2023-08-07T08:41:40-05:00 2022-09-30 366055558 GRANT THORNTON LLP 757 THIRD AVENUE 3RD FLOOR NEW YORK NY 100172013 990 2021-10-01 530199507 GALLAUDET UNIVERSITY GALL 2026515299 800 FLORIDA AVENUE NE 108 WASHINGTON DC 200023695 BRAD HERMES CFO 2026515299 2023-07-31 1 BRAD HERMES XXX-XX-XXXX DANIEL ROMANO P00504182 2125990100 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z ROBERTA CORDANO 800 FLORIDA AVENUE NE 108 WASHINGTON DC 200023695 336666540 0 X WWW.GALLAUDET.EDU X 1864 DC SEE SCHEDULE O 21 20 2608 250 3682432 0 164684253 172430605 27718100 43607427 11765358 9817506 1559736 3261411 205727447 229116949 9974538 14802278 0 0 116404479 128177423 0 0 2435287 86878846 90924078 213257863 233903779 -7530416 -4786830 529566273 479791070 101920194 94290123 427646079 385500947 X SEE SCHEDULE O 0 0 83892189 1945217 36852500 INSTRUCTION AND ACADEMIC SUPPORT - GALLAUDET IS DIVIDED INTO TWO MAJOR COMPONENT PROGRAMS FOR BUDGETING AND OPERATING PURPOSES: THE UNIVERSITY AND THE LAURENT CLERC NATIONAL DEAF EDUCATION CENTER ("CLERC CENTER"). THE CLERC CENTER CONSISTS OF THE MODEL SECONDARY SCHOOL FOR THE DEAF AND KENDALL DEMONSTRATION ELEMENTARY SCHOOL. IN THE FALL SEMESTER OF ACADEMIC YEAR 2021-2022, THE UNIVERSITY ENROLLED 1012 UNDERGRADUATE STUDENTS, 421 GRADUATE STUDENTS, AND 16 ENGLISH LANGUAGE INSTITUTE STUDENTS. THE CLERC CENTER HAD 87 STUDENTS ENROLLED AT KENDALL DEMONSTRATION ELEMENTARY SCHOOL AND 102 STUDENTS ENROLLED AT THE MODEL SECONDARY SCHOOL FOR THE DEAF. 45727508 12843375 1013616 STUDENT SERVICES: GALLAUDET UNIVERSITY PROVIDES A WIDE RANGE OF STUDENT SERVICES INCLUDING COUNSELING, PLACEMENT, FINANCIAL AID, HEALTH SERVICES, TUTORING, CAREER CENTER AND OTHER STUDENT ACTIVITIES AT BOTH THE UNIVERSITY AND CLERC CENTER. 24946380 4540195 AUXILIARY ENTERPRISES: AUXILIARY ENTERPRISES INCLUDE DORMITORY, FOOD SERVICE, BOOKSTORE OPERATIONS, THE UNIVERSITY PRESS, CONFERENCE ACTIVITIES, COMMUNITY INTERPRETING, HEARING AND SPEECH OPERATIONS, AND LEASE-RELATED INCOME. ONLY THOSE ACTIVITIES WHICH ARE REVENUE PRODUCING ARE INCLUDED UNDER THIS DESIGNATION. FOR CLERC CENTER PROGRAMS, COSTS INCURRED FOR DORMITORY AND FOOD SERVICE UNDER THE MODEL SECONDARY SCHOOL FOR THE DEAF AND FOOD SERVICE UNDER KENDALL DEMONSTRATION ELEMENTARY SCHOOL, NEITHER OF WHICH PRODUCE REVENUE, ARE REPORTED AS PART OF STUDENT SERVICES PROGRAM EXPENSE. 19928141 13686 1201116 GALLAUDET UNIVERSITY'S RESEARCH, DEVELOPMENT AND OUTREACH AGENDA IS AIMED AT ADVANCING KNOWLEDGE AND PRACTICE FOR DEAF AND HARD OF HEARING PEOPLE AND ALL HUMANITY. RESEARCH AREAS OF MAJOR IMPORTANCE INCLUDE VISUAL LANGUAGE AND LEARNING, HEARING AND SPEECH SCIENCE, TECHNOLOGY ACCESS, GENETICS, AMERICAN SIGN LANGUAGE/ENGLISH BILINGUALISM, AND DEAF LIFE. A CRITICALLY IMPORTANT FOCUS AREA OF GALLAUDET UNIVERSITY IS INTEGRATING RESEARCH AND PRACTICE TO BENEFIT DEAF AND HARD OF HEARING PRE-KINDERGARTEN - 12 GRADE STUDENTS, WITH SPECIAL ATTENTION TO DIVERSITY AND EQUITY TO THIS TRADITIONALLY UNDER-REPRESENTED GROUP.GALLAUDET UNIVERSITY'S PUBLIC SERVICE ACTIVITIES PROVIDE EDUCATIONAL OPPORTUNITIES TO ADULTS WHO ARE DEAF. SERVICES INCLUDE PROFESSIONAL TRAININGS, A VARIETY OF ON-CAMPUS SUMMER PROGRAMS, AND EXTENSION PROGRAMS AT OTHER SCHOOLS. 19928141 13686 1201116 174494218 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 0 1 1 0 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 1 1 1 0 0 1 X 742 0 1 2608 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 21 20 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK CO DC KY MD MA NH NY ND OR SC WA VA X X BRAD HERMES CFO 2026515299 800 FLORIDA AVE NE WASHINGTON DC 20002 DR GLENN ANDERSON TRUSTEE/CHAIR 2.00 0.00 X X 0 0 0 SETH BRAVIN TRUSTEE 2.00 0.00 X 0 0 0 THE HONORABLE SHERROD BROWN TRUSTEE 2.00 0.00 X 0 0 0 CLAIRE BUGEN TRUSTEE/VICE CHAIR 2.00 0.00 X X 0 0 0 THE HONORABLE LARRY BUSCHON TRUSTEE 2.00 0.00 X 0 0 0 DARIAN BURWELL TRUSTEE 2.00 0.00 X 0 0 0 DR LINDA CAMPBELL TRUSTEE 2.00 0.00 X 0 0 0 JOSE CERVANTES TRUSTEE 2.00 0.00 X 0 0 0 DR CHARLENE DWYER TRUSTEE 2.00 0.00 X 0 0 0 DR JOYCE ESTER TRUSTEE 2.00 0.00 X 0 0 0 EDSON GALLAUDET TRUSTEE 2.00 0.00 X 0 0 0 DR NATWAR GANDHI TRUSTEE 2.00 0.00 X 0 0 0 GREGORY J HLIBOK TRUSTEE 2.00 0.00 X 0 0 0 DR PHILIP KERSTETTER TRUSTEE 2.00 0.00 X 0 0 0 JENNY LAY-FLURRIE TRUSTEE 2.00 0.00 X 0 0 0 THOMAS MULLOY TRUSTEE 2.00 0.00 X 0 0 0 WILMA NEWHOUDT-DRUCHEN TRUSTEE/SECRETARY 2.00 0.00 X X 0 0 0 DR CYNTHIA NEESE-BAILES TRUSTEE 2.00 0.00 X 0 0 0 DR NICOLE SNELL TRUSTEE 2.00 0.00 X 0 0 0 MINDI GREENLAND TRUSTEE 2.00 0.00 X 0 0 0 THE HONORABLE BETTY MCCOLLUM TRUSTEE 2.00 0.00 X 0 0 0 ROBERTA J CORDANO PRESIDENT 40.00 0.00 X 690443 0 198694 JEFFREY LEWIS INTERIM PROVOST FROM 07/2020 40.00 0.00 X 270969 0 88380 BRAD HERMES CFO FROM 8/2021 40.00 0.00 X 88206 0 27713 DOMINIC LACY CHIEF OPERATING OFFICER 40.00 0.00 X 255963 0 169539 KATHERINE HEATHER HARKER CHIEF OF STAFF 40.00 0.00 X 267889 0 87019 NICOLE SUTLIFFE CHIEF ADMIN OFFICER, CLERC CENTER 40.00 0.00 X 248663 0 69097 MARIANNE BELSKY CHIEF ACADEMIC OFFICER, CLERC CENTER 40.00 0.00 X 248851 0 64349 KHADIJAT RASHID INTERIM DEAN OF THE FACULTY 40.00 0.00 X 207403 0 76711 BRANDEIS RARUS CHIEF MKTNG & UG ADMISSIONS OFFICER 40.00 0.00 X 226260 0 55836 THOMAS HOREJES ASSOC PROV, SSAQ TO 07/2022 40.00 0.00 X 204108 0 68915 TRAVIS IMEL DEAN, STUDENT AFFAIRS 40.00 0.00 X 187339 0 54417 LAURA-ANN PETITTO PROF/SCIENCE DIR/CO PI VL2 40.00 0.00 X 285904 0 95702 NATALIE SINICROPE GENERAL COUNSEL 40.00 0.00 X 267220 0 83644 LAURENE SIMMS INTERIM CHIEF BILINGUAL OFFICER 40.00 0.00 X 236054 0 65902 ELIZABETH MOORE INTERIM CHIEF DIVERSITY OFFICER 40.00 0.00 X 236575 0 62777 PHOENE KUO DEPUTY GENERAL COUNSEL 40.00 0.00 X 207457 0 54986 CAROL ERTING FORMER PROVOST TO 06/2020 0.00 0.00 X 362364 0 3542 4491668 0 1327223 244 1 1 0 RINALDI SPECIAL PROJECT LLC ONE HARMON MEADOW BLVD SECAUCUS NJ 07094 CONSTRUCTION 12977513 ERNST & YOUNG US LLP 401 9TH AVE NEW YORK NY 10001 CONSULTING SERVICES 3779913 BON APPETIT PO BOX 417632 BOSTON MA 022417632 CAMPUS FOOD SERVICE 2716418 HOGAN LOVELLS US LLP 555 13TH ST NW WASHINGTON DC 20004 LEGAL SERVICES 2509544 FORRESTER CONSTRUCTION COMPANY 12231 PARKLAWN DRIVE ROCKVILLE MD 20852 CONSTRUCTION & SWITCHGEAR REPLACEMENT 2320871 94 166721303 5709302 25081 172430605 TUITION 611710 26820839 26820839 ROOM AND BOARD 721310 12084836 12084836 CONFERENCE CENTER REVENUE 721110 3643585 3643585 AUXILIARY SERVICES 611710 896610 629752 22671 244187 GOVERNMENT CONTRACT 900099 161557 161557 43607427 5304260 15894 5288366 210837 0 210837 210837 210837 111382162 178701 107047617 0 4334545 178701 4513246 4513246 1048209 501974 546235 282 545953 SETTLEMENT 900099 1715228 1715228 MISC. DEPARTMENTAL INCOME 900099 671456 671456 ASLPI EVALUATION FEES 900099 108630 108630 9025 9025 2504339 229116949 39696984 3682432 13306928 X 14802278 14802278 2692543 2075721 590822 26000 456819 303238 153581 92407179 72817395 18515784 1074000 15978190 11776762 4005966 195462 10211473 7619899 2465555 126019 6431219 4826746 1525426 79047 5429523 17901 5411622 172275 172275 143000 143000 1368646 1368646 10833521 5191644 5373583 268294 6944 6944 5188840 4641461 405853 141526 4358129 2323711 1958468 75950 31912 31912 9503810 7355305 2148505 1871759 1453445 356657 61657 304155 112953 190402 800 923322 774030 149292 19209167 14260255 4948912 1585633 85954 1499559 120 MAINTENANCE AND SERVICE 15987759 12130884 3610318 246557 FOOD SERVICES 5863032 5847370 15662 CONFERENCE CENTER 3811834 3811834 INTERPRETING EXPENSES 1941359 443335 1466941 31083 2389458 1783241 497445 108772 233903779 174494218 56974274 2435287 11986 16092 11891397 5581393 16843553 5279420 11940851 16278606 644774 610542 528301 460486 3314803 11858826 490388683 272599006 217513850 217789677 187913436 142720524 56645813 58740980 22317509 20454524 529566273 479791070 30501335 24893600 9174587 9329008 52658771 51131146 9585501 8936369 101920194 94290123 X 239241816 225577787 188404263 159923160 427646079 385500947 529566273 479791070 X -4786830 -37328202 -30100 X 0 1 X 1 1 1 X 136319796 140456619 155312212 164684253 172430605 769203485 136319796 140456619 155312212 164684253 172430605 769203485 769203485 3788525 4297937 4161750 3042210 5499203 20789625 2369006 1854881 1756281 1231676 3974765 11186609 801179719 191854577 0.96010 0.96100 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE - 2017 AMOUNT: $ 1,058,904. 2018 AMOUNT: $ 476,552. 2019 AMOUNT: $ 844,593. 2020 AMOUNT: $ 498,629. 2021 AMOUNT: $ 2,927,227. GROSS INVENTORY SALES - 2017 AMOUNT: $ 1,310,102. 2018 AMOUNT: $ 1,378,329. 2019 AMOUNT: $ 911,688. 2020 AMOUNT: $ 733,047. 2021 AMOUNT: $ 1,047,538. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 1 25 1 94003 0 1 143000 237028 0 PART II-B, LINE 1: DIRECT CONTACT WITH LEGISLATORS THE UNIVERSITY'S BOARD OF TRUSTEES HAS THREE VOTING MEMBERS OF CONGRESS. IN ADDITION, THE UNIVERSITY PRESIDENT AND THE SPECIAL ASSISTANT, GOVERNMENTAL RELATIONS AND OTHER PROJECTS MAINTAIN DIRECT CONTACT WITH MEMBERS OF THE CONGRESS IN REQUESTING APPROPRIATIONS AND EDUCATING CONGRESS ON GENERAL ISSUES THAT IMPACT GALLAUDET AND DEAF EDUCATION. IN ADDITION, THE SPECIAL ASSISTANT, GOVERNMENTAL RELATIONS AND OTHER PROJECTS ALSO COMMUNICATE WITH GOVERNMENT OFFICIALS OF THE DISTRICT OF COLUMBIA. AMOUNTS REPORTED AS LOBBYING EXPENSES ON SCHEDULE C REPRESENT ESTIMATED COSTS OF THE PRESIDENT AND SPECIAL ASSISTANT, GOVERNMENTAL RELATIONS' DIRECT CONTACT WITH GOVERNMENT OFFICIALS. AMOUNTS REPORTED AS LOBBYING EXPENDITURES IN SCHEDULE C ARE CATEGORIZED AS SALARIES AND WAGES ON PART IX, FUNCTIONAL EXPENSE, AND NOT AS LOBBYING EXPENDITURES. ROBERTA J. CORDANO, PRESIDENT $ 36,232 KATI MITCHELL, SPECIAL ASST TO THE PRESIDENT $57,771 PART II-B, LINE 1I: OTHER LOBBYING ACTIVITIES IN ADDITION, THE UNIVERSITY ENGAGES A CONSULTING FIRM TO PERFORM WORK ON PUBLIC RELATIONS AND PUBLIC STRATEGIC WORK. THE UNIVERSITY DOES NOT DEEM THIS WORK TO BE LOBBYING. HOWEVER, IN ORDER TO BE CONSERVATIVE AND BECAUSE SIMILAR WORK HAS BEEN PERFORMED BY LOBBYISTS IN THE PAST, THE UNIVERSITY HAS CHOSEN TO INCLUDE THE CONSULTING SERVICES IN SCHEDULE C. 232869005 1498591 -28413909 2074692 12229956 191649039 194495206 1899819 44931814 1963126 6494708 232869005 185974727 1928981 14501047 1651492 6258057 194495206 183167062 6541123 4250427 3197436 4786449 185974727 179111738 1070934 10706521 1741480 5980651 183167062 0.22230 0.69150 0.08620 1 0 1410480 1410480 362998722 186760459 176238263 48551530 34107569 14443961 45242906 38035944 7206962 32185045 13695034 18490011 217789677 PRIVATE EQUITY FUNDS 31394223 F HEDGE FUNDS 24853258 F BENEFICIAL INT IN TRUSTS 1406106 F PRIVATE REAL ASSET FUNDS 1087393 F 58740980 OBLIGATION UNDER CAPITAL LEASE 7991526 CONDITIONAL ASSET RETIREMENT 682421 REFUNDABLE ADVANCES 262422 8936369 X PART V, LINE 4: ENDOWMENT FUNDS THE UNIVERSITY'S ENDOWMENT FUNDS CONSISTS OF APPROXIMATELY 400 INDIVIDUAL FUNDS WHICH HAVE BEEN ESTABLISHED PRIMARILY TO SUPPORT THE OPERATIONS OF THE UNIVERSITY AND TO PROVIDE FOR SCHOLARSHIPS OR TO FUND EVERYDAY OPERATIONS. OVER THE LONG-TERM, THE UNIVERSITY INTENDS TO KEEP THE PRINCIPAL INTACT, USING ONLY THE EARNINGS ON ITS INVESTMENTS TO FUND ACTIVITIES. PART X, LINE 2: FIN 48 FOOTNOTE GALLAUDET UNIVERSITY HAS BEEN RECOGNIZED AS A PUBLIC CHARITY GENERALLY EXEMPT FROM FEDERAL INCOME TAXATION UNDER PROVISIONS OF SECTION 501(A) AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "CODE") OF 1986, AS AMENDED. THE UNIVERSITY IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS OTHERWISE EXCLUDED BY THE CODE. GALLAUDET HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED INCOME; TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT HAS NEXUS; AND, TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS. GALLAUDET FOLLOWS GUIDANCE THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS GUIDANCE PROVIDES THAT THE INCOME TAX EFFECTS FROM AN UNCERTAIN TAX POSITION CAN ONLY BE RECOGNIZED IN THE FINANCIAL STATEMENTS IF THE POSITION IS "MORE-LIKELY-THAN-NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE ASSESSMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. THE TAX YEARS ENDING SEPTEMBER 30, 2022, 2021, 2020 AND 2019 ARE STILL OPEN TO AUDIT FOR BOTH FEDERAL AND STATE PURPOSES. GALLAUDET HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN ITS FINANCIAL STATEMENTS FOR THE YEARS ENDING SEPTEMBER 30, 2022 AND 2021. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ADVERTISEMENTS IN THE UNIVERSITY'S CATALOGUES, WEBSITE, AND BROCHURES DISCLOSE PROGRAMS OFFERED INCLUDING A SUMMARY STATEMENT ON THE NON-DISCRIMINATORY POLICY. EMPLOYMENT ADVERTISEMENTS ALSO PUBLICIZE THE SCHOOL'S NON-DISCRIMINATORY POLICY. SCHEDULE E, PART I, LINE 6 GALLAUDET UNIVERSITY RECEIVES STUDENT FINANCIAL ASSISTANCE FROM THE U.S. DEPARTMENT OF EDUCATION, OFFICE OF POST-SECONDARY EDUCATION. ASSISTANCE PROGRAMS ARE AS FOLLOWS: FEDERAL PELL GRANT PROGRAM FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT PROGRAM FEDERAL WORK STUDY PROGRAM PERKINS LOAN PROGRAM FEDERAL DIRECT LOANS. EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES TRAVEL EXPENDITURES 12479 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES TRAVEL EXPENDITURES 23268 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES TRAVEL EXPENDITURES 412 NORTH AMERICA 0 0 PROGRAM SERVICES TRAVEL EXPENDITURES 734 SOUTH AMERICA 0 0 PROGRAM SERVICES TRAVEL EXPENDITURES 1001 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES TRAVEL EXPENDITURES 11407 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 26981301 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS 28371451 0 0 0 0 0 0 55402053 0 55402053 1 0 1 1 1 0 PART III ACCOUNTING METHOD: PART I, LINE 3 METHOD OF ACCOUNTING: THE EXPENDITURES PER REGION ARE PRESENTED ON THE ACCRUAL BASIS OF ACCOUNTING. PART IV, LINE 1: FOREIGN FORMS THE UNIVERSITY INVESTS IN DOMESTIC AND FOREIGN LIMITED PARTNERSHIPS THAT MAY OWN AN INTEREST IN A FOREIGN CORPORATION, PASSIVE FOREIGN INVESTMENT COMPANY, OR FOREIGN PARTNERSHIP. TO THE EXTENT THAT THOSE INVESTMENTS RESULTED IN TRANSFERS OF PROPERTY THAT EXCEEDED THE APPLICABLE FILING THRESHOLDS, THE FORMS 926, 5471, AND 8865 ACCOMPANIED THE FILING OF THE UNIVERSITY'S FORM 990-T. 1 SCHOLARSHIPS AND AWARDS 1335 12240472 0 COVID-19 EMERGENCY STUDENT GRANTS 1336 2561806 0 PART I, LINE 2: PROCEDURE FOR MONITORING USE OF GRANT FUNDS INSIDE THE U.S. THE UNIVERSITY OFFERS A WIDE VARIETY OF MERIT AND NEED-BASED SCHOLARSHIPS. MERIT AWARDS ARE GIVEN IN RECOGNITION OF VARIOUS ACHIEVEMENTS AS SPECIFIED IN DONORS' CORRESPONDENCE AND DOCUMENTS. NEED-BASED AWARDS ARE PROVIDED BASED ON THE INCOME LEVEL AVAILABILITY OF AWARDS OFFERED ELSEWHERE AND OTHER SIMILAR STANDARDS. THE UNIVERSITY ONLY MAKES SCHOLARSHIP GRANTS THAT HELP OFFSET THE TUITION OF THE STUDENTS. THE GRANTS ARE DIRECTLY CREDITED AGAINST THE APPLICABLE STUDENT ACCOUNT WHICH ASSURES PROPER USE OF THE GRANT. THE AMOUNT OF THE GRANT IS ADJUSTED, AS NECESSARY, BASED ON ANY SUBSEQUENT CHANGES AFFECTING THE STUDENT'S ORIGINAL ELIGIBILITY. DURING THE CURRENT YEAR, THE UNIVERSITY ALSO USED COVID-19 RELIEF FUNDING PROVIDED BY THE HIGHER EDUCATION EMERGENCY RELIEF FUND (HEERF) TO GIVE EMERGENCY STUDENT GRANTS TO STUDENTS CURRENTLY ENROLLED AT THE UNIVERSITY. INFORMATION REGARDING HEERF DISBURSEMENTS IS FOUND HERE: HTTPS://WWW.GALLAUDET.EDU/FINANCE/HIGHER-EDUCATION-EMERGENCY-RELIEF-FUND/ X 0 1 X X X X 1 0 0 0 0 0 0 0 0 ROBERTA J CORDANO PRESIDENT 565443 0 125000 0 0 0 109078 0 89616 0 889137 0 0 0 DOMINIC LACY CHIEF OPERATING OFFICER 255963 0 0 0 0 0 54720 0 114819 0 425502 0 0 0 LAURA-ANN PETITTO PROF/SCIENCE DIR/CO PI VL2 285904 0 0 0 0 0 67338 0 28364 0 381606 0 0 0 CAROL ERTING FORMER PROVOST TO 06/2020 0 0 0 0 362364 0 2594 0 948 0 365906 0 0 0 JEFFREY LEWIS INTERIM PROVOST FROM 07/2020 270969 0 0 0 0 0 63253 0 25127 0 359349 0 0 0 KATHERINE HEATHER HARKER CHIEF OF STAFF 267889 0 0 0 0 0 58309 0 28710 0 354908 0 0 0 NATALIE SINICROPE GENERAL COUNSEL 267220 0 0 0 0 0 57613 0 26031 0 350864 0 0 0 NICOLE SUTLIFFE CHIEF ADMIN OFFICER, CLERC CENTER 248663 0 0 0 0 0 57150 0 11947 0 317760 0 0 0 MARIANNE BELSKY CHIEF ACADEMIC OFFICER, CLERC CENTER 248851 0 0 0 0 0 52590 0 11759 0 313200 0 0 0 LAURENE SIMMS INTERIM CHIEF BILINGUAL OFFICER 236054 0 0 0 0 0 54214 0 11688 0 301956 0 0 0 ELIZABETH MOORE INTERIM CHIEF DIVERSITY OFFICER 236575 0 0 0 0 0 51810 0 10967 0 299352 0 0 0 KHADIJAT RASHID INTERIM DEAN OF THE FACULTY 207403 0 0 0 0 0 49777 0 26934 0 284114 0 0 0 BRANDEIS RARUS CHIEF MKTNG & UG ADMISSIONS OFFICER 226260 0 0 0 0 0 46323 0 9513 0 282096 0 0 0 THOMAS HOREJES ASSOC PROV, SSAQ TO 07/2022 204108 0 0 0 0 0 47495 0 21420 0 273023 0 0 0 PHOENE KUO DEPUTY GENERAL COUNSEL 207457 0 0 0 0 0 43308 0 11678 0 262443 0 0 0 TRAVIS IMEL DEAN, STUDENT AFFAIRS 187339 0 0 0 0 0 43214 0 11203 0 241756 0 0 0 PART I, LINE 1B WRITTEN POLICY THE BENEFITS SUMMARIZED IN PART I, LINE 1A FOR HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE ARE CONSIDERED NON-TAXABLE BECAUSE THE PRESIDENT'S CONTRACT REQUIRES HER TO LIVE ON CAMPUS. BECAUSE THESE BENEFITS ARE LIMITED TO THE PRESIDENT, A WRITTEN POLICY IS NOT CONSIDERED NECESSARY AS THESE BENEFITS ARE DEFINED IN THE PRESIDENT'S CONTRACT. HOWEVER, GALLAUDET HAS WRITTEN POLICIES SPECIFIC TO GENERAL TRAVEL INCLUDING PROCEDURE FOR PRIOR APPROVAL AND PAYMENT/REIMBURSEMENT OF TRAVEL EXPENSES. PART I, LINE 4A SEVERANCE PAYMENTS THE UNIVERSITY OFFERED A VOLUNTARY RESIGNATION AND RETIREMENT PROGRAM (VRRP) FOR EMPLOYEES TO SEPARATE FROM THE UNIVERSITY EITHER IN JULY 2020 OR DECEMBER 2020. THE PAYMENTS AND OTHER CONSIDERATION ARE CONTINGENT UPON THE SIGNING OF A SEPARATION AGREEMENT AND GENERAL RELEASE OF CLAIMS WITH THE UNIVERSITY. GALLAUDET DID NOT MAKE ANY SEVERANCE PAYMENTS THROUGH THIS PROGRAM DURING 2021. HOWEVER, THE FOLLOWING INDIVIDUALS RECEIVED SEVERANCE PAYMENTS DURING 2021: CAROL ERTING : 362,364 PART II, COLUMN D NONTAXABLE BENEFITS THE PRESIDENT IS REQUIRED TO LIVE ON CAMPUS AS PART OF HER EMPLOYMENT AGREEMENT, AS A CONDITION OF HER EMPLOYMENT, IN ORDER TO CARRYOUT THE DUTIES OF HER ROLE, BE AVAILABLE ON A 24/7 BASIS, AND TO RESPOND TO EMERGENT SITUATIONS AS THEY ARISE. THIS COLUMN INCLUDES $60,000 REPRESENTING THE ESTIMATED RENTAL VALUE OF THE CAMPUS RESIDENCE. A DISTRICT OF COLUMBIA 536001131 25483VYX6 2021-02-24 48847595 REFINANCING OF OLD DEBT, NEW CAMPUS IMPROVEMENTS 0 0 0 A 48847595 872975 30014465 17960154 1 0 0 0 A 0 0 0 0 0 0 0 A 0 1 0 0 0 0 0 0 0 A 0 SCHEDULE K, PART III: THE PROCEEDS FROM THE SALE OF THE SERIES 2021 BONDS WILL BE USED BY THE UNIVERSITY FOR ALL OR A PORTION OF THE UNIVERSITY S COSTS INCURRED IN CONNECTION WITH: (A) FINANCING THE NEXT PHASE OF THE UNIVERSITY S UPDATED CAMPUS MASTER PLAN 2012-2022, GENERALLY CONSISTING OF RENOVATIONS TO 42,000 SQ. FT. OF THE MERRILL LEARNING CENTER AND RENOVATIONS TO 106,500 SQ. FT. OF THE ELY CENTER (TOGETHER, THE NEW MONEY PROJECT ); (B) REFUNDING A PORTION OF THE OUTSTANDING SERIES 2011 REFUNDING BONDS; AND (C) PAYING ISSUANCE COSTS OF THE SERIES 2021 BONDS. SCHEDULE K, PART II, LINE 3 TOTAL PROCEEDS INCLUDE THE ISSUE PRICE AND INVESTMENT EARNINGS. SCHEDULE K, PART II: THE UNSPENT PROCEEDS OF THE SERIES 2021 BONDS WILL BE USED FOR THE NEW MONEY PROJECTS DISCUSSED IN PART I. $1,965,865 OF THE ORIGINAL UNSPENT EARNINGS WERE USED IN FY 2022 FOR THE LIBRARY RENOVATIONS. SCHEDULE K, PART III: THERE IS NO PRIVATE BUSINESS USE ASSOCIATED WITH THIS DEBT OFFERING. IN CONJUNCTION WITH THIS TAX-EXEMPT DEBT, THE UNIVERSITY ALSO BORROWED APPROXIMATELY $5 MILLION IN TAXABLE BONDS TO SATISFY ANY POTENTIAL PBU RELATED TO THE 2011 BONDS. DEBORAH SKJEVELAND SEE PART V 111836 SEE PART V 0 JOHN SKJEVELAND SEE PART V 130690 SEE PART V 0 JACKIE WOODSIDE SEE PART V 63500 SEE PART V 0 SHILPA HANUMANTHA LACY SEE PART V 90906 SEE PART V 0 TARJA LEWIS SEE PART V 58210 SEE PART V 0 SMITHA HANUMANTHA SEE PART V 65177 SEE PART V 0 SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: (A) NAME OF PERSON: DEBORAH SKJEVELAND(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:FAMILY MEMBER OF SETH BRAVIN(D) DESCRIPTION OF TRANSACTION: EMPLOYEE AT GU -- 2021 W2(A) NAME OF PERSON: JOHN SKJEVELAND(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:FAMILY MEMBER OF SETH BRAVIN(D) DESCRIPTION OF TRANSACTION: EMPLOYEE AT GU -- 2021 W2(A) NAME OF PERSON: JACKIE WOODSIDE(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:FAMILY MEMBER OF KATHERINE HEATHER HARKER(D) DESCRIPTION OF TRANSACTION: CONSULTANT -- CY 2021 EARNINGS(A) NAME OF PERSON: SHILPA HANUMANTHA LACY(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:FAMILY MEMBER OF DOMINIC LACY(D) DESCRIPTION OF TRANSACTION: EMPLOYEE AT GU -- 2021 W2(A) NAME OF PERSON: TARJA LEWIS(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:FAMILY MEMBER OF JEFFREY LEWIS(D) DESCRIPTION OF TRANSACTION: EMPLOYEE AT GU -- 2021 W2(A) NAME OF PERSON: SMITHA HANUMANTHA(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:FAMILY MEMBER OF DOMINIC LACY(D) DESCRIPTION OF TRANSACTION: EMPLOYEE AT GU -- 2021 W2 SCH L, PART IV, RELATED PARTY TRANSACTIONS: ALL EMPLOYMENT ARRANGEMENTS IDENTIFIED ARE AT ARMS-LENGTH AND ENTERED INTO WITHOUT THE INVOLVEMENT OF THE RELATED INDIVIDUAL IDENTIFIED. X 4 25081 FMV 0 1 1 SCHEDULE M, PART I, COLUMN (B): NUMBER OF CONTRIBUTIONS THE NUMBER REPORTED AS ITEMS RECEIVED FOR SECURITIES CONTRIBUTIONS REPRESENTS THE TOTAL NUMBER OF CONTRIBUTIONS RECEIVED (NOT THE TOTAL NUMBER OF SECURITIES SOLD). SCHEDULE M, LINE 32B: USE OF THIRD PARTIES TO THE EXTENT THAT THE UNIVERSITY RECEIVES DONATIONS OF SECURITIES, ITS INVESTMENT BROKER/MANAGER IS TASKED WITH SELLING THOSE SECURITIES. FORM 990, PART I, LINE 1: ORGANIZATION'S MISSION GALLAUDET UNIVERSITY WAS ESTABLISHED BY AN ACT OF CONGRESS IN 1864 & IS THE ONLY ACCREDITED UNIVERSITY IN THE WORLD ESTABLISHED EXCLUSIVELY FOR DEAF OR HARD OF HEARING STUDENTS. FORM 990, PART III, LINE 1: ORGANIZATION'S MISSION GALLAUDET UNIVERSITY, FEDERALLY CHARTERED IN 1864, IS A BILINGUAL, DIVERSE, MULTICULTURAL INSTITUTION OF HIGHER EDUCATION THAT ENSURES THE INTELLECTUAL AND PROFESSIONAL ADVANCEMENT OF DEAF AND HARD OF HEARING INDIVIDUALS THROUGH AMERICAN SIGN LANGUAGE AND ENGLISH. GALLAUDET MAINTAINS A PROUD TRADITION OF RESEARCH AND SCHOLARLY ACTIVITY AND PREPARES ITS GRADUATES FOR CAREER OPPORTUNITIES IN A HIGHLY COMPETITIVE, TECHNOLOGICAL, AND RAPIDLY CHANGING WORLD. GALLAUDET IS THE ONLY ACCREDITED UNIVERSITY IN THE WORLD ESTABLISHED EXCLUSIVELY FOR DEAF OR HARD OF HEARING STUDENTS. IN ADDITION TO ITS UNDERGRADUATE AND GRADUATE ACADEMIC PROGRAMS, THE UNIVERSITY OFFERS ELEMENTARY AND SECONDARY EDUCATION PROGRAMS, CONTINUING EDUCATION PROGRAMS, AND A WIDE RANGE OF PUBLIC SERVICE PROGRAMS. GALLAUDET IS A PRIVATE UNIVERSITY THAT RECEIVES A SUBSTANTIAL PROPORTION OF ITS ANNUAL REVENUE BY DIRECT APPROPRIATION FROM THE FEDERAL GOVERNMENT UNDER THE AUTHORITY OF THE EDUCATION OF THE DEAF ACT. FORM 990, PART V, LINE 7A & 7B CHARITABLE CONTRIBUTIONS: THE UNIVERSITY DOESN'T TRADITIONALLY HOLD SPECIAL EVENTS WHERE A DONOR RECEIVES GOODS OR SERVICES IN EXCHANGE FOR HIS OR HER DONATION; HOWEVER, THE UNIVERSITY DOES OPERATE SMALL CLUBS OPEN TO THE PUBLIC THROUGH CONTRIBUTIONS AND MEMBERSHIP FEES WHERE A DONOR MAY RECEIVE DE MINIMIS BENEFITS. ACCORDINGLY, THE UNIVERSITY IS RESPONDING YES TO QUESTIONS 7A & 7B IN PART V OF THE FORM 990. FORM 990, PART VI, SECTION B, LINE 11B FORM 990, REVIEW PROCESS THE FORM 990 WAS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM IN CONJUNCTION WITH THE ORGANIZATION'S FINANCIAL DEPARTMENT. THE UNIVERSITY'S BOARD OF TRUSTEES CHARGES THE AUDIT COMMITTEE WITH THE RESPONSIBILITY FOR OVERSEEING THE IRS FORM 990 AND ITS SUPPLEMENTAL SCHEDULES PRIOR TO FILING. A COPY OF THE DRAFT FORM 990 WAS CIRCULATED TO THE FULL AUDIT COMMITTEE FOR DISCUSSION AND COMMENT. THE FINAL SIGNED FORM 990 IS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES BEFORE THE RETURN IS ULTIMATELY FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY MONITORING & ENFORCEMENT GALLAUDET UNIVERSITY'S CONFLICT OF INTEREST POLICY APPLIES TO ALL MEMBERS OF THE BOARD OF TRUSTEES AND ALL ADMINISTRATORS, FACULTY, TEACHERS, AND STAFF OF THE UNIVERSITY. ALL BOARD MEMBERS MUST DISCLOSE, AT THE EARLIEST PRACTICABLE TIME, ANY POSSIBLE CONFLICT OF INTEREST TO THE SECRETARY OF THE BOARD AND THE AUDIT COMMITTEE. TO FACILITATE THIS POLICY, EACH MEMBER COMPLETES AND FILES ANNUALLY, WITH THE SECRETARY OF THE BOARD AND THE CHAIRMAN OF THE AUDIT COMMITTEE, INFORMATION ABOUT POSSIBLE CONFLICTS OF INTEREST AFFECTING GALLAUDET UNIVERSITY, INCLUDING INTERESTS OF IMMEDIATE FAMILY MEMBERS AND ORGANIZATIONS IN WHICH THE BOARD MEMBER HAS A SIGNIFICANT MANAGEMENT FUNCTION OR A SIGNIFICANT OWNERSHIP INTEREST. IF A BOARD MEMBER IS UNCERTAIN WHETHER A CONFLICT OF INTEREST EXISTS, THE MATTER IS PRESENTED TO THE AUDIT COMMITTEE AND THEN A DETERMINATION IS REQUESTED BY THE BOARD. THESE MATTERS WILL BE RESOLVED BY MAJORITY VOTE. THE BOARD MEMBER WHOSE GALLAUDET UNIVERSITY CONFLICT OF INTEREST IS UNDER CONSIDERATION IS EXCLUDED FROM PARTICIPATION. THE DISCLOSURE OF THE CONFLICT AND THE RELATED DELIBERATION AND VOTING RESULTS ARE DOCUMENTED IN THE MINUTES OF THE MEETING. ADMINISTRATORS, FACULTY, TEACHERS, AND STAFF ALSO SIGN A "CONFLICT OF INTEREST POLICY COMPLIANCE STATEMENT" ANNUALLY INDICATING THAT THEY UNDERSTAND THEIR FIDUCIARY RESPONSIBILITY TO THE UNIVERSITY AND REAFFIRMING THEIR COMMITMENT TO FULLY DISCLOSE ANY POTENTIAL CONFLICT OF INTEREST WHICH MAY EXIST. DISCLOSURES OF ANY POTENTIAL CONFLICT OF INTEREST ARE MADE PROMPTLY IN WRITING TO THE PRESIDENT OF THE UNIVERSITY WITH A COPY TO THE UNIT ADMINISTRATOR, SENIOR ADMINISTRATOR, AND HUMAN RESOURCES SERVICES. THE DISCLOSURE STATEMENT IS REVIEWED BY A COMMITTEE APPOINTED BY THE PRESIDENT TO DETERMINE IF A CONFLICT OF INTEREST EXISTS. A DISCLOSURE BY THE PRESIDENT IS MADE TO THE SECRETARY OF THE BOARD AND IS REVIEWED BY THE SECRETARY AND THE CHAIRMAN OF THE BOARD. IF IT IS DETERMINED THAT A CONFLICT OF INTEREST EXISTS, THE PRESIDENT (OR IN THE CASE OF A FINDING AGAINST THE PRESIDENT, THE CHAIRMAN OF THE BOARD) WILL TAKE APPROPRIATE ACTION TO ELIMINATE THE CONFLICT AND SAFEGUARD THE INTERESTS OF GALLAUDET UNIVERSITY. FORM 990, PART VI, SECTION B, LINE 15 PROCESS FOR DETERMINING COMPENSATION: THE BOARD OF TRUSTEES' COMPENSATION COMMITTEE HAS THE ULTIMATE RESPONSIBILITY FOR DETERMINING THE TOTAL COMPENSATION PACKAGE OF THE UNIVERSITY'S PRESIDENT. THE COMPENSATION COMMITTEE USES AN INDEPENDENT CONSULTANT TO PERIODICALLY PERFORM A COMPENSATION STUDY TO INFORM ITS DECISION ON THE PRESIDENT'S COMPENSATION AND MAKES RECOMMENDATIONS TO GALLAUDET UNIVERSITY THE FULL BOARD FOR ITS CONSIDERATION AND VOTE. THE MOST RECENT COMPENSATION STUDY OCCURRED DURING 2021. COMPENSATION DECISIONS AND REPORTS ARE CONTEMPORANEOUSLY DOCUMENTED IN THE MINUTES OF THE MEETING OF THE COMMITTEE WHEN THE DECISIONS ARE MADE. THE PRESIDENT'S SALARY IS DETERMINED IN ACCORDANCE WITH GALLAUDET'S GENERAL COMPENSATION PRACTICES. MERIT PAY INCREASES AND BONUSES ARE DETERMINED AT THE DISCRETION OF THE COMPENSATION COMMITTEE. THE PRESIDENT OF THE UNIVERSITY IS RESPONSIBLE FOR THE COMPENSATION OF THE UNIVERSITY'S OFFICERS AND SENIOR MANAGEMENT WITHIN THE GUIDELINES ESTABLISHED BY THE COMPENSATION COMMITTEE. ON AN ANNUAL BASIS, AN ANALYSIS IS PERFORMED BY AN INDEPENDENT CONSULTANT TO ASSESS LOCAL TRENDS IN COMPENSATION AND ADJUSTMENTS ARE MADE TO THE STAFF SALARY RANGES AS NECESSARY. EVERY THREE YEARS, THE UNIVERSITY HIRES AN INDEPENDENT CONSULTANT TO PERFORM AN INTENSIVE MARKET STUDY TO EVALUATE GALLAUDET'S STAFF COMPENSATION PROGRAM AGAINST THOSE OF OTHER UNIVERSITIES AND NOT-FOR-PROFIT ORGANIZATIONS. THE MOST RECENT INTENSIVE MARKET STUDY WAS PERFORMED IN 2020. THE CONSULTANT PROVIDES ANALYSES OF SALARY DATA SURVEYS AND MAKES RECOMMENDATIONS TO UNIVERSITY MANAGEMENT. SENIOR MANAGERS ARE RESPONSIBLE FOR THE MANAGEMENT OF COMPENSATION WITHIN THEIR UNITS, USING THE ESTABLISHED COMPENSATION PARAMETERS APPROVED BY THE PRESIDENT AND COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENT DISCLOSURE THE FOLLOWING DOCUMENTS ARE AVAILABLE ON GALLAUDET UNIVERSITY'S WEBSITE, WWW.GALLAUDET.EDU: BOARD OF TRUSTEES, AUDITED FINANCIAL STATEMENTS, IRS FORM 990, CONFLICT OF INTEREST POLICY, WHISTLEBLOWER POLICY, DOCUMENT RETENTION POLICY AND CURRENT BYLAWS. THIS INFORMATION IS ALSO AVAILABLE UPON REQUEST TO BRAD HERMES, CFO. FORM 990, PART IX, LINE 11G PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 2,632,307. MANAGEMENT AND GENERAL EXPENSES 3,480,000. FUNDRAISING EXPENSES 229,274. TOTAL EXPENSES 6,341,581. ACADEMIC CONSULTANTS: PROGRAM SERVICE EXPENSES 266,106. MANAGEMENT AND GENERAL EXPENSES 193,899. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 460,005. RESEARCH CONSULTANTS: PROGRAM SERVICE EXPENSES 1,292,014. MANAGEMENT AND GENERAL EXPENSES 39,339. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,331,353. ADMINISTRATIVE CONSULTANTS: PROGRAM SERVICE EXPENSES 982,857. MANAGEMENT AND GENERAL EXPENSES 1,655,713. FUNDRAISING EXPENSES 39,020. TOTAL EXPENSES 2,677,590. INTERPRETING CONTRACTORS: PROGRAM SERVICE EXPENSES 14,810. MANAGEMENT AND GENERAL EXPENSES 9,106. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 23,916. CONSULTANTS ALLOCATION: PROGRAM SERVICE EXPENSES 3,550. MANAGEMENT AND GENERAL EXPENSES -4,474. FUNDRAISING EXPENSES 0. TOTAL EXPENSES -924. FORM 990, PART XI, LINE 9: WRITEOFFS OF PRIOR YEAR GRANTS 63,500. CHANGE IN VALUE OF BENEFICIAL INTEREST IN TRUSTS -93,600. GALLAUDET UNIVERSITY FOUNDATION 800 FLORIDA AVENUE NE WASHINGTON DC 20002 461643010 SUPPORT ORG DC 501(C)(3) LINE 12A, I GALLAUDET 1 0 0 0 1 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0 GALLAUDET UNIVERSITY FOUNDATION D 436519 COST