2023-08-24T09:01:53-05:00 2022-12-31 873231666 PKF O'CONNOR DAVIES ADVISORY LLC 245 PARK AVENUE 12TH FLOOR NEW YORK NY 10167 990PF 2022-01-01 611156309 SUSAN S DONALDSON FOUNDATION INC SUSA 8594751471 4985 BETHEL ROAD LEXINGTON KY 40511 ELIZABETH S HUGHES PRESIDENT 8594751471 2023-08-23 1 ELIZABETH HUGHES 999009999 1 THOMAS BLANEY P00234022 2122862600 2023-08-10 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z X 38416148 X 7750 14416 14416 14416 664675 670733 670733 390856 10258071 405986 0 248 114 248 1077945 1091249 685397 129808 0 0 129808 298789 0 0 298789 96396 0 0 96396 20280 0 0 20280 24648 0 0 24648 218731 123425 123425 95306 12500 0 0 12500 768111 10865 10865 768111 1569263 134290 134290 1445838 0 0 1569263 134290 134290 1445838 -491318 956959 551107 184044 68487 68487 623523 1397505 1397505 15608 0 17893 15608 15608 3374069 3167878 2936914 2651564 2964189 2644130 18836605 17582713 19500004 11800000 11800000 11800000 11800000 53500 53500 53500 37541198 37049880 38416148 0 0 X 37541198 37049880 37541198 37049880 37541198 37049880 37541198 -491318 0 37049880 0 37049880 SALE OF PUBLICLY TRADED SECURITIES P 7981673 7661701 319972 319972 SALE OF PUBLICLY TRADED SECURITIES P 2047179 2205514 -158335 -158335 5500 FUND THRU K-1 P 17154 17154 5500 FUND THRU K-1 P -2024 -2024 CAPITAL GAINS DIVIDENDS P 229219 229219 229219 405986 -160359 13302 0 13302 0 13302 17883 0 10000 0 27883 X 0 14581 14581 0 0 0 0 0 0 0 0 0 0 0 1 1 KY DE 1 1 0 0 0 1 N/A LIANNE LAZETERA ESQ 2126523800 535 MADISON AVE 27TH FLOOR NEW YORK NY 10022 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ELIZABETH S HUGHES SEE STMT 14 4985 BETHEL ROAD LEXINGTON KY 40511 PRES./DIR./DIR. OF OPS./GEN. COUNSEL 40.00 129808 6864 0 SANFORD J SCHLESINGER SEE STMT 14 535 MADISON AVE 27TH FLOOR NEW YORK NY 10022 VICE PRESIDENT/DIRECTOR 5.00 0 0 0 LIANNE LAZETERA SEE STMT 14 535 MADISON AVE 27TH FLOOR NEW YORK NY 10022 TREASURER/SECRETARY/DIRECTOR 10.00 0 0 0 JAMES BOYD SEE STMT 15 C/O 4985 BETHEL ROAD LEXINGTON KY 40511 FARM MANAGER 48.00 97452 30 0 0 CENTRAL KENTUCKY VETERINARY CENTER PSC 930 SOUTH BROADWAY GEORGETOWN KY 40324 VETERINARY SERVICES 108732 SCHLESINGER LAZETERA & AUCHINCLOSS LLP 535 MADISON AVE 27TH FLOOR NEW YORK NY 10022 OPERATIONAL AND LEGAL SERVICES 96574 NORTHERN TRUST 40 W 57TH ST 21ST FLOOR NEW YORK NY 10019 INVESTMENT MANAGEMENT 61741 ROCKEFELLER CAPITAL MANAGEMENT 45 ROCKEFELLER PLAZA 5TH FL NEW YORK NY 10111 INVESTMENT MANAGEMENT 59356 0 CARE AND MAINTENANCE (INCLUDING SHELTER, FOOD, GROOMING ANDVETERINARY CARE) FOR HORSES AND OTHER ANIMALS WHICH, BECAUSEOF ADVANCED AGE, INJURY OR OTHERWISE, HAVE BEEN ABANDONED,NEGLECTED OR ARE IN DANGER OF BEING PUT TO DEATH. 1348318 0 27375343 1193309 0 28568652 0 0 28568652 428530 28140122 1407006 X 1445838 0 1445838 X 551107 508851 532466 760244 2352668 468441 432523 452596 646207 1999768 1445838 1230673 1243127 1078516 4998154 0 0 0 0 0 1445838 1230673 1243127 1078516 4998154 0 0 938004 1042789 927771 912230 3820794 0 0 0 0 X 0 0 14 14416 14 664675 18 390856 LOAN INTEREST 14 114 MISCELLANOUS FARM INCOME 01 134 0 1070195 0 1070195 0 0 0 0 0 0 0 0 0 0 X X 1 TAMMY M & SCOTT C FRANKLIN 500 PAYNES DEPOT RD LEXINGTON KY 40511 7500 X PKF O'CONNOR DAVIES, LLP 24029 0 0 24029 S&C, PSC - ACCOUNTING SERVICES 619 0 0 619 INFORMATION ABOUT OFFICERS AND DIRECTORS 990-PF, PART VII ELIZABETH S. HUGHES, PRESIDENT AND DIRECTOR - IS A FORMER PARTNER AT GREEN CHESNUT AND HUGHES PLLC, A LAW FIRM WHICH RECEIVED TOTAL COMPENSATION OF $19,084 FOR OPERATIONAL AND LEGAL SERVICES DURING 2022. DURING 2022, SHE BECAME DIRECTOR OF OPERATIONS AND GENERAL COUNSEL OF MEREWORTH FARM, LLC, A WHOLLY-OWNED DISREGARDED ENTITY OF THE SUSAN S. DONALDSON FOUNDATION, INC. FOR WHICH SHE RECEIVED COMPENSATION OF $129,808. PART VII, LINE 1 COMPENSATION AND HOURS REFLECT BOTH HER ROLES AS PRESIDENT/DIRECTOR OF THE FOUNDATION AS WELL AS HER SEPERATE ROLE AT MEREWORTH FARM, LLC.SANFORD J. SCHLESINGER - PARTNER AT SCHLESINGER LAZETERA AND AUCHINCLOSS LLP, A LAW FIRM WHICH RECEIVED TOTAL COMPENSATION OF $96,574 FOR OPERATIONAL AND LEGAL SERVICES DURING 2022LIANNE LAZETERA - PARTNER AT SCHLESINGER LAZETERA AND AUCHINCLOSS LLP, A LAW FIRM WHICH RECEIVED TOTAL COMPENSATION OF $96,574 FOR OPERATIONAL AND LEGAL SERVICES DURING 2022 INFORMATION ABOUT EMPLOYEES 990-PF, PART VII JAMES BOYD - FARM MANAGER OF MEREWORTH FARM, LLC, A DISREGARDED ENTITY, WHOLLY-OWNED BY THE FOUNDATION AERCAP IRELAND CAP 3.00% DUE 10/29/2028 86,000 UNITS 85718 72196 AT&T INC. 1.70% DUE 03/25/23 112,000 UNITS 112590 101095 BAIRD ULTRA SHORT BOND FUND INSTL CLASS 21,335 UNITS 212929 213141 BANK OF AMERICA CORP 3.458% DUE 03/15/2025 84,000 UNITS 84761 81854 BOEING COMPANY 2.196% DUE 02/04/2026 113,000 UNITS 112440 102779 CALIFORNIA THE REGENTS OF THE UNIV 0.933% 5/15/25 165,000 UNITS 152017 151333 CITIGROUP INC 3.785% DUE 03/17/2023 158,000 UNITS 158440 135622 COMCAST CORPORATION 3.30% DUE 02/01/27 125,000 UNITS 123726 117957 CVS HEALTH CORPORATION 3.75% DUE 04/01/2030 101,000 UNITS 108903 92064 GOLDMAN SACHS GROUP INC 4.223% DUE 05/01/2029 77,000 UNITS 78467 71859 HOME DEPOT INC 2.50% DUE 04/15/2027 161,000 UNITS 166197 148386 JP MORGAN CHASE & CO 3.782% DUE 02/01/2028 152,000 UNITS 154963 142209 MORGAN STANLEY 3.622% DUE 04/01/2031 156,000 UNITS 167813 136572 NUVEEN PREFERRED SECURITIES FUND 39,017 UNITS 691802 586812 THE PNC FINANCIAL SERVVIES GROUP, INC. 1.15% DUE 08/13/26 88,000 UNITS 80582 77336 UNIV OF NORTH CAROLINA NORTH CAROLINA 3.327% DUE 12/01/2036 175,000 UNITS 183918 147901 US BANCORP 2.375% DUE 01/27/2028 85,000 UNITS 85303 76340 VERIZON COMMUNICATIONS 3.875% DUE 02/08/2029 118,000 UNITS 121669 110953 WELLS FARGO & COMPANY VAR% DUE 05/19/25 83,000 UNITS 81951 77721 2675011 2521132 492867 415782 5500 FUND LP 25,474 UNITS AT COST 385000 739267 BLACKROCK EQUITY DIVIDEND INSTL 25,474 SHRS AT COST 475000 465669 BNY MELLON INTERNATIONAL STOCK FUND 32,183 SHRS AT COST 705000 660078 EDGEWOOD GROWTH FUND 15,045 SHRS AT COST 685000 470923 INVESCO S&P 500 EQUAL WEIGHT ETF 5,672 SHRS AT COST 821478 801170 ISHARES MSCI EAFE ETF 3,286 SHRS AT COST 190040 215693 MFB NORTHERN EQUITY INDEX INTL 9,551.500 SHRS AT COST 115000 115573 MFB NORTHERN EQUITY INDEX MID CAP 45,809.370 SHRS AT COST 875641 848848 MFB NORTHERN FUNDS STK INDEX FD 135,916.62 AT COST 4231405 5426960 MFB NORTHN FDS ULTRA SHORT FXD INC FD 134,538.150 SHRS AT COST 1340000 1342691 MFC FLEXSHARES TR MORNINGSTAR GLOBAL 6,000 SHRS AT COST 257895 260820 MFC ISHARES TR 1-5 YR INVT GRADE 13,635.00 SHRS AT COST 742618 679296 MFC ISHARES TRUST CORE 32,129.00 SHRS AT COST 3605512 3116192 MFO BLACKROCK FDS V HIGH YIELD 19,780.670 SHRS AT COST 142819 131344 MFO MFS INSTL EQUITY FD 4,101.280 SHRS AT COST 115000 115410 MFO NUVEEN PREFERRED SECURIT 35,000.420 SHRS AT COST 575757 526406 SPDR GOLD SHARES 1,632 SHRS AT COST 200007 276852 VANGUARD S&P 500 ETF 9,412 SHRS AT COST 2119541 3306812 LAND 11800000 0 11800000 11800000 GREEN CHESNUT & HUGHES PLLC - LEGAL SERVICES 18015 0 0 18015 STOLL KEENON ODGEN PPLC - LEGAL SERVICES 2265 0 0 2265 TROPHIES 53500 53500 53500 ADVERTISING/MARKETING 394 0 0 394 BANK FEES 400 0 0 400 CAR REPAIR AND MAINTENANCE 12092 0 0 12092 CONTRACT REPAIRS AND GROUND MAINTENANCE 214763 0 0 214763 FARM INSURANCE 17435 0 0 17435 HARDWARE AND SUPPLY 11224 0 0 11224 HORSE FOOD AND SUPPLIES 211574 0 0 211574 HORSE MAINTENANCE 207539 0 0 207539 INSURANCE 1892 0 0 1892 MISCELLANEOUS EXPENSE 10936 0 0 10936 PARTNERSHIP EXPENSES 0 10865 10865 0 PAYROLL FEES 3019 0 0 3019 PEST CONTROL 2460 0 0 2460 POSTAGE & DELIVERY 475 0 0 475 STATE FILING FEES 1126 0 0 1126 STORAGE 664 0 0 664 UTILITIES 69482 0 0 69482 VEHICLE REGISTRATIONS 71 0 0 71 WASTE SERVICES 2565 0 0 2565 LOAN INTEREST 114 114 114 MISCELLANOUS FARM INCOME 134 134 CUSTODIAN FEES 2328 2328 2328 0 NORTHERN TRUST - INVESTMENT MANAGEMENT 59356 59356 59356 0 ROCKEFELLER AND CO., INC. - INVESTMENT MANAGEMENT 61741 61741 61741 0 SCHLESINGER LAZETERA & AUCHINCLOSS LLP - OPERATIONAL AND LEGAL SERVICES 95306 0 0 95306 FEDERAL EXCISE TAX 12500 0 0 12500