2023-09-27T14:56:27-05:00 2022-12-31 760269860 Blazek & Vetterling 2900 Weslayan Suite 200 Houston TX 77027 990PF 2022-01-01 741933660 John S Dunn Foundation JOHN 7136260368 3355 West Alabama Street 990 Houston TX 770981718 Charles M Lusk III President / Trustee 7136260368 2023-09-27 1 Charles Lusk III 999009999 0 Kurt Coburn P01638285 7134395739 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X 88946330 X X 3391 3391 2728550 2728550 5766163 25446102 5452148 753444 842476 9251548 9026565 348000 174000 174000 102900 51450 51450 29685 14842 14842 33500 15750 16750 442364 442364 0 59020 59020 0 213246 0 0 9832 0 52987 26494 26494 2628 1314 1314 74730 52304 21888 1368892 837538 306738 6763153 6763153 8132045 837538 7069891 1119503 8189027 75736 57027 57027 4319104 1793776 1793776 3530759 3629481 3530759 3530759 0 3715066 3719609 36852443 31936034 38018543 15000000 19000000 16035400 17733404 18705658 25784130 164565 157479 15735 7086 7086 77625903 78745406 88946330 0 0 X 77625903 78745406 77625903 78745406 77625903 78745406 77625903 1119503 0 78745406 0 78745406 Publicly traded securities 21599478 19679939 1919539 1919539 Capital gain from Sch K-1 (Form 1065) P 1850 1850 1850 Millennium International, Ltd. P 2011-05-31 2022-12-31 3530759 3530759 3530759 5452148 113827 0 113827 0 113827 134000 0 32000 0 166000 X 0 52173 52173 0 0 0 0 0 0 0 0 0 1 1 0 1 1 TX 1 0 0 0 0 1 https://johnsdunnfoundation.org/ Donna E Nasso 7136260368 3355 West Alabama Street 990 Houston TX 770981718 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Charles M Lusk III 3355 West Alabama Suite 990 Houston TX 770981718 President 5.66 60000 0 0 John R Wallace 3355 West Alabama Suite 990 Houston TX 770981718 Vice President 5.52 48000 0 0 David G Key 3355 West Alabama Suite 990 Houston TX 770981718 Secretary/Treasurer 5.66 48000 0 0 Cynthia J Adkins 3355 West Alabama Suite 990 Houston TX 770981718 Trustee 5.35 48000 0 0 Diana M Hawkins 3355 West Alabama Suite 990 Houston TX 770981718 Trustee 5.29 48000 0 0 Terri Lacy 3355 West Alabama Suite 990 Houston TX 770981718 Trustee 5.38 48000 0 0 Andrew W Sowell 3355 West Alabama Suite 990 Houston TX 770981718 Trustee 5.51 48000 0 0 Donna E Nasso 3355 West Alabama Street 990 Houston TX 770981718 Administrator 40.00 102900 21813 0 0 Morgan Stanley Smith Barney LLC 1 New York Plaza 12 Floor New York NY 10004 Investment management 288638 Morgan Stanley Alternative Investment Ptrs 100 Front Street Suite 400 West Conshohocken PA 19428 Investment management 153725 0 0 68546697 1218193 24500919 94265809 0 0 94265809 1413987 92851822 4642591 4642591 113827 113827 4528764 0 4528764 0 4528764 7069891 0 7069891 4528764 0 0 855249 988681 943850 1119028 362147 4268955 7069891 0 0 0 4528764 2541127 0 0 6810082 0 0 0 0 0 0 855249 5954833 988681 943850 1119028 362147 2541127 John S Dunn Foundation 3355 West Alabama St Suite 990 Houston TX 770981718 7136260368 A letter should be submitted stating the name of the organization, the amount requested, and the purpose for which the funds are requested. None Generally, grants are limited to donees within the state of Texas whose primary efforts are medically related to educational and research activities. Baylor College Of Medicine Po Box 4976 Msc 800 Houston TX 77210 N/A PC Support research for the Cultivation Center and substantially enhance its production of microbiome-based therapeutic and diagnostic candidates. 100000 Baylor University 1311 S 5th St Waco TX 76706 N/A PC Grant to the Garland School of Social Work in Houston for the 2022-23 academic year for up to 10 students pursuing mental health-related social work. 100000 Bo'S Place 10050 Buffalo Speedway Houston TX 77054 N/A PC Grant to provide grief support services and education at no cost to children, teens, adults, and community members. 25000 Bridges To Life PO Box 570895 Houston TX 77257 N/A PC Grant for operational support for its program for victims and offenders and healing. 10000 Camp Allen 18800 FM 362 Rd Navasota TX 77868 N/A PC Grant to update medical equipment, supplies, and transportation for the John S. Dunn Camper Health Center. 50000 Camp For All 3701 Kirby Dr Ste 570 Houston TX 77098 N/A PC Grant to sponsor the Camp's Health Center. 25000 Casa de Esperanza de los Ninos Foundatio PO Box 301209 Houston TX 77230 N/A PC Grant to support their Residential Program for children in crisis due to abuse, neglect, or the effects of HIV/AIDS. 45000 Center For Pursuit 4400 Harrisburg Blvd Houston TX 77011 N/A PC Grant for operations for The Center's Health Services, including nursing support, behavioral and mental health serivces, and their dental clinic. 50000 Child Advocates Of Fort Bend 5403 Avenue N Rosenberg TX 77471 N/A PC Grant for operational support to provide direct services to children who have been sexually or physically abused. 50000 Christian Community Service Center 3230 Mercert St Houston TX 77027 N/A PC Grant to be used for emergency medical needs for the Emergency Services program. 10000 CHRISTUS Foundation for HealthCare 2615 Fannin St Houston TX 77002 N/A PC Grant to help sustain their program needs for their newly renovated CHRISTUS St. Mary's Clinic to hire additional family practice physician, mental health counselor, and two additional medical assistants. 83000 College of the Mainland Foundation Inc 1200 Amburn Rd Texas City TX 77591 N/A PC Grant to create 10 or more scholarships for students in College of the Mainland Foundation's first bachelor's degree program in nursing. 20000 Communities In Schools of Houston Inc 1235 N Loop W Fwy Houston TX 77008 N/A PC Grant to support the on-campus Mental Health Initiative Program for 2021-2022 school year. 200000 Covenant House Texas 1111 Lovett Blvd Houston TX 77006 N/A PC Grant to support their Medical Clinic & Mental Health Services Program. 25000 El Centro de Corazon 412 Telephone Rd Houston TX 77023 N/A PC Grant to support operating expenses for medical, dental and behavioral health services for Houston's East End. 75000 Halo House Foundation 4007 Tartan Ln Houston TX 77025 N/A PC Grant to help cover operating costs and program administration. 25000 Headstrong Project 530 7th Ave New York NY 10018 N/A PC Grant to support Trumph over Trauma project by treating trauma related and comorbid conditions including suicidality for veterans in Houston area. 50000 Houston Achievement Place 245 W 17th St Houston TX 77008 N/A PC Matching grant to support Project CLASS, a mental health program for young children with emotional, behavior and family problems. 35000 Houston Baptist University 7502 Fondren Rd Houston TX 77074 N/A PC Grant to support undergraduate nursing students through scholarships for 2022-23 academic year. 150000 Houston Health Foundation 8000 N Stadium Dr Houston TX 77054 N/A PC Grant to support See to Succeed Program. 30153 Houston Hospice 1905 Holcombe Blvd Houston TX 77030 N/A PC Grant to support grief and bereavement programs which provide families with opportunities to heal and regain their normal lives after the death of a loved one. 75000 Houston Methodist Hospital Foundation 1707 Sunset Blvd Houston TX 77005 N/A PC Grant to establish the John S. Dunn Foundation Distinguished Centennial Chair in Behavioral Health to explore connection between mental health and gut microbiome. 300000 Houston Revision 6856 Bellaire Blvd Houston TX 77074 N/A PC Grant to support general operating, except for the vaccination program. 75000 Nick Finnegan Couseling Foundation 2714 Joanel St Houston TX 77027 N/A PC Matching grant to support mental health counselling services and outreach. 15000 Palmer Drug Abuse Program 840 Gessner Rd Suite 1200 Houston TX 77024 N/A PC Grant to support 2022 general operations to support adolescents, young aduts, and families providing recovery services. 25000 reMIND Depression & Bipolar Support PO Box 27607 Houston TX 77227 N/A PC Grant to provide free support groups for diagnosed individuals, family members and friends impacted by depression or bipolar disorder. 125000 Rice University 6100 Main St Houston TX 77005 N/A PC Grant to support a fund for research seed grants with the Collaborative Research Center explicitly designed to bring together Rice researchers with their colleagues in the Texas Medical Center. Payable over 10 years for a total grant of $3 million. 300000 San Jacinto Community College Foundation Pasadena Texas 4624 Fairmont Parkway 212 Pasadena TX 77504 N/A PC Grant to provide 30 $1,000 scholarships for the John S. Dunn Scholarship Fund. 30000 San Jose Clinic 2615 Fannin St Houston TX 77002 N/A PC Grant to support their dental program for uninsured and underserved. 60000 Shriners Hospitals for Children 2900 North Rocky Point Dr Tampa FL 33607 N/A PC Grant to support their 15 bed Pediatric Intensive Care Unit for children who suffer from a traumatic burn injury. 50000 Star of Hope 4848 Loop Central Dr Suite 500 Houston TX 77081 N/A PC Grant to be used to support the Men's Development Center - John S. Dunn Wellness Center. 40000 Texas Children's Hospital 6621 Fannin Street Houston TX 77030 N/A PC Matching grant to establish the John S. Dunn Foundation Chair in Neurosurgery at The Comprehensive Epilepsy Program at Texas Children's to advance research. 200000 The Beacon 1212 Prairie St Houston TX 77002 N/A PC Grant to be used to support general operating expenses for The Beacon and its core programs. 50000 The Center for Hearing and Speech 3100 Shenandoah St Houston TX 77021 N/A PC Grant to support comprehensive audiology, speech therapy and educational services to children ($50,000) and to support the Doctor of Audiology Externship Program ($50,000). 100000 The Children's Assessment Center Foundation 2500 Bolsover St Houston TX 77005 N/A PC Grant to be used for Therapy and Psychological Services Department for mental health services. 100000 The Council on Recovery 303 Jackson Hill St Houston TX 77007 N/A PC Grant to support a Center for Co-Occurring Disorders, with a focus on the connection between substance use, mental health, trauma and suicide. 100000 The Gateway Academy Inc 3721 Dacoma St Houston TX 77092 N/A PC Grant to support their Mental Health Program. 55000 The Harris School Inc 6210 Rookin St Houston TX 77074 N/A PC Grant to support their scholarship program, to be awarded depending on the financial needs of the families who apply and meet the criteria. 25000 The Rise School of Houston 5618 HMark Crosswell Jr St Houston TX 77021 N/A PC Grant to support a part-time nurse and basic nursing supplies. 30000 The Rose 12700 N Featherwood Dr 260 Houston TX 77034 N/A PC Grant to support The Rose's Empower Her Sponsorship Program to provide breast screening and diagnostic services to uninsured women in the Greater Houston area. 25000 The UT MD Anderson Cancer Center 1515 Holcombe Blvd Houston TX 77030 N/A GOV Grant to JSD Radiological Sciences 280000 The UT MD Anderson Cancer Center 1515 Holcombe Blvd Houston TX 77030 N/A GOV Grant to JSD Imaging Sciences Lab 170000 The Will Erwin Headache Research Foundation 609 Main St 2350 Houston TX 77002 N/A PC Grant to support headache and migraine research at Memorial Hermann's Mischer Neuroscience Institute. 25000 TIRR Foundation 4605 Post Oak Pl Dr 222 Houston TX 77027 N/A PC Matching grant to support Mission Connect IP Award for traumatic brain injury or spinal cord injury. 100000 UThealth Science Center - Faillace Dept Of Psychiatry 7000 Fannin St Ste 1200 Houston TX 77030 N/A GOV Matching grant to establish the John S. Dunn Foundation Distinguished Chair in Faillace Department of Psychiatry and Behavioral Sciences for research in schizophrenia and psychotic disorders. 200000 UThealth Science Center - Faillace Dept Of Psychiatry 7000 Fannin St Ste 1200 Houston TX 77030 N/A GOV Matching grant to establish 14 separate permanent endowments for the use, benefit, and support of UTHealth to advance behavioral health research, education, and patient care at the John S. Dunn Behavioral Sciences Center. 3000000 Village Learning Center Inc 3819 Plum Valley Dr Kingwood TX 77339 N/A PC Grant to fund medical services for their medically fragile population of children and adults with developmental and physical disabilities. 50000 6763153 0 14 3391 14 2728550 18 5766163 From Sch K-1 (Form 1065) 525990 -89032 14 11165 Royalty income 525990 15 152 Foreign dividend income 525990 14 831159 -89032 9340580 0 9251548 0 0 0 0 0 0 0 0 0 0 Audit/tax services 33500 15750 16750 Furniture and fixtures 2013-01-01 59816 59431 SL 5.000000000000 155 0 Leasehold improvements 2013-01-01 104748 88216 SL 10.000000000000 9677 0 Cemetary lot 2013-01-01 1 L 0 0 IRC 751 gain from Sch K-1 (Form 1065) Purchased 314015 Cost 0 314015 GS 17.5% WORSTOF CONTINGENT AUTOCALL GOOGL MSFT NFLX 1000000 711100 CITI 9.75% WORSTOF CONTINGENT CALLABLE NDX RTY SPX 3000000 2258700 MS 11.7% WORSTOF CONTINGENT CALLABLE NDX RTY SPX 3000000 2695050 MS 12.15% WORSTOF CONTINGENT CALLABLE NDX RTY SPX 3000000 2811900 MS 7.65% WORSTOF CONTINGENT CALLABLE MXEF RTY SPX 3000000 2515350 MS 8% WORSTOF CONTINGENT CALLABLE NDX RTY SPX 3000000 2435250 MS 9.15% WORSTOF CONTINGENT CALLABLE NDX RTY SPX 3000000 2608050 9193 Abbott Laboratories 754716 1009299 3566 AbbVie Inc 504498 576301 2376 Accenture Plc 208082 634012 3169 Adidas AG - ADR 402280 215543 2047 Adobe Inc 298764 688877 471 Aerojet Rocketdyne 18478 26343 8216 AES Corp 200025 236292 4131 Airbnb Inc 637824 353201 352 Albany Intl A New 25696 34704 488 Align Technology, Inc. 34340 102919 2293 Allegro MicroSystems Inc 63661 68836 4780 Alphabet Inc Class A 209324 421739 4840 Alphabet Inc Class C 72424 429453 2910 Amadeus IT Group ADR 191268 150782 12440 Amazon.com, Inc. 1896393 1044960 6889 American Electric Power Company Inc 597249 654111 1315 American Equity Investment Life Holding 31662 59990 1511 Amgen, Inc. 334491 396849 2064 Aon PLC 435743 619489 6454 Apple Inc 281973 838568 395 ASML Holding NV 278325 215828 227 Aspen Technology Inc 25467 46626 2500 Autodesk Inc Delaware 486556 467175 622 Azenta Inc 26696 36213 345 Balchem Corp 19120 42128 288 Biohaven Ltd 1869 3997 2387 BJ's Wholesale Club Holdings Inc 61037 157924 6253 Blackstone Inc 271458 463910 2792 Bloom Energy Corp 57279 53383 4900 Bunzl plc 135293 162621 1321 Cactus Inc 39878 66393 429 Calavo Growers, Inc. 38038 12613 383 Caseys General Stores Inc 27361 85926 6472 CenterPoint Energy Inc 195259 194095 2051 Certara Inc 59678 32960 1612 ChampionX Corp 26603 46732 1266 Chegg Inc 18140 31992 3154 Chevron Corporation 232026 566111 9719 Citizens Financial Group Inc 433657 382637 4909 ConocoPhillips 265055 579262 788 Cryoport Inc 28369 13672 1714 Csl ADR 103415 167238 5556 CVS Health Corp 423995 517764 1429 Dassault Systemes SE 36603 51082 2153 Dell Technologies Inc 79638 86594 3027 Docusign Inc 379763 167756 Eaton Vance Floating - Rate Fund Class A 3150274 2934642 935 Eli Lilly And Co 286958 342060 10623 Enbridge Inc 382615 415359 9851 EnLink Midstream LLC 100094 121167 763 Envestnet Inc 36205 47077 3620 Evolution ADR 504324 352776 5467 Experian PLC 122888 184992 5238 Exxon Mobil Corp 327276 577751 700 Forward Air Corp 45438 73423 936 Fox Factory Holding Corp 21279 85391 1012 Gartner Inc 54095 340174 9128 General Motors Co 194799 307066 585 Globant SA 144093 98374 1318 Grocery Outlet Holding Corp 41381 38472 645 GXO Logistics Inc 7578 27535 1456 H&E Equipment Services, Inc. 36206 66102 1196 Hain Celestial Group Inc 38255 19351 712 Hamilton Lane Inc 53880 45483 1806 Hayward Holdings Inc 31198 16976 1739 HDFC Bank Ltd 106911 118965 276 Healthequity Inc 18255 17013 7650 Hess Midstream LP 146511 228888 105 HubSpot Inc 3050 30359 3210 ICON PLC 354076 623543 1729 Illumina, Inc. 448846 349604 175 Insulet Corporation 5214 51518 1295 Integra Lifesciences Holdings Corp 40765 72611 407 Intra-Cellular Therapies Inc 19110 21538 1240 Iridium Communications Inc 30802 63736 1405 Jamf Holding Corp 45914 29927 2222 JPMorgan Chase & Co 297995 297970 2780 Kering Unsponsored France ADR 175876 141079 1122 Lattice Semiconductor Corp 21055 72795 615 Lockheed Martin Corp 206854 299191 1496 LVMH Moet Hennessy Louis Vuitton SA Unsponsored ADR 108756 217106 584 Masonite International Corp 38757 47076 1634 Mastercard Inc 155071 568191 305 Matador Resources Co 16476 17458 1502 McDonald's Corp 292163 395822 3529 Medtronic PLC 319044 274274 159 MercadoLibre Inc 195673 134552 4757 Microsoft Corp 396645 1140824 1523 Model N Inc 54424 61773 3799 MONDELEZ INTERNATIONAL INC Common Stock 188988 253203 245 Monolithic Power Systems Inc 10134 86634 2203 National Vision Holdings Inc 68991 85388 2442 Netflix Inc 950606 720097 623 New Relic Inc 27037 35168 5829 Nike Inc 338962 682051 833 Nlight Inc 21507 8447 712 Northrop Grumman Corp 210073 388474 696 Olink Holding AB (publ) - ADR 22683 17664 481 Omnicell Inc 44852 24252 1577 ONEOK, Inc. 100489 103609 281 OSI Systems, Inc. 18215 22345 737 Pacira Biosciences Inc 48223 28456 2504 Pagerduty Inc 78683 66506 2196 Paycor HCM Inc 66131 53736 4198 PayPal Holdings Inc 422039 298982 467 Penumbra Inc 46016 103889 3128 PepsiCo, Inc. 382448 565104 654 PJT Partners Inc 30694 48193 20211 Plains GP Holdings LP 332221 251425 2536 Procter & Gamble Co 292757 384356 1608 Progyny Inc 30431 50089 228 Qualys Inc 5711 25588 452 RBC Bearings Inc 70697 94626 645 RXO Inc 4051 11094 11205 Sage Group ADR 418564 401991 3745 Salesforce Inc 667609 496550 3095 SAP SE 310290 319373 956 Semrush 10845 7782 1462 ServiceNow Inc 441396 567651 874 Shift4 Payments Inc 46668 48883 1844 Shoals Technologies Group Inc 51941 45491 3649 Shopify Inc 163824 126657 14592 Siemens Healthineers ADR 349037 363866 1039 Signature Bank 262657 119714 1144 Silk Road Medical Inc 51055 60460 669 Smartsheet Inc 22082 26332 738 Sprout Social Inc 44646 41667 336 STAAR Surgical Co 23296 16309 1091 Stanley Black & Decker Inc 191782 81956 6564 State Street Corp 471673 509169 2244 Surgery Partners Inc 37015 62518 1174 Syneos Health Inc 38424 43062 7456 Targa Resources Corp 327591 548016 2003 Temenos ADR 249149 109849 615 Tennant Co 42552 37866 1574 Thermo Fisher Scientific Inc 645421 866786 1637 Trex Company Inc 12044 69294 759 Trupanion Inc 21103 36075 436 Ultragenyx Pharmaceutical Inc 36012 20200 4726 Unilever plc 229304 237954 918 UnitedHealth Group Inc 285166 486705 2846 Valero Energy Corporation 242692 361044 1965 Varonis Systems Inc 34394 47042 2343 Viavi Solutions Inc 23370 24625 3695 Visa Inc 348845 767673 984 VMware, Inc. 86227 120796 1649 Walmart Inc 161750 233812 3670 Walt Disney Co 347277 318850 7699 Wells Fargo & Co 435386 317892 5781 Welltower Inc 496834 378945 962 Western Alliance Bancorporation 24378 57297 7971 Williams Companies Inc 244543 262246 289 Wingstop Inc 21727 39772 238 Wix.Com Ltd 8455 18286 610 Xometry Inc 29221 19660 645 XPO Inc 6907 21472 1929 Zoetis Inc 133695 282695 3715066 3719609 0 0 Cheniere Energy Partners LP AT COST 46854 388365 Enterprise Products Partners LP AT COST 43038 472487 Energy Transfer LP Unit AT COST 405937 747679 MPLX LP AT COST 125642 721199 Plains All American Pipeline Units AT COST 273173 323118 Western Midstream Partners LP AT COST 189193 316454 North Haven Real Estate Fund V Offshore AT COST 25747 21918 HBK Multi-Strategy Offshore Fund Ltd AT COST 2000000 2612487 York Credit Opportunities Unit Trust AT COST 440333 148454 North Haven Credit Partners II Offshore AT COST 1022874 473869 North Haven Capital Partners VI NUSWMF AT COST 528096 931960 Carlyle Energy Credit Opp II AT COST 289760 149477 Private Markets Fund VII (Cayman) LP AT COST 4872818 6344163 Graham Absolute Return Ltd AT COST 3000000 3989093 Private Equity Co-Investment Opp Fund I AT COST 1567461 2379362 GSO Credit Alpha Feeder Fund II LP AT COST 529221 543257 Oaktree SSF II (Feeder) AT COST 2053052 3176316 BC Industrial Reit Iv Inc Esc AT COST 1042449 1320606 Clear Bayou - Miner Deed AT COST 10 10 CorInnova Inc AT COST 250000 250000 Millennium International Ltd AT COST 0 473856 Furniture and fixtures 59816 59586 230 230 Leasehold improvements 104748 97893 6855 6855 Cemetary lot 1 0 1 1 From Sch K-1 (Form 1065) 30956 30415 0 Insurance 10493 5247 5246 Computer expenses 14615 7308 7308 Office supplies/miscellaneous 16287 8144 8144 Telephone 2379 1190 1190 From Sch K-1 (Form 1065) -77867 11165 -77867 Royalty income 152 152 152 Foreign dividend income 831159 831159 831159 Investment management fees 442364 442364 0 Excise tax 213246 0 0