2023-10-24T14:06:44-05:00 2022-12-31 873231666 PKF O'CONNOR DAVIES ADVISORY LLC 245 PARK AVENUE 12TH FLOOR NEW YORK NY 10167 990PF 2022-01-01 272993973 GENERATION FUND INC C/O DINSE PC GENE 8028645751 209 BATTERY STREET PO BOX 988 BURLINGTON VT 05402 WALLACE W TAPIA CPA TREASURER 8028645751 2023-10-19 1 WALLACE TAPIA CPA 999009999 0 SCOTT BROWN P02104034 2122862600 2023-10-19 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z X 41955386 X X 9964 9964 343945 343904 1362126 5679718 1362126 11716 10656 1727751 1726650 45000 13500 31500 4472 0 4472 20915 2250 17165 147312 147312 0 350 309 0 70460 8029 0 118323 116729 1573 406832 288129 54710 2519018 2519018 2925850 288129 2573728 -1198099 1438521 665454 511005 511005 9002132 5788273 5788273 45897250 35656108 35656108 4305 0 0 55569141 41955386 41955386 0 0 X 55569141 41955386 55569141 41955386 55569141 41955386 55569141 -1198099 354860 54725902 12770516 41955386 SALE OF PUBLICLY TRADED SECURITIES P 4285171 4013189 271982 271982 1,519.72 SH. GENERATION IM GLOBAL EQUITY A SHARES D 1000000 324387 675613 675613 THROUGH JMF LIQUIDATING CO. 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2354859 19995 19995 2334864 0 2334864 0 2334864 2573728 0 2573728 2334864 0 0 18063 18063 2573728 0 0 0 2334864 238864 0 0 256927 0 0 0 0 0 0 0 256927 18063 238864 X FIDELITY CHARITABLE GIFT FUND BOX 77001 CINCINNATI OH 45277 N/A PC CHARITABLE (UNRESTRICTED) 2218775 VANGUARD CHARITABLE PO BOX 55766 BOSTON MA 02205 N/A PC CHARITABLE (UNRESTRICTED) 300243 2519018 0 14 9964 901101 41 14 343904 14 14862 18 1362126 ORDINARY LOSS THROUGH K-1S 01 -3146 UNRELATED BUSINESS INCOME THROUGH K-1 901101 1060 01 -1060 1101 1726650 0 1727751 0 0 0 0 0 0 0 0 0 0 PKF O'CONNOR DAVIES, LLP - AUDIT AND TAX PREP 18665 0 17165 OTHER ACCOUNTING FEES 2250 2250 0 MERCK & CO INC 6,735.0000 SHARES 747248 747248 ORGANON & CO 673.0000 SHARES 18797 18797 ACCO BRANDS CORP 7,233.0000 SHARES 40422 40422 AMERICAN FINANCIAL GROUP INC/OH 320.0000 SHARES 43930 43930 AMERISAFE INC 530.0000 SHARES 27544 27544 ARCOSA INC 480.0000 SHARES 26083 26083 ATKORE INC 385.0000 SHARES 43667 43667 BARRETT BUSINESS SERVICES INC 550.0000 SHARES 51304 51304 BRAEMAR HOTELS & RESORTS INC 6,440.0000 SHARES 26468 26468 BUILDERS FIRSTSOURCE INC 430.0000 SHARES 27898 27898 COLUMBIA BANKING SYSTEM INC 2,200.0000 SHARES 66286 66286 COLUMBUS MCKINNON CORP/NY 1,630.0000 SHARES 52926 52926 COMMUNITY HEALTHCARE TRUST INC 1,330.0000 SHARES 47614 47614 COMPASS DIVERSIFIED HOLDINGS 2,950.0000 SHARES 53779 53779 CUBESMART 730.0000 SHARES 29383 29383 DANA INC 1,920.0000 SHARES 29050 29050 DELEK US HOLDINGS INC 1,400.0000 SHARES 37800 37800 DIAMONDROCK HOSPITALITY CO 3,480.0000 SHARES 28501 28501 DUCOMMUN INC 1,062.0000 SHARES 53058 53058 EASTGROUP PROPERTIES INC 210.0000 SHARES 31093 31093 G-III APPAREL GROUP LTD 2,230.0000 SHARES 30573 30573 GLOBUS MEDICAL INC 770.0000 SHARES 57188 57188 GREENBRIER COS INC/THE 1,271.0000 SHARES 42617 42617 GROUP 1 AUTOMOTIVE INC 200.0000 SHARES 36074 36074 HOSTESS BRANDS INC 1,260.0000 SHARES 28274 28274 INDEPENDENT BANK GROUP INC 960.0000 SHARES 57677 57677 INSTEEL INDUSTRIES INC 1,150.0000 SHARES 31648 31648 JOHN B SANFILIPPO & SON INC 340.0000 SHARES 27649 27649 KAISER ALUMINUM CORP 340.0000 SHARES 25826 25826 KOPPERS HOLDINGS INC 1,060.0000 SHARES 29892 29892 LANTHEUS HOLDINGS INC 680.0000 SHARES 34653 34653 MAGNOLIA OIL & GAS CORP 2,050.0000 SHARES 48073 48073 MALIBU BOATS INC CL A 460.0000 SHARES 24518 24518 MATERION CORP 400.0000 SHARES 35004 35004 MERCANTILE BANK CORP 1,720.0000 SHARES 57586 57586 MGP INGREDIENTS INC 220.0000 SHARES 23404 23404 MKS INSTRUMENTS INC 480.0000 SHARES 40670 40670 MODEL N INC 1,030.0000 SHARES 41777 41777 NATIONAL STORAGE AFFILIATES TRUST 740.0000 SHARES 26729 26729 NEXSTAR MEDIA GROUP INC COMMON STOCK 280.0000 SHARES 49008 49008 NOVANTA INC 130.0000 SHARES 17663 17663 NV5 GLOBAL INC 200.0000 SHARES 26464 26464 OMNICELL INC COM 340.0000 SHARES 17143 17143 ONTO INNOVATION INC 560.0000 SHARES 38130 38130 OXFORD INDUSTRIES INC 310.0000 SHARES 28886 28886 PACIFIC PREMIER BANCORP INC 1,073.0000 SHARES 33864 33864 PAR PACIFIC HOLDINGS INC 1,780.0000 SHARES 41385 41385 PATRICK INDUSTRIES INC 570.0000 SHARES 34542 34542 PDC ENERGY INC 580.0000 SHARES 36818 36818 PINNACLE FINANCIAL PARTNERS INC 780.0000 SHARES 57252 57252 REINSURANCE GROUP OF AMERICA INC 400.0000 SHARES 56836 56836 RELIANCE STEEL & ALUMINUM CO 240.0000 SHARES 48586 48586 RLJ LODGING TRUST 2,720.0000 SHARES 28805 28805 RUTH'S HOSPITALITY GROUP INC 1,870.0000 SHARES 28948 28948 SOUTHWEST GAS HOLDINGS INC 1,280.0000 SHARES 79206 79206 STAG INDUSTRIAL INC 940.0000 SHARES 30371 30371 STEVEN MADDEN LTD 940.0000 SHARES 30042 30042 STOCK YARDS BANCORP INC 380.0000 SHARES 24692 24692 SUPER MICRO COMPUTER INC 410.0000 SHARES 33661 33661 TAYLOR MORRISON HOME CORP 1,040.0000 SHARES 31564 31564 TILLY'S INC CL A 2,520.0000 SHARES 22806 22806 TRICO BANCSHARES 820.0000 SHARES 41812 41812 UMH PROPERTIES INC 1,680.0000 SHARES 27048 27048 UNITED COMMUNITY BANKS INC/GA 1,330.0000 SHARES 44954 44954 VERITEX HOLDINGS INC 1,970.0000 SHARES 55318 55318 WSFS FINANCIAL CORP 950.0000 SHARES 43073 43073 3D SYSTEMS CORP 2,790.0000 SHARES 20646 20646 ADVANCED ENERGY INDUSTRIES INC 470.0000 SHARES 40317 40317 AEROVIRONMENT INC 645.0000 SHARES 55251 55251 AMBARELLA INC 765.0000 SHARES 62906 62906 AMYRIS INC 4,460.0000 SHARES 6824 6824 ARRAY TECHNOLOGIES INC 1,650.0000 SHARES 31895 31895 ATARA BIOTHERAPEUTICS INC 960.0000 SHARES 3149 3149 BOYD GAMING CORP 2,070.0000 SHARES 112877 112877 CAE INC 1,600.0000 SHARES 30944 30944 CANADA GOOSE HOLDINGS INC 770.0000 SHARES 13714 13714 CANADIAN PACIFIC RAILWAY LTD 628.0000 SHARES 46843 46843 CARA THERAPEUTICS INC 1,590.0000 SHARES 17077 17077 CERENCE INC 750.0000 SHARES 13898 13898 COGNEX CORP 1,330.0000 SHARES 62656 62656 COHERENT CORP 1,636.0000 SHARES 57424 57424 COMMVAULT SYSTEMS INC 560.0000 SHARES 35190 35190 CYTOKINETICS INC 680.0000 SHARES 31158 31158 DIAMONDBACK ENERGY INC 110.0000 SHARES 15046 15046 DIGITAL REALTY TRUST INC 341.0000 SHARES 34192 34192 EDGIO INC 7,800.0000 SHARES 8814 8814 ESPERION THERAPEUTICS INC 680.0000 SHARES 4236 4236 EVOQUA WATER TECHNOLOGIES CORP 1,880.0000 SHARES 74448 74448 EW SCRIPPS CO/THE CL A 840.0000 SHARES 11080 11080 FARO TECHNOLOGIES INC 780.0000 SHARES 22940 22940 FIBROGEN INC 370.0000 SHARES 5927 5927 FORMFACTOR INC 1,310.0000 SHARES 29121 29121 GOLAR LNG LTD 2,870.0000 SHARES 65407 65407 HELMERICH & PAYNE INC 346.0000 SHARES 17151 17151 HEXCEL CORP NEW 546.0000 SHARES 32132 32132 IAC INC 390.0000 SHARES 17316 17316 ICHOR HOLDINGS LTD 1,000.0000 SHARES 26820 26820 IMMUNOGEN INC 2,760.0000 SHARES 13690 13690 INTERCEPT PHARMACEUTICALS INC 550.0000 SHARES 6804 6804 INTRA-CELLULAR THERAPIES INC 460.0000 SHARES 24343 24343 IONIS PHARMACEUTICALS INC 753.0000 SHARES 28441 28441 IRIDIUM COMMUNICATIONS INC 1,770.0000 SHARES 90978 90978 ITRON INC 600.0000 SHARES 30390 30390 LAM RESEARCH CORP 240.0000 SHARES 100872 100872 LAS VEGAS SANDS CORP 690.0000 SHARES 33168 33168 LEXICON PHARMACEUTICALS INC 4,640.0000 SHARES 8862 8862 LIBERTY SIRIUSXM GROUP 1,167.0000 SHARES 45875 45875 LUMENTUM HOLDINGS INC 1,060.0000 SHARES 55300 55300 MACROGENICS INC 780.0000 SHARES 5234 5234 MADISON SQUARE GARDEN ENTERTAINMENT CORP 1.0000 SHARES 45 45 MADISON SQUARE GARDEN SPORTS CORP CL A 320.0000 SHARES 58666 58666 MANCHESTER UNITED PLC CL A 2,050.0000 SHARES 47827 47827 MATCH GROUP INC 340.0000 SHARES 14107 14107 NLIGHT INC 3,300.0000 SHARES 33462 33462 ONESPAWORLD HOLDINGS LTD 5,050.0000 SHARES 47117 47117 PLUG POWER INC 3,737.0000 SHARES 46227 46227 PROTHENA CORP PLC 320.0000 SHARES 19280 19280 PTC THERAPEUTICS INC 415.0000 SHARES 15841 15841 QORVO INC 830.0000 SHARES 75231 75231 RAYMOND JAMES FINANCIAL INC 607.0000 SHARES 64858 64858 REGENERON PHARMACEUTICALS INC 102.0000 SHARES 73592 73592 ROBERT HALF INTERNATIONAL INC 493.0000 SHARES 36398 36398 ROGERS CORP 146.0000 SHARES 17424 17424 ROYAL CARIBBEAN GROUP 860.0000 SHARES 42510 42510 SAGE THERAPEUTICS INC 360.0000 SHARES 13730 13730 SAREPTA THERAPEUTICS INC 230.0000 SHARES 29803 29803 SEAGEN INC 411.0000 SHARES 52818 52818 SEAWORLD ENTERTAINMENT INC 1,390.0000 SHARES 74379 74379 SINCLAIR BROADCAST GROUP INC CL A 1,260.0000 SHARES 19543 19543 STRATASYS LTD 1,610.0000 SHARES 19095 19095 TEGNA INC 1,103.0000 SHARES 23373 23373 TELOS CORP 3,980.0000 SHARES 20258 20258 TENABLE HOLDINGS INC 770.0000 SHARES 29376 29376 TRIMBLE INC 1,167.0000 SHARES 59004 59004 TUTOR PERINI CORP 860.0000 SHARES 6493 6493 ULTRA CLEAN HOLDINGS INC 850.0000 SHARES 28178 28178 ULTRAGENYX PHARMACEUTICAL INC 250.0000 SHARES 11583 11583 UNIFI INC 846.0000 SHARES 7284 7284 VIAVI SOLUTIONS INC 2,610.0000 SHARES 27431 27431 VIMEO INC 1,785.0000 SHARES 6122 6122 VISHAY INTERTECHNOLOGY INC 2,646.0000 SHARES 57074 57074 WARNER BROS DISCOVERY INC 1,783.0000 SHARES 16903 16903 WERNER ENTERPRISES INC 1,250.0000 SHARES 50325 50325 JMF LIQUIDATING LLC FMV 127671 127671 LEGACY VENTURE IX, LLC FMV 3713301 3713301 LEGACY VENTURE XI, LLC FMV 87439 87439 9,940 SHARES OF GENERATION IM GLOBAL EQUITY FUND FMV 6054867 6054867 333.33 SHARES OF SUMMIT FMV 1199853 1199853 81,076 SHARES OF HIGHCLERE INTERNATIONAL INVESTORS FMV 2514487 2514487 AMERICAN BEACON SHAPIRO EQUITY FUND CL Y 370,610.8220 SHARES FMV 4376915 4376915 ARTISAN INTERNATIONAL SMALL-MID FUND 29,318.9120 SHARES FMV 464412 464412 ARTISAN INTERNATIONAL VALUE FUND - INV 119,859.8020 SHARES FMV 4612205 4612205 BROWN ADVISORY SUSTAINABLE GROWTH FUND 82,031.8720 SHARES FMV 2837482 2837482 DELAWARE EMERGING MARKETS FUND 72,745.5340 SHARES FMV 1241766 1241766 RBC EMERGING MARKETS EQUITY FUND/US CL I 128,844.1090 SHARES FMV 1475265 1475265 VANGUARD S&P 500 ETF 12,350.0000 SHARES FMV 4339049 4339049 WCM FOCUSED INTERNATIONAL GROWTH 132,827.8830 SHARES FMV 2611396 2611396 LEGAL FEES 4472 0 4472 RECEIVABLE FROM BROKER 4305 UNREALIZED LOSS ON INVESTMENTS 12770516 OTHER EXPENSES THROUGH K-1S 116480 116459 0 FILING FEES 270 270 0 INSURANCE 1550 0 1550 OFFICE EXPENSES 23 0 23 ROYALTIES 14862 14862 14862 UBI ADJUSTMENT TO COLUMN B -1060 ORDINARY LOSS THROUGH K-1S -3146 -3146 -3146 NON-TAXABLE GAIN ON GRANT OF SECURITIES 354860 PATHSTONE INVESTMENT MANAGEMENT 51875 51875 0 OTHER INVESTMENT MANAGEMENT FEES 50961 50961 0 FIDUCIARY TRUST CUSTODIAL FEES 44476 44476 0 FOREIGN TAXES WITHHELD 8029 8029 0 FEDERAL EXCISE TAX PAID 62131 0 0 VERMONT UBI TAX 300 0 0