2023-11-12T21:13:00-06:00 2022-12-31 873231666 PKF O'CONNOR DAVIES ADVISORY LLC 245 PARK AVENUE 12TH FLOOR NEW YORK NY 10167 990 2022-01-01 844029941 ALLIANCE NCTN FOUNDATION ALLI 7737029171 125 S WACKER DRIVE 1600 CHICAGO IL 60606 SUZANNE GEORGE MD PRESIDENT 7737029171 2023-11-12 1 SUZANNE GEORGE MD 999009999 1 EVA MRUK P00543254 2122862600 2023-11-12 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z SUZANNE GEORGE MD 125 S WACKER DRIVE 1600 CHICAGO IL 60606 11400090 0 X N/A X 2019 IL TO PROVIDE SCIENTIFIC AND OPERATIONAL INFRASTRUCTURE FOR THE IMPLEMENTATION OF INNOVATIVE CLINICAL AND TRANSLATIONAL RESEARCH IN ACADEMIC AND COMMUNITY SETTINGS. 35 33 0 36 0 0 9494227 11391379 0 0 279 8711 0 0 9494506 11400090 3606090 3862368 0 0 287840 0 0 0 0 6085528 7076668 9979458 10939036 -484952 461054 4276385 5313702 3612727 4188990 663658 1124712 X TO PROVIDE SCIENTIFIC AND OPERATIONAL INFRASTRUCTURE FOR THE IMPLEMENTATION OF INNOVATIVE CLINICAL AND TRANSLATIONAL RESEARCH IN ACADEMIC AND COMMUNITY SETTINGS AND TO REDUCE THE IMPACT OF CANCER ON PEOPLE BY ENGAGING A COMPREHENSIVE RESEARCH NETWORK, CONDUCTING HIGH QUALITY MULTIDISCIPLINARY CANCER CONTROL, PREVENTION AND TREATMENT TRIALS. 0 0 9698968 3862368 0 DURING 2022, ALLIANCE NCTN FOUNDATION SUCCESSFULLY INITIATED OPERATIONAL OVERSIGHT OF INNOVATIVE CLINICAL TRANSLATION RESEARCH IN ACADEMIC AND COMMUNITY SETTINGS FOCUSED ON REDUCING THE IMPACT OF CANCER BY ENGAGING A COMPREHENSIVE RESEARCH NETWORK AND CONDUCTING HIGH QUALITY MULTIDISCIPLINARY CANCER CONTROL, PREVENTION AND TREATMENT TRIALS, THE RESULTS OF WHICH WILL BE AVAILABLE TO THE PUBLIC, AND FURTHERING THE UNDERSTANDING OF THE BIOLOGICAL BASIS FOR CANCER AND ITS TREATMENT FROM DISCOVERY, TO VALIDATION, TO CLINICAL PRACTICE. 9698968 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 8 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 35 33 0 1 0 0 1 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 IL X DHRUVA GOLLERKERI 6177327898 221 LONGWOOD AVENUE BOSTON MA 02115 STEPHEN GRUBBS TRUSTEE 0.25 0.75 X 0 0 0 CAROLYN HENDRICKS TRUSTEE 0.25 0.75 X 0 0 0 CLIFFORD HUDIS TRUSTEE 0.25 0.75 X 0 0 0 KELLY HUNT TRUSTEE 0.25 0.75 X 0 0 0 HEIDI KLEPIN TRUSTEE 0.25 0.75 X 0 0 0 JOHN LEONARD TRUSTEE 0.25 0.75 X 0 0 0 ELLIS LEVINE TRUSTEE 0.25 0.75 X 0 0 0 STEPHEN GRAZIANO TRUSTEE 0.25 0.75 X 0 0 0 MINETTA LIU TRUSTEE (LEFT IN 2022) 0.25 0.75 X 0 0 0 MICHAEL MORRIS TRUSTEE 0.25 0.75 X 0 0 0 ELECTRA PASKETT TRUSTEE 0.25 0.75 X 0 0 0 JANE PERLMUTTER TRUSTEE 0.25 0.75 X 0 0 0 STEVEN PIANTADOSI TRUSTEE 0.25 0.75 X 0 0 0 DEBORAH SCHRAG TRUSTEE 0.25 0.75 X 0 0 0 MICHAEL SCHWARTZ TRUSTEE 0.25 0.75 X 0 0 0 PHILLIP STELLA TRUSTEE (LEFT IN 2022) 0.25 0.75 X 0 0 0 SUMITHRA MANDREKAR TRUSTEE 0.25 0.75 X 0 0 0 W FRASER SYMMANS TRUSTEE 0.25 0.75 X 0 0 0 RICHARD GOLDBERG TRUSTEE 0.25 0.75 X 0 0 0 BRYAN FALLER TRUSTEE 0.25 0.75 X 0 0 0 STEVEN ALBERTS TRUSTEE 0.25 0.75 X 0 0 0 DANIEL ANDERSON TRUSTEE 0.25 0.75 X 0 0 0 GINI FLEMING TRUSTEE 0.25 0.75 X 0 0 0 JAMES ATKINS TRUSTEE 0.25 0.75 X 0 0 0 LYUDMILA BAZHENOVA TRUSTEE 0.25 0.75 X 0 0 0 C BABIS ANDREADIS TRUSTEE 0.25 0.75 X 0 0 0 HAROLD BURSTEIN TRUSTEE 0.25 0.75 X 0 0 0 JEFFREY CRAWFORD TRUSTEE 0.25 0.75 X 0 0 0 MARCIA CRUZ-CORREA TRUSTEE 0.25 0.75 X 0 0 0 KONSTANTIN DRAGNEV TRUSTEE 0.25 0.75 X 0 0 0 JOHN ELLERTON TRUSTEE 0.25 0.75 X 0 0 0 ROBERT BEHRENS TRUSTEE 0.25 0.75 X 0 0 0 MARIE WOOD TRUSTEE 0.25 0.75 X 0 0 0 OLWEN HAHN VICE PRESIDENT/TRUSTEE 0.25 0.75 X X 0 0 0 SUZANNE GEORGE VICE PRESIDENT (THRU OCT 2022), PRESIDENT 0.25 0.75 X X 0 0 0 MONICA BERTAGNOLLI PRESIDENT/TRUSTEE (THRU OCT 2022) 2.00 6.00 X X 0 4267 0 TRINIDAD AJAZI SECRETARY 3.00 9.00 X X 0 88008 0 DHRUVA GOLLERKERI TREASURER/CFO 10.00 30.00 X X 0 208933 36668 SELINA CHOW EXECUTIVE OFFICER 20.00 20.00 X 0 253190 19116 0 554398 55784 0 0 1 0 MAYO CLINIC 200 FIRST STREET SW ROCHESTER MN 55905 STATISTICS & DATA ANALYTICS 2442848 1 703683 10687696 11391379 8711 8711 11400090 0 0 8711 3850118 3850118 10250 10250 2000 2000 250 250 40186 40186 300 300 118002 43348 74654 75475 44862 30613 26854 15931 10923 16704 5679 11025 160476 159922 554 46111 46111 CONSORTIUM 4895871 4895871 ALLOCATED COMPENSATION 1638639 613187 1025452 SITE MONITORING 57800 57800 10939036 9698968 1240068 0 0 904285 1000532 760932 3040868 3232619 160735 269854 74250 146012 4276385 5313702 2559400 2766096 0 360 1053327 1422534 3612727 4188990 X 663658 1124712 663658 1124712 4276385 5313702 461054 0 X X 0 1 X 1 1 1 X 2926320 9494227 11391379 23811926 2926320 9494227 11391379 23811926 23811926 110 279 8711 9100 23821026 X SCHEDULE A, PART II, SECTION A: 2019 IS A SHORT-YEAR AS THE ORGANIZATION WAS FORMED 11/22/2019. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 DUE TO RELATED PARTIES 1416615 LEASE LIABILITY 5919 1422534 X 11423690 23600 23600 11400090 0 11400090 10962636 23600 23600 10939036 0 10939036 PART X, LINE 2: THE ORGANIZATION RECOGNIZES THE EFFECT OF TAX POSITIONS ONLY WHEN THEY ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE ORGANIZATION HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. 1 THE UNIVERSITY OF CHICAGO RESEARCH ADMIN COLLECTIONS 6054 S DREXEL SUITE 300 CHICAGO IL 60637 362177139 501(C)3 1181366 0 INSTITUTIONAL SUPPORT FOR CANCER RESEARCH THE OHIO STATE UNIVERSITY OFFICE OF SPONSORED PROGRAMS PO BOX 772398 DETROIT MI 482772398 316025986 STATE OF OH 276294 0 INSTITUTIONAL SUPPORT FOR CANCER RESEARCH MD ANDERSON CANCER CENTER GRANTS CONTRACTS PO BOX 4266 HOUSTON TX 772104266 746001118 STATE OF TX 198721 0 INSTITUTIONAL SUPPORT FOR CANCER RESEARCH UNIVERSITY OF CALIFORNIA SAN FRANCISCO UCSF MAIN DEPOSITORY PO BOX 748872 LOS ANGELES CA 900744872 946036493 501(C)3 177022 0 INSTITUTIONAL SUPPORT FOR CANCER RESEARCH AMERICAN COLLEGE OF SURGEONS PO BOX 92425 CHICAGO IL 606752425 362192800 501(C)3 157946 0 INSTITUTIONAL SUPPORT FOR CANCER RESEARCH SLOAN KETTERING INSTITUTE FOR CANCER RESEARCH PO BOX 026338 NEW YORK NY 10087 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RESEARCH THE BOARD OF TRUSTEES OF THE UNIVERSITY OF IL 28395 NETWORK PLACE CHICAGO IL 606731283 376000511 501(C)3 8450 0 INSTITUTIONAL SUPPORT FOR CANCER RESEARCH UNIVERSITY OF VERMONT AND STATE AGRICULTURAL COLLEGE THE UNIVERSITY OF VERMONT PO BOX 1389 WILLISTON VT 054951389 030179440 501(C)3 6161 0 INSTITUTIONAL SUPPORT FOR CANCER RESEARCH BAYLOR COLLEGE OF MEDICINE ONE BAYLOR PLAZA MS 390 HOUSTON TX 77030 741613878 501(C)3 6000 0 INSTITUTIONAL SUPPORT FOR CANCER RESEARCH 60 1 RESEARCH GRANT 1 10250 PART I, LINE 2: THE ORGANIZATION HAS PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS. PAYMENTS OF GRANTS ARE NOT MADE UNTIL THE GRANTEE SUBMITS AN INVOICE, REFERENCING A STUDY UNDERWAY. ALL INVOICES ARE REVIEWED AND APPROVED BY OPERATIONS. THE DISBURSEMENTS ARE ALSO MONITORED BY THE BOARD TREASURER. THE ORGANIZATION RUNS AND MAINTAINS REPORTS IDENTIFYING GRANT PAYMENT OBLIGATIONS AND GRANT PAYMENTS. 0 0 0 0 0 0 0 0 0 SELINA CHOW EXECUTIVE OFFICER 0 232490 0 20700 0 0 0 7596 0 11520 0 272306 0 0 DHRUVA GOLLERKERI TREASURER/CFO 0 178933 0 30000 0 0 0 6268 0 30400 0 245601 0 0 FORM 990, PART VI, SECTION A, LINE 3 THE ORGANIZATION IS MANAGED BY THE ALLIANCE FOR CLINICAL TRIALS IN ONCOLOGY FOUNDATION (THE "FOUNDATION"), A RELATED TAX-EXEMPT ORGANIZATION. THE FOUNDATION MANAGES AND DIRECTS ALL OPERATIONS, FINANCIAL AFFAIRS, AND PROVIDES STAFFING AND OFFICE SPACE TO THE ORGANIZATION. THE ORGANIZATION'S PRESIDENT, TREASURER, SECRETARY AND EXECUTIVE OFFICER WERE COMPENSATED BY THE FOUNDATION. AS REPORTED IN FORM 990, PART VII, THE FOLLOWING COMPENSATION WAS RECEIVED BY SUCH PERSONS FOR SERVICES RENDERED TO THE FILING ORGANIZATION AND THE FOUNDATION DURING 2022: REPORTABLE COMPENSATION: OTHER COMPENSATION: MONICA BERTAGNOLLI, PRESIDENT $4,267 $0 DHRUVA GOLLERKERI, TREASURER $208,933 $36,668 SELINA CHOW, EXECUTIVE OFFICER $253,190 $19,116 TRINIDAD AJAZI, SECRETARY $88,008 $0 FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION'S SOLE MEMBER IS THE ALLIANCE FOR CLINICAL TRIALS IN ONCOLOGY FOUNDATION. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. THE FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE AND THE CORPORATE OFFICERS PRIOR TO FILING WITH A REASONABLE AMOUNT OF TIME TO REVIEW AND PROVIDE ANY QUESTIONS OR OBSERVATIONS DIRECTLY TO THE ORGANIZATION. THE GOVERNING BODY IS GIVEN AN OPPORTUNITY TO REVIEW THE RETURN AND PROVIDE ANY QUESTIONS OR OBSERVATIONS DIRECTLY TO THE ORGANIZATION'S MANAGEMENT OR THE CONTACT AT THE INDEPENDENT CPA FIRM PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A CONFLICT OF INTEREST POLICY APPLICABLE TO OFFICERS, TRUSTEES, EMPLOYEES, AND INDEPENDENT CONTRACTORS. ANY INDIVIDUAL INVOLVED IN A FOUNDATION DECISION-MAKING PROCESS HAS AN OBLIGATION TO DISCLOSE ANY CONFLICTING OR POTENTIALLY CONFLICTING PERSONAL, PROFESSIONAL OR BUSINESS INTEREST HE OR SHE MAY HAVE, DIRECTLY OR INDIRECTLY, TO THE COMPLIANCE OFFICER OF THE FOUNDATION. UNLESS SUCH INTEREST HAS FIRST BEEN DISCLOSED TO THE OTHER PARTICIPANTS IN THE DECISION-MAKING BODY, NO TRUSTEE SHALL VOTE ON ANY MATTER IN WHICH HE OR SHE HAS AN INTEREST. IN SOME CASES, RECUSAL FROM VOTING ON A MATTER AND LIMITING THE INDIVIDUAL'S PARTICIPATION ONLY TO PROVIDING FACTUAL INFORMATION BENEFITING THE GROUP DISCUSSION MAY BE NECESSARY. OFFICERS, TRUSTEES AND KEY EMPLOYEES ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT AS A PRECURSOR TO THEIR SERVICE TO THE ORGANIZATION AND COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT ON AN ANNUAL BASIS. POTENTIAL CONFLICTS ARE LOGGED WITH AND MONITORED BY THE SECRETARY OF THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. ALLIANCE FOR CLINICAL TRIALS IN ONCOLOGY FOUNDATION 125 S WACKER DRIVE STE 1600 CHICAGO IL 60606 020464400 RAISE FUNDS TO SUPPORT THE ALLIANCE FOR CLINICAL TRIALS IN ONCOLOGY IL 501(C)(3) LINE 7 N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 1 1 0 0