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10016 N/A PC GENERAL OPERATING SUPPORT 15000 THE BOY'S CLUB OF NEW YORK 91 5TH AVE 7TH FLOOR NEW YORK NY 10029 N/A PC GENERAL OPERATING SUPPORT 5000 THE BREARLEY SCHOOL 610 EAST 83RD STREET NEW YORK NY 10029 N/A PC GENERAL OPERATING SUPPORT 25000 THE BROOKLYN MUSEUM 200 EASTERN PARKWAY BROOKLYN NY 11238 N/A PC NEUROSCIENCE 2500 THE CORNING MUSEUM OF GLASS 1 MUSEUM WAY CORNING NY 14830 N/A PC GENERAL OPERATING SUPPORT 20000 THE COUNCIL ON FOREIGN RELATIONS 58 EAST 68TH STREET NEW YORK NY 10021 N/A PC GENERAL OPERATING SUPPORT 25000 THE DANA ALLIANCE FOR BRAIN INITIATIVES INC 1270 AVENUE OF THE AMERICAS 12TH FLOOR NEW YORK NY 10020 N/A POF GENERAL OPERATING SUPPORT 1402004 THE HASTINGS CENTER 255 ELM ROAD GARRISON NY 10524 N/A PC NEUROSCIENCE 242000 THE HOTCHKISS SCHOOL 11 INTERLAKEN RD LAKEVILLE CT 06039 N/A PC GENERAL OPERATING SUPPORT 5000 THE JEWISH MUSEUM 1109 5TH AVENUE NEW YORK NY 10128 N/A PC NEUROSCIENCE 5000 THE PRESERVATION FOUNDATION OF PALM BEACH 311 PERUVIAN AVE PALM BEACH FL 33480 N/A PC GENERAL OPERATING SUPPORT 5000 THE READING TEAM INC 2090 ADAM CLAYTON POWELL JR BLVD SUITE 100 NEW YORK NY 10027 N/A PC GENERAL OPERATING SUPPORT 50000 THE SOCIETY OF THE FOUR ARTS 2 FOUR ARTS PLAZA PALM BEACH FL 33480 N/A PC GENERAL OPERATING SUPPORT 10000 THE WETLANDS INSTITUTE 1070 STONE HARBOR BLVD STONE HARBOR NJ 08247 N/A PC GENERAL OPERATING SUPPORT 500 THE WINSOR SCHOOL 130 PILGRIM ROAD BOSTON MA 02215 N/A PC GENERAL OPERATING SUPPORT 20000 TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK 615 WEST 131ST STREET 6TH FLOOR NEW YORK NY 10027 N/A PC BRAIN AWARENESS WEEK OUTREACH 1500 TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 423 GUARDIAN DRIVE PHILADELPHIA PA 19104 N/A PC NEUROSCIENCE 149801 UNITED JEWISH ASSOCIATIONFEDERATION OF JEWISH PHILANTHROPIES 130 EAST 59TH STREET NEW YORK NY 10022 N/A PC GENERAL OPERATING SUPPORT 25000 UNIVERSITY OF CALIFORNIA AT SAN FRANCISCO 490 ILLINOIS STREET 4TH FLOOR SAN FRANCISCO CA 94115 N/A PC NEUROSCIENCE 149679 UNIVERSITY OF CALIFORNIA LOS ANGELES 3310 SAWTELLE APT 209 LOS ANGELES CA 90095 N/A PC BRAIN AWARENESS WEEK OUTREACH 1500 UNIVERSITY OF CALIFORNIA LOS ANGELES 405 HILGARD AVENUE BOX 951405 LOS ANGELES CA 90095 N/A PC NEUROSCIENCE 150000 UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE SAN DIEGO CA 92093 N/A PC BRAIN AWARENESS WEEK OUTREACH 1500 UNIVERSITY OF COLORADO BOULDER UNIVERSITY OF COLORADO BOULDER BOULDER CO 80309 N/A PC IMAGING 100000 UNIVERSITY OF COLORADO 345 UNIVERSITY OF COLORADO BOULDER CO 80309 N/A PC BRAIN AWARENESS WEEK OUTREACH 1500 UNIVERSITY OF HAWAII 2530 DOLE ST HONOLULU HI 96822 N/A PC BRAIN AWARENESS WEEK OUTREACH 1500 UNIVERSITY OF MASSACHUSETTS 412 COLLEGE HWY AMHERST MA 01003 N/A PC BRAIN AWARENESS WEEK OUTREACH 1500 UNIVERSITY OF MICHIGAN MEDICAL SCHOOL 1301 CATHERINE ST ANN ARBOR MI 48109 N/A PC IMAGING 100000 UNIVERSITY OF NORTH GEORGIA 82 COLLEGE CIR DAHLONEGA GA 30597 N/A PC BRAIN AWARENESS WEEK OUTREACH 1300 UNIVERSITY OF SOUTH CAROLINA SCHOOL OF MEDICINE BUILDING 1 ROOM D26 6439 GARNERS FERRY ROAD COLUMBIA SC 29208 N/A PC BRAIN AWARENESS WEEK OUTREACH 1500 UNIVERSITY OF VIRGINIA SCHOOL OF LAW 580 MASSIE RD CHARLOTTESVILLE VA 22903 N/A PC GENERAL OPERATING SUPPORT 25000 UNIVERSITY OF VIRGINIA PO BOX 400807 CHARLOTTESVILLE VA 22904 N/A PC GENERAL OPERATING SUPPORT 25000 URBAN GLASS LAW SCHOOL FOUNDATION 580 MASSIE ROAD BROOKLYN NY 11217 N/A PC GENERAL OPERATING SUPPORT 20000 VIRGINIA TECH 902 PRICES FORK RD STE 4400 BLACKSBURG VA 24061 N/A PC BRAIN AWARENESS WEEK OUTREACH 1500 WAKE FOREST UNIVERSITY MEDICAL CENTER BOULEVARD WINSTONSALEM NC 27109 N/A PC NEUROSCIENCE 150000 WASHINGTON COLLEGE 300 WASHINGTON AVENUE CHESTERTOWN MD 21620 N/A PC BRAIN AWARENESS WEEK OUTREACH 830 WASHINGTON UNIVERSITY CAMPUS BOX 1082 ONE BROOKINGS DRIVE ST LOUIS MO 63130 N/A PC BRAIN AWARENESS WEEK OUTREACH 211 WETA PUBLIC TELEVISION 26 RADIO FM 909 3939 CAMPBELL AVENUE ARLINGTON VA 22206 N/A PC NEUROSCIENCE 100000 WHEATON ARTS & CULTURAL CENTER 1000 VILLAGE DR MILLVILLE NJ 08332 N/A PC GENERAL OPERATING SUPPORT 20000 WHITNEY MUSEUM OF AMERICAN ART 945 MADISON AVENUE NEW YORK NY 10021 N/A PC NEUROSCIENCE 5000 WILDLIFE CONSERVATION SOCIETY 2300 SOUTHERN BOULEVARD BRONX NY 10460 N/A PC NEUROSCIENCE 5000 WILLIAM & MARY FOUNDATION POST OFFICE BOX 1693 WILLIAMSBURG VA 23188 N/A PC BRAIN AWARENESS WEEK OUTREACH 900 WYOMING FAMILIES FIRST 1950 BLUE GRASS CIRCLE SUITE 260 CHEYENNE WY 82009 N/A PC BRAIN AWARENESS WEEK OUTREACH 1500 YOUNG MENS AND YOUNG WOMENS HEBREW ASSOCIATION 1395 LEXINGTON AVE NEW YORK NY 10128 N/A PC GENERAL OPERATING SUPPORT 2000 5843442 AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE (AAAS) 1200 NEW YORK AVENUE NW WASHINGTON DC 20005 N/A PC NEUROSCIENCE 184000 BAW OUTREACH GRANTS 1270 AVENUE OF THE AMERICAS 12TH FLOOR NEW YORK NY 10020 N/A PC BRAIN AWARENESS WEEK OUTREACH 26406 BIOBUS 1361 AMSTERDAM SUITE 340 NEW YORK NY 10027 N/A PC NEUROSCIENCE 7300 BRIGHAM AND WOMEN'S HOSPITAL INC 75 FRANCIS STREET BOSTON MA 02116 N/A PC CLINICAL NEUROSCIENCE RESEARCH 150000 FJIC 1 PEMBERTON SQUARE 4300 BOSTON MA 02108 N/A PC NEUROSCIENCE 100100 FRANKLIN INSTITUTE 222 N 20TH ST PHILADELPHIA PA 19103 N/A PC NEUROSCIENCE 54000 INTERNATIONAL BRAIN BEE 1121 14TH STREET NW WASHINGTON DC 20005 N/A PC NEUROSCIENCE 25000 INTERNATIONAL NEUROETHICS SOCIETY 4938 HAMPDEN LANE 553 PHILADELPHIA PA 19104 N/A PC NEUROSCIENCE 52000 KNOWABLE MAG 1875 S GRANT ST SUITE 700 PALO ALTO CA 94303 N/A PC NEUROSCIENCE 75600 NEW YORK UNIVERSITY SCHOOL OF MEDICINE 435 EAST 30TH STREET NEW YORK NY 10016 N/A PC IMAGING 100000 SIGMA XI 700 PARK OFFICES DRIVE SUITE 160 RESEARRCH TRIANGLE PAR NC 27709 N/A PC NEUROSCIENCE 160000 SOCIETY FOR NEUROSCIENCE (SFN) 1121 14TH STREET NW SUITE 1010 WASHINGTON DC 20005 N/A PC NEUROSCIENCE 220000 THE PERELMAN SCHOOL OF MEDICINE AT THE UNIVERSITY OF PENNSYLVANIA 3400 CIVIC CENTER BLVD PHILADELPHIA PA 19104 N/A PC IMAGING 100000 UNIVERSITY OF CALIFORNIA IRVINE 510 E PELTASON DR IRVINE CA 92697 N/A PC NEUROSCIENCE 14800 1269206 14 472 525990 24880 14 977800 01 1760724 525990 138681 18 2020887 GRANT RECOVERY 01 157568 OTHER INCOME 01 560 OTHER K-1 UBIT INCOME 525990 -425993 -262432 4918011 0 4655579 0 0 0 0 0 0 0 0 0 0 FINANCIAL STATEMENT AUDIT 80461 0 58426 THE DANA FOUNDATION HEREBY ELECTS UNDER REG SEC 53-4942(A)-3(D)(20) TO APPLY THE UNDISTRIBUTED INCOME OF $ FROM 2017 AND 2018 THE DANA ALLIANCE FOR BRAIN INITIATIVES INC 1270 AVENUE OF THE AMERICAS 12TH FLOOR NEW YORK NY 100201725 2022-01-01 1402004 TO PROVIDE FOR THE GENERAL SUPPORT OF THE DANA ALLIANCE FOR BRAIN INITIATIVES, INC. TO ENABLE IT TO CARRY OUT ITS CHARITABLE PURPOSE. 1402004 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. 8/1/2023 THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT ANY UPDATES ARE OF DUBIOUS ACCURACY OR RELIABILITY. CHADWICK FOUNDATION PO BOX 3046 PALM BEACH FL 33480 2022-05-17 10000 GENERAL OPERATING SUPPORT TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. PENDING FINAL REPORT THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT ANY UPDATES ARE OF DUBIOUS ACCURACY OR RELIABILITY. FORM 990-PF, PART VI-A, LINE 11 - SCHEDULE OF CONTROLLED ENTITIES NAME OF CONTROLLED ENTITY - THE DANA ALLIANCE FOR BRAIN INITIATIVES, INC.EMPLOYER ID NO - 06-1360140ADDRESS - 1270 AVENUE OF THE AMERICANS, 12TH FLOOR, NEW YORK, NY 10020-1725EXCESS BUSINESS HOLDINGS [ ] YES [X] NOTRANSFERS TO CONTROLLED ENTITY:AMOUNT OF TRANSFER - $1,402,004DESCRIPTION OF TRANSFER - CASHTRANSFERS FROM CONTROLLED ENTITY:AMOUNT OF TRANSFER - NONEDESCRIPTION OF TRANSFER - N/A AERCAP HOLDINGS N.V. (AER) 2,577.000 SHARES 150290 150290 ALPHABET INC. (GOOG) 3,800.000 SHARES 337173 337173 ALPHABET INC. (GOOGL) 1,800.000 SHARES 158814 158814 AMAZON.COM, INC. (AMZN) 4,442.000 SHARES 373128 373128 AON PLC (AON) 713.000 SHARES 214000 214000 CAPITAL ONE FINANCIAL CORPORATION (COF) 2,051.000 SHARES 190661 190661 CHARTER COMMUNICATIONS, INC. (CHTR) 509.000 SHARES 172602 172602 CITIGROUP INC. (C) 5,863.000 SHARES 265183 265183 COMCAST CORPORATION (CMCSA) 7,595.000 SHARES 265597 265597 CONOCOPHILLIPS (COP) 1,919.000 SHARES 226442 226442 DISH NETWORK CORPORATION (DISH) 4,832.000 SHARES 67841 67841 ELEVANCE HEALTH, INC. (ELV) 259.000 SHARES 132859 132859 EVOLUTION AB (PUBL) (EVVTY) 386.000 SHARES 37770 37770 GENERAL ELECTRIC COMPANY (GE) 3,783.000 SHARES 316978 316978 HILTON WORLDWIDE HOLDINGS INC. (HLT) 1,607.000 SHARES 203061 203061 IAC INC. (IAC) 754.000 SHARES 33478 33478 LIBERTY BROADBAND CORPORATION (LBRDA) 1,422.000 SHARES 108456 108456 MARRIOTT INTERNATIONAL, INC. (MAR) 1,380.000 SHARES 205468 205468 META PLATFORMS, INC. (META) 2,861.000 SHARES 344293 344293 MICROSOFT CORPORATION (MSFT) 2,355.000 SHARES 564776 564776 MORGAN STANLEY (MS) 1,990.000 SHARES 169190 169190 NASPERS LIMITED (NPSNY) 1,165.000 SHARES 38445 38445 NETFLIX, INC. (NFLX) 1,578.000 SHARES 465321 465321 PROSUS N.V. (PROSY) 11,039.000 SHARES 151565 151565 SAFRAN SA (SAFRY) 8,667.000 SHARES 270757 270757 SHELL PLC (SHEL) 2,742.000 SHARES 156157 156157 THE GOLDMAN SACHS GROUP, INC. (GS) 1,022.000 SHARES 350934 350934 THE WALT DISNEY COMPANY (DIS) 979.000 SHARES 85056 85056 UNITEDHEALTH GROUP INCORPORATED (UNH) 642.000 SHARES 340376 340376 VISA INC. (V) 483.000 SHARES 100348 100348 WELLS FARGO & COMPANY (WFC) 7,916.000 SHARES 326852 326852 WOODWARD, INC. (WWD) 1,227.000 SHARES 118540 118540 1607 CAPITAL INTERNATIONAL EQUITE FUND, LP AND TWO 1315 CAPITAL FUNDS FMV 7983585 7983585 ABBOTT CAPITAL PRIVATE EQUITY FUND V, L.P. FMV 191648 191648 ABBOTT CAPITAL PRIVATE EQUITY FUND VI, L.P. FMV 1795241 1795241 ABERDEEN REAL ASSETS PARTNERS, LP FMV 23472 23472 ACCOLADE PARTNERS BLOCKCHAIN II FEEDER, L.P. FMV 368093 368093 ADAGE CAPITAL PARTNERS, L.P. FMV 39077066 39077066 ADAMAS OPPORTUNITIES, LP FMV 31841 31841 ARROWSTREET CAPITAL GLOBAL ALL COUNTRY ALPHA EXTENSION FUND (CAYMAN) LIMITED FMV 5934222 5934222 ASPEX GLOBAL FUND-CLASS B-CLASS B FMV 6130925 6130925 BLACK LIGHT POWER 7.44 SHARES FMV 17844 17844 CA RESOURCES FUND (U.S. TAX-EXEMPT), L.P.-SERIES K FMV 2448020 2448020 CANTILLON FUNDS PLC FMV 9073573 9073573 COMMONFUND CAPITAL NATURAL RESOURCES PARTNERS IX LP FMV 1945310 1945310 COMMONFUND CAPITAL PRIVATE EQUITY PARTNERS VI, LP FMV 28162 28162 COMMONFUND CAPITAL VENTURE PARTNERS VIII, L.P. FMV 2258714 2258714 COMMONFUND INTERNATIONAL PARTNERS VI, LP FMV 682201 682201 COMMONFUND PRIVATE EQUITY PARTNERS VII, LP FMV 1339134 1339134 DAVIDSON KEMPNER INSTITUTIONAL PARTNERS L.P. FMV 8589317 8589317 DIAMETER OFFSHORE FUND LP FMV 6458090 6458090 DODDINGTON EMERGING MARKETS FUND, LLC FMV 3970191 3970191 DOVER STREET IX CAYMAN FUND L.P. FMV 1247009 1247009 DOVER STREET X FEEDER FUND L.P. FMV 1529104 1529104 DURABLE CAPITAL OFFSHORE FUND LTD. FMV 3487711 3487711 ELLIOTT INTERNATIONAL LIMITED FMV 6972481 6972481 ENCAP FLATROCK MIDSTREAM FUND IV, L.P. FMV 682998 682998 FINE TROY OUNCES OF ALLOCATED GOLD 6,388.430 QUANTITY FMV 11587015 11587015 HIMALAYA CAPITAL INVESTORS (OFFSHORE), L.P. FMV 4749085 4749085 ITE RAIL FUND, LP FMV 6787891 6787891 KING STREET CAPITAL, LTD. FMV 1115699 1115699 KLINE HILL PARTNERS FUND II LP FMV 941488 941488 KLINE HILL PARTNERS FUND III, LP FMV 1171990 1171990 KLINE HILL PARTNERS OFFSHORE FUND IV LP FMV 525378 525378 KLINE HILL PARTNERS OPPORTUNITY FUND III, LP FMV 396878 396878 KLINE HILL PARTNERS OPPORTUNITY OFFSHORE FUND IV LP FMV 268536 268536 KNIGHTSBRIDGE VENTURE CAPITAL VI LP SERIES VC FMV 1504422 1504422 LEAD EDGE CAPITAL V, LP FMV 1168226 1168226 LEAD EDGE CAPITALI VI, LP FMV 173919 173919 LUMINATE CAPITAL PARTNERS III-A, LP FMV 901548 901548 MOONRISE CHINA PARTNERS II LP FMV 959028 959028 ONE RIVER BITCOIN FEEDER FUND, LTD. FMV 574073 574073 QIMING VENTURE PARTNERS VII, LP FMV 2229690 2229690 QIMING VENTURE PARTNERS VIII, LP FMV 209237 209237 RENAISSANCE INSTITUTIONAL DIVERSIFIED GLOBAL EQUITIES ONSHORE FUND LP FMV 5546335 5546335 ROCK SPRINGS CAPITAL OFFSHORE FUND LP FMV 5249241 5249241 RUBICON TECHNOLOGY PARTNERS III L.P. FMV 2979197 2979197 SERIES THIRD ROCK VENTURES VI - CA RESOURCES FUND (U.S. TAX-EXEMPT), L.P. FMV 207965 207965 THE OVERLOOK PARTNERS FUND LP FMV 4532734 4532734 THE SILCHESTER INTERNATIONAL INVESTORS INTERNATIONAL VALUE EQUITY TRUST FMV 6765964 6765964 TRUEBRIDGE CAPITAL PARTNERS FUND V, L.P. FMV 5619660 5619660 TRUEBRIDGE CAPITAL PARTNERS FUND VI, L.P. FMV 3455889 3455889 TRUEBRIDGE CAPITAL PARTNERS FUND VII, L.P. FMV 739053 739053 TRUEBRIDGE GLOBAL PREMIER I, L.P. FMV 85325 85325 VANGUARD INTERM-TERM TREASURY ADM (VFIUX) 292,147.349 SHARES FMV 2903945 2903945 VANGUARD SHORT-TERM TREASURY ADM (VFIRX) 1,211,589.288 SHARES FMV 12031083 12031083 VANGUARD TOTAL WORLD STOCK INDEX FUND (VT) 20,568.783 SHARES FMV 1772823 1772823 VIKING GLOBAL OPPORTUNITIES III LP FMV 10259523 10259523 WARBURG PINCUS GLOBAL GROWTH (E&P)-2, L.P. FMV 207445 207445 WARBURG PINCUS GLOBAL GROWTH, L.P. FMV 4056849 4056849 WARBURG PINCUS-WP GG EUROPA (CAYMAN-B), L.P. FMV 3895454 3895454 WHALE ROCK LONG OPPORTUNITIES FUND LTD. FMV 3744965 3744965 GENERAL AND ADMINISTRATIVE LEGAL COUNSEL 13785 0 44574 PREPAID EXPENSES 11152 457 457 PREPAID FEDERAL EXCISE TAX AND FEDERAL AND STATE UBIT 0 393587 393587 RIGHT OF USE ASSETS - OPERATING LEASE, NET 0 1226058 1226058 SECURITY DEPOSITS 31471 66660 66660 UNREALIZED LOSS ON INVESTMENTS 37388903 DUES AND SUBSCRIPTIONS 2553 255 2298 FILING FEES 5539 5539 0 INFORMATION TECHNOLOGY 279798 27980 251818 INSURANCE 96885 9689 87197 OFFICE AND OTHER EXPENSES 99822 8547 31686 OTHER K-1 EXPENSES, NET OF UBI 0 1560078 0 OTHER K-1 INCOME, GROSS OF UBI 1760724 -5822100 1760724 GRANT RECOVERY 157568 157568 OTHER INCOME 560 560 OTHER K-1 UBIT INCOME -425993 -425993 CHANGE IN DEFERRED EXCISE TAXES 545764 DEFERRED FEDERAL EXCISE TAX 900000 400000 POSTRETIREMENT BENEFIT OBLIGATION 3587445 2538815 LEASE PAYABLE 0 1348152 FEDERAL EXCISE TAX AND FEDERAL AND STATE UBIT PAYABLE 45000 0 BANK AND INVESTMENT 564814 564814 0 OTHER PROFESSIONAL SERVICES 224363 0 236583 PERSONNEL SEARCH 210930 0 210930 WEB DESIGN 352320 0 352320 FEDERAL AND STATE EXCISE AND UBIT TAX 18814 0 0 FOREIGN TAXES THRU K-1'S, NET OF UBI 0 142902 0