2023-11-08T16:38:48-06:00 2022-12-31 381357951 PLANTE & MORAN PLLC 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2022-01-01 362167011 FIELD MUSEUM OF NATURAL HISTORY FIEL 3129229410 1400 S DUSABLE LAKE SHORE DRIVE CHICAGO IL 606052827 LE MONTE G BOOKER SR CHIEF FINANCIAL OFFICER 3129229410 2023-11-06 1 LE MONTE G BOOKER SR 999009999 0 LU ANN TRAPP P01506476 3122071040 2023-11-06 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z JULIAN SIGGERS 1400 S DUSABLE LAKE SHORE DRIVE CHICAGO IL 606052827 175597567 0 X WWW.FIELDMUSEUM.ORG X 1893 IL THE MUSEUM IS AN INDEPENDENT CENTER OF LEARNING THAT ENGAGES IN RESEARCH AND PUBLIC EDUCATION. 79 78 655 435 4999875 281633 53260839 53026730 17936215 26955177 23044703 12279906 -146445 -379889 94095312 91881924 544497 525038 0 0 35040647 38240093 89000 70000 5174661 37087751 49860184 72761895 88695315 21333417 3186609 874117562 777259021 193217526 182742642 680900036 594516379 X THE FIELD MUSEUM IS AN EDUCATIONAL INSTITUTION CONCERNED WITH THE DIVERSITY AND RELATIONSHIPS IN NATURE AND AMONG CULTURES. IT PROVIDES COLLECTION-BASED RESEARCH AND LEARNING FOR GREATER PUBLIC UNDERSTANDING AND APPRECIATION OF THE WORLD (CONTINUED ON SCHEDULE O) IN WHICH WE LIVE. ITS COLLECTIONS, PUBLIC LEARNING PROGRAMS, AND RESEARCH ARE INSEPARABLY LINKED TO SERVE A DIVERSE PUBLIC OF VARIED AGES, BACKGROUNDS AND KNOWLEDGE. 0 0 34833741 525038 935130 SCIENCE & EDUCATION: SCIENCE AND EDUCATION CONSISTS OF FOUR COMPLEMENTARY CENTERS-THE COLLECTIONS CENTER, THE INTEGRATIVE RESEARCH CENTER, THE SCIENCE ACTION CENTER, AND THE LEARNING CENTER. TOGETHER, THESE CENTERS ADVANCE THE MUSEUM'S MISSION OF UNDERSTANDING THE PAST, EXPLORING ITS PRESENT, AND SHAPING A FUTURE FOR THE EARTH THAT IS RICH WITH BIOLOGICAL AND CULTURAL DIVERSITY. THE COLLECTIONS AMOUNT TO OVER 30,000,000 NATURAL OBJECTS AND MAN-MADE ARTIFACTS SPANNING THE MUSEUM'S FOUR DISCIPLINES - ANTHROPOLOGY, BOTANY, GEOLOGY, AND ZOOLOGY. 17686134 17780137 PUBLIC PROGRAMS: THE MUSEUM BRINGS SCIENCE TO LIFE WITH MORE THAN 400,000 SQUARE FEET OF SPACE DEVOTED TO EXHIBITIONS AND OTHER PUBLIC PROGRAMS. IN 2022, THE MUSEUM WELCOMED MORE THAN 1,017,000 VISITORS. 13366726 167411 MUSEUM SERVICES: THE MUSEUM HAS APPROXIMATELY 1,300,000 SQUARE FEET FOR WHICH MUSEUM SERVICES PROVIDES ENGINEERING, MAINTENANCE, AND SECURITY, AS WELL AS DIRECTLY SUPPORTS THE SCIENCE AND EDUCATION AND PUBLIC PROGRAMS. 8862928 8072499 MUSEUM OUTREACH AND BUSINESS ENTERPRISES. 8862928 8072499 74749529 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 168 0 1 655 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 79 78 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AR CA CO CT GA IL KS KY ME MD MA MI MN NJ NY NC OH OK OR PA RI SC TN UT VA WA WV WI MS ND NV NM X LE MONTE G BOOKER SR 3126657240 1400 S DUSABLE LAKE SHORE DRIVE CHICAGO IL 606052496 JULIAN F SIGGERS PRESIDENT + CEO 35.00 0.00 X X 764900 0 31351 JOHN L BUCKSBAUM VICE CHAIR, FACILITIES AND ADMINISTRATIVE SERVICES 3.00 0.00 X X 0 0 0 DR RICHARD A CHAIFETZ VICE CHAIR, GOVERNMENT RELATIONS 3.00 0.00 X X 0 0 0 RICHARD W COLBURN EXECUTIVE MEMBER AT LARGE 3.00 0.00 X X 0 0 0 ROBERT W CRAWFORD JR VICE CHAIR, AUDIT 3.00 0.00 X X 0 0 0 JEFFREY T FOLAND VICE CHAIR, MARKETING 3.00 0.00 X X 0 0 0 MARSHALL B FRONT VICE CHAIR, INVESTMENT 3.00 0.00 X X 0 0 0 WILBUR H GANTZ III CHAIR EMERITUS 3.00 0.00 X X 0 0 0 KAREN Z GRAY-KREHBIEL EXECUTIVE MEMBER AT LARGE 3.00 0.00 X X 0 0 0 JUDY GREFFIN VICE CHAIR, FINANCE 3.00 0.00 X X 0 0 0 DAVID D HILLER VICE CHAIR, INTEGRATIVE RESEARCH 3.00 0.00 X X 0 0 0 JAMEE C FIELD KANE VICE CHAIR, DEVELOPMENT 3.00 0.00 X X 0 0 0 JEFFREY B KELLER VICE CHAIR, SCIENCE ACTION 3.00 0.00 X X 0 0 0 MARGARET B MACLEAN VICE CHAIR, COLLECTIONS 3.00 0.00 X X 0 0 0 BOBBY MEHTA VICE CHAIR, LEARNING 3.00 0.00 X X 0 0 0 MICHAEL O'GRADY SECRETARY 3.00 0.00 X X 0 0 0 JESSICA P SAROWITZ VICE CHAIR, DIVERSITY, EQUITY, ACCESS & INCLUSION 3.00 0.00 X X 0 0 0 JAI SHEKHAWAT VICE CHAIR, DIGITAL ENGAGEMENT 3.00 0.00 X X 0 0 0 MATTHEW K SIMON EXECUTIVE MEMBER AT LARGE 3.00 0.00 X X 0 0 0 DAWN L SOLOMON VICE CHAIR, EXHIBITIONS 3.00 0.00 X X 0 0 0 W ROCKWELL WIRTZ BOARD CHAIR 3.00 0.00 X X 0 0 0 JASON M WORTENDYKE VICE CHAIR, RETIREMENT AND 3.00 0.00 X X 0 0 0 MARSHA A CRUZAN VICE CHAIR, GOVERNANCE 3.00 0.00 X X 0 0 0 ARJUN AGGARWAL BOARD MEMBER 1.00 0.00 X 0 0 0 SUSAN M BENTON BOARD MEMBER 1.00 0.00 X 0 0 0 HOWARD B BERNICK BOARD MEMBER 1.00 0.00 X 0 0 0 CHRISTOPHER T BERTSCHY BOARD MEMBER 1.00 0.00 X 0 0 0 AMY E BEST BOARD MEMBER 1.00 0.00 X 0 0 0 KATHLEEN M BOEGE BOARD MEMBER 1.00 0.00 X 0 0 0 ROBERT BLACKWELL JR BOARD MEMBER - PART YEAR 1.00 0.00 X 0 0 0 TRACY CAHILLANE BOARD MEMBER 1.00 0.00 X 0 0 0 GREGORY C CASE BOARD MEMBER 1.00 0.00 X 0 0 0 ANDREW CLARKE BOARD MEMBER 1.00 0.00 X 0 0 0 DAVID COTTON BOARD MEMBER 1.00 0.00 X 0 0 0 MARK J COZZI BOARD MEMBER 1.00 0.00 X 0 0 0 SIR PETER CRANE FRS BOARD MEMBER 1.00 0.00 X 0 0 0 KERMIT R CRAWFORD BOARD MEMBER - PART YEAR 1.00 0.00 X 0 0 0 OSCAR A DAVID BOARD MEMBER 1.00 0.00 X 0 0 0 ROGER K DEROMEDI BOARD MEMBER - PART YEAR 1.00 0.00 X 0 0 0 SANDY DEROMEDI BOARD MEMBER 1.00 0.00 X 0 0 0 LAUREN JIGGETTS-DONOVAN BOARD MEMBER 1.00 0.00 X 0 0 0 MARGERY KAMIN FEITLER BOARD MEMBER 1.00 0.00 X 0 0 0 MARSHALL FIELD V BOARD MEMBER 1.00 0.00 X 0 0 0 MICHAEL E FLANNERY BOARD MEMBER 1.00 0.00 X 0 0 0 F NEAL GRAM III BOARD MEMBER 1.00 0.00 X 0 0 0 JACK M GREENBERG BOARD MEMBER 1.00 0.00 X 0 0 0 LEWIS S GRUBER BOARD MEMBER 1.00 0.00 X 0 0 0 JOHN J HAMILL BOARD MEMBER 1.00 0.00 X 0 0 0 CARYN HARRIS BOARD MEMBER 1.00 0.00 X 0 0 0 JOHN O HUDSON III BOARD MEMBER - PART YEAR 1.00 0.00 X 0 0 0 MICHAEL L KEISER BOARD MEMBER 1.00 0.00 X 0 0 0 CONSTANCE T KELLER BOARD MEMBER 1.00 0.00 X 0 0 0 SHANNON M KENNEDY BOARD MEMBER 1.00 0.00 X 0 0 0 RICHARD L KEYSER BOARD MEMBER 1.00 0.00 X 0 0 0 WILLIAM C KUNKLER III BOARD MEMBER 1.00 0.00 X 0 0 0 JOSEPH P LACHER JR BOARD MEMBER 1.00 0.00 X 0 0 0 JORGE M LEON BOARD MEMBER 1.00 0.00 X 0 0 0 RICHARD LEVIN BOARD MEMBER 1.00 0.00 X 0 0 0 DIANE VON SCHLEGELL LEVY BOARD MEMBER 1.00 0.00 X 0 0 0 NEIL S NOVICH BOARD MEMBER 1.00 0.00 X 0 0 0 JAMES J O'CONNOR JR BOARD MEMBER 1.00 0.00 X 0 0 0 CHRISTOPHER A O'HERLIHY BOARD MEMBER 1.00 0.00 X 0 0 0 KENNETH O'KEEFE BOARD MEMBER 1.00 0.00 X 0 0 0 ASUTOSH PADHI BOARD MEMBER 1.00 0.00 X 0 0 0 AURIE A PENNICK BOARD MEMBER 1.00 0.00 X 0 0 0 JOHN F PODJASEK III BOARD MEMBER 1.00 0.00 X 0 0 0 PETER B POND BOARD MEMBER 1.00 0.00 X 0 0 0 SCOTT RAFFERTY BOARD MEMBER 1.00 0.00 X 0 0 0 JOHN RAU BOARD MEMBER 1.00 0.00 X 0 0 0 THOMAS S RICKETTS BOARD MEMBER 1.00 0.00 X 0 0 0 JOAN RUBSCHLAGER BOARD MEMBER 1.00 0.00 X 0 0 0 DR DILARA SAYEED BOARD MEMBER 1.00 0.00 X 0 0 0 NYDIA S SEARLE BOARD MEMBER 1.00 0.00 X 0 0 0 DR MICHAEL E SEVERINO BOARD MEMBER - PART YEAR 1.00 0.00 X 0 0 0 JENNIFER L SHERMAN BOARD MEMBER 1.00 0.00 X 0 0 0 ADELE S SIMMONS BOARD MEMBER 1.00 0.00 X 0 0 0 MARY L SMITH BOARD MEMBER 1.00 0.00 X 0 0 0 JUDSON B SNYDER BOARD MEMBER - PART YEAR 1.00 0.00 X 0 0 0 THOMAS S SOULELES BOARD MEMBER 1.00 0.00 X 0 0 0 MARK TEBBE BOARD MEMBER 1.00 0.00 X 0 0 0 MARCUS VON KAPFF BOARD MEMBER 1.00 0.00 X 0 0 0 MARK R WALTER BOARD MEMBER 1.00 0.00 X 0 0 0 EVERETT S WARD BOARD MEMBER 1.00 0.00 X 0 0 0 LAURA S WASHINGTON BOARD MEMBER 1.00 0.00 X 0 0 0 PATRICK WOOD-PRINCE BOARD MEMBER 1.00 0.00 X 0 0 0 LE MONTE G BOOKER SR CHIEF FINANCE OFFICER 35.00 0.00 X 311657 0 37812 CHARLES KATZENMEYER VP, INSTITUTIONAL ADVANCEMENT 35.00 0.00 X 312145 0 27185 THORSTEN LUMBSCH VP, SCIENCE AND EDUCATION 35.00 0.00 X 241697 0 33273 R L GRANDE DISTINGUISHED SERVICE CURATOR 35.00 0.00 X 229558 0 153592 PHILIPP HECK CURATOR 35.00 0.00 X 229963 0 36644 OLIVIER RIEPPEL CURATOR AND SECTION HEAD 35.00 0.00 X 204958 0 12533 LORI BRESLAUER GENERAL COUNSEL 35.00 0.00 X 179219 0 26470 JAAP HOOGSTRATEN HEAD OF EXHIBITIONS 35.00 0.00 X 180991 0 28480 RAYMOND DETHORNE FORMER CHIEF MARKETING OFFICER 35.00 0.00 X 120000 0 0 2775088 0 387340 47 1 1 0 ARS ADVERTISING LLC 626 W JACKSON BLVD CHICAGO IL 60661 MARKETING 911659 INTEGRATED ELECTRICAL SERVICES 12621 S LARAMIE AVE ALSIP IL 60803 ELECTRICAL 821874 ARAMARK MANAGEMENT SERVICES 27310 NETWORK PLACE CHICAGO IL 60673 HOUSEKEEPING SERVICES 773482 GRACE CONSTRUCTION GROUP LLC 345 N CANAL CHICAGO IL 60606 CONSTRUCTION 621705 GREENBRANCH COMMUNICATIONS 1913 N SHEFFIELD AVE CHICAGO IL 60614 PRINTING 529657 41 2028449 2461265 7326222 41210794 733263 53026730 ADMISSIONS 900099 16240240 16240240 EVENT INCOME 900099 5187948 197603 4990345 COMMISSIONS 900099 1951991 1951991 TRAVELING EXHIBITS 900099 1464780 1464780 2110218 2100688 9530 26955177 7351776 7351776 1490 1490 88174249 83246119 4928130 4928130 4928130 88145 2461265 469524 -381379 -381379 91881924 21955302 4999875 11900017 164247 164247 53065 53065 307726 307726 1760020 368481 818756 572783 28215337 23631865 2195515 2387957 1351451 1131565 105327 114559 4755527 3981787 370627 403113 2157758 1732516 213903 211339 307086 307086 180290 180290 95000 95000 70000 70000 1300529 1300529 8774136 7360828 545868 867440 1911173 1898416 12757 5804263 4371271 1139318 293674 2715462 2217023 462697 35742 91205 91205 2855781 2593241 251897 10643 1491841 1383003 47361 61477 436403 331535 77768 27100 7140196 7064649 26191 49356 13101861 12911009 134796 56056 322025 322025 COLLECTION PURCHASES 2862357 2862357 OTHER PROGRAM EXPENSES 246030 246030 ASSOCIATION MEMBERSHIPS 135839 47710 87464 665 UNRELATED BUSINESS INCO 88707 88707 88695315 74749529 8771125 5174661 1116563 1134903 61828752 118277831 15921212 12149119 7495484 6767212 85241 71380 2680481 1658136 476534157 274012343 209783077 202521814 98042675 83367144 473776451 348575381 3387626 2736101 874117562 777259021 7367239 9967162 6352093 4779852 161020715 159926181 18477479 8069447 193217526 182742642 X 309304653 260601245 371595383 333915134 680900036 594516379 874117562 777259021 X 3186609 -86560918 -3009348 X 0 1 X 1 1 1 X 44694330 35946290 27829700 48141973 47862534 204474827 5409280 5577460 5455411 5118867 5164196 26725214 50103610 41523750 33285111 53260840 53026730 231200041 18851022 212349019 7281597 8042438 6192819 5590691 7353266 34460811 1009600 1242752 281633 2533985 268194837 103839024 0.79180 0.74820 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 0 0 1 112180 112180 0 PART II-B, LINE 1: THE FIELD MUSEUM RETAINED METCALF FEDERAL RELATIONS FOR $95,000 IN 2022 FOR LOBBYING AT THE FEDERAL LEVEL. IN ADDITION, THE MUSEUM IS A MEMBER OF MUSEUMS IN THE PARK, APPROXIMATELY $10,000 OF FEES SUPPORT LOBBYING AT THE STATE LEVEL. A SMALL AMOUNT OF STAFF TIME IS SPENT ON ADVOCACY, ADDING $7,180. 1 X X X X 0 594523476 5431128 -89161826 21708000 0 489084778 538652610 11762278 64950377 19412525 1429264 594523476 473458005 9825097 75946081 19397493 1179080 538652610 401529493 11734955 81435037 20151004 1090476 473458005 421654061 23077473 -23988603 18170931 1042507 401529493 0.45302 0.39034 0.15664 1 0 330326618 197025173 133301445 112587674 62584953 50002721 32177613 14402217 17775396 1442252 1442252 202521814 EQUITY SECURITY FUNDS 279433271 F HEDGED EQUITY FUNDS 54649814 F ABSOLUTE RETURN FUNDS 11258394 F LIMITED PARTNERSHIP 1760000 C CREDIT ORIENTATED FUNDS 1473902 F 348575381 INTEREST RATE SWAP 6062582 ACCRUED PENSION COST 2006865 8069447 X 1556528 -86560918 -2463949 -89024867 90581395 1300529 1300529 91881924 87940185 545399 545399 87394786 1300529 1300529 88695315 PART III, LINE 1A: THE MUSEUM'S COLLECTIONS ARE COMPRISED OF OBJECTS OF HISTORICAL, CULTURAL OR SCIENTIFIC SIGNIFICANCE THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED AND CARED FOR, AND ACTIVITIES VERIFYING ITS EXISTENCE AND ASSESSING ITS CONDITION ARE PERFORMED CONTINUOUSLY. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES PROCEEDS FROM SALES OF COLLECTION ITEMS TO BE DEPOSITED IN THE ENDOWMENT, WITH EARNINGS TO BE USED TO ACQUIRE OTHER ITEMS FOR COLLECTIONS OR PROVIDE FOR THE DIRECT CARE OF EXISTING COLLECTIONS. IN ACCORDANCE WITH THE PRACTICE GENERALLY FOLLOWED BY MUSEUMS, THE VALUE OF OBJECTS IN THE COLLECTIONS IS EXCLUDED FROM THE FINANCIAL STATEMENTS; COLLECTIONS ARE REFLECTED IN THE ACCOMPANYING STATEMENTS OF FINANCIAL POSITION AT A NOMINAL VALUE OF $1. SUCH COLLECTIONS HAVE BEEN ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE MUSEUM'S INCEPTION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED, OR AS DECREASES IN TEMPORARILY RESTRICTED NET ASSETS IF THE ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED IN THE FINANCIAL STATEMENTS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN UNRESTRICTED NET ASSETS. THERE WERE NO SALES OF COLLECTION ITEMS IN 2022 OR 2021. PART III, LINE 4: THE MUSEUM'S COLLECTIONS ARE MADE UP OF ARTIFACTS OF HISTORICAL, CULTURAL, OR SCIENTIFIC SIGNIFICANCE. MUCH OF THE COLLECTION IS FEATURED IN THE MUSEUM'S GENERAL COLLECTION WHICH IS OPEN FOR PUBLIC EXHIBITION. THE COLLECTION IS ALSO USED FOR ADVANCED SCIENTIFIC STUDY AND SCHOLARLY RESEARCH. THROUGH EXHIBITION AND STUDY, THE MUSEUM ACTS AS AN INDEPENDENT CENTER OF LEARNING FOCUSED ON DIVERSITY IN THE WORLD'S PHYSICAL ENVIRONMENTS AND CULTURES IN FURTHERANCE OF THE ORGANIZATION'S EXEMPT PURPOSE. PART V, LINE 4: THE ASSETS OF THE ENDOWMENT FUNDS SHALL BE INVESTED TO OBTAIN THE GREATEST "TOTAL RETURN" COMMENSURATE WITH THE RISKS DEEMED APPROPRIATE PURSUANT TO THE PROVISIONS OF THE INVESTMENT POLICY. THE PRIMARY OBJECTIVES OF THE MANAGEMENT OF THE ENDOWMENT FUNDS ARE TO 1) ACHIEVE LONG-TERM GROWTH THROUGH CAPITAL APPRECIATION AS WELL AS INCOME AND 2) PRESERVE THE PURCHASING POWER OF THE ASSETS OF THE ENDOWMENT FUND BY OBTAINING A "REAL RETURN" EQUAL TO OR IN EXCESS OF NORMAL ANNUAL SPENDING-ENDOWMENT WITHDRAWALS TO SUPPORT THE MUSEUM. PART X, LINE 2: THE MUSEUM IS EXEMPT FROM INCOME TAXATION UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND A COMPARABLE STATE OF ILLINOIS STATUTE. MANAGEMENT BELIEVES THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE ACCOMPANYING FINANCIAL STATEMENTS. THE MUSEUM HAS A POLICY TO RECORD INTEREST AND PENALTIES (IF ANY) RELATED TO INCOME TAX MATTERS IN INCOME TAX EXPENSE. THE MUSEUM HAS DETERMINED THAT ITS TAX POSITIONS SATISFY THE MORE LIKELY THAN NOT CRITERION. FOR THE YEAR ENDED DECEMBER 31, 2022 AND 2021, NO INTEREST AND PENALTIES WERE RECORDED. PART XI, LINE 2D - OTHER ADJUSTMENTS: PENSION-RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST -3,009,348. SPECIAL EVENTS EXPENSES 469,524. IN-KIND DONATIONS 75,875. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSES 469,524. IN-KIND DONATIONS 75,875. 1 CENTRAL AMERICA GRANT MAKING STIPEND FOR RESEARCH 3125 CENTRAL AMERICA & THE CARIBBEAN PROGRAM SERVICES SCIENCE AND EDUCATION 13421 CENTRAL AMERICA & THE CARIBBEAN INVESTMENTS 74330725 EAST ASIA & THE PACIFIC GRANT MAKING STIPEND FOR RESEARCH 15160 EAST ASIA & THE PACIFIC PROGRAM SERVICES SCIENCE AND EDUCATION 8573 EUROPE GRANT MAKING STIPEND FOR RESEARCH 22365 EUROPE (ICELAND & GREENLAND) FUNDRAISING PUBLIC PROGRAM 12272 EUROPE (ICELAND & GREENLAND) PROGRAM SERVICES PUBLIC PROGRAM 842814 EUROPE (ICELAND & GREENLAND) PROGRAM SERVICES SCIENCE AND EDUCATION 3009271 MIDDLE EAST & NORTH AFRICA GRANT MAKING STIPEND FOR RESEARCH 36000 MIDDLE EAST & NORTH AFRICA PROGRAM SERVICES SCIENCE AND EDUCATION 62 NORTH AMERICA PROGRAM SERVICES SCIENCE AND EDUCATION 23794 NORTH AMERICA PROGRAM SERVICE MUSEUM SERVICE 83180 NORTH AMERICA PROGRAM SERVICES PUBLIC PROGRAM 180329 NORTH AMERICA GRANT MAKING STIPEND FOR RESEARCH 37840 SOUTH AMERICA GRANT MAKING STIPEND FOR RESEARCH 142431 SOUTH AMERICA PROGRAM SERVICES SCIENCE AND EDUCATION 311670 SOUTH ASIA PROGRAM SERVICES PUBLIC PROGRAM 5344 SUB-SAHARAN AFRICA GRANT MAKING STIPEND FOR RESEARCH 50805 SUB-SAHARAN AFRICA PROGRAM SERVICES SCIENCE AND EDUCATION 44008 0 0 0 0 0 0 75248455 3924734 79173189 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA, FASO, STIPEND FOR RESEARCH 50805 WIRE 0 SOUTH AMERICA STIPEND FOR RESEARCH 100000 WIRE 0 2 STIPEND FOR RESEARCH SOUTH AMERICA 2 27500 CHECK STIPEND FOR RESEARCH EUROPE (ICELAND & GREENLAND) 1 16000 CHECK STIPEND FOR RESEARCH NORTH AMERICA 1 34800 CHECK STIPEND FOR RESEARCH EAST ASIA & THE PACIFIC 1 8000 CHECK STIPEND FOR RESEARCH SOUTH ASIA 1 36000 WIRE 1 0 1 1 1 0 PART I, LINE 2: STAFF MAKE VISITS TO MONITOR WORK BEING DONE OUTSIDE THE UNITED STATES AND REPORT ON THE STATUS OF THE GRANTS. PART III ACCOUNTING METHOD: X X X X X X X 1 PATRICIA HURLEY 205 W WACKER DRIVE STE 1400 CHICAGO IL 60606 EVENT CONSULTANT 0 2085552 70000 2015552 2085552 70000 2015552 AK AL AR CA CO CT FL GA IL IN KS KY MA MD ME MI MN MS NC ND NJ NM NY NV OH OK OR PA RI SC TN UT VA WA WI WV MO WOMEN'S BOARD GALA 2085552 2032552 53000 300827 WOMEN'S BOARD LUNCHEON 381991 363916 18075 110801 1 81867 64797 17070 57896 2549410 2461265 88145 469524 469524 -381379 1 THE UNIVERSITY OF CHICAGO 5835 KIMBARK AVE CHICAGO IL 60637 362177139 GOV'T 90805 0 STIPEND FOR SCIENCE AND EDUCATION HOUSTON MUSEUM OF SCIENCE 5555 HERMANN PARK DR HOUSTON TX 77030 741036131 501(C)(3) 8353 0 STIPEND FOR SCIENCE AND EDUCATION BOARD OF TRUSTEES OF MICHIGAN STATE UNIVERSITY 426 AUDITORIUM ROAD EAST LANSING MI 48824 386005987 GOV'T 14480 0 STIPEND FOR SCIENCE AND EDUCATION TCA HEALTH INC 1029 E 130TH ST CHICAGO IL 60628 362743287 501(C)(3) 16330 0 STIPEND FOR SCIENCE AND EDUCATION FLORIDA FISH AND WILDLIFE CONSERVATION 100 8TH AVE SE ST PETERSBURG FL 33701 593105845 GOV'T 14559 0 STIPEND FOR SCIENCE AND EDUCATION 5 STIPENDS FOR SCIENCE AND EDUCATION 21 53065 PART I, LINE 2: A DEPARTMENT ADMINISTRATOR REVIEWS ALL OF THE REQUESTS FOR PAYMENTS AND SIGNS OFF ON THE REQUEST BEFORE PAYMENT IS ISSUED. X X 1 1 X X X X X 1 0 0 0 0 0 0 0 1 1 JULIAN F SIGGERS PRESIDENT + CEO 764900 0 0 0 0 0 16775 0 14576 0 796251 0 0 0 R L GRANDE DISTINGUISHED SERVICE CURATOR 213340 0 0 0 16218 0 137982 0 15610 0 383150 0 0 0 LE MONTE G BOOKER SR CHIEF FINANCE OFFICER 311657 0 0 0 0 0 16782 0 21030 0 349469 0 0 0 CHARLES KATZENMEYER VP, INSTITUTIONAL ADVANCEMENT 312145 0 0 0 0 0 19825 0 7360 0 339330 0 0 0 THORSTEN LUMBSCH VP, SCIENCE AND EDUCATION 241697 0 0 0 0 0 18500 0 14773 0 274970 0 0 0 PHILIPP HECK CURATOR 191183 0 0 0 38780 0 15388 0 21256 0 266607 0 0 0 OLIVIER RIEPPEL CURATOR AND SECTION HEAD 96594 0 0 0 108364 0 7541 0 4992 0 217491 0 0 0 JAAP HOOGSTRATEN HEAD OF EXHIBITIONS 180991 0 0 0 0 0 13903 0 14577 0 209471 0 0 0 LORI BRESLAUER GENERAL COUNSEL 179219 0 0 0 0 0 13909 0 12561 0 205689 0 0 0 RAYMOND DETHORNE FORMER CHIEF MARKETING OFFICER 0 0 0 0 120000 0 0 0 0 0 120000 0 120000 0 PART I, LINE 1A THE PRESIDENT RECEIVED SOCIAL CLUB DUES. THE PURPOSE OF THE SOCIAL CLUB DUES ARE FOR BUSINESS USES RELATED TO ENTERAINING GUESTS, FUNDRAISING, AND NETWORKING. THE PRESIDENT'S SPOUSE ALSO RECEIVED TRAVEL BENEFITS RELATED TO HER DUTIES AS A VOLUNTEER OF THE MUSEUM. PART I, LINE 4A THE FORMER CHIEF MARKETING OFFICER, RECEIVED TOTAL POST-EMPLOYMENT PAYMENTS FROM THE MUSEUM OF $260,000. $140,000 WAS PAID DURING 2021 AND THE REMAINING $120,000 WAS ACCRUED AND PAID DURING 2022. PART I, LINE 8 THE PRESIDENT AND CEO WAS HIRED IN SEPTEMBER 2020 AND IS PAID PURSUANT TO A WRITTEN EMPLOYMENT CONTRACT THAT WAS SUBJECT TO THE INITIAL CONTRACT EXCEPTION. THE PROCESS USED TO HIRE THE PRESIDENT AND CEO AND THE APPLICABLE EMPLOYMENT CONTRACT FOLLOWED THE REBUTTABLE PRESUMPTION PROCEDURE. A ILLINOIS FINANCE AUTHORITY 861091967 45204E2LI 2019-06-12 87160000 CURRENT REFUNDING 0 0 0 A 3000000 87160000 960000 86200000 1 0 1 1 A 1 1 0 0 0 1 A 1 PART I (A)(F) CURRENT REFUNDING OF PRIOR ISSUE ISSUED ON 7/30/2015, WHICH WAS A REFUNDING OF PRIOR ISSUES ISSUED ON 12/03/1985; 11/08/1990; 4/15/1998; 3/22/2000 PART II, LINE 11 PROCEEDS USED BY 7/1/2020 TO CURRENTLY REFUND PRIOR ISSUE BONDS FROM 7/30/2015, WHICH WERE A REFUNDING OF PRIOR ISSUE BONDS FROM 12/03/1985, 11/08/1990, 4/15/1998, AND 3/22/2000. X 38 733263 FAIR MARKET VALUE X 74 X 18 0 1 1 PART I, LINE 32B: THE STOCK GIFTS GO INTO THE MUSEUM'S ACCOUNT AT NORTHERN TRUST, AND THEN NORTHERN TRUST SELLS THE STOCK ON BEHALF OF THE MUSEUM THE DAY AFTER THE RECEIPT. NORTHERN TRUST DEPOSITS PROCEEDS FROM THE SALE OF SECURITIES INTO THE MUSEUM'S ACCOUNT. PART I, LINE 33: THE MUSEUM DOES NOT REPORT CONTRIBUTIONS OF COLLECTION ITEMS AS REVENUE AS PERMITTED UNDER GENERALLY ACCEPTED ACCOUNTING PRINCIPLES. THE MUSEUM DOES NOT CAPITALIZE ITS COLLECTION AS ALLOWED UNDER SFAS 116. FORM 990, PART VI, SECTION A, LINE 2 BOARD OF TRUSTEES MEMBERS JAMEE C. FIELD KANE, MARSHALL FIELD V, AND CARYN HARRIS HAVE A FAMILY RELATIONSHIP. BOARD OF TRUSTEES MEMBERS BOBBY MEHTA, AND KERMIT R. CRAWFORD HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBERS BOBBY MEHTA, MICHAEL O'GRADY AND WILLIAM C. KUNKLER III HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBER CONSTANCE T. KELLER HAS A FAMILY RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER JEFFREY B. KELLER. BOARD OF TRUSTEES MEMBERS THOMAS S. SOULELES, BOBBY MEHTA, AND JAI SHEKHAWAT HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT REVIEWS THE COMPLETED FORM 990. A DRAFT OF THE FORM 990 IS PRESENTED TO THE AUDIT COMMITTEE. A FULL COPY OF THE 990 IS THEN PROVIDED TO ALL VOTING MEMBERS OF THE GOVERNING BODY PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE MUSEUM'S OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES ARE ANNUALLY REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT AS A CONDITION OF THEIR SERVICE TO THE ORGANIZATION. POTENTIAL CONFLICTS ARE LOGGED WITH AND MONITORED BY THE GENERAL COUNSEL AND SECRETARY OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES IS RESPONSIBLE FOR THE APPROVAL OF COMPENSATION OF THE CEO. THE EXECUTIVE COMMITTEE IS COMPRISED OF INDEPENDENT TRUSTEES. THE CHAIR OF THE BOARD AND EXECUTIVE COMMITTEE ESTABLISHED A COMPENSATION SUB-COMMITTEE. THE COMPENSATION COMMITTEE IS COMPRISED OF SIX TRUSTEES. THE COMPENSATION COMMITTEE REVIEWS THE CEO'S COMPENSATION AND MAKES RECOMMENDATIONS TO THE EXECUTIVE COMMITTEE FOR FINAL APPROVAL. EXECUTIVE COMMITTEE DECISIONS REGARDING THE CEO'S COMPENSATION ARE HELD IN EXECUTIVE SESSION. THE COMPENSATION ARRANGEMENTS FOR THE CEO ARE DOCUMENTED VIA AN EMPLOYMENT CONTRACT (APPROVED BY THE EXECUTIVE COMMITTEE). THE EXECUTIVE DIRECTOR OF HUMAN RESOURCES CONDUCTS A SALARY BENCHMARK ANALYSIS FOR OFFICERS AND KEY EMPLOYEES WITH OUTSIDE CONSULTANTS AND EXTERNAL SURVEYS ON A BIENNIAL BASIS; THIS INFORMATION IS SHARED WITH THE COMPENSATION COMMITTEE AND CEO FOR THEIR REVIEW. FORM 990, PART VI, SECTION C, LINE 19 THE MUSEUM'S FORM 990 IS AVAILABLE AT THE ORGANIZATION'S PRINCIPAL PLACE OF BUSINESS UPON REQUEST. THE MUSEUM'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE THROUGH APPLICABLE GOVERNMENTAL AGENCIES OR THROUGH REQUEST AT THE MUSEUM'S PRINCIPAL PLACE OF BUSINESS. THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON WRITTEN REQUEST TO THE ORGANIZATION (AND AT MANAGEMENT'S DISCRETION). FORM 990, PART XI, LINE 9: PENSION-RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST -3,009,348.