2023-10-26T09:26:34-05:00 2022-12-31 410746749 CLIFTONLARSONALLEN LLP 901 NORTH GLEBE ROAD SUITE 200 ARLINGTON VA 22203 990 2022-01-01 130428020 THE ALUMINUM ASSOCIATION INC ALUM 7033582970 1400 CRYSTAL DRIVE 430 ARLINGTON VA 22202 JENNIFER CASSIDY VP, FINANCE AND ADMINISTRATION 7033582970 2023-10-24 1 JENNIFER CASSIDY XXX-XX-XXXX 1 ROBERT WILLIAMS P01345960 5712279500 2023-10-13 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z CHUCK JOHNSON 1400 CRYSTAL DRIVE 430 ARLINGTON VA 22202 11541617 0 X WWW.ALUMINUM.ORG X 1933 DE TO PROMOTE THE PRODUCTION AND USE OF ALUMINUM AS THE SUSTAINABLE MATERIAL OF CHOICE. 25 25 24 40 29211 0 74650 99125 12699729 9722387 55842 85027 0 0 12830221 9906539 0 6000 0 0 3308491 3238451 0 0 0 9103328 6423054 12411819 9667505 418402 239034 8888033 8557174 2513854 2505780 6374179 6051394 X THE ALUMINUM ASSOCIATION WILL:*DRIVE COMMUNICATIONS THAT AGGRESSIVELY PROMOTE ALUMINUM, WHILE DEVELOPING CHAMPIONS FOR ITS SUSTAINABILITY ADVANTAGES.*PROVIDE TIMELY, RELEVANT INDUSTRY STATISTICS AND INFORMATION ON EMERGING ISSUES.*CREATE, MAINTAIN, MONITOR AND ADVOCATE FOR STANDARDS AND TECHNICAL DOCUMENTS THAT ENCOURAGE THE USE OF ALUMINUM.*SUCCESSFULLY ADVANCE REGULATORY AND LEGISLATIVE POLICIES THAT IMPROVE THE COMPETITIVENESS OF THE U.S. ALUMINUM INDUSTRY.*CONVENE FORUMS ON EMERGING AND RELEVANT ISSUES IN ORDER TO STRENGTHEN THE INDUSTRY.*FACILITATE THE SHARING OF BEST PRACTICES IN ENHANCING GLOBAL HEALTH, ENVIRONMENT AND SAFETY PERFORMANCE. 0 0 GOVERNMENT RELATIONS & INTERNATIONAL PROGRAMS: CREATES A 'CULTURE OF ADVOCACY' AMONG THE MEMBERSHIP THAT ALLOWS COMPANY REPRESENTATIVES TO PARTICIPATE IN THE DEMOCRATIC PROCESS; TO BUILD AND MAINTAIN RELATIONSHIPS WITH KEY MEMBERS OF CONGRESS AND STAFF, INCLUDING THE CONGRESSIONAL ALUMINUM CAUCUS AND KEY COMMITTEE LEADERSHIP; AND TO ENGAGE FEDERAL AGENCIES OVERSEEING TRADE, ENVIRONMENT AND REGULATORY POLICY DEVELOPMENT AND IMPLEMENTATION. MONITOR AND REPORT TO MEMBERSHIP EMERGING AND EVOLVING LEGISLATIVE AND REGULATORY DEVELOPMENTS AFFECTING THE ALUMINUM INDUSTRY. MARKET GROWTH & DEVELOPMENT: RESPONSIBLY STEWARDS THE ORGANIZATION'S PROGRAMMATIC WORK THAT FOSTERS UNDERSTANDING, CREDIBILITY, AND TRANSPARENCY. PROVIDES RELEVANT INDUSTRY STATISTICS, CONDUCTS APPLIED RESEARCH AND ANALYSIS, FACILITATES TECHNICAL ADVANCEMENTS AND MAINTAINS ALL STANDARDS AND TECHNICAL DOCUMENTS, ALL OF WHICH ENCOURAGE THE USE OF ALUMINUM. MEMBERSHIP: ENSURE THAT THE ASSOCIATION REPRESENTS THE MAJORITY OF ALUMINUM PRODUCTION IN THE UNITED STATES. ORGANIZE EVENTS THAT BRING TOGETHER INDUSTRY LEADERS AND EXECUTIVES TO NETWORK, LEARN ABOUT TRENDS IMPACTING THE MARKET, AND DISCUSS COMMITTEE WORK DRIVING THE INDUSTRY FORWARD. 0 1 0 1 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 38 0 1 24 1 1 1 0 0 0 0 0 0 0 X 25 25 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 VA X JENNIFER CASSIDY 7033582970 1400 CRYSTAL DRIVE SUITE 430 ARLINGTON VA 22202 BUDDY STEMPLE CHAIRMAN 2.00 X X 0 0 0 HENRY GORDINIER VICE-CHAIR 2.00 X X 0 0 0 SONYA ELAM HARDEN SECOND VICE-CHAIR (APR - DEC) 2.00 X X 0 0 0 TOM BONEY DIRECTOR 2.00 X 0 0 0 PAUL-HENRI CHEVALIER DIRECTOR 2.00 X 0 0 0 TOLGA EGRILMEZER DIRECTOR 2.00 X 0 0 0 ERIN FAUBER DIRECTOR 2.00 X 0 0 0 TROND GJELLESVIK DIRECTOR 2.00 X 0 0 0 MATT HANLEY DIRECTOR 2.00 X 0 0 0 TERRY HOGAN DIRECTOR 2.00 X 0 0 0 MIKE KEOWN DIRECTOR 2.00 X 0 0 0 JOHN LAPIDES DIRECTOR 2.00 X 0 0 0 PATRICK LAWLOR DIRECTOR 2.00 X 0 0 0 LEE MCCARTER DIRECTOR 2.00 X 0 0 0 CHARLIE MURRAH DIRECTOR 2.00 X 0 0 0 MIKE OTERO DIRECTOR 2.00 X 0 0 0 MURRAY RUDISILL DIRECTOR 2.00 X 0 0 0 NEERAJ SAXENA DIRECTOR 2.00 X 0 0 0 GARNEY B SCOTT III DIRECTOR 2.00 X 0 0 0 CHARLIE STRAFACE DIRECTOR 2.00 X 0 0 0 TOM TESTWUIDE SR DIRECTOR 2.00 X 0 0 0 MARK VRABLEC DIRECTOR 2.00 X 0 0 0 JASON WALSH DIRECTOR 2.00 X 0 0 0 WES OBERHOLZER DIRECTOR (JAN - SEP) 2.00 X 0 0 0 TIMOTHY REYES DIRECTOR (JAN - SEP) 2.00 X 0 0 0 JIM CHECKEYE DIRECTOR (JAN - SEP) 2.00 X 0 0 0 TOM GROSKO DIRECTOR (APR - DEC) 2.00 X 0 0 0 KIERSTEN FITZGERALD DIRECTOR (SEP - DEC) 2.00 X 0 0 0 CHARLES JOHNSON PRESIDENT & CEO 40.00 X 374720 0 68032 JENNIFER CASSIDY VP FINANCE & ADMINISTRATION 40.00 X 187500 0 20646 JOE QUINN VP EXTERNAL AFFAIRS AND INDUSTRY RELATIONS 40.00 X 89835 0 9670 RYAN OLSEN VP MARKET GROWTH & DEVELOPMENT 40.00 X 214904 0 41444 JOHN WERITZ VP STANDARDS & TECHNOLGY 40.00 X 204917 0 21578 VIRGINIA GUM VP GR AND INT'L PROGRAMS 40.00 X 231420 0 40664 MATTHEW MEENAN VP EXTERNAL AFFAIRS & INDUSTRY RELATIONS (JEN - DE 40.00 X 177784 0 20578 CURT WELLS SR. DIR. OF REG AFFAIRS & CORP STEWARDSHIP 40.00 X 161400 0 27648 JINLONG MARSHALL WANG SR. MGR OF SUSTAINABILITY PROGRAMS 40.00 X 102066 0 21329 TOM DOBBINS FORMER PRESIDENT & CEO 40.00 X 412000 0 0 2156546 0 271589 9 1 1 0 KELLEY DRYE & WARREN LLP 3050 K STREET SUITE 400 WASHINGTON DC 20007 LEGAL SERVICES 3142423 STRATACOMM LLC 1200 G STREET NW SUITE 350 WASHINGTON DC 20005 PUBLIC AFFAIRS FIRM 614853 CORNERSTONE GOVERNMENT AFFAIRS 800 MAINE AVENUE SW 7TH FLOOR WASHINGTON DC 22202 PUBLIC AFFAIRS FIRM 249000 BAKER AND HOSTETLER 1050 CONNECTICUT AVE NW SUITE 1100 WASHINGTON DC 20036 LEGAL SERVICES 144859 4 99125 99125 MEMBERSHIP DUES 900099 4562359 4562359 TRADE CASE 541900 2376202 2376202 PRODUCT DIVISIONS 541900 1674571 1674571 PUBLICATIONS 513190 496376 467165 29211 MEETINGS 541900 471536 471536 141343 141343 9722387 57253 57253 1662852 1635078 27774 27774 27774 9906539 9693176 29211 85027 X 6000 1678692 1113773 139003 140975 166008 292647 46591 31400 9135 3035358 70789 69538 263380 262715 155409 529691 119295 56902 AUTO/TRANSPORTATION 726366 OTHER COMMITTEES 220656 MEMBERSHIP DUES 216702 SHEET & PLATE 172052 144428 9667505 2114588 1515306 1586333 1618553 37661 26110 297874 246282 1172455 754124 468746 418331 4354142 3719137 28689 1013455 8888033 8557174 1304572 680309 748657 684690 460625 1140781 2513854 2505780 X 6374179 6051394 6374179 6051394 8888033 8557174 X 239034 -720032 158213 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 1 4562359 296131 -270190 25941 383359 -357418 722459 477221 245238 207676 69974 137702 242320 206929 35391 418331 PENSION ASSET 246902 LEASE ASSET 741498 DEFERRED COMPENSATION ASSET 25055 1013455 LEASE LIABILITY 1115726 DEFERRED COMPENSATION LIABILITY 25055 1140781 X PART X, LINE 2: THE ASSOCIATION IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(6) OF THE INTERNAL REVENUE CODE. HOWEVER, THE ASSOCIATION IS REQUIRED TO REPORT UNRELATED BUSINESS INCOME TO THE INTERNAL REVENUE SERVICE (IRS) AND THE COMMONWEALTH OF VIRGINIA, AS WELL AS PAY CERTAIN OTHER TAXES TO LOCAL JURISDICTIONS. THE ASSOCIATION HAD NO UNRELATED BUSINESS INCOME TAX LIABILITY FOR THE YEAR ENDED DECEMBER 31, 2022. THE INCOME TAX POSITIONS TAKEN BY THE ORGANIZATIONS FOR ANY YEARS OPEN UNDER THE VARIOUS STATUTES OF LIMITATIONS ARE THAT THE ORGANIZATIONS CONTINUE TO BE EXEMPT FROM INCOME TAXES AND THAT THE ORGANIZATIONS HAVE PROPERLY REPORTED UNRELATED BUSINESS INCOME THAT IS SUBJECT TO INCOME TAXES. THE ORGANIZATION BELIEVES THAT THERE ARE NO TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS WHICH MAY HAVE AN EFFECT ON TAX-EXEMPT STATUS. NONE OF THE ORGANIZATIONS' FEDERAL OR STATE INCOME TAX RETURNS ARE CURRENTLY UNDER EXAMINATION. X X X X 1 1 0 CHARLES JOHNSON PRESIDENT & CEO 349720 0 25000 0 0 0 52450 0 15582 0 442752 0 0 0 TOM DOBBINS FORMER PRESIDENT & CEO 0 0 0 0 412000 0 0 0 0 0 412000 0 0 0 VIRGINIA GUM VP GR AND INT'L PROGRAMS 206420 0 25000 0 0 0 21150 0 19514 0 272084 0 0 0 RYAN OLSEN VP MARKET GROWTH & DEVELOPMENT 196504 0 18400 0 0 0 18979 0 22465 0 256348 0 0 0 JOHN WERITZ VP STANDARDS & TECHNOLGY 188917 0 16000 0 0 0 18255 0 3323 0 226495 0 0 0 JENNIFER CASSIDY VP FINANCE & ADMINISTRATION 185000 0 2500 0 0 0 16875 0 3771 0 208146 0 0 0 MATTHEW MEENAN VP EXTERNAL AFFAIRS & INDUSTRY RELAT 169224 0 8560 0 0 0 15481 0 5097 0 198362 0 0 0 CURT WELLS SR. DIR. OF REG AFFAIRS & CORP STEWA 152970 0 8430 0 0 0 14609 0 13039 0 189048 0 0 0 PART I, LINES 4A-B THE FORMER CEO RECEIVED A SEVERANCE PAYMENT IN THE AMOUNT OF $412,000 THE PRESIDENT/ CEO PARTICIPATES IN A 457(F) PLAN - CONTRIBUTIONS TO THE PLAN IN 2022 WERE $25,000, THERE WERE NO DISTRIBUTIONS IN 2022. FORM 990, PART VI, SECTION A, LINE 1A THE EXECUTIVE COMMITTEE IS MADE UP OF 5-15 MEMBERS OF THE BOARD OF DIRECTORS, ALL ARE PART OF THE GOVERNING BODY. THE COMMITTEE HAS THE AUTHORITY ACT ON BEHALF OF THE BOARD ON AREAS UNDER THE COMMITTEES PURVIEW. FORM 990, PART VI, SECTION A, LINE 6 THE ASSOCIATION IS COMPOSED OF 5 CLASSES OF MEMBERS, NAMELY, ACTIVE PRODUCER MEMBERS, ACTIVE FOUNDRY MEMBERS, ASSOCIATE MEMBERS, INDIVIDUAL MEMBERS, AND HONORARY MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS OF THE ASSOCIATION VOTE AND APPROVE NEW MEMBERS TO THE BOARD/GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 7B THE ACTIVE MEMBERS ENTITLED AT THE TIME TO VOTE FOR THE ELECTION OF DIRECTORS SHALL HAVE POWER TO ADOPT, AMEND, OR REPEAL THE BYLAWS OF THE ASSOCIATION BY VOTE OF NOT LESS THAN A MAJORITY OF SUCH ACTIVE MEMBERS, AND EXCEPT AS OTHERWISE PROVIDED BY LAW, THE BOARD OF DIRECTORS SHALL HAVE POWER EQUAL IN ALL RESPECTS TO THAT OF THE MEMBERS TO ADOPT, AMEND, OR REPEAL THE BYLAWS BY VOTE OF NOT LESS THAN A MAJORITY OF THE ENTIRE BOARD. HOWEVER, ANY BYLAW ADOPTED BY THE BOARD MAY BE AMENDED OR REPEALED BY VOTE OF THE ACTIVE MEMBERS ENTITLED AT THE TIME TO VOTE FOR THE ELECTION OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM, REVIEWED BY THE VP FINANCE & ADMINISTRATION, AND THEN A DRAFT OF THE FORM 990 IS EMAILED TO OFFICERS AND BOARD MEMBERS FOR REVIEW PRIOR TO FILING EACH YEAR. FORM 990, PART VI, SECTION B, LINE 12C THE ASSOCIATION'S CONFLICT OF INTEREST POLICY COVERS ALL EMPLOYEES AND THE BOARD OF DIRECTORS. THE LEVEL AT WHICH DETERMINATIONS ARE MADE AS TO WHETHER A CONFLICT EXISTS IS WITH OFFICERS OF THE ASSOCIATION AND THE BOARD OF DIRECTORS. THE POLICY REQUIRES EMPLOYEES WHO HAVE INFLUENCE ON A TRANSACTION REPORT TO AN OFFICER OF THE ASSOCIATION THE EXISTENCE OF ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST SO THAT SAFEGUARDS CAN BE ESTABLISHED TO PROTECT ALL PARTIES. BOARD MEMBERS MUST DISCLOSE CONFLICTS OF INTEREST TO THE ENTIRE BOARD AND TAKE WHATEVER PRECAUTIONS NECESSARY TO ELIMINATE THE CONFLICT. THE CORPORATE SECRETARY ANNUALLY ENSURES THE CONFLICT OF INTEREST FORMS ARE COMPLETED AND COLLECTED. THE BOARD OF DIRECTORS MONITORS CONTINUOUSLY TO ENSURE COMPLIANCE WITH THE POLICY. UNINVOLVED BOARD MEMBERS ARE TASKED WITHIN ESTABLISHING SAFEGUARDS TO PROTECT AGAINST ANY POTENTIAL CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE CEO'S COMPENSATION AND BONUS IS APPROVED BY THE COMPENSATION COMMITTEE, WHICH CONSISTS OF THE CHAIR, FIRST VICE CHAIR, SECOND VICE CHAIR, AND IMMEDIATE PAST CHAIR OF THE BOARD. THE CEO'S BONUS IS AWARDED IN CONJUNCTION WITH THE CEO'S EMPLOYMENT AGREEMENT WHICH OUTLINES RANGES FOR A BONUS. DURING THE CONTRACT PROCESS THE COMPENSATION COMMITTEE ENGAGES AN INDEPENDENT COMPENSATION CONSULTANT PERIODICALLY. THE CONSULTANT USES COMPENSATION COMPARABILITY INFORMATION. THE BOARD APPOINTS THE CEO AND THE EMPLOYMENT AGREEMENT IS APPROVED BY THE OFFICERS. THIS PROCESS WAS LAST PERFORMED IN 2020. DELIBERATIONS ARE RECORDED IN THE MINUTES OF THE COMMITTEE. THE COMPENSATION AND BONUS AMOUNTS OF OTHER OFFICERS AND KEY EMPLOYEES IS APPROVED BY THE SAME COMPENSATION COMMITTEE WHO ALSO PERIODICALLY ENGAGES AN INDEPENDENT COMPENSATION CONSULTANT FOR THESE POSITIONS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC AS REQUESTED. IF THE CONFLICT OF INTEREST POLICY WAS REQUESTED THE ORGANIZATION WOULD CONSIDER THE REQUEST. FORM 990, PART IX, LINE 11G TRADE CASE CONSULTING 2,376,399. OTHER PROFESSIONAL FEES 658,959. FORM 990, PART XI, LINE 9: PENSION-RELATED CHANGES OTHER THAN NET PERIODIC PENSION COSTS 158,213. ALUMINUM ASSOCIATION POLITICAL ACTION COMMITTEE 1400 CRYSTAL DRIVE NO 430 ARLINGTON VA 22202 813128911 ADVOCACY VA 527 THE ALUMINUM ASSOCIATION INC 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0