2023-11-03T13:12:37-05:00 2023-06-30 873231666 PKF O'CONNOR DAVIES ADVISORY LLC 245 PARK AVENUE 12TH FLOOR NEW YORK NY 10167 990PF 2022-07-01 232571610 ULRICH & RUTH FRANK FOUNDATION FOR INTERNATIONAL HEALTH ULRI 7639540314 22715 GROUSE ST BETHEL MN 55005 MIRIAM CHICKERING CEO 7639540314 2023-10-13 1 MIRIAM CHICKERING 999009999 1 CHRISTOPHER PETERMANN P00097440 2122862600 2023-10-13 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X 7245906 X 253 X 35286 35286 35286 495395 495395 495395 -1788641 14394726 0 0 442829 0 442829 -814878 530681 973510 139500 0 136304 3196 25612 0 22528 3084 490534 0 0 909315 142190 0 3560 161379 665350 32225 178650 480248 104705 0 0 104705 6668 0 4860 1808 13193994 0 129152 14182 14768553 32225 475054 1677917 40 40 14768593 32225 475054 1677957 -15583471 498456 498456 1195755 1292856 1292856 21186 21186 21186 8550 4350 4350 16752756 5927514 5927514 3412000 0 0 21369061 7245906 7245906 497816 44729 74337 1759 507698 467698 1079851 514186 X 266781 6731720 20022429 0 20289210 6731720 21369061 7245906 20289210 -15583471 2025981 6731720 0 6731720 SALE OF PUBLICLY TRADED SECURITIES P 11941861 13571831 -1629970 -1629970 SALE OF PUBLICLY TRADED SECURITIES P 2412706 2611536 -198830 -198830 CAPITAL GAINS DIVIDENDS P 40159 40159 40159 -1788641 -198830 6929 0 6929 0 6929 18214 0 0 0 18214 X 0 11285 11285 0 0 0 0 0 0 0 0 0 0 1 1 1 PA 1 1 0 0 0 1 NEXTGENU.ORG THE FOUNDATION 7639540314 22715 GROUSE ST BETHEL MN 55005 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NATHANIEL E FRANK-WHITE C/O THE FOUNDATION 22715 GROUSE ST BETHEL MN 55005 CHAIR 2.00 0 0 0 BRADFORD LYNCH C/O THE FOUNDATION 22715 GROUSE ST BETHEL MN 55005 TREASURER 0.50 0 0 0 LAURA ALENE MILLER C/O THE FOUNDATION 22715 GROUSE ST BETHEL MN 55005 SECRETARY 1.00 0 0 0 MIRIAM CHICKERING C/O THE FOUNDATION 22715 GROUSE ST BETHEL MN 55005 CHIEF EXECUTIVE OFFICER 40.00 139500 15412 0 LESLIE J HELGERSON C/O THE FOUNDATION 22715 GROUSE ST BETHEL MN 55005 DIRECTOR 0.50 0 0 0 GEORGE LUNDBERG C/O THE FOUNDATION 22715 GROUSE ST BETHEL MN 55005 DIRECTOR 0.50 0 0 0 ROBERT QUINN C/O THE FOUNDATION 22715 GROUSE ST BETHEL MN 55005 DIRECTOR 0.50 0 0 0 MARILYN WINKLEBY C/O THE FOUNDATION 22715 GROUSE ST BETHEL MN 55005 DIRECTOR 0.25 0 0 0 ANGELINE TURCAN JOINED 51623 C/O THE FOUNDATION 22715 GROUSE ST BETHEL MN 55005 DIRECTOR 0.50 0 0 0 NONE 0 HANGLEY ARONCHICK SEGAL PUDLIN & SCHILLER ONE LOGAN SQUARE 27TH FLOOR PHILADELPHIA PA 191036933 LEGAL SERVICES 231666 LAURA SOLOMON AND ASSOCIATES 121 SIBLEY AVENUE ARDMORE PA 19003 LEGAL SERVICES 92799 YOUR PART-TIME CONTROLLER LLC 1500 WALNUT SUITE 1200 PHILADELPHIA PA 19102 ACCOUNTING SERVICES 69348 PKF O'CONNOR DAVIES ADVISORY LLC 20 COMMERCE DRIVE SUITE 301 CRANFORD NJ 070163618 ACCOUNTING SERVICES 63989 MATHEMATICAL DEVELOPMENT (PTY) LTD 9 JAN FREDERIK STREET STELLENBOSCH SF 7600 CURRICULUM DEVELOPMENT 61499 1 THE ADDICTION TRAINING FOR HEALTH PROFESSIONALS PROGRAM (ATHP): THE PROGRAM TRAINS PHYSICIANS IN EVIDENCE-BASED, STANDARDIZED CARE INTERVENTIONS TO PREVENT AND TREAT ADDICTIVE DISEASES. THE PROGRAM'S PRIMARY AIM IS TO MAXIMIZE THE NUMBER OF PHYSICIANS RECEIVING TRAINING AND IMPROVE HEALTH SYSTEMS THROUGH EDUCATION RELATED TO CLINICAL PRACTICE, RESEARCH, POLICY, AND PUBLIC HEALTH, CREATING SYSTEMS THAT SUPPORT PHYSICIANS AS THEY WORK. THIS PROGRAM WAS ABLE TO HAVE 21 OF ITS COURSES ACCREDITED BY NAADAC. 312595 STEPS:THE PRIMARY PURPOSE OF THE STEM TEACHER/STUDENT EDUCATION FOR PRIMARY SCHOOLS (STEPS) PROGRAM IS TO IMPROVE EDUCATIONAL OUTCOMES IN STEM (SCIENCE, TECHNOLOGY, ENGINEERING, AND MATH) FOR PRIMARY SCHOOL STUDENTS. FOR THE PILOT PHASE OF THE STEPS PROGRAM, WE HAVE PARTNERED WITH BENIN, CAMEROON, AND THE DEMOCRATIC REPUBLIC OF CONGO TO MAKE THE CURRICULUM AVAILABLE TO PRIMARY SCHOOL STUDENTS AND TEACHERS WORLDWIDE. THE PROJECT IMPACTS 18 SCHOOLS, 143 TEACHERS, AND THOUSANDS OF STUDENTS. 335512 FRANK PROGRAM: PROVIDES CONSULTATION, CREATION, DELIVERY, AND DISSEMINATION OF LEARNING MATERIALS TO OVER 2,000 INSTITUTIONS AND TO LEARNERS IN EVERY COUNTRY. NEXTGENU.ORG, A LEARNING PLATFORM OF THE FRANK FOUNDATION, PROVIDED LEARNING MATERIALS IN HEALTHCARE AND HEALTH SCIENCES TO LEARNERS FROM OVER 200 COUNTRIES. LEARNERS THROUGH MORE THAN 2100 UNIVERSITIES AND INSTITUTIONS HAVE USED THE RESOURCES OF THE FOUNDATION. A DEGREE PROGRAM CONSULTATION WAS PERFORMED WITH THE UNIVERSITY OF THE INCARNATE WORD SCHOOL OF MEDICINE AND THE NEW YORK INSTITUTE OF TECHNOLOGY SCHOOL OF MEDICINE. SEE STATEMENT 18. 160752 PUBLIC HEALTH U (PHU), THE FRANK FOUNDATION'S FACILITATED LEARNING COMMUNITY, PROVIDES FREE AND EXTREMELY LOW-COST PUBLIC HEALTH E-LEARNING FOR STUDENTS AND PROFESSIONALS IN LOW- TO MIDDLE-INCOME COUNTRIES. PHU PARTNERS WITH EUCLID (EUCLID UNIVERSITY) AND THE FOUNDATION FOR PROFESSIONAL DEVELOPMENT (FPD) TO OFFER A MASTER'S DEGREE IN PUBLIC HEALTH (MPH) WITH VARIOUS CONCENTRATIONS, SUCH AS GLOBAL HEALTH AND SUBSTANCE USE AND MENTAL HEALTH. THE PROGRAM ADDED 67 STUDENTS TO ITS MPH PROGRAM AND 4 STUDENTS TO ITS PHD PILOT PROGRAM. 103876 0 11463884 1620957 0 13084841 0 0 13084841 196273 12888568 644428 X 1677957 0 1677957 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2023-03-20 X 498456 984229 464704 366069 2313458 423688 836595 394998 311159 1966439 1677957 1255566 555943 589396 4078862 40 0 0 45000 45040 1677917 1255566 555943 544396 4033822 0 0 429619 656153 601540 525858 2213170 0 0 0 0 X KHAN ACADEMY PO BOX 1630 MOUNTAIN VIEW CA 940421630 N/A PC GENERAL DONATION 40 40 0 OTHER PROGRAM INCOME 44843 STEPS PROGRAM INCOME 376899 14 35286 14 495395 18 -1788641 CREDIT CARD CASH BACK REWARD 01 436 SETTLEMENT PAYMENT 01 18015 IRS EXCISE TAX REFUND 01 2636 0 -1236873 421742 -815131 1A THROUGH SERVICE CONTRACTS AND AGREEMENTS WITH OTHER ORGANIZATIONS, THE 1B FOUNDATION IS ABLE TO PERFORM ITS DIRECT CHARITABLE ACTIVITIES AS DESCRIBED IN PART VIII-A, SUMMARY OF DIRECT CHARITABLE ACTIVITIES. 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 142190 0 3560 161379 THE ANNENBERG FOUNDATION 101 W ELM STREET STE 510 CONSHOHOCKEN PA 19428 CASH REFUND OF GRANT 13045566 DIRECT CHARITABLE ACTIVITIES (CONTINUED) 990-PF, PART VIII-A, LINE 3 STATEMENT 16 CONTINUED: THE HUMANITARIANU.ORG INITIATIVE PROVIDES PROFESSIONAL ONLINE CERTIFICATION AND TRAINING TO HUMANITARIAN WORKERS WORLDWIDE. OUR MISSION IS TO PREPARE PROFESSIONALS TO WORK IN DISASTER AND HUMANITARIAN RESPONSE, PROMOTE AND SHARE BEST PRACTICES AND STANDARDS IN THE FIELD, AND PARTNER AND CONNECT WITH LEADING ORGANIZATIONS, ACADEMIC INSTITUTIONS, AND EMERGENCY MEDICAL TEAMS. HUMANITARIAN U HAS TRAINED 30,000 HUMANITARIANS GLOBALLY AND WAS ABLE TO OBTAIN HPASS CERTIFICATION IN 12 OF ITS COURSES. BLACKROCK MULTI-ASSET INCOME INSTL (BIICX) 10,339.71 SHRS FMV 100502 100502 EATON VANCE SHORT DURATION STRAT INC I (ESIIX) 35,088.538 SHRS FMV 230181 230181 FEDL HOME LN MTF CRP 3.500% 03/01/2045 (G08632) 280,000 UNITS FMV 32822 32822 FEDL HOME LN MTG CRP 3.000% 01/01/2030 (G18537) 74,947 UNITS FMV 9619 9619 FEDL HOME LN MTG CRP 3.000% 09/01/2046 (G08721) 81,265 UNITS FMV 15376 15376 FEDL HOME LN MTG CRP 3.500% 09/01/2046 (G60713) 120,000 UNITS FMV 25672 25672 FEDL HOME LN MTG CRP 4.000% 02/01/2045 (G07925) 85,000 UNITS FMV 18998 18998 FEDL HOME LN MTG CRP 4.000% 02/01/2045 (G08628) 220,671 UNITS FMV 23242 23242 FEDL NATL MORTGAGE ASSOC 3.000% 10/01/2046 (BC4714) 115,000 UNITS FMV 33609 33609 FEDL NATL MORTGAGE ASSOC 3.500% 02/01/2047 (MA2896) 76,000 UNITS FMV 12983 12983 FEDL NATL MORTGAGE ASSOC 4.000% 08/01/2047 (MA3088) 30,567 UNITS FMV 4043 4043 FEDL NATL MORTGAGE ASSOC 4.500% 02/01/2040 (AL0079) 751,168 UNITS FMV 28850 28850 FEDL NATL MORTGAGE ASSOC 4.500% 08/01/2040 (AD8529) 376,345 UNITS FMV 12072 12072 FIDELITY ADVISOR REAL ESTATE INCOME Z (FIKMX) 21,902.664 SHRS FMV 250128 250128 INVSC INTL DVDND ACHVRS ETF (PID) 24,416 SHRS FMV 440709 440709 ISHARES CORE S&P 500 ETF (IVV) 775 SHRS FMV 345425 345425 ISHARES ESG AWARE MSCI EM ETF (ESGE) 9,786 SHRS FMV 309531 309531 ISHARES GLOBAL HEALTHCARE ETF (IXJ) 4,626 SHRS FMV 393164 393164 ISHARES MSCI EAFE GROWTH ETF (EFG) 4,221 SHRS FMV 402726 402726 ISHARES MSCI EAFE VALUE ETF (EFV) 9,991 SHRS FMV 488960 488960 ISHARES MSCI USA MIN VOL FCTR ETF (USMV) 6,541 SHRS FMV 486193 486193 ISHARES TOTAL USD BOND MARKET ETF (IUSB) 6,063 SHRS FMV 275685 275685 JPMORGAN EQUITY PREMIUM INCOME ETF (JEPI) 7,321 SHRS FMV 405071 405071 LAZARD GLOBAL LISTED INFRASTRUCTURE INST (GLIFX) 28,294.456 SHRS FMV 421870 421870 VANGUARD DIVIDEND APPRECIATION ETF (VIG) 2,711 SHRS FMV 440348 440348 WISDOMTREE US MIDCAP DIVIDEND ETF (DON) 8,638 SHRS FMV 363228 363228 WISDOMTREE US SMALLCAP DIVIDEND ETF (DES) 12,383 SHRS FMV 356507 356507 THE FOUNDATION HAS NO PLANS TO DISSOLVE OR OTHERWISE TERMINATE ITS EXISTENCE. THIS STATEMENT IS SUBMITTED TO REPORT A DISTRIBUTION OF CASH DURING THE YEAR WHICH RESULTED IN A SUBSTANTIAL CONTRACTION OF ASSETS. THE FOLLOWING INFORMATION IS SUBMITTED IN ACCORDANCE WITH TREASURY REGULATION SECTION 1.6043-3(A)(1) AND THE FORM 990-PF INSTRUCTIONS: DURING THE TAXABLE YEAR ENDING JUNE 30, 2023, THE FOUNDATION MADE A DISTRIBUTION OF ASSETS FROM SOURCES OTHER THAN CURRENT INCOME. THE DISTRIBUTION, WHICH WAS A GRANT REFUND OF $13,045,566 (SEE PART I, LINE 23, COLUMN A), MADE PURSUANT TO A SETTLEMENT OF LITIGATION, REPRESENTS 25% OR MORE OF THE FOUNDATION'S NET ASSETS OF $20,289,210 (AS MEASURED BY FAIR MARKET VALUE) AT THE BEGINNING OF THE FOUNDATION'S TAXABLE YEAR ENDING JUNE 30, 2023. ALTHOUGH THE FOUNDATION TECHNICALLY EXPERIENCED A SUBSTANTIAL CONTRACTION, IT WILL CONTINUE IN EXISTENCE AND HAS NO PLANS FOR DISSOLUTION. LEGAL FEES 490534 0 0 909315 LITIGATION SETTLEMENT RECEIVABLE 3412000 INFORMATION TECHNOLOGY 32133 0 30600 1508 OFFICE EXPENSES 5395 0 1303 4092 DUES AND SUBSCRIPTIONS 53 0 0 53 BANK CHARGES AND TRANSACTION FEES 14866 0 14202 664 INSURANCE 12057 0 0 6828 PAYROLL FEES 540 0 0 540 ADVERTISING AND PROMOTIONS 5567 0 5230 497 PROGRAM SUPPLIES 73812 0 73812 0 COURSE DEVELOPMENT 4005 0 4005 0 GRANT REFUND - LITIGATION SETTLEMENT 13045566 0 0 0 OTHER PROGRAM INCOME 44843 44843 STEPS PROGRAM INCOME 376899 376899 CREDIT CARD CASH BACK REWARD 436 436 SETTLEMENT PAYMENT 18015 18015 IRS EXCISE TAX REFUND 2636 2636 CHANGE IN UNREALIZED GAIN ON INVESTMENTS 2025981 PROGRAM CONSULTANTS 615445 0 130390 478603 INVESTMENT ADVISORY FEES 32225 32225 32225 0 PROGRAM RESEARCH 16035 0 16035 0 MANAGEMENT CONSULTANT 1645 0 0 1645 EXCISE TAXES PAID 104705 0 0 104705