2023-10-13T12:48:42-05:00 2022-12-31 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2022-01-01 840399006 THE ASPEN INSTITUTE INC ASPE 2027365800 2300 N STREET NW 700 WASHINGTON DC 20037 ANDREW AXELROD EVP FOR FINANCE 2027365800 2023-10-13 1 ANDREW AXELROD XXX-XX-XXXX 1 AARON M FOX P01365820 2022274000 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z DANIEL R PORTERFIELD 2300 N STREET NW 700 WASHINGTON DC 20037 218078260 0 X WWW.ASPENINSTITUTE.ORG X 1949 CO WE DRIVE CHANGE THROUGH DIALOGUE, LEADERSHIP, AND ACTION TO HELP SOLVE SOCIETY'S GREATEST CHALLENGES. 65 64 764 130 10588449 0 140695602 141560565 28586934 51436477 1822532 -3167472 141618 -67644 171246686 189761926 18858005 25386898 0 0 69925233 77598047 0 0 4327960 54990527 89950360 143773765 192935305 27472921 -3173379 465514933 475882871 53081498 103756532 412433435 372126339 X WE DRIVE CHANGE THROUGH DIALOGUE, LEADERSHIP, AND ACTION TO HELP SOLVE SOCIETY'S GREATEST CHALLENGES. 0 0 95042121 24624398 20812326 POLICY PROGRAMS: THE ASPEN INSTITUTE'S POLICY PROGRAMS EXPLORE AND IDENTIFY SOLUTIONS FOR PROBLEMS RANGING FROM ECONOMIC DISTRESS TO EDUCATIONAL OPPORTUNITY, FROM CLIMATE CHANGE TO RACIAL DISPARITIES, IN AN EFFORT TO INFLUENCE DECISION-MAKERS IN THE PUBLIC AND PRIVATE SECTORS TO ADVANCE THE BEST AND MOST INSPIRED PROPOSALS. OUR POLICY PROGRAMS RANGE IN SIZE FROM $100,000 TO $15 MILLION IN ANNUAL REVENUE AND EXPENSES. 19361690 110218 CAMPUS ACTIVITIES: IN ADDITION TO ITS HEADQUARTERS IN WASHINGTON, DC, THE ASPEN INSTITUTE ALSO CONDUCTS MUCH OF ITS WORK ON ITS FOUNDING CAMPUS IN ASPEN, COLORADO, WHICH PROVIDES NATURAL BEAUTY AND QUIET SURROUNDINGS THAT ENCOURAGE THOUGHTFUL REFLECTION THAT REFRESHES MIND, BODY AND SPIRIT. ONE OF OUR PROGRAMS THAT USE THE CAMPUS IS OUR ASPEN SEMINAR WHICH CHALLENGES INDIVIDUALS TO THINK MORE DEEPLY, LISTEN MORE ATTENTIVELY, AND REFINE THEIR ABILITY TO LEAD IN AN INCREASINGLY COMPLEX AND CONFLICTING WORLD. SEMINAR PARTICIPANTS ENGAGE IN CHALLENGING CONVERSATIONS ABOUT ENDURING QUESTIONS OF ETHICAL AND EFFECTIVE LEADERSHIP, GAINING A GREATER CAPACITY TO LEAD WITH COURAGE AND CONVICTION. 15274949 15946382 PUBLIC PROGRAMS: THE INSTITUTE'S PUBLIC PROGRAMS ARE DESIGNED TO FREELY DISSEMINATE THE ORGANIZATION'S IDEAS AND TO PROVIDE THE PUBLIC WITH OPPORTUNITIES TO CONVENE INCLUSIVELY AND ENGAGE IN THOUGHTFUL, NONPARTISAN DIALOGUE. OUR MAJOR EVENTS INCLUDE THE ASPEN IDEAS FESTIVAL, SPOTLIGHT HEALTH, THE ASPEN SECURITY FORUM, CITY LAB AND ASPEN WORDS. THESE AND OUR OTHER PUBLIC FORUMS ENGAGE OVER 15,000 MEMBERS OF THE GENERAL PUBLIC ANNUALLY. 25175194 762500 4340741 OTHER RESTRICTED PROGRAMS, ASPEN GLOBAL LEADERSHIP NETWORK AND INNOVATION FUNDS, YOUTH AND ENGAGEMENT, AND SEMINARS 25175194 762500 4340741 154853954 1 1 0 1 0 0 1 1 0 1 1 1 0 1 1 1 1 0 0 0 1 1 1 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 1138 0 1 764 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 65 64 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ AR CA CO CT FL GA IL KS KY ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X ASPEN INSTITUTEJENNIFER JONES 4103533226 2300 N STREET NW 700 WASHINGTON DC 20037 DANIEL PORTERFIELD PRESIDENT & CEO 40.00 X X 846440 0 57720 JAMES SCHINE CROWN CHAIRMAN - UNTIL 08/2022 1.00 X X 0 0 0 MARGOT L PRITZKER CHAIR - AS OF 08/2022 1.00 X X 0 0 0 KATHARINE ALBRIGHT TRUSTEE 1.00 X 0 0 0 JEFFREY S ARONIN TRUSTEE 1.00 X 0 0 0 DONNA BARKSDALE TRUSTEE 1.00 X 0 0 0 MERCEDES BASS TRUSTEE 1.00 X 0 0 0 MIGUEL MIKE BEZOS TRUSTEE 1.00 X 0 0 0 LAWRENCE BOBO TRUSTEE 1.00 X 0 0 0 RICHARD BRADDOCK TRUSTEE 1.00 X 0 0 0 BETH BROOKE TRUSTEE 1.00 X 0 0 0 WILLIAM BYNUM TRUSTEE 1.00 X 0 0 0 STEPHEN L CARTER TRUSTEE 1.00 X 0 0 0 TROY CARTER TRUSTEE 1.00 X 0 0 0 CESAR R CONDE TRUSTEE 1.00 X 0 0 0 PHYLLIS COULTER TRUSTEE 1.00 X 0 0 0 KATIE COURIC TRUSTEE 1.00 X 0 0 0 ANDREA CUNNINGHAM TRUSTEE 1.00 X 0 0 0 KENNETH L DAVIS MD TRUSTEE 1.00 X 0 0 0 JOHN DOERR TRUSTEE 1.00 X 0 0 0 THELMA DUGGIN TRUSTEE 1.00 X 0 0 0 ARNE DUNCAN TRUSTEE 1.00 X 0 0 0 MICHAEL D EISNER TRUSTEE 1.00 X 0 0 0 L BROOKS ENTWISTLE TRUSTEE 1.00 X 0 0 0 ELIZABETH FLEMING TRUSTEE 1.00 X 0 0 0 ROGER FERGUSON TRUSTEE 1.00 X 0 0 0 HENRY LOUIS GATES JR TRUSTEE 1.00 X 0 0 0 RUSSELL GOLDSMITH TRUSTEE 1.00 X 0 0 0 ANTONIO GRACIAS TRUSTEE 1.00 X 0 0 0 PATRICK W GROSS TRUSTEE 1.00 X 0 0 0 ARJUN GUPTA TRUSTEE 1.00 X 0 0 0 JANE HARMAN TRUSTEE 1.00 X 0 0 0 KAYA HENDERSON TRUSTEE 1.00 X 0 0 0 MARK HOPLAMAZIAN TRUSTEE 1.00 X 0 0 0 GERALD D HOSIER TRUSTEE 1.00 X 0 0 0 ROBERT HURST TRUSTEE 1.00 X 0 0 0 SONIA KAPADIA TRUSTEE 1.00 X 0 0 0 MICHAEL KLEIN TRUSTEE 1.00 X 0 0 0 KELI LEE TRUSTEE 1.00 X 0 0 0 LAURA LAUDER TRUSTEE 1.00 X 0 0 0 MELONY LEWIS TRUSTEE 1.00 X 0 0 0 JAMES M MANYIKA TRUSTEE 1.00 X 0 0 0 CRAIG MARTIN TRUSTEE 1.00 X 0 0 0 WILLIAM E MAYER TRUSTEE 1.00 X 0 0 0 BONNIE PALMER MCCLOSKEY TRUSTEE 1.00 X 0 0 0 ANNE WELSH MCNULTY TRUSTEE 1.00 X 0 0 0 DIANE L MORRIS TRUSTEE 1.00 X 0 0 0 KARLHEINZ MUHR TRUSTEE 1.00 X 0 0 0 CLARE MUNANA TRUSTEE 1.00 X 0 0 0 JERRY MURDOCK TRUSTEE 1.00 X 0 0 0 MARC NATHANSON TRUSTEE 1.00 X 0 0 0 HER MAJESTY QUEEN NOOR TRUSTEE 1.00 X 0 0 0 JACQUELINE NOVOGRATZ TRUSTEE 1.00 X 0 0 0 OLARA A OTUNNU TRUSTEE 1.00 X 0 0 0 ELAINE PAGELS TRUSTEE 1.00 X 0 0 0 CARRIE WALTON PENNER TRUSTEE 1.00 X 0 0 0 CARLA PINEYRO-SUBLETT TRUSTEE 1.00 X 0 0 0 WILLIAM RESNICK TRUSTEE 1.00 X 0 0 0 RICARDO SALINAS TRUSTEE 1.00 X 0 0 0 ANNA DEAVERE SMITH TRUSTEE 1.00 X 0 0 0 ROBERT K STEEL TRUSTEE 1.00 X 0 0 0 LAURIE M TISCH TRUSTEE 1.00 X 0 0 0 CHRISTOPHER VARELAS TRUSTEE 1.00 X 0 0 0 RODERICK K VON LIPSEY TRUSTEE 1.00 X 0 0 0 VIN WEBER TRUSTEE 1.00 X 0 0 0 JESSIE WOOLLEY-WILSON TRUSTEE 1.00 X 0 0 0 ELLIOT GERSON EXECUTIVE VP 40.00 X 545243 0 60654 DAVID LANGSTAFF EXEC VICE PRESIDENT 40.00 X 490660 0 51504 NAMITA KHASAT CFO/CAO/TREASURER - UNTIL 06/2022 40.00 X 486422 0 30327 MARIA ACEBAL VP STRATEGIC DEV CORP SECRETARY 40.00 X 315896 0 30115 ANDREW AXELROD EVP FINANCE EBD, TREASURER - AS OF 09/2022 40.00 X 103929 0 1280 CYNTHIA MCKEE EVP INSTITUTIONAL ADVANCEMENT 40.00 X 428564 0 12052 STEPHEN PATRICK EXECUTIVE DIRECTOR 40.00 X 355509 0 66870 ANN MOSLE VP, EXECUTIVE DIRECTOR 40.00 X 352297 0 66870 VIVIAN SCHILLER EXECUTIVE DIRECTOR 40.00 X 367026 0 45404 ERIKA MALLIN EXECUTIVE DIRECTOR 40.00 X 352522 0 31630 4644508 0 454426 231 0 1 0 MOLINE CONSTRUCTION MANAGEMENT 1312 W EXCHANGE PARKWAY ALLEN TX 75013 CONSTRUCTION SERVICES 5289434 TENANT IMPROVEMENT SPECIALISTS 713 EAST 23RD STREET CARSON CA 90745 CONSTRUCTION SERVICES 1469762 AIGSA NPC 167 FOREST DRIVE LONE HILL JOHANNESBURG SF 2191 SERVICES FOR EXPANDING ACCESS TO HEALTHC 1404296 SIX PRODUCTIONS LLC 2100 DOLORES WAY CARBONDALE CO 81623 AUDIOVISUAL SERVICES 1340439 BRAIN SOURCE INTERNATIONAL 42-44 BISHOPSGATE LONDON UK EC2N STAFFING & PAYROLL SERVICES 1212343 22 2368529 7410310 131781726 16542645 141560565 CONTRACT REVENUE 900099 32172799 32172799 CONF./FACILITY FEES 531390 10226810 10226810 SEMINAR AND EVENT FEES 900099 9033255 9033255 BOOK SALES 900099 3613 3613 51436477 2019361 331881 1687480 52322 154725 -102403 -102403 -102403 19294926 2301763 19134293 7649229 160633 -5347466 -5186833 -5186833 111670 2368529 1378087 -1266417 -1266417 SUBLEASE INCOME 900099 710344 710344 OTHER INCOME 900099 561074 561074 ADVERTISING INCOME 541800 29758 29758 1301176 189761926 41209667 10588449 -3596755 X 17469399 17469399 1209937 1209937 6707562 6707562 3020190 476125 2544065 59579011 45516710 11227936 2834365 5487330 5487330 5191748 13273013 -8917856 836591 4319768 4319768 15798971 15798971 950984 604376 346608 225979 225979 1200859 1200859 30312273 24167557 6086616 58100 8863673 2743283 6091838 28552 1340920 1102634 227737 10549 4731253 3528096 976035 227122 13827795 13111482 621940 94373 457658 457658 5334429 5184095 111711 38623 142740 142740 2336218 2336218 595588 61274 534314 PUBLICATIONS 1781633 1678749 87928 14956 PARTNER REIMBURSEMENTS 1402353 1402353 REPAIRS AND MAINTENANCE 390722 146780 243942 BAD DEBT 255889 71160 184729 423 423 192935305 154853954 33753391 4327960 15569294 10189779 20005043 23540105 49885211 39355994 6960249 8632723 283265 278414 2147646 2543500 119491753 45023400 76579120 74468353 75643810 78563638 215765025 169017803 2676270 69292562 465514933 475882871 13594228 15343072 1916128 2140947 12033695 15882204 3780000 3780000 21757447 66610309 53081498 103756532 X 157173863 124326717 255259572 247799622 412433435 372126339 465514933 475882871 X -3173379 -37324235 190518 X 0 1 X 1 1 1 X 94760517 108438960 131254703 140723732 141560565 616738477 94760517 108438960 131254703 140723732 141560565 616738477 59695492 557042985 -390616 -59007 535540 1343162 2450146 3879225 443054 799478 156060 394530 561074 2354196 622971898 143506092 0.89420 0.88290 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2018 AMOUNT: $ 443,054. 2019 AMOUNT: $ 799,478. 2020 AMOUNT: $ 156,060. 2021 AMOUNT: $ 394,530. 2022 AMOUNT: $ 561,074. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 297 1 104 0 401 0 PART II-B, LINE 1: ALLOCATED SALARY EXPENSE FROM COMMUNICATION WITH LEGISLATORS REGARDING PENDING LEGISLATION. X 1 13.50 1 1 1 1096267 X 0 178705742 12335244 -23548893 22324087 145168006 140520233 17309092 30072140 9195723 178705742 126362776 10938289 10092783 6873615 140520233 115098677 1418728 15369499 5524128 126362776 119077203 3995266 -4694709 3279083 115098677 0.29862 0.50395 0.19743 0 0 3904138 3904138 93984767 33078006 60906761 6632878 5078263 1554615 14969970 6867131 8102839 74468353 LIMITED PARTNERSHIPS 167771798 F INVESTMENT CONTRACT 1246005 F 169017803 OPERATING LEASE RIGHT-OF-USE ASSET 46597705 DEFERRED TAX ASSET 1841267 SECURITY DEPOSITS 853590 INVESTMENT RELATED RECEIVABLES 20000000 69292562 OPERATING LEASE LIABILITY 59557725 DEFERRED COMPENSATION 7036494 CAPITAL LEASE OBLIGATIONS 16090 66610309 X 152972648 -37324235 203427 -37120808 190093456 1200859 -1532389 -331530 189761926 193279744 203427 1342294 1545721 191734023 1200859 423 1201282 192935305 PART II, LINE 5: THE INSTITUTE CONTINUES TO COMPLY WITH TERMS OF CONTRACT GOVERNING THE CONSERVATION EASEMENT HELD, WHICH INCLUDES PROTECTION OF NATURAL HABITAT. PART II, LINE 9: THE INSTITUTE HOLDS A CONSERVATION EASEMENT ON THE BALANCE SHEET AND THE CONTRIBUTED PARCEL OF LAND WAS BOOKED AS REVENUE FOR THE YEAR IT WAS GIFTED. PART III, LINE 4: AT OUR ASPEN MEADOWS CAMPUS, ASPEN, COLORADO, WE HAVE A LARGE COLLECTION OF ART THAT IS ON DISPLAY BOTH IN GALLERIES AND PUBLIC SPACES. IT IS ENJOYED BY GUESTS WHO VISIT AND STAY AT OUR RESORT. THIS ART COLLECTION IS MADE UP OF PHOTOS FROM FRANZ BERKO, OFFICIAL PHOTOGRAPHER FOR THE INSTITUTE, AS WELL AS ART IN VARIOUS MEDIUMS BY HERBERT BAYER. BAYER WAS THE ARCHITECT FOR OUR CAMPUS, AND ALSO DESIGNED SEVERAL OF THE LAND FORMS THROUGHOUT OUR PROPERTY. ONE GALLERY ON PROPERTY IS DEDICATED SOLELY TO THE WORK OF BAYER. ALTHOUGH THE ARTWORK IS HELD ON THE BOOKS AT COST, IT HAS AN INSURED FAIR VALUE OF $3.1 MILLION. PART V, LINE 4: 4.5% OF A 12 QUARTER ROLLING AVERAGE OF THE FUNDS ARE USED TO FUND PROGRAMMATIC WORK OF THE INSTITUTE. PART X, LINE 2: MANAGEMENT OF THE INSTITUTE BELIEVES THAT IT HAS NO MATERIAL UNCERTAINTY IN INCOME TAXES AND, ACCORDINGLY, IT WILL NOT RECOGNIZE ANY LIABILITY FOR UNRECOGNIZED TAXES IN ITS FINANCIAL STATEMENTS. PART XI, LINE 4B - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES -1,378,087. RENTAL EXPENSES -154,725. FOREIGN EXCHANGE LOSS 423. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 1,378,087. RENTAL EXPENSES 154,725. REFUNDED GRANTS -190,518. PART XII, LINE 4B - OTHER ADJUSTMENTS: FOREIGN EXCHANGE LOSS 423. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. GRANTS, MEETINGS, AND PROGRAMMATIC ACTIVITIES 1198724 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. GRANTS, MEETINGS, AND PROGRAMMATIC ACTIVITIES 600839 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. GRANTS, MEETINGS, AND PROGRAMMATIC ACTIVITIES 3999924 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. GRANTS, MEETINGS, AND PROGRAMMATIC ACTIVITIES 1119657 NORTH AMERICA 0 0 PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. GRANTS, MEETINGS, AND PROGRAMMATIC ACTIVITIES 588576 RUSSIA AND NEIGHBORING STATES 0 0 AGENTS FOR CONDUCTING MEETINGS AND PROGRAMMATIC ACTIVITIES. GRANTS, MEETINGS, AND PROGRAMMATIC ACTIVITIES 98200 SOUTH AMERICA 0 0 PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. GRANTS, MEETINGS, AND PROGRAMMATIC ACTIVITIES 1435346 SOUTH ASIA 0 0 PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. GRANTS, MEETINGS, AND PROGRAMMATIC ACTIVITIES 538705 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES AND GRANTS TO RECIPIENTS LOCATED IN REGION. GRANTS, MEETINGS, AND PROGRAMMATIC ACTIVITIES 4113256 0 0 0 0 0 0 9579971 4113256 13693227 SUB-SAHARAN AFRICA SUPPORT AMP HEALTH WORK 1354292 WIRE TRANSFER 0 CENTRAL AMERICA AND THE CARIBBEAN SUPPORT GEDI PROJECT 600000 WIRE TRANSFER 0 CENTRAL AMERICA AND THE CARIBBEAN SUPPORT GEDI PROJECT 596942 WIRE TRANSFER 0 EUROPE SUPPORT GEDI PROJECT 532700 WIRE TRANSFER 0 MIDDLE EAST AND NORTH AFRICA STEVENS INITIATIVE CULTURAL EXCHANGE 477321 WIRE TRANSFER 0 SUB-SAHARAN AFRICA SUPPORT CHAPTER OPERATIONS 369591 WIRE TRANSFER 0 SOUTH AMERICA SUPPORT GOYN INITIATIVE 346334 WIRE TRANSFER 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SUPPORT CHAPTER OPERATIONS IN MEXICO 305594 WIRE TRANSFER 0 MIDDLE EAST AND NORTH AFRICA STEVENS INITIATIVE CULTURAL EXCHANGE 219773 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC CHAPTER OPERATIONS SUPPORT 170041 WIRE TRANSFER 0 MIDDLE EAST AND NORTH AFRICA STEVENS INITIATIVE CULTURAL EXCHANGE 137599 WIRE TRANSFER 0 SOUTH AMERICA SUPPORT CHAPTER OPERATIONS IN BRAZIL 117082 WIRE TRANSFER 0 SOUTH AMERICA SUPPORT GOYN INITIATIVE 101000 WIRE TRANSFER 0 SOUTH ASIA CHAPTER OPERATIONS SUPPORT 95534 WIRE TRANSFER 0 SUB-SAHARAN AFRICA CHAPTER OPERATIONS SUPPORT 92705 WIRE TRANSFER 0 SOUTH ASIA SUPPORT GOYN INITIATIVE 91200 WIRE TRANSFER 0 SUB-SAHARAN AFRICA SUPPORT GOYN INITIATIVE 82000 WIRE TRANSFER 0 MIDDLE EAST AND NORTH AFRICA STEVENS INITIATIVE CULTURAL EXCHANGE 80954 WIRE TRANSFER 0 SUB-SAHARAN AFRICA SUPPORT GOYN INITIATIVE 77000 WIRE TRANSFER 0 MIDDLE EAST AND NORTH AFRICA STEVENS INITIATIVE CULTURAL EXCHANGE 76078 WIRE TRANSFER 0 SUB-SAHARAN AFRICA SUPPORTING START-UPS IN RWANDA 70727 WIRE TRANSFER 0 SUB-SAHARAN AFRICA PROMOTING WOMEN LED MARKETS IN MALAWI 62469 WIRE TRANSFER 0 MIDDLE EAST AND NORTH AFRICA STEVENS INITIATIVE CULTURAL EXCHANGE 58306 WIRE TRANSFER 0 SOUTH AMERICA CHAPTER OPERATIONS SUPPORT 58113 WIRE TRANSFER 0 MIDDLE EAST AND NORTH AFRICA WOMEN'S LEADERSHIP VIRTUAL EXCHANGE: YOUTH SHARE DIGITAL STORIES 54626 WIRE TRANSFER 0 SUB-SAHARAN AFRICA SUPPORT CHAPTER OPERATIONS IN AFRICA 54260 WIRE TRANSFER 0 SUB-SAHARAN AFRICA SUPPORT GEDI PROJECT 46805 WIRE TRANSFER 0 SOUTH AMERICA SUPPORT GEDI PROJECT 45248 WIRE TRANSFER 0 SOUTH AMERICA SUPPORT CHAPTER OPERATIONS 43552 WIRE TRANSFER 0 SOUTH AMERICA SUPPORT GEDI PROJECT 30000 WIRE TRANSFER 0 SOUTH ASIA SUPPORT EQUITY AT THE LAST MILE INITIATIVE 30000 WIRE TRANSFER 0 SOUTH ASIA CAPACITY PLANNING WORK 24000 WIRE TRANSFER 0 SOUTH AMERICA SUPPORT GEDI PROJECT 22452 WIRE TRANSFER 0 SOUTH ASIA 2022 MCNULTY CATALYST FUND EAST MOJO 20000 WIRE TRANSFER 0 SOUTH ASIA 2022 SPARK GRANT RECIPIENT 20000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA 2022 CATALYST FUND AWARD NUTM 20000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA 2022 SPARK GRANT RECIPIENT 20000 WIRE TRANSFER 0 MIDDLE EAST AND NORTH AFRICA MCNULTY FOUNDATION SUB AWARD RECIPIENT PAYMENT 1 OF 2 15000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA SUPPORT COMMUNITIES FIRST CATALYST FUND 13000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA SUPPORT COMMUNITIES FIRST CATALYST FUND 13000 WIRE TRANSFER 0 25 15 HONORARIUM EAST ASIA AND THE PACIFIC 4 18000 WIRE AWARDS EAST ASIA AND THE PACIFIC 6 4565 WIRE HONORARIUM EUROPE (INCLUDING ICELAND AND GREENLAND) 4 22000 WIRE HONORARIUM MIDDLE EAST AND NORTH AFRICA 4 4000 WIRE AWARDS MIDDLE EAST AND NORTH AFRICA 2 934 WIRE HONORARIUM RUSSIA AND THE NEWLY INDEPENDENT STATES 1 500 WIRE HONORARIUM SUB-SAHARAN AFRICA 4 10000 WIRE AWARDS SUB-SAHARAN AFRICA 1 482 WIRE 1 0 0 0 0 1 PART I, LINE 2: THE INSTITUTE PERIODICALLY ENGAGES OTHER ENTITIES TO FURTHER THE OBJECTIVES SET FORTH IN OUR GRANT AGREEMENTS. THIS IS TYPICALLY DONE VIA SUB-AWARDS OR RE-GRANTS THAT RUN CONCURRENTLY WITH THE PRIME AWARD IN WHICH THE SUB RECIPIENTS ARE ADVISED OF ALL APPLICABLE LAWS AND REGULATIONS, AND ALL APPROPRIATE FLOW-DOWN PROVISIONS FROM THE PRIME AGREEMENT. ALL SUB GRANTEES OR SERVICE PROVIDERS MUST ALSO CERTIFY THAT THEY DO NOT AND WILL NOT KNOWINGLY PROVIDE MATERIAL SUPPORT OR RESOURCES TO ANY INDIVIDUAL OR ENTITY INVOLVED WITH TERRORISM (INCLUDING ANY INDIVIDUALS, ENTITIES, OR GROUPS SUBJECT TO OFAC SANCTIONS) OR TO ANYONE WHO ACTS AS AN AGENT FOR SUCH AN INDIVIDUAL OR ENTITY. ANY VIOLATION OF THIS CERTIFICATION MUST BE GROUNDS FOR IMMEDIATE TERMINATION OF THE LETTER OF AGREEMENT AND RETURN OF ALL GRANT FUNDS. THE FREQUENCY AND SCOPE OF THE RESEARCH PROGRAM'S MONITORING PROCEDURES ARE DETERMINED JOINTLY BY THE RESPONSIBLE PROGRAM MANAGER AND RESPECTIVE GRANT ADMINISTRATOR/FINANCIAL ANALYST. THIS INCLUDES THE ROUTINE RECEIPT AND REVIEW OF THE NARRATIVE AND FINANCIAL REPORTS, A REVIEW OF EXPENSES TO BUDGET, THE OPTION TO PERFORM AUDITS, AND ALLOWS FOR THE PERFORMANCE OF SITE VISITS IF NECESSARY. THE INSTITUTE IS NOTIFIED WHENEVER PROBLEMS, DELAYS OR OTHER CONDITIONS DEVELOP WHICH WOULD HAVE SIGNIFICANT IMPACT UPON THE PROJECT. BUDGET REVISIONS ARE ALLOWED WITHIN THE PARAMETERS SET FORTH IN EACH SUB AWARD. THE PAYMENT SCHEDULE AND THE DEGREE OF FLEXIBILITY OFFERED MAY DEPEND ON PREVIOUS EXPERIENCE WITH THE RECIPIENT, THE DEGREE OF EXTERNAL OVERSIGHT BY OTHER PARTIES, AND THE SOPHISTICATION OF THE RECIPIENT'S ADMINISTRATIVE SYSTEMS. PARTICIPANTS ARE EXPECTED TO COMPLY WITH ALL RELEVANT U.S. LAWS. PRIOR TO ISSUING AWARDS TO FOREIGN ENTITIES, THE PROGRAMS ARE BEING ASKED TO COMPLETE A DUE DILIGENCE CHECKLIST, WHICH INCLUDES ADDITIONAL INFORMATION ABOUT THE SUB RECIPIENT INCLUDING: ANY REASONABLY AVAILABLE HISTORICAL INFORMATION ABOUT THE GRANTEE THAT ASSURES THE INSTITUTE OF THE GRANTEE'S IDENTITY AND INTEGRITY SUCH AS THE JURISDICTION IN WHICH A GRANTEE ORGANIZATION IS INCORPORATED OR FORMED; COPIES OF INCORPORATING OR OTHER GOVERNING INSTRUMENTS; INFORMATION ON THE INDIVIDUALS WHO FORMED AND OPERATE THE ORGANIZATION; AND INFORMATION RELATING TO THE GRANTEE'S OPERATING HISTORY; THE GRANTEE OR SERVICE PROVIDER'S NAME IN ENGLISH, AND THE LANGUAGE OF ORIGIN, AND ANY ACRONYM OR OTHER NAMES USED TO IDENTIFY THE GRANTEE; THE JURISDICTIONS IN WHICH A GRANTEE OR SERVICE PROVIDER MAINTAINS A PHYSICAL PRESENCE; THE GRANTEE OR SERVICE PROVIDER'S POSTAL, EMAIL AND WEBSITE ADDRESSES AND PHONE NUMBERS FOR EACH PLACE OF BUSINESS. THE INSTITUTE ALSO CONDUCTS A REASONABLE SEARCH OF PUBLICLY AVAILABLE INFORMATION TO DETERMINE WHETHER THE GRANTEE OR SERVICE PROVIDER IS SUSPECTED OF ACTIVITY RELATING TO TERRORISM, INCLUDING TERRORIST FINANCING OR OTHER SUPPORT. PART I, LINE 3: THE CASH METHOD OF ACCOUNTING WAS USED TO ACCOUNT FOR FOREIGN EXPENDITURES. PART III, COL (C): THIS COLUMN REPRESENTS THE ACTUAL NUMBER OF GRANT RECIPIENTS. PART III ACCOUNTING METHOD: ANNUAL AWARDS DINNER 1494700 1419900 74800 37791 1199 782968 SUMMER CELEBRATION 350770 341670 9100 22291 44775 1223 215753 2 634729 606959 27770 14130 54938 28791 174228 2480199 2368529 111670 74212 99713 31213 1172949 1378087 -1266417 1 A L CHANDLER CONSULTING PO BOX 7775 SAN FRANCISCO CA 94120 271732193 N/A 8300 0 HONORARIUM FOR SPEAKER AT LEADERSHIP COUNCIL EVENT ACHIEVING THE DREAM INC 8483 GEORGIA AVENUE SUITE 500 SILVER SPRING MD 20910 271635830 501(C)(3) 14000 0 RPF C7 MENTOR HONORARIUM ADVOCACY BLUEPRINTS LLC 3 TINGEY SQUARE SE WASHINGTON DC 20003 833647736 N/A 5900 0 CLIMATE COHORT TEACHING AFRICAN DEVELOPMENT CENTER 1931 5TH STREET SOUTH MINNEAPOLIS MN 55454 200553370 501(C)(3) 100000 0 SUPPORT COMMUNITY DEVELOPMENT FINANCIAL INSTITUTIONS AFRICAN ENTREPRENEURSHIP COLLECTIVE PO BOX 209 CLINTON WA 98236 460743201 501(C)(3) 116250 0 ADVANCING WOMEN'S EMPOWERMENT CATALYST FUND AGAPE CHILD AND FAMILY SERVICES INC 3160 DIRECTORS ROW MEMPHIS TN 38131 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ASPEN CRIMINAL JUSTICE REFORM INITIATIVE WOFFORD COLLEGE 429 NORTH CHURCH STREET SPARTANBURG SC 29303 570314422 501(C)(3) 25000 0 AWARD FOR AMERICAN TALENT INITIATIVE'S PROMISING PRACTICE ACCELERATOR FOR INCREASING DIVERSITY IN THE STUDENT BODY WORKSOURCE - GREATER AUSTIN AREA 9001 N IH 35 SUITE 110 E AUSTIN TX 78753 742327454 501(C)(3) 292000 0 BUILDING ECOSYSTEMS FOR YOUTH OPPORTUNITY WORLD LEARNING INC 1 KIPLING ROAD PO BOX 676 BRATTLEBORO VT 05302 030179592 501(C)(3) 242903 0 STEVENS INITIATIVE CULTURAL EXCHANGE WORLD WIDE SCHOLASTIC ESPORTS FOUNDATION INC 1428 TUGALOO DRIVE NE BROOKHAVEN GA 30319 853869024 501(C)(3) 83368 0 STEVENS INITIATIVE CULTURAL EXCHANGE YOUTHBUILD NEWARK INC 571 CENTRAL AVENUE 2ND FLOOR NEWARK NJ 07107 753187358 501(C)(3) 292000 0 BUILDING ECOSYSTEMS FOR YOUTH OPPORTUNITY 98 45 HONORARIA 311 757500 EVENT PARTICIPATION STIPEND 179 329800 AWARDS 41 65987 TRAVEL STIPEND 43 41800 HEALTH STIPEND 12 14850 PART I, LINE 2: THE INSTITUTE PERIODICALLY ENGAGES OTHER ENTITIES TO FURTHER THE OBJECTIVES SET FORTH IN OUR GRANT AGREEMENTS. THIS IS TYPICALLY DONE VIA SUB-AWARDS OR RE-GRANTS THAT RUN CONCURRENTLY WITH THE PRIME AWARD IN WHICH THE SUB RECIPIENTS ARE ADVISED OF ALL APPLICABLE LAWS AND REGULATIONS, AND ALL APPROPRIATE FLOW-DOWN PROVISIONS FROM THE PRIME AGREEMENT. ALL SUB GRANTEES OR SERVICE PROVIDERS MUST ALSO CERTIFY THAT IT DOES NOT AND WILL NOT KNOWINGLY PROVIDE MATERIAL SUPPORT OR RESOURCES TO ANY INDIVIDUAL OR ENTITY INVOLVED WITH TERRORISM (INCLUDING ANY INDIVIDUALS ENTITIES OR GROUPS SUBJECT TO OFAC SANCTIONS) OR TO ANYONE WHO ACTS AS AN AGENT FOR SUCH AN INDIVIDUAL OR ENTITY, ANY VIOLATION OF THIS CERTIFICATION MUST BE GROUNDS FOR IMMEDIATE TERMINATION OF THE LETTER OF AGREEMENT AND RETURN OF ALL GRANT FUNDS. THE FREQUENCY AND SCOPE OF RESEARCH PROGRAM'S MONITORING PROCEDURES ARE DETERMINED JOINTLY BY THE RESPONSIBLE PROGRAM MANAGER AND RESPECTIVE GRANT ADMINISTRATOR/FINANCIAL ANALYST. THIS INCLUDES THE ROUTINE RECEIPT AND REVIEW OF THE NARRATIVE AND FINANCIAL REPORTS, A REVIEW OF EXPENSES TO BUDGET, THE OPTION TO PERFORM AUDITS, AND ALLOWS FOR THE PERFORMANCE OF SITE VISITS IF NECESSARY. THE INSTITUTE IS NOTIFIED WHENEVER PROBLEMS DELAYS OR OTHER CONDITIONS DEVELOP WHICH WOULD HAVE SIGNIFICANT IMPACT UPON THE PROJECT. BUDGET REVISIONS ARE ALLOWED WITHIN THE PARAMETERS SET FORTH IN EACH SUB AWARD. THE PAYMENT SCHEDULE AND THE DEGREE OF FLEXIBILITY OFFERED MAY DEPEND ON PREVIOUS EXPERIENCE WITH THE RECIPIENT, THE DEGREE OF EXTERNAL OVERSIGHT BY OTHER PARTIES, AND THE SOPHISTICATION OF THE RECIPIENT'S ADMINISTRATIVE SYSTEMS. X 1 1 X X X X X 1 0 0 0 0 0 0 0 0 DANIEL PORTERFIELD PRESIDENT & CEO 724256 0 118620 0 3564 0 36600 0 21120 0 904160 0 0 0 ELLIOT GERSON EXECUTIVE VP 534119 0 0 0 11124 0 45750 0 14904 0 605897 0 0 0 DAVID LANGSTAFF EXEC VICE PRESIDENT 483802 0 0 0 6858 0 36600 0 14904 0 542164 0 0 0 NAMITA KHASAT CFO/CAO/TREASURER - UNTIL 06/2022 215723 0 0 0 270699 0 22875 0 7452 0 516749 0 0 0 CYNTHIA MCKEE EVP INSTITUTIONAL ADVANCEMENT 425000 0 0 0 3564 0 4692 0 7360 0 440616 0 0 0 STEPHEN PATRICK EXECUTIVE DIRECTOR 354267 0 0 0 1242 0 45750 0 21120 0 422379 0 0 0 ANN MOSLE VP, EXECUTIVE DIRECTOR 349975 0 0 0 2322 0 45750 0 21120 0 419167 0 0 0 VIVIAN SCHILLER EXECUTIVE DIRECTOR 363462 0 0 0 3564 0 30500 0 14904 0 412430 0 0 0 ERIKA MALLIN EXECUTIVE DIRECTOR 350200 0 0 0 2322 0 23950 0 7680 0 384152 0 0 0 MARIA ACEBAL VP STRATEGIC DEV CORP SECRETARY 301154 0 13500 0 1242 0 30115 0 0 0 346011 0 0 0 PART I, LINE 1A THE ASPEN INSTITUTE FOLLOWS A POLICY GOVERNING EXPENSE REIMBURSEMENT AND COMPLIES WITH TRAVEL GUIDELINES APPLICABLE TO ALL EMPLOYEES. PART I, LINE 4A SEVERANCE WAS PAID TO CFO/CAO/TREASURER OF $237,448, WHICH IS REPORTED IN SCHEDULE J, PART II, COLUMN B(III). X 26 16542645 FMV 0 1 0 PART I, COLUMN (B): THIS COLUMN REPRESENTS THE NUMBER OF ACTUAL CONTRIBUTIONS, NOT THE NUMBER OF ITEMS CONTRIBUTED. PART I, LINE 32B: THE INSTITUTE HAS A WRITTEN GIFT ACCEPTANCE POLICY. IF A DONOR WANTS TO GIVE A GIFT OUTSIDE OF THAT POLICY, IT WILL BE REVIEWED BY SENIOR MANAGEMENT AND, IF NECESSARY, REFERRED TO THE BOARD OF TRUSTEES. FORM 990, PART III, LINE 1 SOCIETY'S BIGGEST CHALLENGES. WE BRING TOGETHER THOUGHTFUL PEOPLE WITH DIVERSE BACKGROUNDS AND POINTS OF VIEW; WE CULTIVATE AND SUPPORT VALUES-BASED, PURPOSE-DRIVEN LEADERS IN MANY COMMUNITIES; WE TURN IDEAS INTO ACTION AND IMPACT FOR INDIVIDUALS AND SOCIETY. FOR NEARLY 70 YEARS, THE INSTITUTE HAS WORKED TO ADVANCE A MISSION TO CULTIVATE ASPIRATIONAL, VALUES-BASED LEADERS; CONVENE DIVERSE THINKERS AND DOERS AROUND CRITICAL QUESTIONS AND ISSUES; ELEVATE COMPELLING IDEAS AND WORKS OF ART, LITERATURE, AND CULTURE; AND NURTURE A STRONG CIVIL SOCIETY, ACCOUNTABLE INSTITUTIONS, AND EFFECTIVE PROBLEM-SOLVING. IT IS BASED IN WASHINGTON, DC WITH CAMPUSES AND OFFICES IN ASPEN, COLORADO, ITS ORIGINAL HOME SINCE ITS FOUNDING IN 1949, AND NEW YORK CITY. ELEVEN OFFICIAL INTERNATIONAL PARTNERS CONDUCT REGULAR MEETINGS AND SEMINARS IN COUNTRIES THROUGHOUT LATIN AMERICA, EUROPE, AND ASIA. FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990 OF THE INSTITUTE IS PREPARED BY AN EXTERNAL ACCOUNTING FIRM USING INFORMATION OBTAINED FROM INSTITUTE'S STAFF. ONCE THE INITIAL DRAFT IS PREPARED, IT IS REVIEWED BY SR. FINANCE/ACCOUNTING STAFF. IF NECESSARY, CHANGES ARE MADE AND ANOTHER DRAFT IS ISSUED. THE SECOND DRAFT FORM 990 IS REVIEWED BY AN APPOINTED MEMBER OF THE AUDIT COMMITTEE ALONG WITH THE EVP FINANCE & ENTERPRISE BUSINESS DEVELOPMENT. IF NECESSARY, CHANGES ARE MADE AND ANOTHER DRAFT IS ISSUED. THE FINAL DRAFT FORM 990 IS PROVIDED TO ALL MEMBERS OF THE AUDIT COMMITTEE, WHICH INCLUDES THE CHAIR OF THE BOARD OF TRUSTEES. ONCE APPROVED, COPIES ARE THEN DISTRIBUTED TO ALL BOARD MEMBERS BEFORE THE RETURN IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C ALL ASPEN INSTITUTE TRUSTEES AND EMPLOYEES ARE REQUIRED ANNUALLY TO COMPLETE AND SIGN A DISCLOSURE AND ACKNOWLEDGEMENT FORM RELATED TO THE INSTITUTE'S CONFLICT OF INTEREST POLICY. SPECIFICALLY, ALL TRUSTEES AND EMPLOYEES ARE REQUIRED TO ACKNOWLEDGE THAT THEY HAVE READ, UNDERSTOOD, AND ARE COMMITTED TO ABIDING BY THE INSTITUTE'S CONFLICT OF INTEREST POLICY, AND TO MAKE CERTAIN DISCLOSURES ABOUT THEIR ACTIVITIES OUTSIDE OF WORK AND FINANCES TO HELP IDENTIFY POSSIBLE CONFLICTS OF INTEREST. ALL EMPLOYEE FORMS ARE SUBMITTED TO THE HUMAN RESOURCES DEPARTMENT, WHICH REVIEWS THEM AND HAS DISCRETION, IN COORDINATION WITH THE GENERAL COUNSEL AND SENIOR MANAGEMENT, TO MAKE RECOMMENDATIONS OR RAISE CONCERNS WITH AFFECTED INDIVIDUALS AS APPROPRIATE. ALL TRUSTEE FORMS ARE SUBMITTED TO THE OFFICE OF THE CORPORATE SECRETARY, WHICH REVIEWS THEM ALONG WITH THE GENERAL COUNSEL. MAJOR CONFLICT OF INTEREST ISSUES INVOLVING TRUSTEES AND/OR SENIOR MANAGEMENT ARE REFERRED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES FOR RESOLUTION. THE CORPORATE SECRETARY, GENERAL COUNSEL AND SENIOR MANAGEMENT REGULARLY CONFER WITH THE CHAIR OF THE AUDIT COMMITTEE REGARDING THE INSTITUTE'S CONFLICT OF INTEREST POLICY AND ANY CONFLICT OF INTEREST ISSUES. FORM 990, PART VI, SECTION B, LINE 15 THE INSTITUTE CONTRACTS WITH AN EXTERNAL COMPENSATION FIRM TO PERFORM A MARKET ANALYSIS TO SET THE SALARY RANGES FOR ALL OF OUR POSITIONS ANNUALLY. THE COMPENSATION FIRM ANALYZES SALARIES FROM LIKE ORGANIZATIONS TO DETERMINE THE APPROPRIATE SALARY RANGE FOR EACH POSITION IN THE INSTITUTE. THE INSTITUTE'S COMPENSATION PHILOSOPHY IS THAT WE GENERALLY TARGET THE 50TH PERCENTILE OF THE MARKET FOR OUR POSITIONS. IN ADDITION TO THE ANNUAL MARKET ANALYSIS FOR ALL POSITIONS, WE CONTRACT WITH AN EXTERNAL COMPENSATION CONSULTANT BI-ANNUALLY TO CONDUCT AN IN-DEPTH ANALYSIS FOR OUR PRESIDENT/CEO AND EACH OF OUR EXECUTIVE OFFICERS. EACH EXECUTIVE'S TOTAL COMPENSATION IS BENCHMARKED AGAINST SIMILAR POSITIONS IN COMPARABLE ORGANIZATIONS IN LABOR MARKETS IN WHICH THE INSTITUTE COMPETES FOR EXECUTIVE TALENT. THE RECOMMENDATIONS OF THE CONSULTANT ARE PRESENTED TO THE EXECUTIVE COMMITTEE OF THE BOARD FOR THEIR REVIEW AND ENDORSEMENT. THE PRESIDENT/CEO'S SALARY IS THEN PRESENTED TO THE FULL BOARD FOR FINAL APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 THE DOCUMENTS ARE ALL PUBLISHED ON OUR WEBSITE AND MADE AVAILABLE BY REQUEST. FORM 990, PART IX, LINE 11G CONSULTANTS: PROGRAM SERVICE EXPENSES 13,215,371. MANAGEMENT AND GENERAL EXPENSES 4,327,433. FUNDRAISING EXPENSES 21,037. TOTAL EXPENSES 17,563,841. CONTRACTED SERVICES: PROGRAM SERVICE EXPENSES 3,106,471. MANAGEMENT AND GENERAL EXPENSES 782,367. FUNDRAISING EXPENSES 7,468. TOTAL EXPENSES 3,896,306. IT SUPPORT SERVICE: PROGRAM SERVICE EXPENSES 2,155,781. MANAGEMENT AND GENERAL EXPENSES 542,935. FUNDRAISING EXPENSES 5,182. TOTAL EXPENSES 2,703,898. CONTRACTUAL INTERNATIONAL STAFF: PROGRAM SERVICE EXPENSES 2,464,545. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,464,545. AUDIO VISUAL/DIGITAL SERVICES: PROGRAM SERVICE EXPENSES 1,867,320. MANAGEMENT AND GENERAL EXPENSES 91,851. FUNDRAISING EXPENSES 21,148. TOTAL EXPENSES 1,980,319. MODERATOR AND SPEAKER: PROGRAM SERVICE EXPENSES 692,464. MANAGEMENT AND GENERAL EXPENSES 174,397. FUNDRAISING EXPENSES 1,665. TOTAL EXPENSES 868,526. TEMPORARY SERVICES: PROGRAM SERVICE EXPENSES 209,449. MANAGEMENT AND GENERAL EXPENSES 52,750. FUNDRAISING EXPENSES 504. TOTAL EXPENSES 262,703. PHOTOGRAPHY: PROGRAM SERVICE EXPENSES 198,269. MANAGEMENT AND GENERAL EXPENSES 49,934. FUNDRAISING EXPENSES 477. TOTAL EXPENSES 248,680. PROMOTIONAL EXPENSE: PROGRAM SERVICE EXPENSES 141,116. MANAGEMENT AND GENERAL EXPENSES 35,540. FUNDRAISING EXPENSES 339. TOTAL EXPENSES 176,995. CONTRIBUTING WRITERS AND RAPPORTEURS: PROGRAM SERVICE EXPENSES 81,655. MANAGEMENT AND GENERAL EXPENSES 20,565. FUNDRAISING EXPENSES 196. TOTAL EXPENSES 102,416. ART INSTALLATION: PROGRAM SERVICE EXPENSES 35,116. MANAGEMENT AND GENERAL EXPENSES 8,844. FUNDRAISING EXPENSES 84. TOTAL EXPENSES 44,044. FORM 990, PART XI, LINE 9: REFUNDED GRANTS 190,518.