2023-11-13T19:31:25-06:00 2022-12-31 521446779 JOHNSON LAMBERT LLP 4242 SIX FORKS ROAD SUITE 1500 RALEIGH NC 27609 990 2022-01-01 411920576 AMERICAN ACADEMY OF SLEEP MEDICINE FOUNDATION AMER 6307379724 2510 N FRONTAGE RD DARIEN IL 60561 STEVEN VAN HOUT EXECUTIVE DIRECTOR 6307379700 2023-11-13 1 STEVEN VAN HOUT 999009999 0 J CALVIN MARKS P01226973 9197196400 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z STEVEN VAN HOUT 2510 N FRONTAGE RD DARIEN IL 60561 4337591 0 X FOUNDATION.AASM.ORG X 1998 MN TO PROMOTE DISCOVERIES THAT ADVANCE THE UNDERSTANDING OF SLEEP FOR HEALTHIER LIVES BY OFFERING RESEARCH, COMMUNITY AND TRAINING GRANTS. 10 4 0 45 0 0 2869571 3594723 0 0 543089 332257 0 0 3412660 3926980 2832245 3279961 0 0 0 0 0 0 41920 63736 220534 2895981 3500495 516679 426485 17841323 16429154 2767777 2893666 15073546 13535488 X TO PROMOTE DISCOVERIES THAT ADVANCE THE UNDERSTANDING OF SLEEP FOR HEALTHIER LIVES BY OFFERING RESEARCH, COMMUNITY AND TRAINING GRANTS. 0 0 3329646 3279961 THE AASM FOUNDATION STRIVES TO PROMOTE DISCOVERIES THAT ADVANCE THE UNDERSTANDING OF SLEEP FOR HEALTHIER LIVES BY OFFERING RESEARCH, COMMUNITY PROGRAM SUPPORT, AND TRAINING GRANTS.IN 2022, THE AASM FOUNDATION APPROVED FUNDING FOR CAREER DEVELOPMENT GRANTS, INCLUDING BRIDGE TO SUCCESS FOR EARLY CAREER INVESTIGATORS GRANTS (SUPPORTS RESEARCHERS WHO HAVE APPLIED FOR A FEDERAL CAREER DEVELOPMENT AWARD THAT WILL NOT BE FUNDED AND WHO PLAN TO SUBMIT A REVISED APPLICATION), BRIDGE TO SUCCESS FOR MID-CAREER/SENIOR INVESTIGATORS GRANTS (SUPPORTS RESEARCHERS WHO HAVE APPLIED FOR A FEDERAL INDEPENDENT INVESTIGATOR AWARD THAT WILL NOT BE FUNDED AND WHO PLAN TO SUBMIT A REVISED APPLICATION), FOCUSED PROJECTS GRANTS FOR JUNIOR INVESTIGATORS (SUPPORTS RESEARCH BY EARLY INVESTIGATORS) AND PHYSICIAN SCIENTIST AND ABSM JR FACULTY GRANTS (SUPPORTS THE GROWTH OF PHYSICIAN SCIENTISTS IN THE FIELD OF SLEEP AND CIRCADIAN RESEARCH). THE AASM FOUNDATION ALSO PROVIDED SUPPORT FOR ONE FELLOWSHIP POSITION THROUGH ITS SLEEP MEDICINE FELLOW FUNDING GRANT PROGRAM.STRATEGIC RESEARCH GRANTS (SUPPORTS PROJECTS THAT FOSTER HEALTH SERVICES RESEARCH AND PATIENT-ORIENTED RESEARCH IN SLEEP MEDICINE, TO DEMONSTRATE IMPROVED PATIENTS' OUTCOMES AND DEMONSTRATE VALUE) WERE APPROVED, AS WELL AS A COVID-19 RELIEF FUNDING GRANT (PROVIDES SUPPLEMENTAL SUPPORT TO CURRENT GRANT RECIPIENTS WHOSE PROJECTS WERE AFFECTED BY COVID-19) AND COMMUNITY SLEEP HEALTH GRANTS (SUPPORTS PROJECTS ADDRESSING SLEEP HEALTH IN THE COMMUNITY). THE AASM FOUNDATION ALSO APPROVED A SLEEP CHAMPION AWARD (RECOGNIZES SUCCESSFUL COMMUNITY-BASED SLEEP HEALTH SERVICES AND EDUCATION PROVIDED BY NON-PROFIT ORGANIZATIONS). ADDITIONALLY, THE AASM FOUNDATION SUPPORTED THE EFFORTS OF OTHER ORGANIZATIONS BY CO-FUNDING SCHOLARSHIPS FOR MEDICAL STUDENTS INTERESTED IN SLEEP MEDICINE AND SMALL RESEARCH GRANTS FOR PILOT PROJECTS FOR EARLY CAREER RESEARCHERS. 3329646 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 51 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 10 4 0 0 1 0 1 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 IL MN X ANDREW SUMMERS 6307379700 2510 N FRONTAGE RD DARIEN IL 60561 STEVEN VAN HOUT EXECUTIVE DIRECTOR 2.00 41.00 X 0 522344 66109 ANDREW SUMMERS DIRECTOR OF FINANCE 2.00 41.00 X 0 146108 35619 JENNIFER MARTIN PHD DIRECTOR TO 6/2022 1.00 6.00 X 0 58250 0 JAMES ROWLEY MD DIRECTOR 1.00 6.00 X 0 44500 0 ERIC OLSON MD SECRETARY/TREASURER 1.00 6.00 X X 0 31380 0 LYNN MARIE TROTTI MD MSC DIRECTOR 1.00 6.00 X 0 20000 0 RASHMI AURORA MD MHS PRESIDENT-ELECT 1.00 6.00 X X 0 19409 0 ANITA V SHELGIKAR MD MHPE PRESIDENT 1.00 6.00 X X 0 18500 0 FARIHA ABBASI-FEINBERG MD DIRECTOR TO 6/2022 1.00 6.00 X 0 17478 0 VISHESH KAPUR MD MPH DIRECTOR 1.00 6.00 X 0 17000 0 DAVID KUHLMANN MD DIRECTOR TO 6/2022 1.00 6.00 X 0 17000 0 CAROL ROSEN MD DIRECTOR TO 6/2022 1.00 6.00 X 0 17000 0 RAMAN MALHOTRA MD DIRECTOR TO 6/2022 1.00 6.00 X 0 10750 0 KANNAN RAMAR MD DIRECTOR TO 6/2022 1.00 6.00 X 0 9250 0 SUSMITA CHOWDHURI MD MS DIRECTOR FROM 6/2022 1.00 X 0 0 0 JOYCE K LEE-IANNOTTI MD DIRECTOR FROM 6/2022 1.00 X 0 0 0 NANCY S REDEKER PHD RN DIRECTOR FROM 6/2022 1.00 X 0 0 0 STEPHEN H SHELDON DO DIRECTOR FROM 6/2022 1.00 X 0 0 0 0 948969 101728 0 0 1 0 0 2000000 1594723 3594723 273672 273672 469196 410611 58585 58585 58585 3926980 0 0 332257 3269961 3269961 10000 10000 4429 4429 21476 21476 21169 21169 41920 41920 5188 5188 22563 22563 8170 8170 38881 38881 10804 10804 45934 45934 3500495 3329646 128929 41920 3190120 2503593 1696 5950 26000 510000 36875 10643 14569612 13380555 17020 18413 17841323 16429154 40943 66423 2715963 2775960 10871 51283 2767777 2893666 X 3994066 4116309 11079480 9419179 15073546 13535488 17841323 16429154 X 426485 -2282799 318256 X 0 1 X 1 0 X X 1 AMERICAN ACADEMY OF SLEEP MEDICINE 411596569 10 1 0 3500495 1 0 3500495 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 SCHEDULE A, PART IV, SECTION A, LINE 2: THE FOUNDATION MAINTAINS A HISTORIC AND CONTINUING RELATIONSHIP WITH THE AMERICAN ACADEMY OF SLEEP MEDICINE. THE FOUNDATION WAS CREATED TO SUPPORT THE MISSION OF THE RELATED ACADEMY BY PROMOTING DISCOVERIES THAT ADVANCE THE UNDERSTANDING OF SLEEP FOR HEALTHIER LIVES. SCHEDULE A, PART IV, SECTION A, LINE 3B: THE FOUNDATION REVIEWED THE IRS DETERMINATION LETTER AND THE MOST RECENTLY COMPLETED PRO FORMA SCHEDULE A, PART III OF THE SUPPORTED ORGANIZATION TO DETERMINE IT SATISFIED THE PUBLIC SUPPORT REQUIREMENTS UNDER SECTION 509(A)(2). SCHEDULE A, PART IV, SECTION A, LINE 3C: THE FOUNDATION ENSURES ANY SUPPORT PAYMENTS MADE TO THE SUPPORTED ACADEMY ARE USED EXCLUSIVELY FOR SECTION 107(C)(2)(B) PURPOSES BY SHARING A PLURALITY OF MANAGEMENT OFFICIALS THAT OVERSEE THE SUPPORT TRANSFERS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 11079480 -1779775 265000 215526 8819179 9712171 1367309 11079480 8762533 949638 9712171 7658901 1433632 330000 8762533 8037086 -378185 7658901 0.00000 1.00000 0.00000 0 0 0 DUE TO AFFILIATE 51283 51283 X 2341268 -2282799 400000 318256 -1564543 3905811 21169 21169 3926980 3879326 400000 400000 3479326 21169 21169 3500495 PART V, LINE 4: INVESTMENT INCOME FROM THE ABSM ENDOWMENT WILL BE AVAILABLE TO FUND UP TO TWO ANNUAL GRANTS FOR MENTORED SLEEP AND CIRCADIAN RESEARCH PROJECTS FOR QUALIFYING PHYSICIAN SCIENTISTS. INVESTMENT INCOME FROM THE AASM ENDOWMENT WILL BE AVAILABLE TO FUND RESEARCH PROJECTS OR OTHER GRANTS RELATED TO THE SLEEP MEDICINE PROFESSION. PART X, LINE 2: MANAGEMENT HAS CONCLUDED THAT THE AASM FOUNDATION HAS PROPERLY MAINTAINED ITS EXEMPT STATUS, AND THUS THERE ARE NO UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2022 OR 2021. PART XI, LINE 2D - OTHER ADJUSTMENTS: RETURNED GRANTS 318,256. 1 JOHNS HOPKINS MEDICINE 3910 KESWICK ROAD N4327-B BALTIMORE MD 21211 520595110 501(C)(3) 450000 0 RESEARCH GRANT THE BRIGHAM AND WOMENS HOSPITAL INC 75 FRANCIS STREET BOSTON MA 02115 042312909 501(C)(3) 409483 0 RESEARCH GRANT CHILDRENS HOSPITAL OF PHILADELPHIA 3401 CIVIC CENTER BLVD PHILADELPHIA PA 19104 231352166 501(C)(3) 250000 0 RESEARCH GRANT OHIO STATE UNIVERSITY 901 WOODY HAYES DR 2020 BLANKENSHIP HALL COLUMBUS OH 43210 316025986 115(A) 250000 0 RESEARCH GRANT ARIZONA STATE UNIVERSITY 300 E UNIVERSITY DR 6TH FLOOR TEMPE AZ 85281 866051042 115(A) 249983 0 RESEARCH GRANT UNIVERSITY OF PENNSYLVANIA 100 NORTH ACADEMY AVENUE DANVILLE PA 17822 236291113 501(C)(3) 249801 0 RESEARCH GRANT ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI 1 GUSTAVE L LEVY PLACE NEW YORK NY 10029 136171197 501(C)(3) 199204 0 RESEARCH GRANT UNIVERSITY OF CALIFORNIA LOS ANGELES BOX 957089 1125 MURPHY 402 HILGARD AVE LOS ANGELES CA 90095 956006143 115(A) 147712 0 RESEARCH GRANT YALE UNIVERSITY OFFICE OF SPONSORED PROJ PO BOX 1873 NEW HAVEN CT 06508 060646973 501(C)(3) 119872 0 RESEARCH GRANT UNIVERSITY OF CALIFORNIA SAN DIEGO UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 92093 956006144 115(A) 100000 0 RESEARCH GRANT UNIVERSITY OF PITTSBURGH 116 ATWOOD STREET SUITE 201 PITTSBURGH PA 15260 250965591 501(C)(3) 100000 0 RESEARCH GRANT BETH ISRAEL DEACONESS MEDICAL CENTER 330 BROOKLINE AVENUE BOSTON MA 02215 042103881 501(C)(3) 99312 0 RESEARCH GRANT BOSTON CHILDRENS HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 042774441 501(C)(3) 98179 0 RESEARCH GRANT UCSF FRESNO MEDICAL EDUCATION PROGRAM THE REGENTS OF THE UNIV OF CA 1855 FOLSOM ST STE 425 SAN FRANCISCO CA 94143 946036493 115(A) 67915 0 RESEARCH GRANT THE AMERICAN MEDICAL ASSOCIATION FOUNDATION 330 NORTH WABASH AVENUE SUITE 39300 CHICAGO IL 60611 366080517 501(C)(3) 48000 0 SCHOLARSHIP GRANT THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ILLINOIS 809 SOUTH MARSHFIELD AVE M/C 551 CHICAGO IL 60612 376000511 115(A) 40000 0 RESEARCH GRANT UNIVERSITY OF MISSOURI PO BOX 807012 KANSAS CITY MO 64180 436003859 115(A) 39969 0 RESEARCH GRANT UNIVERSITY OF COLORADO 1800 GRANT ST STE 600 DENVER CO 80203 846000555 115(A) 39958 0 RESEARCH GRANT SAVE STANDARD TIME PO BOX 18170 FOUNTAIN HILLS AZ 85269 863372799 501(C)(4) 25000 0 RESEARCH GRANT SLEEP RESEARCH SOCIETY FOUNDATION 2510 N FRONTAGE ROAD DARIEN IL 60561 542175447 501(C)(3) 24842 0 GRANT COLLABORATION MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT STREET BOSTON MA 02241 042697983 501(C)(3) 20000 0 RESEARCH GRANT PAJAMA PROGRAM 171 MADISON AVENUE STE 409 NEW YORK NY 10016 020588068 501(C)(3) 19958 0 RESEARCH GRANT COMMUNITYHEALTH 2611 W CHICAGO AVE CHICAGO IL 60622 363831793 501(C)(3) 19500 0 RESEARCH GRANT THE CHEST FOUNDATION 2595 PATRIOT BLVD GLENVIEW IL 60026 363286520 501(C)(3) 15000 0 GRANT COLLABORATION THE CENTER FOR PULMONARY AND SLEEP DISORDERS 1350 MACKEY BRANCH DR SUITE 101 CHATTANOOGA TN 37421 203690560 N/A 10000 0 DISASTER RELIEF 23 2 PART I, LINE 2: PROGRESS REPORTS FILED BY GRANT RECIPIENTS ARE REVIEWED. 0 0 0 0 0 0 0 0 0 STEVEN VAN HOUT EXECUTIVE DIRECTOR 0 401513 0 120831 0 0 0 39040 0 27069 0 588453 0 0 ANDREW SUMMERS DIRECTOR OF FINANCE 0 146108 0 0 0 0 0 15533 0 20086 0 181727 0 0 FORM 990, PART VI, SECTION A, LINE 4 THE FOUNDATION BYLAWS WERE UPDATED IN OCTOBER 2022 TO INCLUDE THE PRESIDENT-ELECT AS AN OFFICER OF THE ORGANIZATION AND TO FURTHER REDEFINE THE ROLES OF EACH OFFICER. ADDITIONALLY, THE BYLAWS AMENDMENTS INCLUDE ACKNOWLEDGEMENT OF THE AMERICAN ACADEMY OF SLEEP MEDICINE AS THE SOLE MEMBER OF THE FOUNDATION. FORM 990, PART VI, SECTION A, LINE 6 THE AMERICAN ACADEMY OF SLEEP MEDICINE IS THE SOLE MEMBER OF THE FOUNDATION AS OF OCTOBER 2022. FORM 990, PART VI, SECTION A, LINE 7A THE AMERICAN ACADEMY OF SLEEP MEDICINE, THE SOLE MEMBER OF THE FOUNDATION, RETAINS APPOINTMENT RIGHTS FOR MEMBERS OF THE FOUNDATION'S BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PROVIDED TO THE FOUNDATION'S FULL BOARD OF DIRECTORS FOR REVIEW PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS REVIEWED ON AN ANNUAL BASIS AT A BOARD OF DIRECTORS MEETING. BOARD MEMBERS AND VOLUNTEERS ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICTS OF INTEREST ANNUALLY. SPECIFIC QUERIES ARE POSED REGARDING RELATIONSHIPS TO GRANT RECIPIENTS BEFORE FUNDING DECISIONS ARE MADE. DEPENDING ON THE DEFINED SEVERITY OF THE CONFLICT, A BOARD MEMBER MAY BE RECUSED INTERNALLY OR POTENTIALLY REMOVED FROM THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: RETURNED GRANTS 318,256. AMERICAN ACADEMY OF SLEEP MEDICINE 2510 N FRONTAGE RD DARIEN IL 60561 414596569 TRADE ASSOCIATION MN 501(C)(6) AASM 0 AMERICAN BOARD OF SLEEP MEDICINE 2510 N FRONTAGE RD DARIEN IL 60561 411687236 CERTIFICATION IL 501(C)(6) AASM 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 AMERICAN ACADEMY OF SLEEP MEDICINE C 2000000 FAIR MARKET VALUE AMERICAN ACADEMY OF SLEEP MEDICINE N 400000 FAIR MARKET VALUE