2023-06-29T14:48:08-05:00 2022-12-31 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 800N BETHESDA MD 208142930 990 2022-01-01 942437024 SEMICONDUCTOR INDUSTRY ASSOCIATION SEMI 2024461700 1101 K STREET NW 450 WASHINGTON DC 20005 MIKE WILLIAMS CFO 2024461700 2023-06-29 1 MIKE WILLIAMS 999009999 0 RICHARD J LOCASTRO CPA P00288314 3019519090 0 AAL1 IAL1 2022 2023-04-26 12:10:37Z JOHN NEUFFER 1101 K STREET NW 450 WASHINGTON DC 20005 12595244 0 X WWW.SEMICONDUCTORS.ORG X 1977 CA SEE PART III, LINE 1. 20 20 18 20 0 0 0 140000 10981714 12313000 30762 119732 0 22512 11012476 12595244 0 0 0 0 4326049 6382498 0 0 0 5816586 6153345 10142635 12535843 869841 59401 13214736 15188634 6579847 8494344 6634889 6694290 X THE SEMICONDUCTOR INDUSTRY ASSOCIATION (SIA) IS THE VOICE OF THE SEMICONDUCTOR INDUSTRY, ONE OF AMERICA'S TOP EXPORT INDUSTRIES AND A KEY DRIVER OF AMERICA'S ECONOMIC STRENGTH, NATIONAL SECURITY, AND GLOBAL COMPETITIVENESS. (CONTINUED ON SCHEDULE O)SEMICONDUCTORS THE TINY CHIPS THAT ENABLE MODERN TECHNOLOGIES HAVE HELPED GIVE RISE TO INCREDIBLE PRODUCTS AND SERVICES THAT HAVE TRANSFORMED OUR LIVES AND OUR ECONOMY. THE SEMICONDUCTOR INDUSTRY DIRECTLY EMPLOYS NEARLY A QUARTER OF A MILLION PEOPLE IN THE U.S. SIA MEMBERS ACCOUNT FOR NEARLY 95 PERCENT OF ALL U.S. SEMICONDUCTOR INDUSTRY SALES. THROUGH THIS COALITION, SIA SEEKS TO STRENGTHEN LEADERSHIP OF SEMICONDUCTOR MANUFACTURING, DESIGN, AND RESEARCH BY WORKING WITH CONGRESS, THE ADMINISTRATION, AND KEY INDUSTRY STAKEHOLDERS TO ENCOURAGE POLICIES THAT FUEL INNOVATION, PROPEL BUSINESS, AND DRIVE INTERNATIONAL COMPETITION. 0 0 GLOBAL POLICY - SUPPORT OF ACCESS TO FOREIGN MARKETS, NON-DISCRIMINATORY AND MARKET-BASED TRADE POLICIES, AND STRONG PROTECTION OF INTELLECTUAL PROPERTY. ADVOCACY - ADVOCACY ON BEHALF OF THE INDUSTRY ON POLICY PRIORITIES SUCH AS TRADE, TAX REFORM, IMMIGRATION REFORM, EXPORT CONTROLS, RESEARCH FUNDING, ENVIRONMENT, ANTI-COUNTERFEITING, AND INTELLECTUAL PROPERTY. COMMUNICATION AND EVENTS - PROVIDING INFORMATION TO THE PUBLIC ANDPOLICYMAKERS ON THE SEMICONDUCTOR INDUSTRY. OCCUPATIONAL HEALTH, SAFETY, AND ENVIRONMENTAL PROJECTS - THE ASSOCIATION ENGAGES CONSULTANTS ON BEHALF OF THE MEMBERS TO ADDRESS TECHNICAL ISSUES ASSOCIATED WITH PENDING AND POTENTIAL ENVIRONMENTAL, HEALTH, AND SAFETY REGULATIONS.INDUSTRY STATISTICS PROGRAM - COLLECTING AND DISSEMINATING DATA ON THE SEMICONDUCTOR INDUSTRY. 0 1 0 1 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 1 22 0 1 18 1 0 0 0 0 1 1 0 1 0 X 20 20 0 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 0 1 1 0 CA X MIKE WILLIAMS 2024461700 1101 K STREET NW 450 WASHINGTON DC 20005 CHRISTIANO AMON CHAIR 1.00 X X 0 0 0 MATT JOHNSON VICE CHAIR 1.00 X X 0 0 0 LISA SU DIRECTOR 1.00 X 0 0 0 VINCENT ROCHE DIRECTOR 1.00 X 0 0 0 JOHN FORSYTH DIRECTOR 1.00 X 0 0 0 MARK BRAZEAL DIRECTOR 1.00 X 0 0 0 THOMAS CAULFIELD DIRECTOR 1.00 X 0 0 0 DARIO GIL DIRECTOR 1.00 X 0 0 0 JIM ANDERSON DIRECTOR 1.00 X 0 0 0 GANESH MOORTHY DIRECTOR 1.00 X 0 0 0 PATRICK GELSINGER DIRECTOR 1.00 X 0 0 0 MATT MURPHY DIRECTOR 1.00 X 0 0 0 SANJAY MEHROTRA DIRECTOR 1.00 X 0 0 0 TIM TETER DIRECTOR 1.00 X 0 0 0 ROBERT BRUGGEWORTH DIRECTOR 1.00 X 0 0 0 HASSANE EL-KHOURY DIRECTOR 1.00 X 0 0 0 LIAM GRIFFIN DIRECTOR 1.00 X 0 0 0 RICHARD TEMPLETON DIRECTOR 1.00 X 0 0 0 DAVID GOECKELER DIRECTOR 1.00 X 0 0 0 GREGG LOWE DIRECTOR 1.00 X 0 0 0 JOHN NEUFFER PRESIDENT & CEO 40.00 X 1488197 0 66295 JIMMY GOODRICH VP, GLOBAL POLICY 40.00 X 774143 0 53278 DAVID ISAACS VP, GOVERNMENT AFFAIRS 40.00 X 987058 0 72928 MIKE WILLIAMS CFO (SEE PART VII, SECTION B) 40.00 X 0 0 0 DANIEL ROSSO DIRECTOR, COMMUNICATIONS 40.00 X 296592 0 52337 ERIC BRECKENFELD DIR. TECH POLICY (FROM 1/2022) 40.00 X 211522 0 25252 ROBERTO CASANOVA DIR. IND. STAT.& ECON.(FROM 1/2022) 40.00 X 229982 0 20321 RINA PAL-GOETZEN DIR. GLOBAL POLICY (FROM 2/2022) 40.00 X 203760 0 33254 MOLLY O'LEARY DIR. GOV. AFFAIRS (FROM 7/2022) 40.00 X 162961 0 8271 4354215 0 331936 14 0 1 0 LAURIE S BEU CONSULTING 12449 LOS INDIOS TRAIN AUSTIN TX 78729 ENVIRONMENTAL CONSULTING 336384 ARNOLD & PORTER KAY SCHOLER LLP PO BOX 759451 BALTIMORE MD 21275 LEGAL SERVICES 265065 GRADIENT 1 BEACON STREET 17TH FLOOR BOSTON MA 02108 ENVIRONMENTAL TESTING 253617 HOGAN LOVELLS 555 13TH STREET NW DC 20004 LEGAL SERVICES 238439 MIKE WILLIAMS & ASSOCIATES 5307 WAPAKONETA RD BETHESDA MD 20816 MANAGEMENT AND FINANCIAL SERVICES 200000 9 140000 140000 MEMBERSHIP DUES 900099 9733574 9733574 MEMBER DIRECTED PROJECTS 900099 1023559 1023559 INDUSTRY STATISTICS 900099 1016393 1016393 ANNUAL AWARD DINNER 900099 539474 539474 12313000 119732 119732 OTHER REVENUE 900099 22512 0 22512 22512 12595244 12313000 0 142244 X 3441900 2346439 138858 232171 223130 796928 38684 2583200 163866 85900 139234 101814 454336 382083 845972 54592 71277 COALITIONS 170374 EXCISE TAX 96851 DUES AND SUBSCRIPTIONS 93044 AWARDS, PLAQUES & GIFTS 34445 40745 12535843 3057251 3906011 9424172 9489144 278747 175007 124907 314879 235561 498638 79318 0 0 59668 1310507 13214736 15188634 1228373 797822 4865035 6328979 486439 1367543 6579847 8494344 X 6634889 6694290 6634889 6694290 13214736 15188634 59401 0 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 1 9733574 1649000 -1009486 639514 1946715 -1307201 PART I-A, LINE 1: SEMICONDUCTOR INDUSTRY ASSOCIATION PAID ADMINISTRATIVE EXPENSES ON BEHALF OF THE SEMICONDUCTOR INDUSTRY ASSOCIATION PAC. THESE EXPENSES ARE NOT CONSIDERED POLITICAL EXPENDITURES PURSUANT TO REG. SECTIONS 1.527-2(C)(2) AND 1.527-6(B). 314879 235561 79318 79318 DEPOSITS 59668 RIGHT OF USE ASSET 1250839 1310507 LEASE LIABILITY 1367543 1367543 X 12595244 0 12595244 0 12595244 12535843 0 12535843 0 12535843 PART X, LINE 2: FOR THE YEAR ENDED DECEMBER 31, 2022, THE ASSOCIATION HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES AND HAS DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. X X X X 0 0 0 JOHN NEUFFER PRESIDENT & CEO 988197 0 500000 0 0 0 28975 0 37320 0 1554492 0 0 0 DAVID ISAACS VP, GOVERNMENT AFFAIRS 587058 0 400000 0 0 0 28975 0 43953 0 1059986 0 0 0 JIMMY GOODRICH VP, GLOBAL POLICY 594143 0 180000 0 0 0 28975 0 24303 0 827421 0 0 0 DANIEL ROSSO DIRECTOR, COMMUNICATIONS 225550 0 71042 0 0 0 24628 0 27709 0 348929 0 0 0 ROBERTO CASANOVA DIR. IND. STAT.& ECON.(FROM 1/2022) 190982 0 39000 0 0 0 13520 0 6801 0 250303 0 0 0 RINA PAL-GOETZEN DIR. GLOBAL POLICY (FROM 2/2022) 163760 0 40000 0 0 0 12283 0 20971 0 237014 0 0 0 ERIC BRECKENFELD DIR. TECH POLICY (FROM 1/2022) 174522 0 37000 0 0 0 12827 0 12425 0 236774 0 0 0 MOLLY O'LEARY DIR. GOV. AFFAIRS (FROM 7/2022) 123961 0 39000 0 0 0 5287 0 2984 0 171232 0 0 0 MIKE WILLIAMS & ASSOCIATES SIA CFO, MIKE WILLIAMS, OWNS MIKE WILLIAMS & ASSOCIATES 200000 MIKE WILLIAMS & ASSOCIATES WAS PAID FOR MIKE WILLIAMS' CFO SERVICES. THIS SAME AMOUNT IS ALSO REPORTED IN FORM 990, PART VII, SECTION B. 0 FORM 990, PART VI, SECTION A, LINE 6 THE ASSOCIATION HAS THREE CLASSES OF MEMBERSHIP: CHARTER MEMBERS WHO HAVE VOTING RIGHTS, INTERNATIONAL ASSOCIATE MEMBERS AND CORPORATE ASSOCIATE MEMBERS THAT DO NOT HAVE VOTING RIGHTS. FORM 990, PART VI, SECTION A, LINE 7A THE CHARTER (VOTING) MEMBERS ELECT THE BOARD OF DIRECTORS OF THE ASSOCIATION AT THE ANNUAL MEMBERS MEETING. FORM 990, PART VI, SECTION A, LINE 7B UNDER THE CALIFORNIA MUTUAL BENEFIT CORPORATION CODE, SEVERAL MATTERS, E.G., MERGERS AND ACQUISITIONS, DISPOSAL OF ASSETS, ETC. ARE RESERVED EXCLUSIVELY TO THE MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY THE OUTSIDE ACCOUNTANTS AND REVIEWED BY MANAGEMENT. A COPY OF THE 990 WAS PROVIDED TO THE AUDIT COMMITTEE PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C WHEN ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST ARISES, OFFICERS AND STAFF OF THE SIA DISCLOSE TO SIA THE EXISTENCE OF THE ACTIVITY OR OPPORTUNITY THAT GIVES RISE TO SUCH CONFLICT. DISCLOSURE IS MADE TO THE SEMICONDUCTOR INDUSTRY ASSOCIATION PRESIDENT OR, IN THE CASE OF THE PRESIDENT, TO THE CHAIRMAN OF THE BOARD. THE PRESIDENT, WITH THE ASSISTANCE OF SIA'S OUTSIDE COUNSEL, ADDRESSES ANY CONFLICT OF INTEREST OR POTENTIAL CONFLICT OF INTEREST SUBMITTED WITH RESPECT TO OFFICERS AND STAFF AND INFORMS THE CHAIRMAN OF THE BOARD OF THE RESOLUTION. THE CHAIRMAN OF THE BOARD, WITH THE ASSISTANCE OF SIA'S OUTSIDE COUNSEL, ADDRESSES ANY CONFLICT OF INTEREST OR POTENTIAL CONFLICT OF INTEREST WITH RESPECT TO THE PRESIDENT AND INFORMS THE BOARD OF THE RESOLUTION. IF THE CHAIRMAN OF THE BOARD OR THE PRESIDENT HAS REASONABLE CAUSE TO BELIEVE THAT A PERSON HAS FAILED TO DISCLOSE AN ACTIVITY OR OPPORTUNITY THAT MAY POSE AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST, HE INFORMS THE COVERED PERSON OF THE BASIS FOR SUCH BELIEF AND AFFORD THE PERSON AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. IF AFTER HEARING THE COVERED PERSON'S RESPONSE AND MAKING ANY FURTHER INVESTIGATION AS WARRANTED BY THE CIRCUMSTANCES THE CHAIRMAN OF THE BOARD OR THE PRESIDENT, AS THE CASE MAY BE, DETERMINES THAT THE COVERED PERSON HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, THE CHAIRMAN OF THE BOARD OR THE PRESIDENT TAKE APPROPRIATE CORRECTIVE OR DISCIPLINARY ACTION. FORM 990, PART VI, SECTION B, LINE 15 PRESIDENT OF THE SIA'S MERIT INCREASE AND BONUS ARE DETERMINED BY THE SIA BOARD COMPENSATION SUBCOMMITTEE BASED ON HIS/HER PERFORMANCE. THE COMPENSATION SUBCOMMITTEE ALSO USES FORM 990 INFORMATION FROM OTHER ORGANIZATIONS AS A SOURCE OF COMPARABILITY DATA. PRESIDENT OF THE SIA ASSESSES ALL EMPLOYEES AND DETERMINES MERIT INCREASE SEMICONDUCTOR INDUSTRY ASSOCIATION AND BONUS BASED ON EMPLOYEE'S PERFORMANCE. PRESIDENT OF THE SIA SUBMITS RECOMMENDATIONS TO THE SIA BOARD COMPENSATION SUBCOMMITTEE WHICH CONSISTS OF THE PAST CHAIR, CURRENT CHAIR, AND CURRENT VICE CHAIR. COMMITTEE EITHER APPROVES OR PROVIDES GUIDANCE ON CHANGE. THE LAST COMPENSATION REVIEW TOOK PLACE IN DECEMBER 2022. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTING - GENERAL 2,583,200. SEMICONDUCTOR INDUSTRY ASSOCIATION PAC 1101 K STREET NW SUITE 450 WASHINGTON DC 20005 527 ACTIVITIES DC 527 N/A N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0