2023-08-16T03:30:33+00:00 2022-09-30 346565596 ERNST & YOUNG US LLP 200 CLARENDON STREET BOSTON MA 021165072 990 2021-10-01 237425557 Danbury Hospital & New Milford Hospital Foundation Inc DANB 2037397227 24 Hospital Avenue Danbury CT 06810 GRACE LINHARD CHIEF DEVELOPMENT OFFICER 2037397227 2023-08-16 true DANIEL DEBARBA 999009999 George Pagano P01978122 6172662000 2023-08-15 2021 2023-04-26 12:10:37Z Grace Linhard 24 Hospital Avenue Danbury CT 06810 26609997 false X WWW.DANBURYHOSPITAL.ORG X 1975 CT SEE SCHEDULE O 6 6 0 9 -27926 0 9535218 11791137 5997824 5255125 8790843 7598617 1097 396588 24324982 25041467 6314339 11520387 0 0 5404120 5504422 0 0 5057803 1591762 2173107 13310221 19197916 11014761 5843551 175854316 160086078 3709887 3046685 172144429 157039393 TO RAISE FUNDS, REINVEST AND ADMINISTER THESE FUNDS AND MAKE DISTRIBUTIONS TO DANBURY AND NEW MILFORD HOSPITALS AND OTHER NOT-FOR PROFIT HEALTH CARE AFFILIATES. false false 11520387 11520387 5255125 DANBURY HOSPITAL AND NEW MILFORD HOSPITAL FOUNDATION, INC. IS A NOT-FOR-PROFIT CORPORATION LOCATED IN DANBURY, CONNECTICUT. IT WAS ORGANIZED AS A NON-STOCK CORPORATION UNDER THE LAWS OF CONNECTICUT FOR THE PURPOSE OF SOLICITING, RECEIVING, HOLDING, INVESTING AND ADMINISTERING CONTRIBUTIONS ON BEHALF OF THE DANBURY HOSPITAL, NEW MILFORD HOSPITAL AND OTHER NOT-FOR PROFIT HEALTHCARE AFFILIATES. 11520387 true true false false false false false false true true true false true true true false true false false false false false false false false false true false true false false false false false false false false true false false false false true true true true false true X 27 0 true 0 true true false false false false false false false false false false false X 6 6 false false false false true true true true true false false true true true true false true false true false CA CT FL AL HI IL KS KY MD MA MI MN MS NH NJ NM NY NC ND OR PA SC TN UT WI X Karen Darcy 2037394539 100 Reserve Road Danbury CT 06810 JOSHUA WEINSHANK ESQ VICE CHAIRMAN (FROM 1/1) 1.0 1.0 X X 0 0 0 LEONARD DINARDO VICE CHAIRMAN (TO 12/31) 1.0 3.0 X X 0 0 0 LISA A ESNEAULT CHAIRMAN 1.0 3.0 X X 0 0 0 CHRISTIAN J TREFZ DIRECTOR 0.5 0.5 X 0 0 0 DOMINICK COLABELLA DIRECTOR 0.5 2.5 X 0 0 0 FATEJEET S SANDHU MD DIRECTOR (TO 12/31) 0.5 0.5 X 0 0 0 JAMES NAUGHTON DIRECTOR 0.5 0.5 X 0 0 0 KRISTIN MCKINNEY DIRECTOR (FROM 1/1) 0.5 0.5 X 0 0 0 CAROLYN MCKENNA SECRETARY/CHIEF LEGAL OFFICER 0.5 49.5 X 0 721694 91469 DANIEL DEBARBA CHIEF FINANCIAL OFFICER (FROM 8/29) 0.5 49.5 X 0 0 0 GRACE LINHARD CHIEF DEVELOPMENT OFFICER 0.5 42.0 X 0 523470 67736 STEVEN H ROSENBERG TREASURER/CFO (TO 8/29) 0.5 49.5 X 0 1287226 144768 0 2532390 303973 0 false true false 0 11791137 397504 11791137 Management Services 541610 5142512 5142512 Rental Income from DH 531120 112613 112613 0 0 0 0 5255125 7713058 -27926 7740984 395362 395362 0 0 372793 1081296 368530 1200000 4263 -118704 -114441 -114441 Purchase Discount 900099 1226 1226 0 0 0 0 1226 25041467 5255125 -27926 8023131 11520387 11520387 4764006 1619762 3144244 221092 75171 145921 244173 83019 161154 275151 93551 181600 8342 8342 15147 15147 99868 99868 381865 0 106346 275519 132806 45154 87652 761441 258890 502551 121465 41298 80167 176294 59940 116354 15803 5373 10430 6751 2295 4456 48609 16527 32082 15221 15221 Equipment Rent and Maintenance 211271 71832 139439 Donor Relations & Recognitions 172371 172371 Professional Membership 5853 1990 3863 0 0 0 0 19197916 11520387 2619726 5057803 7643512 4540773 208066 11516351 13252425 0 0 0 0 128332 31900 1602298 654790 2142104 947508 141466850 130872662 0 12957167 10232744 175854316 160086078 411396 465989 5457 0 0 3298491 2575239 3709887 3046685 X 54646807 49213994 117497622 107825399 172144429 157039393 175854316 160086078 X 5843551 -20682218 -266369 X false true X true true true X 10008749 15262806 7834255 8505451 11791137 53402398 0 0 10008749 15262806 7834255 8505451 11791137 53402398 3397666 50004732 13171485 4019372 17017380 8813083 8017642 51038962 -5184 -1762 -21335 -27296 -55577 0 0 177815 0 1226 179041 104564824 22852260 0.4782 0.4773 X Schedule A, Part II, Line 10 Other Income DESCRIPTION - GROSS RECEIPTS FROM RELATED ACTIVITIES, COLUMN A - , COLUMN B - , COLUMN C - 177815.0, COLUMN D - , COLUMN E - , COLUMN F - 177815.0; DESCRIPTION - PURCHASE DISCOUNT, COLUMN A - , COLUMN B - , COLUMN C - , COLUMN D - , COLUMN E - 1226.0, COLUMN F - 1226.0; RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 63123856 883297 -5300772 1105143 57601238 55380506 961057 9574363 2792070 63123856 55893284 853491 4092452 5458721 55380506 52087550 1267832 1774478 -763424 55893284 50059845 1639244 3280810 2892349 52087550 0.1792 0.634 0.1868 false true true 471593 471593 694779 361474 333305 11638 11638 0 357864 281678 76186 66424 66424 947508 PARTNERSHIPS 130872662 F 130872662 Beneficial Interest in Trust held by others 9372460 Cash surrender value of life insurance 460924 DUE FROM RELATED ENTITIES 294063 457 Plan Asset 105297 10232744 DUE TO RELATED PARTIES 2409563 Reserve Annuity 165676 2575239 X Schedule D, Part V, Line 4 Intended uses of endowment funds DANBURY HOSPITAL & NEW MILFORD HOSPITAL FOUNDATION'S ENDOWED FUNDS MAY BE USED TO SUPPORT THE CAPITAL AND OPERATING EXPENSES OF DANBURY HOSPITAL, NEW MILFORD HOSPITAL, AND THEIR NOT-FOR-PROFIT AFFILIATES, AND MAY INCLUDE SCHOLARSHIPS, SALARIES, ETC., ALL AS DICTATED BY DONOR INTENT. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote AS OF SEPTEMBER 30, 2022, THERE ARE NO UNRECOGNIZED TAX BENEFITS RESULTING FROM UNCERTAIN TAX POSITIONS. true The Danbury Hospital 24 Hospital Avenue Danbury CT 06810 060646597 501(c)(3) 10164798 28973 Fair Market Value Socks, hats, gloves, medical supplies, ornaments, quilts, toys, games & books Operational Support Nuvance Health Medical Practice CT Inc 100 Reserve Road Danbury CT 06810 061137531 501(c)(3) 891818 Operational Support Nuvance Health 45 Reade Place Poughkeepsie NY 12601 834214573 501(c)(3) 360704 Operational Support Western Connecticut Health Network Inc 24 Hospital Avenue Danbury CT 06810 222594977 501(c)(3) 69931 Operational Support 4 0 Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. GRANTS WERE MADE TO THE DANBURY HOSPITAL, NUVANCE HEALTH MEDICAL PRACTICE CT, INC., NUVANCE HEALTH, AND, WESTERN CONNECTICUT HEALTH NETWORK, INC., RELATED 501(C)(3) ORGANIZATIONS, THEREFORE IT WAS NOT NECESSARY TO REVIEW THE PUBLIC CHARITY STATUS OF THE DONEE. THE PURPOSE OF THE GRANT FUNDS ARE REVIEWED AND APPROVED BY FOUNDATION OFFICERS TO ASSURE COMPLIANCE WITH DONOR INTENTIONS AND/OR BOARD APPROVALS. false true false false false false false false false GRACE LINHARD CHIEF DEVELOPMENT OFFICER 0 368733 0 125000 0 29737 0 64424 0 3312 0 591206 0 0 CAROLYN MCKENNA SECRETARY/CHIEF LEGAL OFFICER 0 557902 0 150000 0 13792 0 89553 0 1916 0 813163 0 0 STEVEN H ROSENBERG TREASURER/CFO (TO 8/29) 0 702249 0 532996 0 51981 0 128920 0 15848 0 1431994 0 0 Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan EFFECTIVE OCTOBER 1, 2020, NUVANCE HEALTH ESTABLISHED AN EXECUTIVE RETIREMENT PLAN IN ORDER TO PROVIDE NONQUALIFIED DEFINED CONTRIBUTION RETIREMENT BENEFITS TO DESIGNATED KEY MEMBERS OF ITS EXECUTIVE MANAGEMENT TEAM, SELECTED BY THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS. ONLY EXECUTIVES OCCUPYING DESIGNATED TIER 1 OF TIER 2 EXECUTIVE POSITIONS ARE ELIGIBLE TO PARTICIPATE IN THE PLAN. THE PLAN IS INTENDED TO COMPLY WITH SECTION 457(F) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. IN CALENDAR YEAR 2021, THE AMOUNTS EARNED BY THE PARTICIPANTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (C) - RETIREMENT AND OTHER DEFERRED COMPENSATION. FOR CALENDAR YEAR 2021, AMOUNTS EARNED BY THE FOLLOWING KEY MEMBERS OF THE EXECUTIVE MANAGEMENT TEAM WERE AS FOLLOWS: STEVEN H. ROSENBERG $ 106,440 CAROLYN MCKENNA $ 68,250 GRACE LINHARD $ 44,280 Schedule J, Part I, Line 3 ARRANGEMENT USED TO ESTABLISH THE TOP MANAGEMENT OFFICIAL'S COMPENSATION DANBURY HOSPITAL & NEW MILFORD HOSPITAL FOUNDATION, INC. RELIED ON NUVANCE HEALTH, A RELATED TAX EXEMPT ORGANIZATION, TO APPROVE AND DETERMINE COMPENSATION FOR THE CEO AND TOP MANAGEMENT, WHICH USED A COMPENSATION COMMITTEE, AN INDEPENDENT COMPENSATION CONSULTANT, WRITTEN EMPLOYMENT CONTRACTS, COMPENSATION SURVEY OR STUDY AND APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE TO GATHER COMPARABLE DATA ON OTHER KEY EMPLOYEES. X 8 368530 Market value X 82000 19818 Market value X CHILDREN'S TOYS 330 7863 Market value X QUILTS 47 940 Market value X BABY HATS/GLOVES/MITTENS 60 177 Market value X ORNAMENTS 10 120 Market value X ADULT SOCKS 100 55 Market value 0 false true false Schedule M, Part I COLUMN (B) AMOUNTS REPORTED IN PART I, COLUMN (B) ARE THE NUMBER OF CONTRIBUTIONS RECEIVED. Form 990, Part I, Line 1 DESCRIPTION OF ORGANIZATION MISSION TO RAISE FUNDS, REINVEST AND ADMINISTER THESE FUNDS AND MAKE DISTRIBUTIONS TO DANBURY AND NEW MILFORD HOSPITALS AND OTHER NOT-FOR-PROFIT HEALTH CARE AFFILIATES. Form 990, Part V, Line 2a W-3 FILING MOST EMPLOYEES ARE PAID BY A RELATED ORGANIZATION UNDER A COMMON PAYMASTER ARRANGEMENT. AS SUCH, REQUIRED PAYROLL FILING (INCLUDING FORMS W-2 AND W-3) IS REPORTED UNDER RELATED ORGANIZATIONS. Form 990, Part VI, Line 12a 13 - 14 - WRITTEN POLICIES THE POLICIES EXIST AT THE PARENT LEVEL, WHICH ARE FOLLOWED BY EACH ENTITY AND ARE APPROVED BY THE PARENT BOARD, BUT NOT EACH INDIVIDUAL BOARD. THIS EXCLUDES THE RECORD RETENTION POLICY, WHICH IS APPROVED ONLY BY THE PARENT AUDIT COMMITTEE. Form 990, Part VI, Line 6 Classes of members or stockholders WESTERN CONNECTICUT HEALTH NETWORK, INC. IS THE SOLE MEMBER OF DANBURY HOSPITAL AND NEW MILFORD HOSPITAL FOUNDATION, INC. NUVANCE HEALTH IS THE SOLE MEMBER OF WESTERN CONNECTICUT HEALTH NETWORK, INC. Form 990, Part VI, Line 7a Members or stockholders electing members of governing body THE SOLE MEMBER SHALL BE RESPONSIBLE FOR ELECTING AT THE ANNUAL MEETING OF THE MEMBERSHIP, THE MEMBERS OF THE BOARD OF DIRECTORS OF THE DANBURY HOSPITAL AND NEW MILFORD HOSPITAL FOUNDATION TO SERVE FOR THREE YEAR TERMS AND UNTIL THEIR SUCCESSORS ARE ELECTED AND HAVE QUALIFIED. Form 990, Part VI, Line 7b Decisions requiring approval by members or stockholders CERTAIN FUNDAMENTAL DECISIONS TO BE UNDERTAKEN BY THE CORPORATION REQUIRE THE APPROVAL OF THE MEMBER. (A) THE ACTIONS LISTED BELOW, TAKEN FOR THE CORPORATION OR IN ITS CAPACITY VOTING AS A SHAREHOLDER OR MEMBER OF A SUBSIDIARY ("FOUNDATION SUBSIDIARY") SHALL NOT REQUIRE APPROVAL BY THE BOARD AND ARE RESERVED SOLELY TO THE MEMBER: (I) THE AMENDMENT OF THESE BYLAWS; (II) THE ELECTION OR REMOVAL OF A DIRECTOR; (III) APPROVAL OF POLICIES RELATING TO THE CONTROL AND SUPERVISION OF THE INVESTMENT OF THE CORPORATION'S FUNDS, AND THE FUNDS OF ANY FOUNDATION SUBSIDIARY, INCLUDING, BUT NOT LIMITED TO, THOSE FUNDS AND PROPERTIES WHICH MAY HAVE BEEN DONATED, BEQUEATHED OR DEVISED, OR GIVEN IN TRUST FOR THE LIMITED OR GENERAL USE OF THE CORPORATION OR A FOUNDATION SUBSIDIARY; (IV) APPROVAL OF THE ADOPTION OF OR AMENDMENT TO ANY QUALIFIED BENEFIT PLAN (UNLESS THE TERMS OF THE PLAN REQUIRE APPROVAL OF THE BOARD, IN WHICH CASE THE MEMBER SHALL ALSO APPROVE SUCH ACTION); (V) APPROVAL OF THE ADOPTION OF OR AMENDMENT TO ANY NON-QUALIFIED BENEFIT PLAN; AND (VI) APPROVAL OF THE ADOPTION OF OR AMENDMENT TO THE POLICIES AND PROCEDURES GOVERNING: (A) INDEMNIFICATION OF DIRECTORS AND OFFICERS OF THE CORPORATION OR ANY FOUNDATION SUBSIDIARY (B) CONFLICTS OR DUALITIES OF INTEREST; (C) ACCOUNTING AND INVESTMENT STANDARDS AND PRACTICES; AND (D) SUCH OTHER POLICIES AS THE MEMBER MAY FROM TIME TO TIME DETERMINE. (B) THE ACTIONS LISTED BELOW, TAKEN FOR THECORPORATION OR IN ITS CAPACITY VOTING AS A SHAREHOLDER OR MEMBER OF A FOUNDATION SUBSIDIARY, WHICH REQUIRE APPROVAL OF THE BOARD, MUST ALSO BE APPROVED BY THE MEMBER: (I) THE ELECTION AND REMOVAL OF A DIRECTOR OF A FOUNDATION SUBSIDIARY; (II) THE ELECTION OF THE OFFICERS OF THE CORPORATION; (III) APPROVAL OF THE CAPITAL BUDGET AND OPERATING BUDGET OF THE CORPORATION AND OF ANY FOUNDATION SUBSIDIARY; (IV) AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF THE CORPORATION OR ANY FOUNDATION SUBSIDIARY; (V) AMENDMENT OF THE BYLAWS OR OPERATING AGREEMENT OF ANY FOUNDATION SUBSIDIARY; (VI) THE SALE, LEASE, EXCHANGE OR OTHER DISPOSITION OF ALL OR SUBSTANTIALLY ALL OF THE PROPERTY OR ASSETS OF THE CORPORATION OR ANY FOUNDATION SUBSIDIARY; (VII) APPROVAL OF THE CREATION OF ANY CORPORATION OF WHICH THE CORPORATION OR A FOUNDATION SUBSIDIARY IS THE SOLE OR CONTROLLING MEMBER OR SOLE OR CONTROLLING SHAREHOLDER; THE MERGER OR CONSOLIDATION OF THE CORPORATION OR ANY FOUNDATION SUBSIDIARY WITH ANOTHER CORPORATION; AND THE REORGANIZATION, LIQUIDATION OR DISSOLUTION OF THE CORPORATION OR ANY FOUNDATION SUBSIDIARY; (VIII) APPROVAL OF LOANS BY THE CORPORATION OR ANY FOUNDATION SUBSIDIARY, OR THE INCURRING OF ANY INDEBTEDNESS, SECURED OR UNSECURED, WHICH EXCEEDS FIFTY THOUSAND DOLLARS ($50,000) OR WHICH HAS A TERM LONGER THAN ONE YEAR; (IX) APPROVAL OF UNBUDGETED EXPENDITURES IN EXCESS OF FIFTY THOUSAND DOLLARS ($50,000) OR ANY INCREASE IN ANY APPROVED ANNUAL OPERATING OR CAPITAL BUDGET; (X) APPROVAL OF ANY AGREEMENT OR TRANSACTION OF THE CORPORATION OR ANY FOUNDATION SUBSIDIARY INVOLVING AN AMOUNT GREATER THAN TWO HUNDRED THOUSAND DOLLARS ($200,000), OTHER THAN AN AGREEMENT RELATING TO THE DONATION OF FUNDS TO THE CORPORATION OR A FOUNDATION SUBSIDIARY, WITH ANOTHER INDIVIDUAL OR ENTITY, PROVIDED THAT ANY UNBUDGETED TRANSFER OF FUNDS IN EXCESS OF THE AGGREGATE AMOUNT OF TWENTY FIVE THOUSAND DOLLARS ($25,000) PER FISCAL YEAR BY GRANT, GIFT OR SIMILAR ARRANGEMENT FROM THE CORPORATION TO ANY ENTITY NOT AFFILIATED WITH THE MEMBER MUST ALSO BE APPROVED BY THE MEMBER; (XI) APPROVAL OF THE AFFILIATION OF THE CORPORATION OR ANY FOUNDATION SUBSIDIARY WITH ANY OTHER ENTITY FOR THE PURPOSES OF THE JOINT CONDUCT OF BUSINESS OR OTHER PURPOSES, WHETHER IN THE FORM OF PARTICIPATION IN SAID ENTITY THROUGH THE HOLDING OF STOCK OR BY MEMBERSHIP OR IN THE FORM OF PARTNERSHIP, JOINT VENTURE, CO-TENANCY OR ANY OTHER FORM OF OWNERSHIP OR CONTROL; (XII) CREATION OF ANY COMMITTEE WHICH SHALL HAVE THE AUTHORITY TO ACT ON BEHALF OF THE BOARD OR ON BEHALF OF ANY FOUNDATION SUBSIDIARY; (XIII) APPROVAL OF ANY CONVEYANCE OF, OR THE GRANTING OF MORTGAGES OR TRUSTS ON ANY REAL PROPERTY ASSETS OF THE CORPORATION OR OF ANY FOUNDATION SUBSIDIARY; AND (XIV) APPROVAL OF THE STRATEGIC PLAN OF THE CORPORATION AND OF ANY FOUNDATION SUBSIDIARY. Form 990, Part VI, Line 11b Review of form 990 by governing body THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM USING INFORMATION PROVIDED BY THE ORGANIZATION AND A DRAFT FORM 990 IS REVIEWED BY INTERNAL MANAGEMENT. A COMPLETE DRAFT IS THEN POSTED TO AN INTRANET SITE FOR NUVANCE BOARD MEMBERS, THE ULTIMATE PARENT OF THE ORGANIZATION, TO REVIEW PRIOR TO FILING. THE FORM 990 IS THEN SIGNED AND FILED WITH THE IRS. Form 990, Part VI, Line 12c Conflict of interest policy OFFICERS, TRUSTEES/DIRECTORS, KEY EMPLOYEES AND OTHER DISQUALIFIED PERSONS ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY. RESPONSES ARE REVIEWED BY THE CHIEF COMPLIANCE, AUDIT & PRIVACY OFFICER. ALSO, THEY ARE REQUIRED TO DISCLOSE ANY CONFLICT TO THE BOARD OR DIRECTLY TO THE CHAIRMAN PRIOR TO ANY MEETING. AFTER A POTENTIAL CONFLICT OF INTEREST IS DISCLOSED ALONG WITH ALL RELATED MATERIAL FACTS, THE BOARD PROCEEDS TO DISCUSS AND DETERMINE THROUGH A MAJORITY VOTE OF THE DISINTERESTED MEMBERS WHETHER AN ACTUAL CONFLICT OR DUALITY OF INTEREST EXISTS. IF THE INTERESTED PERSON IS PRESENT AT THE START OF THE DISCUSSION, HE OR SHE MAY ANSWER QUESTIONS RELATED TO THE MATTER AND PROVIDE ADDITIONAL, RELEVANT FACTS BUT IS REQUIRED TO LEAVE THE MEETING DURING DELIBERATIONS REGARDING WHETHER AN ACTUAL CONFLICT OR DUALITY OF INTEREST EXISTS. Form 990, Part VI, Line 15b Process to establish compensation of other employees NUVANCE HEALTH'S EXECUTIVE TOTAL REWARDS PHILOSOPHY IS DESIGNED TO ALIGN WITH THE COMPANY'S STRATEGIC DIRECTION, AND TO REINFORCE ITS CORE MISSION, VISION AND VALUES. IN ORDER TO ACHIEVE ITS OVERALL PERFORMANCE OBJECTIVES, NUVANCE HEALTH PROVIDES TOTAL REWARDS PROGRAMS THAT RECOGNIZE EXECUTIVES FOR PERFORMING WORK WELL TO ENSURE THE ACHIEVEMENT OF COMPANY GOALS. THESE PROGRAMS SERVE TO PROMOTE THE ATTRACTION, ENGAGEMENT, AND RETENTION OF TALENTED EXECUTIVES THROUGHOUT THEIR CAREERS WITH NUVANCE HEALTH. THE TOTAL REWARDS PROGRAMS ARE DESIGNED TO BE MARKET COMPETITIVE, COMPLIANT WITH REGULATORY GUIDELINES REFLECTIVE OF BEST PRACTICES, AND DIFFERENTIATED TO CREATE STRONG COMPETITIVE ADVANTAGE. TOTAL REWARDS PROGRAMS ARE REVIEWED ON AN ONGOING BASIS TO ENSURE CONTINUED MARKET COMPETITIVENESS, RELEVANT VALUE TO EXECUTIVES, AND FISCAL RESPONSIBILITY. TOTAL REWARDS FOR NUVANCE HEALTH EXECUTIVES CONSISTS OF KEY COMPONENTS OF COMPENSATION AND BENEFITS. OVERALL EXECUTIVE REWARDS PROGRAM WILL EMPHASIZE PERFORMANCE-BASED ELEMENTS, WHEREBY TARGETED LEVELS OF COMPENSATION WILL ONLY BE ACHIEVED IF THE ORGANIZATION AND INDIVIDUAL ACHIEVE "STRETCH" GOALS AND OBJECTIVES. BASED ON THE LABOR MARKETS FOR TALENT FOR EXECUTIVE ROLES, NUVANCE HEALTH WILL UTILIZE A WEIGHTED BLEND OF BOTH NATIONAL COMPARABLY-SIZED HEALTH CARE PROVIDER MARKET DATA WITH A +25% GEOGRAPHIC DIFFERENTIAL APPLIED (DIFFERENTIAL TO BE VALIDATED ON A PERIODIC BASIS) AT TWO-THIRDS WEIGHT AND NATIONAL COMPARABLY-SIZED GENERAL INDUSTRY DATA, FOR IDENTIFIED ROLES WHERE SKILL SETS OVERLAP AT ONE-THIRD WEIGHT. GEOGRAPHIC DIFFERENTIAL REFLECTS THE OBSERVED AND REPORTED COMPENSATION DIFFERENTIAL BETWEEN NUVANCE HEALTH'S OPERATING REGION AND THE BROADER NATIONAL HEALTH CARE PROVIDER MARKET. NUVANCE HEALTH'S TOTAL REWARDS PHILOSOPHY AND PRACTICES ARE TARGETED AT THE 50TH PERCENTILE OF THE RELEVANT MARKET FOR BASE SALARY, AND 67.5TH PERCENTILE FOR TOTAL CASH AND TOTAL DIRECT (WHERE AVAILABLE) COMPENSATION ELEMENTS IF TARGET PERFORMANCE IS ACHIEVED UNDER VARIABLE COMPENSATION PROGRAMS. NUVANCE HEALTH'S COMMITTEE HAS DISCRETION TO POSITION INDIVIDUAL LEVELS ABOVE OR BELOW THIS TARGETED COMPETITIVE POSITIONING, BASED ON SUCH FACTORS AS POSITIONING TO MARKET, HIGH DEMAND SKILLSETS AND DIFFICULT TO FILL OR CRITICAL TO THE ORGANIZATION'S STRATEGY AND SUCCESS. OUR GOVERNANCE PROMOTES CONSISTENCY AND EQUITY; PROVIDES CLARITY AND GUIDANCE TO DECISION-MAKERS; ENSURES STANDARD PROCESSES AND PROCEDURES FOR ASSESSING, CALIBRATING, ADMINISTERING, AND DELIVERING EFFECTIVE TOTAL REWARDS THROUGHOUT THE NUVANCE HEALTH SYSTEM. OVERSIGHT AND GOVERNANCE OF THE EXECUTIVE COMPENSATION PHILOSOPHY AND PROGRAMS FOR ELIGIBLE EXECUTIVES/DISQUALIFIED INDIVIDUALS (CURRENTLY CEO, PRESIDENT AND TIERS 1 AND 2) WILL BE AT THE COMPENSATION COMMITTEE OF THE BOARD LEVEL, AND WILL FOLLOW A STRUCTURED AND RIGOROUS PROCESS TO ENSURE COMPLIANCE WITH INTERMEDIATE SANCTIONS UNDER IRS GUIDELINES. AN ANNUAL LETTER OF REASONABLENESS IS PRESENTED TO THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS BY WILLIS TOWERS WATSON AS CONSULTANT TO THE BOARD. IN THIS ANNUAL ASSESSMENT OF THE REASONABLENESS OF THE TOTAL REMUNERATION PACKAGES PROVIDED TO SELECT EXECUTIVES, AN OPINION IS RENDERED WITH RESPECT TO THE REASONABLENESS OF POTENTIAL TARGET AND MAXIMUM TOTAL REMUNERATION PROVIDED TO THE INCLUDED EXECUTIVES FOR EACH FISCAL YEAR. A BI-ANNUAL LETTER OF REASONABLENESS FOR PHYSICIAN COMPENSATION IS ALSO PRESENTED TO THE EXECUTIVE COMPENSATION COMMITTEE BY KORN FERRY HAY AS A CONSULTANT TO THE BOARD. THIS ASSESSMENT OF THE REASONABLENESS OF THE TOTAL REMUNERATION PACKAGES PROVIDED TO PHYSICIANS IS RENDERED WITH RESPECT TO THE REASONABLENESS OF POTENTIAL TARGET AND MAXIMUM TOTAL REMUNERATION PROVIDED TO EACH PHYSICIAN. Form 990, Part VI, Line 19 Required documents available to the public THE GOVERNING DOCUMENTS, POLICIES AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. THE DOCUMENTS ARE PROVIDED EITHER ELECTRONICALLY OR AS PAPER COPIES. IN ADDITION, CERTAIN FINANCIAL INFORMATION IS AVAILABLE ON VARIOUS WEBSITES DUE TO REGULATORY FILINGS SUCH AS THE FORM 990. Form 990, Part VII, Section A FOR THOSE OFFICERS FOR WHICH ONLY 40 HOURS IS NOTED TO REFLECT PAID HOURS, ACTUAL HOURS WORKED EXCEEDED THIS AMOUNT. NOTE: ALL AMOUNTS IN COLUMN F, OF PART VII,"ESTIMATED AMOUNT OF OTHER COMPENSATION", REPRESENT BENEFITS, AND DO NOT REFLECT ANY COMPENSATION FOR WHICH THE AVERAGE AMOUNT OF TIME WORKED CAN BE REFLECTED. Form 990, Part XI, Line 9 Other changes in net assets or fund balances Change in Pledge Discount - -444703; Change in Allowance Pledge Receivables - -220917; Transfer funds from NHF for DHF Tietjen Teaching Academy funds - 399251; Alamo Ambulance Service Inc 45 Reade Place Attn Legal Dept Poughkeepsie NY 12601 141745417 Transportation NY 501(c)(3) Type III-FI HQ true Danbury Hospital 24 Hospital Avenue Danbury CT 06810 060646597 Hospital CT 501(c)(3) 3 WCHN true Eastern New York Medical Services PC 3423 Danbury Road Brewster NY 10509 455431389 Physician Services NY 501(c)(3) 10 WCHN true Health Quest Home Care Inc (Certified) 2649 South Road Suite 220 Poughkeepsie NY 12601 141788412 Home Health NY 501(c)(3) 10 HQ true Health Quest Home Care Inc (Licensed) 2649 South Road Suite 220 Poughkeepsie NY 12601 141788410 Home Health NY 501(c)(3) 10 HQ true Nuvance Health Medical Practice PC 45 Reade Place Attn Legal Dept Poughkeepsie NY 12601 562669185 Physician Services NY 501(c)(3) 10 HQ true Health Quest Systems Inc 45 Reade Place Poughkeepsie NY 12601 141678068 Support/Management NY 501(c)(3) 10 NUVANCE true Health Quest Urgent Medical Care Practice PC 45 Reade Place Attn Legal Dept Poughkeepsie NY 12601 800152047 Physician Services NY 501(c)(3) 10 HQ true Hudson Valley Cardiovascular Practice PC 1 Columbia Poughkeepsie NY 12601 463756713 Physician Services NY 501(c)(3) 10 HQ true NDH Foundation 6531 Springbrook Avenue Rhinebeck NY 12572 141776208 Fundraising NY 501(c)(3) 7 HQ true Northern Dutchess Hospital 6511 Springbrook Avenue Rhinebeck NY 12572 141338467 Hospital NY 501(c)(3) 3 HQ true Northern Dutchess Residential Healthcare Facility Inc 6525 Springbrook Avenue Rhinebeck NY 12572 223129608 Nursing Home NY 501(c)(3) 10 HQ true Norwalk Hospital Foundation Inc 34 Maple Street Norwalk CT 06850 222577707 Fundraising CT 501(c)(3) 7 WCHN true Nuvance Health 45 Reade Place Attn Legal Dept Poughkeepsie NY 12601 834214573 Support/Management NY 501(c)(3) Type III-FI NA false Nuvance Health Medical Practice CT Inc 100 Reserve Road Danbury CT 06810 061137531 Physician Services CT 501(c)(3) 10 WCHN true Putnam Hospital Center 670 Stoneleigh Avenue Carmel NY 10512 146019179 Hospital NY 501(c)(3) 3 HQ true Putnam Hospital Center Foundation Inc 670 Stoneleigh Avenue Carmel NY 10512 061399319 Fundraising NY 501(c)(3) Type I HQ true The Norwalk Hospital Association 34 Maple Street Norwalk CT 06850 066068853 Hospital CT 501(c)(3) 3 WCHN true Vassar Brothers Hospital Foundation 45 Reade Place Poughkeepsie NY 12601 141736429 Fundraising NY 501(c)(3) 7 HQ true Vassar Brothers Medical Center 45 Reade Place Poughkeepsie NY 12601 141338586 Hospital NY 501(c)(3) 3 HQ true Vassar Health Connecticut Inc 50 Hospital Hill Road Sharon CT 06069 815056290 Hospital CT 501(c)(3) 3 HQ true Wells Manor Housing Development Fund Corp 56 Astor Drive Rhinebeck NY 12572 112611902 Low Income NY 501(c)(3) PF HQ true Western Connecticut Home Care Inc 100 Saw Mill Road Danbury CT 06810 060655138 Home Healthcare CT 501(c)(3) 10 WCHN true Western Connecticut Health Network Affiliates Inc 100 Reserve Road Danbury CT 06810 222594968 Outpatient Health Care Services CT 501(c)(3) 10 WCHN true Western CT Health Network Inc 100 Reserve Road Danbury CT 06810 222594977 Support/Management CT 501(c)(3) Type II NUVANCE true New Milford MRI LLC 100 Reserve Road Danbury CT 06810 271877801 Inactive CT NA N/A 0 0 false false 0 Norwalk Surgery Center LLC 40 Cross Street Suite 120 Norwalk CT 06851 272394942 Surgery Center CT NA N/A 0 0 false false 0 Western Connecticut Health Network Investments LLC 100 Reserve Road Danbury CT 06810 475523212 Investments CT NA N/A 15336427 162866071 false -47758 false 0.3421 Nuvance Health Insurance Company Ltd 980438151 Malpractice CJ NUVANCE HEALTH C Corporation 0 0 0 false SWC Corporation 24 Stevens Street Norwalk CT 06850 222577718 Pharmacy CT NA C Corporation 0 0 0 false Taconic IPA Inc 45 Reade Place Poughkeepsie NY 12601 223007320 Medical Care NY NA C Corporation 0 0 0 false Vassar Health Quest Medical Practice of Connecticut Inc 100 Reserve Road Danbury CT 06810 821466583 Medical Care CT NA C Corporation 0 0 0 false false true false false false false false false false false false true true false false true true true false Danbury Hospital B 10193771 Cost Method Norwalk Hospital Foundation Inc Q 5293199 Cost Method Norwalk Hospital Foundation Inc L 3796685 Cost Method Vassar Brothers Hospital Foundation R 2820293 Cost Method Vassar Brothers Hospital Foundation Q 2792535 Cost Method Norwalk Hospital Foundation Inc R 1645353 Cost Method NDH Foundation R 1014677 Cost Method Nuvance Health Medical Practice CT Inc B 891818 Cost Method Putnam Hospital Center Foundation Inc R 731346 Cost Method Danbury Hospital R 685481 Cost Method Vassar Brothers Hospital Foundation L 670762 Cost Method The Norwalk Hospital Association P 668649 Cost Method Nuvance Health M 623247 Cost Method The Norwalk Hospital Association R 565806 Cost Method NDH Foundation L 558969 Cost Method NDH Foundation P 466315 Cost Method Nuvance Health B 360704 Cost Method Putnam Hospital Center Foundation Inc Q 356265 Cost Method Nuvance Health Q 298921 Cost Method Vassar Brothers Hospital Foundation P 244597 Cost Method Western Connecticut Health Network Inc P 218263 Cost Method Nuvance Health P 167662 Cost Method Putnam Hospital Center Foundation Inc P 137128 Cost Method Putnam Hospital Center Foundation Inc L 111794 Cost Method The Danbury Hospital P 93594 Cost Method NDH Foundation Q 82951 Cost Method Western Connecticut Health Network Inc B 69931 Cost Method