2023-10-11T16:11:54-05:00 2022-12-31 271728945 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 10528 990PF 2022-01-01 237082558 THE JOHN MERCK FUND JOHN 2122862600 CO PKFOD LLP 500 MAMARONECK AVEN HARRISON NY 10528 FRANCIS W HATCH III CHAIR 2122862600 2023-10-11 1 FRANCIS HATCH III 999009999 0 THOMAS BLANEY P00234022 2122862600 2023-10-11 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z X X X 0 X X 11336 11336 5944 5944 40328 40328 3160 2035 60768 59643 346625 68594 278031 61263 0 61263 62149 0 62149 92600 6750 85850 25785 5510 20275 7361 0 0 88008 0 88008 906 199 707 30439 3085 27354 715136 84138 623637 1888165 1888165 2603301 84138 2511802 -2542533 0 1506215 1133416 0 0 25831 0 0 2665462 0 0 12915 0 12915 0 X 2652547 0 2652547 0 2665462 0 2652547 -2542533 71605 181619 181619 0 WINDSAIL CREDIT FUND, L.P. P 56946 56946 JMF LIQUIDATING COMPANY LLC P -16618 -16618 40328 0 0 0 0 0 500 0 0 0 500 0 500 0 500 0 0 0 0 0 0 0 0 0 1 1 1 MA NY 1 0 0 0 0 1 WWW.JMFUND.ORG THE FOUNDATION 2122862600 C/O PKFOD LLP 500 MAMARONECK AVENUE HARRISON NY 10528 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 OLIVIA H FARR C/O PKFOD 500 MAMARONECK AVE HARRISON NY 10528 TRUSTEE - THROUGH 1/2022 2.50 0 0 0 ROBERT H GARDINER C/O PKFOD 500 MAMARONECK AVE HARRISON NY 10528 TRUSTEE - THROUGH 1/2022 2.50 0 0 0 FRANCIS W HATCH III C/O PKFOD 500 MAMARONECK AVE HARRISON NY 10528 TRUSTEE/CHAIR 5.00 0 0 0 GEORGE HATCH C/O PKFOD 500 MAMARONECK AVE HARRISON NY 10528 TRUSTEE - THROUGH 1/2022 2.50 0 0 0 RUTH HENNIG C/O PKFOD 500 MAMARONECK AVE HARRISON NY 10528 TRUSTEE - THROUGH 1/2022 2.50 0 0 0 ROGER MCFADDEN C/O PKFOD 500 MAMARONECK AVE HARRISON NY 10528 TRUSTEE - THROUGH 1/2022 2.50 0 0 0 FREDERICA PERERA C/O PKFOD 500 MAMARONECK AVE HARRISON NY 10528 TRUSTEE - THROUGH 1/2022 2.50 0 0 0 WILLIAM ROBERTS C/O PKFOD 500 MAMARONECK AVE HARRISON NY 10528 TRUSTEE - THROUGH 1/2022 2.50 0 0 0 ANNE STETSON C/O PKFOD 500 MAMARONECK AVE HARRISON NY 10528 TRUSTEE/TREASURER - THROUGH 1/2022 2.50 0 0 0 SERENA WHITRIDGE C/O PKFOD 500 MAMARONECK AVE HARRISON NY 10528 TRUSTEE/TREASURER&SEC. 2.50 0 0 0 CHRISTINE JAMES SEE STATEMENT C/O PKFOD 500 MAMARONECK AVE HARRISON NY 10528 FORMER SECRETARY/EXECUTIVE DIRECTOR 0.00 72250 0 0 NANCY STOCKFORD - DIR OF OPERATIONS C/O PKFOD 500 MAMARONECK AVE HARRISON NY 10528 ASSISTANT SECRETARY 35.00 274375 29793 0 NONE 0 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE SUITE 301 HARRISON NY 10528 ACCOUNTING SERVICES 85850 PATTERSON BELKNAP WEBB & TYLER LLP 1133 AVENUE OF THE AMERICAS NEW YORK NY 10036 LEGAL SERVICES 62149 0 0 971710 1255272 0 2226982 0 0 2226982 33405 2193577 109679 109679 0 109679 161 109840 0 109840 2511802 0 2511802 109840 0 0 11294132 9548249 9761852 11235721 6589363 48429317 2511802 0 0 0 109840 2401962 0 0 50831279 0 0 0 0 0 0 11294132 39537147 9548249 9761852 11235721 6589363 2401962 X CONSERVATION LAW FOUNDATION 62 SUMMER STREET BOSTON MA 02110 N/A PC TO ENABLE SLINGSHOT TO BUILD PEOPLE POWER, WORKING SIDE-BY-SIDE WITH COMMUNITY MEMBERS TO TACKLE LOCAL POLLUTION THREATS WHILE BUILDING LONG-TERM LEADERS FOR THE ENVIRONMENTAL AND SOCIAL JUST MOVEMENTS 26000 MERCK FAMILY FUND 100 SUMMER ST SUITE 1600 BOSTON MA 02110 N/A PF TO SUPPORT CHARITABLE ACTIVITIES. 1862165 1888165 0 14 11336 14 5944 14 2035 18 40328 GRANT REFUNDS 01 161 STATE TAX REFUND 01 964 0 60768 0 60768 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 92600 6750 85850 MERCK FAMILY FUND 100 SUMMER ST SUITE 1600 BOSTON MA 02110 CASH AND SECURITIES 1862165 THE FOUNDATION RECEIVED A CONTRIBUTION FROM A NON-OPERATING FOUNDATION WHICH IT EXPENSED OR REDISTRIBUTED. IN ACCORDANCE WITH IRS REG. 53-4942(A)-3(D) THE FOUNDATION IS ELECTING TO TREAT THE $150,000 NOT AS A QUALIFYING DISTRIBUTION BUT AS A DISTRIBUTION OUT OF CORPUS. ALSO, PURSUANT TO REG. 53.4942(A)-3(C)(2)(IV), THE FOUNDATION HEREBY ELECTS TO TREAT AS CURRENT CORPUS DISTRIBUTION, THE FOLLOWING UNUSED PRIOR TAX YEAR'S DISTRIBUTIONS THAT WERE TREATED AS CORPUS DISTRIBUTIONS UNDER REG.53.4942(A)-3(D)(1)(III) IN SUCH PRIOR TAX YEAR:TAX YEAR: 2014, AMOUNT: $150,000 CROWN O'MAINE DISTRIBUTION COMPANY PO BOX 2 NORTH VASSALBORO ME 04962 2020-04-23 20000 TO PIVOT TO MEET MARKET DEMANDS ARISING FROM THE COVID-19 CRISIS, INCLUDING MAKING WAREHOUSE IMPROVEMENTS THAT MEET FOOD SAFETY AND ORGANIC STANDARDS AND UPDATING AND EXPANDING MARKETING EFFORTS, PARTICULARLY FOR COMS 50 SMALL COBRANDED PRODUCT LINE. 20000 NONE TO OUR KNOWLEDGE 10/10/2022 MERCK FAMILY FUND 100 SUMMER STREET SUITE 1600 BOSTON MA 02110 2022-12-31 1862165 TO SUPPORT CHARITABLE ACTIVITIES. 0 NONE TO OUR KNOWLEDGE N/A - WON'T BE NECESSARY SINCE JOHN MERCK FUND IS CLOSED AS OF 12/31/22 COMPENSATION PART VII, LINE 1, INFORMATION ABOUT OFFICERS, DIRECTORS, TRUSTEES, ETC. CHRISTINE H. JAMES' LAST DAY AT THE FOUNDATION WAS ON DECEMBER 31, 2021, AS PART OF THE FOUNDATION'S LIQUIDATION PLAN. HER FINAL SEVERENCE PAYMENT OF $72,250 WAS MADE IN JANUARY 2022.CHRISTINE H. JAMES ALSO PROVIDED PROGRAM CONSULTING SERVICES DURING 2022, WHICH ARE REFLECTED IN PART I, LINE 16C, FOR A TOTAL OF $5,075. THROUGH A RESOLUTION ADOPTED BY THE JOHN MERCK FUND'S BOARD OF TRUSTEES (THE "BOARD OF TRUSTEES") ON OCTOBER 13, 2020 (THE "SPEND DOWN RESOLUTION"), THE BOARD OF TRUSTEES AGREED TO MAINTAIN OR INCREASE THE JOHN MERCK FUND'S HISTORIC LEVELS OF CHARITABLE SPENDING AND GRANTMAKING AND TO SPEND DOWN ITS ASSETS WITHIN TEN TO FIFTEEN YEARS. IN THE MORE THAN TWELVE YEARS SINCE, THE JOHN MERCK FUND HAS SUCCEEDED IN SPENDING DOWN ITS ASSETS THROUGH CHARITABLE SPENDING AND GRANTMAKING IN FURTHERANCE OF ITS CHARITABLE PURPOSES AND IN ACCORDANCE WITH THE SPEND DOWN RESOLUTION. THE TRUSTEES AGREED TO TERMINATE THE JOHN MERCK FUND'S EXISTENCE AND TRANSFER ANY REMAINING ASSETS UPON TERMINATION, AFTER SATISFACTION OF DEBTS AND LIABILITIES, TO THE MERCK FAMILY FUND, A NEW JERSEY NONPROFIT CORPORATION THAT IS EXEMPT FROM TAX AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND CLASSIFIED AS A PRIVATE NON-OPERATING FOUNDATION, FOR CHARITABLE PURPOSES CONSISTENT WITH THE MISSION OF THE FUND, IN ACCORDANCE WITH THE TERMINATION AND DISTRIBUTION PLAN ATTACHED HERETO AS APPENDIX A AS PART OF THE AFFIDAVIT. THE TRANSFER OF ASSETS TOTALING $1,140,153 IN CASH AND INVESTMENT ASSETS HAVING A FAIR MARKET VALUE OF $722,012 TO THE MERCK FAMILY FUND WAS COMPLETED BY THE JOHN MERCK FUND ON DECEMBER 31, 2022. THE STATE OF NEW YORK OFFICE OF THE ATTORNEY GENERAL APPROVED THE TERMINATION OF THE FUND IN A LETTER DATED APRIL 18, 2023, A COPY OF WHICH IS ATTACHED. LEGAL FEES 62149 0 62149 RECEIVABLE DUE FROM BROKER 25831 REALIZED LOSS ON GRANTS OF SECURITIES 181619 INSURANCE 5634 0 5634 OFFICE EXPENSES 18445 0 18445 PARTNERSHIP EXPENSES THRU K-1S 2675 2675 0 PAYROLL PROCESSING 2955 0 2955 CHARITABLE STATE FILING FEES 320 0 320 JMF LIQUIDATING LLC FILING FEES 410 410 0 OTHER INCOME FROM LIMITED PARTNERSHIPS 546 546 546 SECURITIES LITIGATION SETTLEMENTS 1090 1090 1090 OTHER INVESTMENT INCOME 399 399 399 GRANT REFUNDS 161 161 STATE TAX REFUND 964 964 CHANGE IN UNREALIZED GAIN ON INVESTMENTS 71605 DUE TO BUECHNER DAUGHTER FOUNDATIONS 12915 0 INVESTMENT MANAGEMENT FEES 3559 3559 0 CUSTODIAL FEES 1951 1951 0 PROGRAM CONSULTING 20275 0 20275 EXCISE TAXES PAID 7361 0 0