2023-11-13T10:06:25-06:00 2022-12-31 420714325 RSM US LLP 19026 RIDGEWOOD PKWY STE 400 SAN ANTONIO TX 78259 990PF 2022-01-01 460428166 WAITT FOUNDATION WAIT 6052329929 PO BOX 1397 NORTH SIOUX CITY SD 57049 JOSH SHERER TREASURER 6052329929 2023-11-09 1 JOSH SHERER 999009999 0 JOSEPHINE BEHREND P00715390 2108286281 2023-11-09 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z X 130699895 X X 60462 60462 1670715 1670715 3088104 25107483 3005951 243270 105991 5062551 4843119 188376 0 188376 444351 0 444351 97583 0 97583 68078 0 68078 1115555 345668 802680 301022 15123 57527 41494 0 115091 0 115097 533436 0 533436 79881 0 98549 2984867 360791 2405677 8365436 8365436 11350303 360791 10771113 -6287752 4482328 239469 625607 625607 6651401 6280530 6280530 18906 37881 37881 41722380 35351624 35351624 29775374 18850690 18850690 77663496 68511442 68511442 345843 280193 97422 65650 65652 1006771 976469 976469 157175219 130699893 130699895 278151 167961 0 637740 278151 805701 X 156897068 129894192 156897068 129894192 157175219 130699893 156897068 -6287752 0 150609316 20715124 129894192 CAPITAL GAINS FROM PUBLICLY TRADED SECURITIES 2022-01-01 2022-12-31 25107483 22018835 3088648 3088648 CAPITAL GAINS FROM PARTNERSHIPS P 2022-01-01 2022-12-31 -55314 -55314 CAPITAL GAINS FROM SALE OF PTP P 2022-01-01 2022-12-31 -27383 -27383 3005951 62304 0 62304 0 62304 130531 0 60000 0 190531 621 127606 127606 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA SD 1 0 0 0 0 1 WWW.WAITTFOUNDATION.ORG JOSH SHERER 6052329929 PO BOX 1397 NORTH SIOUX CITY SD 57049 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 HAILEY WAITT 7817 IVANHOE AVE SUITE 300 LA JOLLA CA 92037 DIRECTOR 0.50 0 0 0 SHANE HARTNETT 801 RIVER DRIVE SUITE 200 NORTH SIOUX CITY SD 57049 DIRECTOR 2.00 0 0 0 MAX WAITT 801 RIVER DRIVE SUITE 200 NORTH SIOUX CITY SD 57049 DIRECTOR 0.50 0 0 0 DAVID STOOS 801 RIVER DRIVE SUITE 200 NORTH SIOUX CITY SD 57049 SECRETARY 2.00 0 0 0 JOSH SHERER 801 RIVER DRIVE SUITE 200 NORTH SIOUX CITY SD 57049 TREASURER 2.00 0 0 0 DAVE RUSSELL 7817 IVANHOE AVE SUITE 300 LA JOLLA CA 92037 VICE CHAIRMAN/DIRECTOR 0.50 0 0 0 THEODORE W WAITT 7817 IVANHOE AVE SUITE 300 LA JOLLA CA 92037 CHAIRMAN/DIRECTOR 6.00 0 0 0 CHERIE PROTHRO-SHEA 7817 IVANHOE AVE SUITE 300 LA JOLLA CA 92037 MANAGING DIRECTOR 40.00 188376 29948 516 THOMAS GRUESKIN 7817 IVANHOE AVE STE 300 LA JOLLA CA 92037 PROGRAM DIRECTOR 40.00 177691 40956 1584 TAMARA MARSHALL 7817 IVANHOE AVE STE 300 LA JOLLA CA 92037 OPERATIONS MANAGER 40.00 141564 36612 194 SHAYNA BRODY 7817 IVANHOE AVE STE 300 LA JOLLA CA 92037 MEDIA & COMMS DIRECT 40.00 127501 11850 104 JENNIFER AADNES 7817 IVANHOE AVE STE 300 LA JOLLA CA 92037 ADMINISTRATIVE ASSIS 40.00 91968 6597 162 TIFFANY NGO 7817 IVANHOE AVE STE 300 LA JOLLA CA 92037 COMMUNICATIONS MANAG 40.00 76034 12531 45 0 THEOBALD FOX LIMITED 124 CITY ROAD LONDON UK EC1V 2NX PUBLIC RELATIONS 396163 RSM US LLP 5155 PAYSPHERE CIRCL CHICAGO IL 60674 AUDIT SERVICES 68078 0 0 135191005 4559149 0 139750154 0 0 139750154 2096252 137653902 6882695 6882695 62304 62304 6820391 155801 6976192 0 6976192 10771113 0 10266 10781379 6976192 0 0 1600933 1600933 10781379 0 0 0 6976192 3805187 0 0 5406120 0 0 0 0 0 0 0 5406120 1600933 3805187 THEODORE W WAITT CHERIE PROTHRO-SHEA PO BOX 1948 LA JOLLA CA 92038 8585514400 GRANT APPLICATIONS ARE ACCEPTED FOR WF'S RAPID OCEAN CONSERVATION ('ROC') GRANTS PROGRAM APPLICATIONS MUST BE COMPLETED UTILIZING WF'S PRELIMINARY GRANT REQUEST VIA ITS WEBSITE WAITTFOUNDATION.ORG, AFTER THE GRANT APPLICANT REVIEWS WF'S GRANT GUIDELINES AND GRANTEE REQUIREMENTS ALSO FOUND ON ITS WEBSITE AN APPLICANT MUST PROVIDE ITS US TAX IDENTIFICATION NUMBER AND MUST BE PREPARED TO PROVIDE A CURRENT COPY OF ITS IRS 501(C)(3) DETERMINATION LETTER INTERNATIONAL APPLICANTS OUTSIDE THE US MUST PROVIDE PROOF OF PUBLIC CHARITABLE STATUS EQUIVALENT UNDER US LAWS PRELIMINARY GRANT REQUESTS ARE ACCEPTED YEAR-ROUND VIA WF'S WEBSITE WAITT FOUNDATION LIMITS ITS GRANTS ACCORDING TO THE CRITERIA DEFINED IN THE GRANTS GUIDELINES AND GRANTEE REQUIREMENTS SECTION ON ITS WEBSITE (WAITTFOUNDATION.ORG). ITS GRANTEES MUST HAVE PROGRAMS THAT ARE PROJECT SPECIFIC WITH TANGIBLE AND MEASURABLE RESULTS. PRIORITY IS GIVEN TO INITIATIVES ADDRESSING WF'S CORE FOCUS, OCEAN CONSERVATION WHILE WF MAY MAKE EXCEPTIONS IN SPECIAL CIRCUMSTANCES, IT GENERALLY DOES NOT SUPPORT PROGRAMS OR ORGANIZATIONS THAT FALL OUTSIDE OF ITS KEY AREAS OF FOCUS, AND DOES NOT ACCEPT PROPOSALS TO SUPPORT INDIVIDUALS, EVENT FUNDRAISERS AND SPONSORHIPS, ENDOWMENTS, OR LOBBYING OF ANY KIND THE MAXIMUM AMOUNT FOR WF ROC GRANT REQUEST IS $15,000 BARBUDANGO CODRINGTON VILLAGE CODRINGTON AC NONE PC OCEAN CONSERVATION 30000 BREN SCHOOL OF ENVIRONMENTAL SCIENCE & MANAGEMENT (UCSB) 2410 BREN HALL SANTA BARBARA CA 93106 NONE PC OCEAN CONSERVATION 750000 COLOR OF CHANGE 1714 FRANKLIN STREET 100 - 136 OAKLAND CA 94612 NONE PC EMPLOYEE MATCH 100 CONSERVATION INTERNATIONAL FOUNDATION 2011 CRYSTAL DRIVE SUITE 600 ARLINGTON VA 22202 NONE PC OCEAN CONSERVATION 500000 CRITTENTON CENTER PO BOX 295 SIOUX CITY IA 51106 NONE PC EMPLOYEE MATCH 2500 DHIVEHI MASVERIN THIMAAVESHI THIMAAVESHI MV NONE NC RAPID OCEAN CONSERVATION GRANT 20000 EQUAL JUSTICE INITIATIVE 122 COMMERCE STREET MONTGOMERY AL 36104 NONE PC EMPLOYEE MATCH 103 FEEDING SOUTH DAKOTA 4701 N WESTPORT AVENUE SIOUX FALLS SD 57107 NONE PC EMPLOYEE MATCH 100 FOOD BANK OF SIOUXLAND PO BOX 985 SIOUX CITY IA 51102 NONE PC EMPLOYEE MATCH 2000 FOREVER COSTA RICA SABANA NORTE TORRE LA SABANA PISO 5 SAN JOSE CS NONE NC OCEAN CONSERVATION 100000 FRIENDS OF SOUTH DAKOTA PUBLIC BROADCASTING 601 N PHILLIPS AVENUE STE 100 SIOUX FALLS SD 57104 NONE PC EMPLOYEE MATCH 360 GLOBAL FISHING WATCH 1025 CONNECTICUT AVE NW STE 200 WASHINGTON DC 20036 NONE PC OCEAN CONSERVATION 200000 GLOBAL ISLAND PARTNERSHIP (GLISPA) PO BOX 2177 POHNPEI FED. STATES OF MI FM 96941 NONE NC RAPID OCEAN CONSERVATION GRANT 20000 GOSPEL MISSION 500 BLUFF STREET PO BOX 3745 SIOUX CITY IA 51102 NONE PC EMPLOYEE MATCH 100 INTERNEWS NETWORK EARTH JOURNALISM NETWORK PO BOX 4448 ARCATA CA 95518 NONE PC OCEAN CONSERVATION 20000 MAKE A WISH SAN DIEGO 4995 MURPHY CANYON RD STE 402 SAN DIEGO CA 92123 NONE PC EMPLOYEE MATCH 405 MALDIVES CORAL INSTITUTE FULHADHOO BAA ATOLL MV NONE NC OCEAN CONSERVATION 40000 MARINE CONSERVATION BIOLOGY INSTITUTE MCI 1914 N 34TH STREET SUITE 400 SEATTLE WA 98103 NONE PC OCEAN CONSERVATION 75000 OCEANO AZUL FOUNDATION ESPLANADA DOM CARLOS I S/N 1990-005 LISBOA PO NONE NC OCEAN CONSERVATION 382762 OCEANS 5 6 WEST 48TH STREET 10TH FLOOR NEW YORK NY 10036 NONE PC OCEAN CONSERVATION 1000000 RESTORE UPLIFT & HOPE SAN DIEGO 10601 TIERRASANTA BLVD STE G SAN DIEGO CA 92124 NONE PC EMPLOYEE MATCH 2000 SALVATION ARMY OF SIOUX CITY 1415 VILLA STREET SIOUX CITY IA 51103 NONE PC EMPLOYEE MATCH 100 SCRIPPS INSTITUTION OF OCEANOGRAPHY 8622 KENNEL WAY LA JOLLA CA 92037 NONE PC OCEAN CONSERVATION 289453 SEASKETCH MARINE SCIENCE INSTITUTE UNIVERSITY OF CALIFORNIA SANTA BARBARA CA 93106 NONE PC OCEAN CONSERVATION 799243 SIOUXLAND HABITAT FOR HUMANITY 1150 TRI-VIEW AVE PO BOX 5318 SIOUX CITY IA 51103 NONE PC EMPLOYEE MATCH 100 SIOUXLAND HUMANE SOCIETY 1015 TRI-VIEW AVE SIOUX CITY IA 51103 NONE PC EMPLOYEE MATCH 2500 SIOUXLAND Y 601 RIVERVIEW DRIVE SOUTH SIOUX CITY NE 68776 NONE PC EMPLOYEE MATCH 755 ST LUKE'S CHILDREN'S MIRACLE NETWORK 2720 STONE PARK BLVD SIOUX CITY IA 51104 NONE PC EMPLOYEE MATCH 3100 THE UNIVERSITY OF QUEENSLAND 1209 G ST NE WASHINGTON DC 20002 NONE PC OCEAN CONSERVATION 75000 UNICEF USA 125 MAIDEN LANE NEW YORK NY 10038 NONE PC EMPLOYEE MATCH 105 UNITED WAY OF SIOUXLAND 701 STEUBEN STREET SIOUX CITY IA 51101 NONE PC EMPLOYEE MATCH 6000 UNIVERSITY OF EXETER NORTHCOTE HOUSE THE QUEENS DRIVE EXETER UK EX4 4QJ NONE NC RAPID OCEAN CONSERVATION GRANT 18650 UNYT UTO NI YALO TRUST SUVA POINT NATIONAL SAILING CENTRE LAUCALA BAY RD SUVA FJ NONE NC OCEAN CONSERVATION 25000 WAITT INSTITUTE 801 RIVER DRIVE SUITE 200 NORTH SIOUX CITY SD 57049 NONE POF OCEAN CONSERVATION 4000000 8365436 0 14 60462 14 1670715 18 3088104 PARTNERSHIP INCOME PER BOOKS 14 87469 RETURNED GRANTS 155801 0 5062551 0 5062551 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 68078 0 68078 AMIGOS ISLA DEL COCO FRIENDS OF COCOS ISLAND BARRIO ESCALANTE DE LA IGLESIA DE SANTA TERESITA MIRAFLORES SAN JOSE CS 2021-06-11 150000 OCEAN CONVERVATION 150000 NONE 6/21/21, 11/4/22 BARBUDANGO CODRINGTON VILLAGE CODRINGTON AC 2022-11-30 30000 OCEAN CONSERVATION 20657 NONE 10/15/23, 12/31/23 CENTER FOR MARINE BIODIVERSITY AND CONSERVATION (ROC) CALLE DEL PIRATA 420 COL BENITO JUAREZ MX 2021-04-27 15000 OCEAN CONVERVATION 15000 NONE 5/10/21, 1/25/22 DHIVEHI MASVERIN THIMAAVESHI THIMAAVESHI MV 2022-10-13 20000 RAPID OCEAN CONSERVATION GRANT 20000 NONE 11/1/23, 5/31/23 FOREVER COSTA RICA SABANA NORTE TORRE LA SABANA PISO 5 SAN JOSE CS 2022-12-14 100000 OCEAN CONSERVATION 66254 NONE 10/9/23, 12/31/23 GLOBAL ISLAND PARTNERSHIP (GLISPA) PO BOX 2177 POHNPEI FM 2022-05-24 20000 RAPID OCEAN CONSERVATION GRANT 20000 NONE 8/17/2022, 12/31/22 LIVE & LEARN ENVIRONMENTAL EDUCATION SOCIETY COMMITTEE INDEPENDENCE PARK PORT VILA NH 2021-12-21 40000 OCEAN CONVERVATION 40000 NONE 5/7/23 MALDIVES CORAL INSTITUTE FULHADHOO BAA ATOLL MV 2022-11-30 40000 OCEAN CONSERVATION 40000 NONE 4/30/23, 9/1/23 OCEANO AZUL FOUNDATION ESPLANADA DOM CARLOS I S/N 1990-005 LISBOA PO 2022-09-01 382762 OCEAN CONSERVATION 175573 NONE 10/27/23 THE BAHAMAS PROTECTED AREAS FUND MINISTRY OF THE ENVIRONMENT CHARLOTTE HOUSE NASSAU BF 2021-12-14 50000 OCEAN CONSERVATION 50000 NONE 12/31/22, 5/4/23 UNIVERSITY OF EXETER NORTHCOTE HOUSE THE QUEENS DRIVE EXETER UK 2022-02-09 18650 RAPID OCEAN CONSERVATION GRANT 18650 NONE 11/7/2022, 12/31/22 UTO NI YALO TRUST SUVA POINT NATIONAL SAILING CENTRE LAUCALA BAY RD SUVA FJ 2022-12-09 25000 OCEAN CONSERVATION 0 NONE 8/30/23, 1/31/24 CAPITAL GAINS FROM PARTNERSHIPS 2022-01 PURCHASED 2022-12 COST 0 55314 CAPITAL GAINS FROM SALE OF PTP 2022-01 PURCHASED 2022-12 COST 0 27383 LOSS ON DISPOSAL 2022-01 PURCHASED 2022-12 COST 0 -544 ALPS CORE COMMODITY 2884172 2884172 FIXED INCOME FUND - FIRST PACIFIC ADVISORS(FPA) 8162827 8162827 FIXED INCOME FUND - METROPLITAN WEST 6031119 6031119 FIXED INCOME FUND - PIMCO 1772572 1772572 ARKE FOCUS FUND 5859133 5859133 ARTISAN FOCUS FUND 3720280 3720280 ARTISAN GROWTH OPP FUND 5561422 5561422 ARTISAN SMALL CAP 891314 891314 DODGE & COX 2696903 2696903 EQUITIES - RIVER ROAD 5050953 5050953 ISHARES CORE S&P 500 2310608 2310608 HARDING LOEVNER INTL 4287784 4287784 MATHEWS JAPAN 778501 778501 T ROWE PRICE 1340116 1340116 OPPENHEIMER DEVELOPING MARKETS FUND 2854610 2854610 AEQUIM ARBITRAGE FMV 2157271 2157271 AG CAPITAL RECOVERY VIII HOLDINGS FMV 17851 17851 AG SUPER FUND INT'L LTD FMV 2795082 2795082 AKO LIMITED FUND FMV 3326395 3326395 ALKEON GROWTH OFFSHORE FUND FMV 2733910 2733910 BLACKSTONE TACTICAL OPPS FUND FMV 613867 613867 BLACKSTONE TACTICAL OPPS FUND III FMV 825279 825279 CADIAN OFFSHORE FUND FMV 1365962 1365962 CANYON LAUREL INVESTMENT FUND FMV 80684 80684 CANYON LAUREL INVESTMENT FUND II FMV 576649 576649 CHARLESBANK EQUITY FUND FMV 3491015 3491015 CHILDREN'S INVESTMENT FUND FMV 3463799 3463799 CRC GLOBAL STRUCTURED CR FUND FMV 1357405 1357405 D.E. SHAW COMPOSITE INT'L FMV 6426405 6426405 EMPYREAN CAPITAL FUND FMV 1793667 1793667 FARALLON CAPITAL FMV 4139832 4139832 FIXED INCOME FUND - COLCHESTER GLOBAL BOND FMV 16330 16330 FIXED INCOME FUND - OAKTREE ENHANCED INCOME FMV 2972978 2972978 FOLIUM CAPITAL AGRICULTURE FUND FMV 1458785 1458785 FOLIUM CAPITAL TIMBER FUND FMV 1345594 1345594 FORWARD VENTURES IV FMV 208095 208095 GENERATION IM GLOBAL EQUITY FUND FMV 2251090 2251090 GLOBAL EVENT PARTNERS FMV 4043958 4043958 GREENSPRING GLOBAL PARTNERS IX-B FMV 1077623 1077623 GREENSPRING GLOBAL PARTNERS V-B FMV 2762590 2762590 GREENSPRING GLOBAL PARTNERS VII-B FMV 4679228 4679228 NITORUM OFFSHORE FUND FMV 1823904 1823904 POMONA CAPITAL FMV 17836 17836 Q-BLK REAL ASSETS LP FMV 158795 158795 TACONIC OPPORTUNITY OFFSHORE FMV 2785835 2785835 UBS TRUMBULL PROPERTY FMV 1895820 1895820 US VENTURE PARTNERS XII FMV 1158520 1158520 VARDE FUND XII FMV 571628 571628 VARDE FUND XIII FMV 1098168 1098168 VIVO CAPITAL VIII FMV 1089073 1089073 VIVO VENTURES FUND FMV 211355 211355 WAVE EQUITY FUND FMV 1719164 1719164 FURNITURES & FIXTURES 198623 152519 46104 46105 EQUIPMENT 54834 36044 18790 18791 LEASEHOLD IMPROVEMENTS 77189 76433 756 756 SOFTWARE 15197 15197 0 LEASE DEPOSIT 12973 12973 12973 DUE TO/FROM WAITT INSTITUTE 40400 11837 11837 DISTRIBUTION RECEIVABLE 1020926 408330 408330 CREDIT CARD REFUND -67528 -42561 -42561 RIGHT OF USE ASSET 0 585890 585890 UNREALIZED GAINS/LOSSES 20715124 INFORMATION TECHNOLOGIES 34810 0 34800 INSURANCE 12247 0 12247 OFFICE SUPPLIES 22182 0 22182 OUTSIDE SERVICES 778 0 778 POSTAGE 95 0 95 SUBSCRIPTIONS 4339 0 4339 PERMITS & LICENSES 419 0 419 MISCELLANEOUS 236 0 19064 UTILITIES 4591 0 4625 BANK FEES 184 0 0 PARTNERSHIP INCOME PER SCHEDULE K-1S 105991 PARTNERSHIP INCOME PER BOOKS 87469 87469 RETURNED GRANTS 155801 155801 DUE FROM - ACG INC 0 51850 LEASE LIABILITY 0 585890 INVESTMENT MANAGEMENT FEES 236408 236408 0 PROFESSIONAL FEES 217284 0 250077 INVESTMENT MSA FEE 109260 109260 0 ADMIN SERVICES - AVALON 131000 0 131000 COMMUNICATIONS 421603 0 421603 STATE FILING FEES 6620 0 0 FEDERAL EXCISE TAX 228624 0 0 FOREIGN TAXES 8251 15123 0 PAYROLL TAXES 57527 0 57527