SERVICES AND ADMINISTRATIVE SERVICES). THERE IS REGULAR MONTHLY MONITORING BY PROGRAM FINANCE AND QUARTERLY FINANCIAL MANAGEMENT REVIEWS BY SENIOR MANAGEMENT. FISCAL YEAR PLANNING AND MIDYEAR BUDGET REVIEWS ARE PERFORMED BY SENIOR MANAGEMENT TO REVIEW THE ACTIVITIES OF ALL PROGRAMS AND DEPARTMENTS AND ADJUST TO CHANGES IN BUDGET ASSUMPTIONS. REPORTS ARE SUBMITTED TO THE SPONSOR PER CONTRACT OR GRANT REQUIREMENTS. BUDGETS: BUDGETS ARE ESTABLISHED ON A DEPARTMENT AND PROGRAM BASIS WITH CLOSE COORDINATION BETWEEN PROGRAM FINANCE, PRICING, PROGRAMS, AND FINANCIAL PLANNING & ANALYSIS. BUDGET TO ACTUAL REPORTS ARE REVIEWED REGULARLY BY PROGRAM FINANCE AND PROGRAM TEAM MEMBERS TO MONITOR PERFORMANCE. IN ADDITION, SENIOR MANAGEMENT REVIEWS ARE HELD QUARTERLY. THE BUDGET AND FINANCE COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS THE ANNUAL OPERATING AND CAPITAL BUDGETS, REVIEWS IMPLEMENTATION OF OPERATING PLANS AND CAPITAL PROJECTS, OVERSEES BUDGETING AND INTERNAL FINANCIAL REPORTING SYSTEMS AND PROCEDURES, AND REGULARLY MEETS WITH STAFF TO REVIEW THE FINANCIAL RESULTS AND OTHER FINANCIAL MANAGEMENT REPORTS AND PROVIDE STAFF WITH GUIDANCE AS NECESSARY. PAYMENTS/CASH RECEIPTS: FOR REIMBURSEMENTS AND DISBURSEMENTS RELATING TO GRANTS APPROPRIATE SUPPORTING DOCUMENTATION IS REQUIRED. ALL ACTIVITIES AND COSTS ARE PERFORMED UNDER THE AUSPICES OF AND ARE CONTROLLED BY THE PROGRAM AND/OR ADMINISTRATION DIRECTORS (CFO, GRANTS AND CONTRACTS, LEGAL COUNSEL, ADMINISTRATIVE SERVICES) WHO ENSURE THAT THE TASKS PERFORMED ARE RELATED TO ALLOWABLE AND SPONSOR APPROVED ACTIVITIES. COSTS ARE REVIEWED AND APPROVED BY PROGRAM DIRECTORS, WITH ADDITIONAL OVERSIGHT BY THE FINANCE DEPARTMENT. SEVIS: IIE ALSO UTILIZIES THE STUDENT AND EXCHANGE VISITOR PROGRAM (SEVP) WHICH SERVES AS THE BRIDGE FOR VARIED GOVERNMENT ORGANIZATIONS THAT HAVE AN INTEREST IN INFORMATION ON FOREIGN STUDENTS. SEVP USES WEB-BASED TECHNOLOGY, THE STUDENT AND EXCHANGE VISITOR INFORMATION SYSTEM (SEVIS), TO TRACK AND MONITOR SCHOOLS AND PROGRAMS, STUDENTS, EXCHANGE VISITORS AND THEIR DEPENDENTS THROUGHOUT THE DURATION OF APPROVED PARTICIPATION WITHIN THE U.S. EDUCATION SYSTEM. X X X X X 0 0 0 0 0 0 0 1 0 DR ALLAN E GOODMAN CHIEF EXECUTIVE OFFICER/TRUSTEE 600622 0 114000 0 56144 0 32000 0 20036 0 822802 0 0 0 MR JASON CZYZ - EVP CFO CO-PRESIDENT (AS OF 01/2022) 455400 0 164000 0 22116 0 29663 0 360 0 671539 0 0 0 MS COURTNEY TEMPLE - SVP CAO/EVP (AS OF 01/2022) 298000 0 110000 0 1123 0 26696 0 4280 0 440099 0 0 0 MS A SARAH HOLLINGER - SVP SCHLR. OFF./CO-PRES. (AS OF 01/2022) 313008 0 59000 0 2351 0 31738 0 23161 0 429258 0 0 0 MR PETER YOUNG SVP, CHIEF TECHNOLOGY OFFICER 286038 0 63000 0 23515 0 21750 0 10247 0 404550 0 0 0 MS EDITH CECIL SENIOR VICE PRESIDENT 259911 0 56000 0 23874 0 29560 0 14697 0 384042 0 0 0 MR JONAH MURPHY-KOKODYNIAK SVP, PROGRAM DEVELOPMENT 261488 0 55000 0 1266 0 29890 0 14697 0 362341 0 0 0 MS CHERYL ROBERTS CONTROLLER 246805 0 0 0 3637 0 19096 0 8171 0 277709 0 0 0 MS AMY EAPPEN - SVPCHIEF FINANCIAL OFFICER (AS OF 01/2022) 203010 0 11000 0 456 0 24659 0 20334 0 259459 0 0 0 MS NINA SMITH SVP, CHIEF PHILANTHROPY OFFICER 192533 0 30000 0 20296 0 0 0 5233 0 248062 0 0 0 PART I, LINE 7 EXECUTIVE BONUSES ARE DETERMINED BASED ON A COMBINATION OF ORGANIZATIONAL AND INDIVIDUAL PERFORMANCE. ORGANIZATIONAL PERFORMANCE RATING IS RECOMMENDED BY THE EXECUTIVE TEAM AS A WHOLE AND APPROVED BY THE COMPENSATION HUMAN RESOURCES COMMITTEE. INDIVIDUAL PERFORMANCE RATING IS RECOMMENDED BY THE INDIVIDUAL EXECUTIVE'S MANAGER. PART I, LINE 1, ORGANIZATION'S MISSION (CONTINUED): TO THRIVE IN TODAY'S WORLD THROUGH SCHOLARSHIP, EXCHANGE, SCHOLAR RESCUE, AND OTHER HIGHER EDUCATION PROGRAMS. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION'S AUDIT COMMITTEE REVIEWS THE FINAL FORM 990 AND MAKES SUGGESTIONS. THE FINAL FORM 990 IS THEN DISTRIBUTED TO THE FULL BOARD OF TRUSTEES BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS DISTRIBUTED TO ALL OFFICERS, TRUSTEES AND EMPLOYEES. UPDATED ANNUAL DISCLOSURES ARE REQUIRED FROM EACH RECIPIENT. THIS PROCESS IS MONITORED BY HUMAN RESOURCES (FOR EMPLOYEES) AND THE LEGAL DEPT./SECRETARY OF THE BOARD (FOR TRUSTEES AND OFFICERS). FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION AND HUMAN RESOURCES COMMITTEE OF THE BOARD ANNUALLY REVIEWS THE COMPENSATION FOR THE INSTITUTE'S SENIOR EXECUTIVES, INCLUDING THE CEO, CO-PRESIDENTS, EVP, AND SVPS. THE COMMITTEE BASES ITS REVIEW, IN PART, ON COMPARABLE DATA OBTAINED FROM AN OUTSIDE, INDEPENDENT CONSULTANT, WHICH IS UPDATED FROM TIME TO TIME. THE CEO ALSO PROVIDES SUGGESTIONS TO THE COMMITTTEE. THE COMMITTEE REVIEWS AND APPROVES THE ANNUAL SALARY, INCENTIVE COMPENSATION, AND ANY OTHER BENEFITS ("EXECUTIVE COMPENSATION") OF THE SENIOR EXECUTIVES, EXCLUDING THE CEO, AND SO ADVISES THE EXECUTIVE COMMITTEE OF THE BOARD. THE COMMITTEE REVIEWS AND RECOMMENDS TO THE EXECUTIVE COMMITTEE FOR ITS APPROVAL THE EXECUTIVE COMPENSATION OF THE CEO. THE EXECUTIVE COMMITTEE THEN ADVISES THE BOARD OF ITS DETERMINATION. THE COMPENSATION DATA REPORTED IN THIS FORM 990 IS FOR THE PERIOD JANUARY 2021 THROUGH DECEMBER 2021. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS ARE AVAILABLE ON IIE'S WEBSITE. GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART VII - AVERAGE HOURS: THE AVERAGE HOURS PER WEEK ARE BASED UPON ESTIMATES. ACTUAL HOURS INCURRED MAY FLUCTUATE THROUGHOUT THE YEAR. IIE NETWORKS LLC ONE WORLD TRADE CENTER 36TH FL NEW YORK NY 10017 465009643 HOLDING CO DE 0 50000 IIE IIE OVERSEAS LLC TVERSKOY BULEVAR 14 BLDG 1 MOSCOW RS 125009 834178554 HOLDING CO DE 0 244271 IIE INSTITUTE INTL EDUCATION NONPROFIT LTD BUDAPEST HU EDUCATION EXCHANGE HU FGN EXEMPT IIE 1 CHARITABLE REMAINDER TRUST (1) EDUCATION GRANTS TX IIE T 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 INSTITUTE INTL EDUCATION NONPROFIT (BUDAPEST) R 388400 BOOK