2023-08-18T16:01:25-05:00 2021-12-31 251637458 LOUIS PLUNG & COMPANY LLP 420 FT DUQUESNE BLVD STE 1900 PITTSBURGH PA 15222 990PF 2021-01-01 770539366 THE KL FELICITAS FOUNDATION KLFE 4083161922 1960 THE ALAMDEA SUITE 150 SAN JOSE CA 95126 LISA KLEISSNER PRESIDENT 4083161922 2023-08-17 1 LISA KLEISSNER XXX-XX-XXXX CARL BAUER P00295610 4122818771 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z X X 9806201 X 14285 80277 118910 528578 3257958 351898 15780 13063 638920 483871 0 0 0 791 0 791 20950 10475 10475 131182 86182 45000 2114 503 1611 8520 8527 0 48504 0 48504 104071 72718 13247 316132 178405 119628 246750 246750 562882 178405 366378 76038 305466 34656 2688 2688 14236 32459 32459 2337 2337 2337 2337 375000 0 250000 375000 375000 6044659 6219939 9393717 0 8500 0 6345888 6640923 9806201 200000 42232 61229 42232 261229 X 6303656 6379694 6303656 6379694 6345888 6640923 6303656 76038 0 6379694 0 6379694 ACCESS CAPITAL COMMUNITY I P 2020-01-01 2021-01-14 53610 53224 386 386 ACCESS CAPITAL COMMUNITY I P 2021-09-30 2021-12-31 250549 250409 140 140 ACCESS CAPITAL COMMUNITY I P 2020-01-01 2021-12-29 90000 90000 0 0 BETTER VENTURES FUND II LP P 2014-10-02 2021-12-31 7074 7074 7074 BETTER VENTURES FUND II LP P 2014-10-02 2021-12-31 1655 -1655 -1655 CLEANTECH EUROPE I (B) LP P 2007-09-18 2021-01-01 56721 -56721 -56721 CORE INNOVATION CAPITAL I LP P 2011-12-31 2021-12-31 4776 4776 4776 CORE INNOVATION CAPITAL I LP P 2011-12-31 2021-12-31 30106 30106 30106 ECOSYSTEM INVESTMENT PARTNERS II LP P 2011-04-05 2021-12-31 5056 -5056 -5056 ECOTRUST FORESTS II LLC P 2015-01-30 2021-12-31 4656 4656 4656 GLOBAL SUSTAINABLE FIXED INCOME PORTFOLIO P 2021-04-30 2021-12-31 1669 1669 1669 GLOBAL SUSTAINABLE FIXED INCOME PORTFOLIO P 2021-04-30 2021-12-31 986 -986 -986 GLOBAL SUSTAINABLE FIXED INCOME PORTFOLIO P 2021-04-30 2021-12-31 1478 -1478 -1478 ILLUMEN CAPITAL LP P 2018-12-31 2021-12-31 1189 1189 1189 IMPACT ASSETS NOTE ZERO COUPON P 2015-11-30 2021-12-23 44996 50000 -5004 -5004 LEGACY VENTURE IV LP P 2006-06-08 2021-12-31 206948 206948 206948 LEGACY VENTURE IV LP P 2006-06-08 2021-12-31 523 523 0 0 LEGACY VENTURE IV LP P 2006-06-08 2021-12-31 281 281 281 LYME FOREST FUND III TE LP P 2011-03-10 2021-12-31 1078 1078 1078 MICROVEST II LP P 2009-06-04 2021-12-31 3538 -3538 -3538 MICROVEST SHORT DURATION FUND LP P 2011-10-31 2021-12-31 1867 -1867 -1867 MICROVEST+PLUS LP P 2011-10-01 2021-12-31 2737 -2737 -2737 PURPOSE GLOBAL LLC P 2012-03-15 2021-08-31 35758 35758 35758 READLY INTERNATIONAL AB NPV P 2021-04-20 2021-04-20 17035 17035 0 0 SONEN GLOBAL FIXED INCOME FUND A P 2012-12-07 2021-04-27 1898511 2008211 -109700 -109700 SONEN GLOBAL FIXED INCOME FUND A P 2012-12-07 2021-12-31 13063 -13063 -13063 SONEN GLOBAL PUBLIC EQUITY FUND A P 2012-12-31 2021-12-31 209775 209775 209775 SONEN GLOBAL PUBLIC EQUITY FUND A P 2012-12-31 2021-12-31 69870 69870 69870 SONEN GLOBAL SUSTAINABLE REAL ASSETS P 2014-07-02 2021-12-31 3220 3220 3220 SONEN GLOBAL SUSTAINABLE REAL ASSETS P 2014-07-02 2021-12-31 973 973 973 TIAA-CREF CORE IMPACT BOND P 2021-04-29 2021-12-31 304982 304138 844 844 TIAA-CREF CORE IMPACT BOND P 2021-04-29 2021-12-31 20379 20419 -40 -40 FOODSTAND INC NOTE P 2015-07-31 2021-12-31 25000 -25000 -25000 351898 4246 0 4246 0 4246 19734 0 0 0 19734 0 15488 15488 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 0 0 0 0 1 KLFELICITASFOUNDATION.ORG MUSCARA PASQUINELLI 4085542060 1960 THE ALAMEDA SUITE 150 SAN JOSE CA 95126 1 EI 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 LISA KLEISSNER 1960 THE ALAMEDA SUITE 150 SAN JOSE CA 95126 PRESIDENT 30.00 0 0 0 ALEX KLEISSNER 1960 THE ALAMEDA SUITE 150 SAN JOSE CA 95126 VICE PRESIDENT 5.00 0 0 0 ANDREA KLEISSNER 1960 THE ALAMEDA SUITE 150 SAN JOSE CA 95126 TREASURER 5.00 0 0 0 KARL KLEISSNER 1960 THE ALAMEDA SUITE 150 SAN JOSE CA 95126 SECRETARY 30.00 0 0 0 NONE 0 SONEN CAPITAL 456 MONTGOMERY ST SUITE 400 SAN FRANCISCO CA 94104 INVESTMENT ADVI 131185 0 LOCAL BOUNTY DBA REAL GOOD FISH 200000 HAWAII ULU COOPERATIVE 26000 226000 9058233 74177 455110 9587520 0 0 9587520 143813 9443707 472185 472185 4246 4246 467939 99687 567626 0 567626 366378 226000 592378 567626 2627 0 0 592378 2627 0 0 567626 22125 0 0 22125 0 0 0 0 0 0 0 22125 22125 X COMMUNITY FOUNDATION FOR MONTEREY COUNTY 1 LOWER RAGSDALE DRIVE MONTEREY CA 93940 N/A PC GENERAL SUPPORT 25000 DASRA IMPACT FOUNDATION INDIA F1 1ST FLOOR OPPOSITE G5A LAXMI WOOLEN MIL MAHALAXMI MUMBAI IN 400011 N/A PC GENERAL SUPPORT 15000 GEMEINNUTZIGER VEREIN MUHLFELDER STRASSE 20 HERRSCHING GM N/A PC GENERAL SUPPORT 70000 GRUNDUNGSVEREIN ZUR FORDERUNG DER GEMEI VFWZ IN BAYERN EV FLOBERGASSE GM N/A PC GENERAL SUPPORT 10000 HAWAII COMMUNITY REINVESTMENT CORPORATION PO BOX 3409 HONOLULU HI 96801 N/A PC GENERAL SUPPORT 750 IMPACT ASSETS INC 4340 EAST WEST HIGHWAY BETHESDA MD 20814 N/A PC GENERAL SUPPORT 10000 LEAP TRUST LTD MARKET BUILDING 72-82 ROSEBURY AVENUE 2ND FLOOR LONDON UK N/A PC GENERAL SUPPORT 25000 NEW PHILANTHROPY CAPITAL 4TH FLOOR HARLING HOUSE 47-51 GREAT SUFFOLK STREET LONDON UK SE1 0BS N/A PC GENERAL SUPPORT 20000 TONIIC INSTITUTE 901 MISSION STREET SUITE SAN FRANCISCO CA 94103 N/A PF GENERAL SUPPORT 51000 UCSF FOUNDATION 220 MONTGOMERY STREET SAN FRANCISCO CA 94143 N/A PC GENERAL SUPPORT 20000 246750 0 14 80277 523000 2736 01 13044 523000 523 18 528055 3259 621376 0 624635 0 0 0 0 0 0 0 0 0 0 X X 1 DIE ERSTE OESTERREICHISCHE AM BELVEDERE 1 VIENNA AU 1100 11380 X ACCOUNTING FEES 20950 10475 10475 CONTROLLED FOREIGN PARTNERSHIP REPORTING FORM 990-PF THE TAXPAYER MAY BE REQUIRED TO FILE U.S. FORM 8865, BUT IS NOT DOING SO UNDER THE CONSTRUCTIVE OWNERSHIP EXCEPTION.THE TAXPAYER HAS AN INTEREST IN MICROVEST SHORT DURATION FUND, LP, 7315 WISCONSIN AVENUE, SUITE 300W BETHESDA, MD 20814 EIN: 27-2981077 WHICH FILED FORM 8865'S, IF REQUIRED TO DO SO, OR WAS A PARTNER IN PARTNERSHIPS THAT FILED FORM 8865'S FOR THE YEAR ENDED 12/31/2021. REASON FOR AMENDED RETURN FORM 990-PF IN REVIEWING THE ORGANIZATION'S INVESTMENTS, IT WAS FOUND THAT CERTAIN INVESTMENTS THAT WERE TREATED AS PROGRAM RELATED INVESTMENTS SINCE 2014 SHOULD NOT HAVE BEEN TREATED AS SUCH. THESE TREATMENTS WOULD NOT HAVE RESULTED IN ANY EXCISE TAX ON UNDISTRIBUTED INCOME FOR ANY OF THE YEARS AFFECTED. THE RESULTING CHANGES ON THIS AMENDED RETURN ARE AS FOLLOWS:RECOVERIES OF AMOUNTS TREATED AS QUALIFYING DISTRIBUTIONS (PART X, LINE 4) ARE $99,687 INSTEAD OF $472,105.DISTRIBUTABLE AMOUNT (PART X, LINE 7) IS $567,626 INSTEAD OF $940,044.PROGRAM RELATED INVESTMENTS (PART XI, LINE 1B) ARE $226,000 INSTEAD OF $837,048.QUALIFYING DISTRIBUTIONS (PART XI, LINE 4) ARE $592,378 INSTEAD OF $1,239,426.PRIOR YEAR UNDISTRIBUTED INCOME (PART XII, LINE 2A) IS $2,627 INSTEAD OF $0.PRIOR YEAR EXCESS DISTRIBUTION CARRYOVER (PART XII LINE 3E) IS $0 INSTEAD OF $98,660.EXCESS DISTRIBUTIONS CARRYOVER TO 2022 (PART XII, LINE 9) IS $22,125 INSTEAD OF $398,042.THE PRIOR YEARS' ADJUSTMENTS ARE AS FOLLOWS:2014 DISTRIBUTABLE AMOUNT BEFORE ADJUSTMENTS $505,9932014 RECOVERIES OF AMOUNTS TREATED AS QUALIFYING DISTRIBUTIONS $76,4452014 DISTRIBUTABLE AMOUNT AS ADJUSTED $582,4382014 EXPENSES, CONTRIBUTIONS, GIFTS, ETC. $438,2982014 PROGRAM RELATED INVESTMENTS $165,6462014 QUALIFYING DISTRIBUTIONS $603,9442014 DISTRIBUTABLE AMOUNT (AS ABOVE) $582,4382014 UNDISTRIBUTED INCOME - END OF PREVIOUS YEAR $499,2152014 QUALIFYING DISTRIBUTIONS (AS ABOVE) $603,9442014 UNDISTRIBUTED INCOME $477,7092015 DISTRIBUTABLE AMOUNT BEFORE ADJUSTMENTS $476,9012015 RECOVERIES OF AMOUNTS TREATED AS QUALIFYING DISTRIBUTIONS $51,0912015 DISTRIBUTABLE AMOUNT AS ADJUSTED $527,9922015 EXPENSES, CONTRIBUTIONS, GIFTS, ETC. $627,2442015 PROGRAM RELATED INVESTMENTS $71,6792015 QUALIFYING DISTRIBUTIONS $698,9232015 DISTRIBUTABLE AMOUNT (AS ABOVE) $527,9922015 UNDISTRIBUTED INCOME - END OF PREVIOUS YEAR $477,7092015 QUALIFYING DISTRIBUTIONS (AS ABOVE) $698,9232015 UNDISTRIBUTED INCOME $306,7782016 DISTRIBUTABLE AMOUNT BEFORE ADJUSTMENTS $486,5362016 RECOVERIES OF AMOUNTS TREATED AS QUALIFYING DISTRIBUTIONS $83,2772016 DISTRIBUTABLE AMOUNT AS ADJUSTED $569,8132016 EXPENSES, CONTRIBUTIONS, GIFTS, ETC. $442,7832016 PROGRAM RELATED INVESTMENTS $94,2652016 QUALIFYING DISTRIBUTIONS $537,0482016 DISTRIBUTABLE AMOUNT (AS ABOVE) $569,8132016 UNDISTRIBUTED INCOME - END OF PREVIOUS YEAR $306,7782016 QUALIFYING DISTRIBUTIONS (AS ABOVE) $537,0482016 UNDISTRIBUTED INCOME $339,5432017 DISTRIBUTABLE AMOUNT BEFORE ADJUSTMENTS $484,4752017 RECOVERIES OF AMOUNTS TREATED AS QUALIFYING DISTRIBUTIONS $67,9142017 DISTRIBUTABLE AMOUNT AS ADJUSTED $552,3892017 EXPENSES, CONTRIBUTIONS, GIFTS, ETC. $780,3532017 PROGRAM RELATED INVESTMENTS $157,5012017 QUALIFYING DISTRIBUTIONS $937,8542017 DISTRIBUTABLE AMOUNT (AS ABOVE) $552,3892017 UNDISTRIBUTED INCOME - END OF PREVIOUS YEAR $339,5432017 QUALIFYING DISTRIBUTIONS (AS ABOVE) $937,8542017 EXCESS DISTRIBUTION CARRYOVER $45,9222018 DISTRIBUTABLE AMOUNT BEFORE ADJUSTMENTS $463,5372018 RECOVERIES OF AMOUNTS TREATED AS QUALIFYING DISTRIBUTIONS $7,8082018 DISTRIBUTABLE AMOUNT AS ADJUSTED $471,3452018 EXPENSES, CONTRIBUTIONS, GIFTS, ETC. $426,0872018 PROGRAM RELATED INVESTMENTS $13,2002018 QUALIFYING DISTRIBUTIONS $439,2872018 DISTRIBUTABLE AMOUNT (AS ABOVE) $471,3452018 EXCESS DISTRIBUTION CARRYOVER $45,9222018 QUALIFYING DISTRIBUTIONS (AS ABOVE) $439,2872018 EXCESS DISTRIBUTION CARRYOVER $13,6842019 DISTRIBUTABLE AMOUNT BEFORE ADJUSTMENTS $423,6222019 RECOVERIES OF AMOUNTS TREATED AS QUALIFYING DISTRIBUTIONS $192,2272019 DISTRIBUTABLE AMOUNT AS ADJUSTED $615,8492019 EXPENSES, CONTRIBUTIONS, GIFTS, ETC. $468,3472019 PROGRAM RELATED INVESTMENTS $18,4362019 QUALIFYING DISTRIBUTIONS $486,7832019 DISTRIBUTABLE AMOUNT (AS ABOVE) $615,8492019 EXCESS DISTRIBUTION CARRYOVER $13,8642019 QUALIFYING DISTRIBUTIONS (AS ABOVE) $486,7832019 UNDISTRIBUTED INCOME $115,2022020 DISTRIBUTABLE AMOUNT BEFORE ADJUSTMENTS $465,6372020 RECOVERIES OF AMOUNTS TREATED AS QUALIFYING DISTRIBUTIONS $35,2002020 DISTRIBUTABLE AMOUNT AS ADJUSTED $500,8372020 EXPENSES, CONTRIBUTIONS, GIFTS, ETC. $611,3262020 PROGRAM RELATED INVESTMENTS $2,0862020 QUALIFYING DISTRIBUTIONS $613,4122020 DISTRIBUTABLE AMOUNT (AS ABOVE) $500,8372020 UNDISTRIBUTED INCOME - END OF PREVIOUS YEAR $115,2022020 QUALIFYING DISTRIBUTIONS (AS ABOVE) $613,4122020 UNDISTRIBUTED INCOME $2,627 ACCESS CAPITAL COMMUNITY INVESTMENT AT COST 483385 481890 ADOBE SOCIAL MEZZANINE FUND I LP AT COST 35028 26312 ASIA ENVIRONMENTAL PARTNERS AT COST 66765 36578 BETTER VENTURES FUND II LP AT COST 65869 197825 BETTER VENTURES FUND III LP AT COST 32498 66313 BIOLITE LLC AT COST 155445 170027 BRANDYWINE SONEN GLOBAL FIXED INCOME FUND AT COST 1041920 999787 CORE INNOVATION CAP FUND AT COST 53253 289795 DIET ID, INC. AT COST 25000 24510 ECOSYSTEM INVESTMENT PARTNERS AT COST 52280 79600 ECOTRUST FORESTS II LLC AT COST 66491 134350 ELEOS SOCIAL VENTURE FUND LLC AT COST 38669 38669 GLOBAL ELIOS AT COST 2000 2000 GRASS ROOTS BUSINESS INVESTMENT FUND AT COST 147501 48861 HAWAII ULU COOPERATIVE AT COST 26000 26000 ILLUMEN CAPITAL LP AT COST 203395 286923 IMPACT ASSETS INVESTMENT FUND AT COST 41201 41201 LEGACY VENTURE IV LLC AT COST 107547 502478 LYME FOREST FUND III LP AT COST 28871 49454 MICROVEST GMG LOCAL CREDIT FUND AT COST 100000 100000 MICROVEST II LP AT COST 21245 6288 MICROVEST SHORT DURATION AT COST 20409 133204 MICROVEST+PLUS LP AT COST 42547 46769 PBK WASTE SOLUTIONS PVT LTD AT COST 5355 0 PROOF OF IMPACT, INC, AT COST 75000 75000 RAINFALL, INC. AT COST 100000 100010 SAIL SAFE WATER PARTNERS LP AT COST 67133 66962 SONEN GLOBAL MULTI STRATEGY IRISH FEEDER FUND CLASS B AT COST 1749878 2398431 SONEN GLOBAL PUBLIC EQUITY FUND AT COST 405595 1957207 SONEN GLOBAL SUSTAINABLE REAL ASSET AT COST 79241 106550 SOUTHERN BANCORP CD AT COST 25455 25455 TIAA-CREF SOCIAL CHOICE BOND FUND AT COST 854963 856078 ZOUK GROWTH II (A) LP AT COST 0 19190 LEGAL FEES 791 0 791 LOAN FEE 8500 0 ADOBE SOCIAL MEZZANINE FUND 15084 0 0 BANK FEES 898 898 0 BETTER VENTURES FUND II 2338 2338 0 BETTER VENTURES FUND III 1444 1444 0 CORE INNOVATION CAPITAL I 14 14 0 CORE INNOVATION CAPITAL I 767 767 0 ECOTRUST FORESTS II LLC 323 323 0 ECOTRUST FORESTS II LLC 4805 4805 0 GLOBAL SUSTAINABLE FIXED INCOME PORTFOLIO 7605 5578 0 ILLUMEN CAPITAL LP 3 3 0 ILLUMEN CAPITAL LP 8227 8225 0 INSURANCE 1522 0 1522 LEGACY VENTURE IV LLC 1504 1504 0 LICENSES & FEES 185 0 185 LYME FOREST FUND III TE 698 697 0 MICROVEST II LP 751 751 0 MICROVEST II LP 28 28 0 MICROVEST II LP 432 432 0 MICROVEST SHORT DURATION FUND LP 2911 2911 0 MICROVEST+PLUS LP 236 236 0 MICROVEST+PLUS LP 3781 3781 0 OFFICE EXPENSE 540 0 540 PROFESSIONAL MEMBERSHIPS & DUES 11000 0 11000 SONEN GLOBAL FIXED INCOME FUND A 3800 3608 0 SONEN GLOBAL PUBLIC EQUITY FUND A 26319 26319 0 SONEN GLOBAL PUBLIC EQUITY FUND A 4665 4665 0 SONEN GLOBAL SUSTAINABLE REAL ASSETS 1767 1771 0 SONEN GLOBAL SUSTAINABLE REAL ASSETS 2329 1525 0 SONEN GLOBAL SUSTAINABLE REAL ASSETS 95 95 0 ECOSYSTEM INVESTMENT PARTNERS II LP 235 235 0 ECOSYSTEM INVESTMENT PARTNERS II LP 1478 0 0 ECOTRUST FORESTS II LLC 150 150 0 ECOTRUST FORESTS II LLC 1025 0 0 FIDELITY INVESTMENTS 6786 6786 0 KEALOPIKO 1000 1000 0 LEGACY VENTURE IV LP 2209 2228 0 LEGACY VENTURE IV LP 233 0 0 LYME FOREST FUND III TE LP 19 19 0 MICROVEST SHORT DURATION FUND LP 1967 1967 0 SONEN GLOBAL FIXED INCOME FUND A 24 24 0 SONEN GLOBAL PUBLIC EQUITY FUND A 654 654 0 ACUMEN CAPITAL MARKETS I LP - NEGATIVE CAPITAL 0 719 PICO BONITO - NEGATIVE CAPITAL 18586 18586 ZOUK GROWTH II (A) - NEGATIVE CAPITAL 23646 41924 WAIANAE COMMUNITY RE-DEVELOPMENT CORPORATION DBA MA'O ORGANIC FARMS 100000 HAWAII COMMUNITY REINVESTMENT CORPORATION 50000 LOCAL BOUNTY DBA REAL GOOD FISH 200000 LOCAL I'A 25000 INVESTMENT FEES 131182 86182 45000 FOREIGN TAXES 8520 8527 0