2023-11-10T19:08:25-06:00 2022-12-31 760269860 Blazek & Vetterling 2900 Weslayan Suite 200 Houston TX 77027 990PF 2022-01-01 133912203 Carroll Petrie Foundation CARR 2125305880 401 East Palace Avenue Santa Fe NM 875012223 Theodora Portago President & Director 2125305880 2023-11-10 1 Theodora Portago 999009999 0 Kurt Coburn P01638285 7134395739 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X 330846253 X 820742 9015 9015 1044668 1044668 10863299 42785703 10883207 9324296 9360093 22062020 21296983 567789 67616 500173 526858 0 526858 218492 13496 204996 187660 48674 138986 44661 13118 30043 370107 300340 69767 858003 0 0 19109 956 18153 21596 79 21517 2482092 2242919 112388 5296367 2687198 1622881 16574000 16574000 21870367 2687198 18196881 191653 18609785 5306484 5076315 5076315 561319 34490827 34637355 39768619 16100006 28575704 27441401 250173308 238381437 258492408 67510 0 67510 67510 306631944 306738321 330846253 1726840 1684202 1726840 1684202 X 0 0 0 0 304905104 305054119 304905104 305054119 306631944 306738321 304905104 191653 0 305096757 42638 305054119 Publicly traded securities 550000 564343 -14343 -14343 Capital gain distributions 2140339 2140339 2140339 Passthrough K-1 capital gain 4571425 4571425 Redemption - Kabouter International Opportunities Offshore Fund II Ltd P 2017-02-15 2022-07-12 1843500 2402974 -559474 -559474 Redemption - Cedar Rock Capital Partners, LLC P 2017-05-15 2022-03-15 13814865 13836908 -22043 -22043 Redemption - Sanderson International Value Fund P 2017-02-15 2022-01-07 12775260 12669696 105564 105564 731 Gain - Distributions exceeding basis 186016 186016 186016 Redemption - Impala Fund Ltd. P 2016-11-16 2022-07-21 11475723 7000000 4475723 4475723 10883207 258676 0 258676 0 258676 374000 0 121000 0 495000 X 0 236324 236324 0 0 0 0 0 0 0 0 0 1 1 0 1 1 NY DE NM 1 0 0 0 1 1 www.carrollpetrie.org Zach Dillenback 2125305880 401 East Palace Avenue Santa Fe NM 875012223 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 Theodora Portago 401 East Palace Ave Santa Fe NM 87501 President & Director 40.00 351042 42811 0 Carolina Portago 401 East Palace Ave Santa Fe NM 87501 Vice President, Director & Secretary 5.00 0 0 0 Camille Manning 401 East Palace Ave Santa Fe NM 87501 Treasurer & Director 5.00 0 0 0 Zach Dillenback 401 East Palace Ave Santa Fe NM 87501 Assistant Treasurer & CFO 40.00 216747 34838 0 Bob Reid 401 East Palace Ave Santa Fe NM 87501 Senior Advisor 40.00 130500 3750 0 Jackie Hall 401 East Palace Ave Santa Fe NM 87501 Program Officer 40.00 111667 19869 0 Laura Bonar 401 East Palace Ave Santa Fe NM 87501 Program Officer 40.00 111655 15323 0 Joan Kelly 401 East Palace Ave Santa Fe NM 87501 Grants Manager 40.00 78417 20095 0 Jennifer Pedneau 401 East Palace Ave Santa Fe NM 87501 Program Officer 40.00 76841 12799 0 0 Monticello Associates 1800 Larimer St Ste 2100 Denver CO 80202 Investment advisory services 300000 Milbank LLP 55 Hudson Yards New York NY 10001 Legal services 187660 Edge Philanthropy LLC 704 Talon Ct NE Rio Rancho NM 87144 Consulting Services 64613 0 0 72140816 12173554 268488738 352803108 0 0 352803108 5292047 347511061 17375553 17375553 258676 258676 17116877 0 17116877 0 17116877 18196881 0 67510 18264391 17116877 17920033 0 0 18264391 17920033 0 0 344358 0 0 0 0 0 0 0 0 16772519 0 0 0 X ACTion Programs for Animals (APA) 537 N Solano Dr Las Cruces NM 88001 N/A PC PAWS Program 15000 Advocates for Citizens' Rights 3024 E Chapman Ave Unit 415 Orange CA 92869 N/A PC General support 15000 American Bird Conservancy PO Box 249 The Plains VA 20198 N/A PC Mineau report & pesticide work 60000 American Rivers 1101 14th Street NW Ste 1400 Washington DC 20005 N/A PC Work in New Mexico 50000 Amigos Bravos PO Box 238 Taos NM 87571 N/A PC Protecting & restoring river systems 150000 Animal Humane New Mexico 615 Virginia St SE Albuquerque NM 87108 N/A PC Project Fetch & donor-subsidized veterinary clinic 125000 Animal Legal Defense Fund 525 East Cotati Ave Cotati CA 94931 N/A PC Criminal Justice and Litigation Programs 500000 Animal Protection New Mexico PO Box 11395 Albuquerque NM 87192 N/A PC Programmatic support 650000 Animal Protective Association of Socorro PO Box 451 Socorro NM 87801 N/A PC Spay and neuter program 35000 Animal Services Center of the Mesilla Valley 3551 Bataan Memorial West Las Cruces NM 88012 N/A GOV Animal Services Center support 150000 Animal Welfare Coalition of Northeastern New Mexico PO Box 524 Las Vegas NM 87701 N/A PC General support 75000 Animal Welfare Coalition of Northeastern New Mexico PO Box 524 Las Vegas NM 87701 N/A PC Emergency evacuation support 10000 Audubon Southwest PO Box 9314 Santa Fe NM 87504 N/A PC Habitat & imperiled bird species work 150000 Aztec Animal Care & Control 825 Sabena Street Aztec NM 87410 N/A GOV Animal Shelter support 75000 Best Friends Animal Society 5001 Angel Canyon Road Kanab UT 84741 N/A PC New Mexico transfer program 40000 Beyond Pesticies 701 E Street SE Ste 200 Washington DC 20003 N/A PC General support 150000 Bro and Tracy Animal Welfare PO Box 404 Corrales NM 87048 N/A PC Spay/neuter mobile unit & general support 125000 Building Biology Institute PO Box 8520 Santa Fe NM 87504 N/A PC General support 15000 Carnegie Hill Neighbors 1326 Madison Avenue Garden Level New York NY 10128 N/A PC General support 25000 Center for American Liberty PO Box 200942 Pittsburgh PA 15251 N/A PC General support 75000 Center for Biological Diversity PO Box 710 Tucson AZ 85702 N/A PC New Mexico & Environmental Health Programs 400000 Center for Contemporary Sciences 9841 Washingtonian Blvd Ste 200 Gaithersburg MD 20878 N/A PC General support 100000 Center for Food Safety 518 C Street NE Ste 200 Washington DC 20002 N/A PC Pollinators & Pesticide Program; GMO Campaign 500000 Central Park Conservancy 14 East 60th Street New York NY 10022 N/A PC General support 25000 Chama Peak Land Alliance PO Box 5701 Pagosa Springs CO 81147 N/A PC Work for New Mexico streams, riparian & wetland systems 25000 Chimp Haven 13600 Chimpanzee Place Keithville LA 71047 N/A PC Chimp care 150000 City of Alamogordo 1376 E Ninth Street Alamogordo NM 88310 N/A GOV Animal Control Center support 75000 City of Hobbs Animal Adoption Center 200 E Broadway Hobbs NM 88240 N/A GOV Spay and neuter program 20000 City of Lovington 214 S Love Street Lovington NM 88260 N/A GOV Spay and neuter program 15000 City of Santa Rosa 244 S 4th Street Santa Rosa NM 88435 N/A GOV Spay and neuter program 20000 Companion Animal Action Team PO Box 512 Williamsburg NM 87942 N/A PC General support 15000 Conservation Lands Foundation 835 E 2nd Ave Ste 314 Durango CO 81301 N/A PC Work in New Mexico 55000 Conservation Voters New Mexico Education Fund 121 Sandoval St Ste 200 Santa Fe NM 87501 N/A PC Work for wildlife, public lands &freshwater 75000 Covenant Pathways PO Box 455 Vanderwagen NM 87326 N/A PC General support. 40000 Defenders of Wildlife 1130 17th St NW Washington DC 20036 N/A PC Work in New Mexico and Arizona 250000 Deming Animal Guardians PO Box 1275 Deming NM 88031 N/A PC General support 25000 Deming-Luna County Humane Society PO Box 70 Deming NM 88031 N/A PC Spay and neuter voucher program 25000 Denkai Animal Sanctuary 22633 Road 176 Yellow Jacket CO 81335 N/A PC General support 50000 Desert Paws Inc PO Box 1366 Pena Blanca NM 87041 N/A PC General support 50000 Dharmahorse Equine Sanctuary 6874 Coyote Road Las Cruces NM 88012 N/A PC General support 20000 Doa Ana County Humane Society PO Box 1176 Las Cruces NM 88004 N/A PC Animal Relief Program 100000 Earth Island Institute 2150 Allston Way Ste 460 Berkeley CA 94704 N/A PC Wild Heritage's Southwest forest work 75000 End of the Road Ranch PO Box 370 Silver City NM 88062 N/A PC General support 35000 Environmental Health Trust PO Box 58 Teton Village WY 83025 N/A PC Birds, Bees and Trees Program & general support 150000 Equine Advocates PO Box 354 Chatham NY 12037 N/A PC General support 15000 Equine Spirit Sanctuary 13 Los Caballos Road Ranchos de Taos NM 87557 N/A PC General support 20000 Espanola Valley Humane Society 108 Hamm Parkway Espaola NM 87532 N/A PC General support 250000 Farm to Table New Mexico 518 Old Santa Fe Trail Ste 1 Box 171 Santa Fe NM 87505 N/A PC General support 15000 Farmington Regional Animal Shelter 133 Browning Parkway Farmington NM 87401 N/A GOV Animal Shelter support 115000 Felines & Friends New Mexico 369 Montezuma Ave Ste 320 Santa Fe NM 87501 N/A PC Cat Condo HVAC & general support 40000 Feral Cat Focus of Western New York PO Box 404 East Aurora NY 14052 N/A PC General support 15000 Food & Water Watch 1616 P Street NW Ste 400 Washington DC 20036 N/A PC Mega-dairy work in New Mexico 150000 Four Corners Equine Rescue 22 Road 3334 Aztec NM 87410 N/A PC General support 100000 Health Freedom Defense Fund 506 Alder Street Ste 1 Sandpoint ID 83864 N/A PC General support 15000 Heart and Soul Animal Sanctuary 369 Montezuma Ave Ste 130 Santa Fe NM 87501 N/A PC General support 50000 Helping Paws Across Borders 16 Chamisa Rd Placitas NM 87043 N/A PC Spay and neuter clinics 40000 Homeless Animal Rescue Team of New Mexico PO Box 267 Los Lunas NM 87031 N/A PC Spay and neuter program 75000 Humane Society of Central Delaware County Inc PO Box 88 Delhi NY 13753 N/A PC General support 50000 Independent Women's Forum 4 Weems Ln Ste 312 Winchester VA 22601 N/A PC Independent Women's Law Center 75000 Institute for Applied Ecology 563 SW Jefferson Ave Corvallis OR 97333 N/A PC River for Monarchs Project 135000 International Dark-Sky Association 5049 E Broadway Blvd Ste 105 Tucson AZ 85711 N/A PC New Mexico pilot program & Southwest work 100000 International Partners for Ethical Care 1658 N Milwaukee Ave Unit 341 Chicago IL 60647 N/A PC Postcard campaign & conference 50000 June's Senior Cat Rescue PO Box 16521 Albuquerque NM 87191 N/A PC General support 10000 Kindred Spirits Animal Sanctuary 3749 A State Highway 14 Santa Fe NM 87508 N/A PC General support 50000 Malpai Borderlands Group PO Box 3536 Douglas AZ 85608 N/A PC Supporting wildlife in New Mexico 25000 McKinley County Humane Society PO Box 10 Gallup NM 87305 N/A PC General support 50000 Mustang Camp PO Box 620 Blanco NM 87412 N/A PC General support 10000 National Anti-Vivisection Society (NAVS) 444 N Wells Street Ste 406 Chicago IL 60654 N/A PC Ending dissection in the classroom 50000 National Wildlife Federation 11100 Wildlife Center Drive Reston VA 20190 N/A PC Upper Rio Grande work & pilot Pollinator Project 305000 New Mexico Acequia Association 805 Early St Ste 203B Santa Fe NM 87505 N/A PC Protecting acequia systems 50000 New Mexico Horse Rescue at Walkin N Circles Ranch (Walkin N Circles Ranch I PO Box 626 Edgewood NM 87015 N/A PC Facility improvements & general support 140000 New Mexico Wilderness Alliance 317 Commercial St NE Ste 300 Albuquerque NM 87102 N/A PC Conservation work in New Mexico and Colorado 250000 New Mexico Wildlife Center 19 Wheat Street Espanola NM 87532 N/A PC Wildlife hospital & electrical upgrades 85000 NMDOG 9445 Coors Blvd NW 171 Albuquerque NM 87114 N/A PC General support 60000 No Left Turn in Education 1318 Club House Rd Gladwyne PA 19035 N/A PC General support 15000 Panthera Corporation 8 West 40th St 18th Fl New York NY 10018 N/A PC Range-wide puma assessment 175000 Paws & Claws Animal Rescue of Quay County PO Box 143 Tucumcari NM 88401 N/A PC Roof repair & kennels upgrades 15000 Pecos People for Animal Welfare Society dba PAWS 7 Avenida Vista Grande Ste B7-471 Santa Fe NM 87508 N/A PC Spay/neuter mobile unit 75000 Perfect Harmony Animal Rescue and Sanctuary 636 Palmas St Chaparral NM 88081 N/A PC General support 5000 Pesticide Action Network 2029 University Ave Ste 200 Berkeley CA 94704 N/A PC General support 150000 Phoenix Zones Initiative 13170-B Central Avenue SE PMB 385 Albuquerque NM 87123 N/A PC Animal Protection Program 90000 Physicians Committee for Responsible Medicine 5100 Wisconsin Ave NW Ste 400 Washington DC 20016 N/A PC Toxicology Program 500000 Prairie Dog Pals PO Box 14235 Albuquerque NM 87191 N/A PC General support 5000 Raton Humane Society 1108 S Fifth Street PO Box 1321 Raton NM 87740 N/A PC General support 25000 Rio Grande Agricultural Land Trust PO Box 40043 Albuquerque NM 87196 N/A PC General support 30000 Rio Grande Return 1704B Llano St Ste 347 Santa Fe NM 87505 N/A PC General support & pollinator work 175000 Rodale Institute 611 Siegfriedale Road Kutztown PA 19530 N/A PC New York and New Mexico Programs 250000 San Luis Valley Animal Welfare Society 76 El Rio Drive Alamosa CO 81101 N/A PC General support 25000 Sandoval County Government 1500 Idalia Road Bldg D PO Box 40 Bernalillo NM 87004 N/A GOV Animal Welfare Programs & Services 60000 Santa Fe Animal Shelter 100 Caja Del Rio Rd Santa Fe NM 87507 N/A PC CASA Program 50000 Santa Fe Botanical Garden PO Box 23343 Santa Fe NM 87502 N/A PC Expanding pollinator plants & programs 15000 Santa Fe Forest Coalition PO Box 1943 Santa Fe NM 87504 N/A PC General support 25000 Save Our Bosque Task Force PO Box 1527 Socorro NM 87801 N/A PC Work towards pesticide-free restoration 13000 Sky Island Alliance PO Box 41165 Tucson AZ 85748 N/A PC Border wall work to benefit wildlife 25000 Sky Mountain Wild Horse Sanctuary PO Box 2946 Santa Fe NM 87504 N/A PC General support 15000 Spay & Neuter Action Program (SNAP) 2405 W Picacho Ste 103 Las Cruces NM 88007 N/A PC General support 40000 Stray Hearts Animal Shelter of Taos PO Box 622 Taos NM 87571 N/A PC Training program & dog pod upgrades 55000 Street Cat HUB PO Box 53207 Albuquerque NM 87153 N/A PC General support 50000 The Horse Shelter 821 W San Mateo Rd A Santa Fe NM 87505 N/A PC General support 50000 The Humane Society of the United States 1255 23rd St NW Ste 450 Washington DC 20037 N/A PC U.S. #BeCrueltyFree & Animal Research Campaigns 225000 The Toby Project Inc 220 West 72nd Street New York NY 10023 N/A PC General support 15000 The Univesity of Kansas Endowment Association PO Box 928 Lawrence KS 66044 N/A PC Milkweed in the Southwest. 5000 Torrance County PO Box 48 205 9th St Estancia NM 87016 N/A GOV Spay and neuter program 25000 Tree New Mexico 3535 Princeton Drive NE Ste 101 Albuquerque NM 87107 N/A PC General support 150000 Trout Unlimited 1777 N Kent Street Ste 100 Arlington VA 22209 N/A PC Conservation work in New Mexico and Colorado 225000 Turquoise Paw Rescue PO Box 4707 Shiprock NM 87420 N/A PC General support 25000 United4Change 2480 Times Blvd Ste 204-B Houston TX 77005 N/A PC General support 50000 Unity Project of California 668 N Coast Hwy 505 Laguna Beach CA 92651 N/A PC General support 15000 Vanguard Charitable PO Box 9509 Warwick RI 02889 N/A PC Charitable giving 600000 Vanguard Charitable PO Box 9509 Warwick RI 02889 N/A PC Charitable giving 3000000 WDIU 65 Greene Street Catskill NY 12414 N/A NC Education 50000 Western Environmental Law Center 120 Shelton McMurphey Blvd Ste 340 Eugene OR 97401 N/A PC Work in New Mexico 175000 Western Landowners Alliance PO Box 27798 Denver CO 80227 N/A PC Work in New Mexico & Consortium support 50000 Western Landowners Alliance PO Box 27798 Denver CO 80227 N/A PC Work in New Mexico 50000 Western Resource Advocates 2260 Baseline Road Ste 200 Boulder CO 80302 N/A PC Hire 150000 Weston A Price Foundation 4200 Wisconsin Ave NW Ste 106-380 Washington DC 20016 N/A PC General support 25000 White Coat Waste Project PO Box 26029 Washington DC 20001 N/A PC General support 1000000 Wild Earth Society Inc dba Wildlands Network 329 W Pierpont Ave Ste 300 Salt Lake City UT 84101 N/A PC New Mexico Program 250000 Wild Spirit Wolf Sanctuary 378 Candy Kitchen Rd HC 61 Box 28 Ramah NM 87321 N/A PC General support 25000 WildEarth Guardians 301 N Guadalupe St Ste 201 Santa Fe NM 87501 N/A PC New Mexico & Forest Wisdom program support 425000 WildEarth Guardians 301 N Guadalupe St Ste 201 Santa Fe NM 87501 N/A PC The Forest Advocate 6000 WildEarth Guardians 301 N Guadalupe St Ste 201 Santa Fe NM 87501 N/A PC The Forest Advocate 20000 WLF 1802 Vernon St NW Ste 2036 Washington DC 20009 N/A PC Education 300000 Xerces Society Inc PO Box 84274 Seattle WA 98124 N/A PC Pollinators, Pesticides & New Mexico work 600000 16574000 Sandoval County Government PO Box 40 Bernalillo NM 87004 N/A GOV Animal Welfare Programs & Services 60000 Xerces Society Inc PO Box 84274 Seattle WA 98124 N/A PC New Mexico Pesticide Specialist Hire 100000 160000 14 9015 14 1044668 525990 -19908 18 10883207 Passthrough K-1 income 525990 -40608 14 4143592 Foreign dividend income 14 5221312 -60516 21301794 0 21241278 0 0 0 0 0 0 0 0 0 0 X X 1 Estate of Carroll Petrie co Shulte Roth & Zabel 919 Third Avenue New York NY 10022 820742 X Accounting & tax compliance 44661 13118 30043 Holistic Management International 2425 San Pedro Dr NE Suite A Albuquerque NM 87110 2021-08-20 50000 Pollinators and bird habitats grazing workshops in Colorado, Texas, and New Mexico 50000 4/4/22, 10/10/22 The Foundation has no reason to doubt the accuracy or reliability of the report from the grantee; therefore, no independent verification was made. WDIU 65 Greene Street Catskill NY 12414 2022-03-21 50000 Education 50000 2/6/23 The Foundation has no reason to doubt the accuracy or reliability of the report from the grantee; therefore, no independent verification was made. Passthrough 1231 gain UBI Amberbrook VIII, LP Purchased Cost 0 522 Passthrough 1231 gain UBI Lexington Middle Market Investors IV, LP Purchased Cost 0 1360 Passthrough 1231 gain UBI Madison Dearborn Capital Partners VIII-B, LP Purchased Cost 0 22 Passthrough 1231 gain UBI The Varde Fund XIII, LP Purchased Cost 0 8177 Passthrough LT capital gain UBI Amberbrook VIII, LP Purchased Cost 0 2438 Passthrough LT capital gain UBI Lexington Middle Market Investors IV, LP Purchased Cost 0 27988 Passthrough LT capital loss UBI The Varde Fund XIII, LP Purchased Cost 0 -29374 Passthrough ST capital gain UBI Amberbrook VIII, LP Purchased Cost 0 141 Passthrough ST capital gain UBI Lexington Middle Market Investors IV, LP Purchased Cost 0 6677 Passthrough ST capital gain UBI Madison Dearborn Capital Partners VIII-A, LP Purchased Cost 0 1484 Passthrough ST capital loss UBI The Varde Fund XIII, LP Purchased Cost 0 -39343 Form 990-PF Part II, Line 22 - Charitable Gift Annuity Reserve Under the terms of the settlement agreement dated November 14, 2017 and formally entered into the record of the New York County Surrogate's Court between the Estate of Carroll Petrie, the Carroll Petrie Foundation ("Foundation") and three individuals ("Annuitants") who had been named as beneficiaries of certain unfunded charitable remainder annuity trusts under the will of Mrs. Carroll Petrie, the Carroll Petrie Foundation was obligated to use a distribution in the amount of $3,500,000 from the Estate of Carroll Petrie to establish three charitable gift annuities for the benefit of these individuals in the amount of $1,000,000 each, and to make a lump sum payment to each beneficiary representing the annuities each such individual would have been entitled to receive from the date of Mrs. Petrie's death through the establishment of the charitable gift annuities. The Charities Bureau of the Office of the Attorney General of the State of New York participated in the settlement negotiations and approved the terms of the settlement agreement. In connection therewith, the Foundation requested and received approval from the New York State Department of Financial Services for a special permit to issue said charitable gift annuities, which approval is limited to the issuance of these particular charitable gift annuities. As required by the New York State Department of Financial Services, the Foundation maintains a mandated reserve of $1,684,201 as of December 31, 2022, for the surviving annuitants of which there are two remaining. The Foundation filed its 2022 annual statement of the segregated gift annuity fund with the New York State Department of Financial Services, as required by law. The annual annuity payments (total $97,985 per year) are payable to the surviving Annuitants for life. The Annuitants are not related to the Foundation or to any of the managers or directors of the Foundation. JPM Limited Duration Bond Fund R6 28575704 27441401 Edgewood Growth Fund Institutional 10104184 14087283 GMO Emerging Domestic Opportunities Fund II 9188429 6953571 SPDR S&P 500 ETF Trust 8615277 13286001 Spyglass Growth Fund Institutional 5000000 3592085 Vanguard Lifestrategy Growth Fund 1729465 1849679 Amberbrook VIII AT COST 4540196 5459837 Anchorage Cap Ptrs Offshore AT COST 4480385 3151905 Arisaig Global Emer Mkts CF AT COST 2501280 2985832 Axiom Asia 5 AT COST 2560772 4126588 Axiom Asia 6 AT COST 1549863 1918964 Bain Capital Global LEF (Offshore) AT COST 15000000 11721034 Bluegrass Equity Fund AT COST 1967666 2326128 Canyon Dist Opp Fund III (Cayman) AT COST 5036055 4903646 Casdin Partners Offshore AT COST 5000000 1981735 CD&R Fund X AT COST 1651450 2407535 CD&R Fund X (Credit) AT COST 98521 107795 CD&R Fund X Energy B AT COST 184819 81937 CD&R Fund X Orange B AT COST 134673 349297 CD&R Fund X Waterworks B1 AT COST 197808 797859 CD&R Fund XI AT COST 1072625 1171826 CD&R Fund XI AIV B AT COST 72813 80614 CTF Research Equity (Wellington) AT COST 19461041 19453499 D. Kempner Institutional Partners AT COST 7853775 7700509 D. Kempner LT DOI IV AT COST 1686092 2919185 D. Kempner LT DOI IV (AIV) AT COST 1011888 804333 D. Kempner LT DOI V AT COST 3229515 3145161 D. Kempner LT DOI V (AIV-TE) AT COST 1723038 1761691 D. Kempner Opp Intl VI AT COST 409928 284384 D. Kempner Opp Intl VI (AIV-TE) AT COST 292 0 Farallon Capital Inst Ptrs AT COST 6597943 6663085 Farallon Equity Partners AT COST 21644709 21743566 Farallon Special Situations Fd AT COST 2463081 2289623 Farallon Special Situations Fd II AT COST 2130042 2210850 Golub Capital Ptrs Intl 11 AT COST 2666985 2687191 Golub Capital Ptrs Intl 12 AT COST 4485427 4605189 GQG Partners Emer Mkts Eq Fund AT COST 6577995 6372313 GQG Partners Internl Equity Fund AT COST 17062073 18566979 Graham Partners V AT COST 1264319 3257416 Harbor Spring Cap Ptrs Offshore AT COST 5000000 4590659 Highclere Intl Inv SMID Fund AT COST 9847893 8953963 Junto Offshore Fund AT COST 10000000 10354383 Kabouter Intl Opp Offshore Fund II AT COST 97026 97026 Lexington Middle Mkt Inv IV AT COST 2202131 2953427 Madison Dearborn Cap Ptrs VIII-A AT COST 2042516 2184669 Madison Dearborn Cap Ptrs VIII-B AT COST 366716 542157 Mainsail Partners VI AT COST 292163 280813 MW Eureka Fund AT COST 8000000 12505215 Newport Asia Institutional Fund AT COST 8119557 9528213 Nut Tree Drawdown Offshore Fund AT COST 1400000 3031310 Nut Tree Offshore Fund AT COST 5000000 6052142 Owl Rock First Lien Fund (Offshore) AT COST 4339449 4423471 Redwood Drawdown Offshore Fd III AT COST 2500000 2613410 Redwood Enhanced Income Corp AT COST 2421041 2205521 Sageview Capital Ptrs II (Offshore) AT COST 2709538 4193285 Sageview Capital Ptrs III (B) AT COST 1037338 1144298 Select Equity Offshore AT COST 9885425 16184176 StepStone VC Sec Fund V (Cayman) AT COST 3300000 3558089 The Overlook Partners Fund AT COST 3900982 3992771 The Varde Fund XIII AT COST 5562912 5559158 True Wind Capital II AT COST 704017 678832 VIP IV Feeder AT COST 3335664 3827081 Redwood Drawdown Offshore Fd II AT COST 0 1000833 Vehicle 1 33755 0 33755 33755 Vehicle 2 33755 0 33755 33755 General governance & counsel 187660 48674 138986 Change in CGA reserve liability 42638 Passthrough K-1 expenses 2314615 2187830 0 Bank service fees 28147 28147 0 Information technology 69935 1859 68076 Insurance 10461 523 9938 Membership and subscriptions 22322 0 22322 Office expenses 7269 331 6938 Staff development 3051 0 3051 State filing fees 4249 2186 2063 Other investment expenses 22043 22043 0 Passthrough K-1 income 4102984 4138781 4102984 Foreign dividend income 5221312 5221312 5221312 Charitable gift annuity reserve 1726840 1684202 Grants management fees 64613 0 64613 Investment management fees 300000 300000 0 Payroll processing fees 5494 340 5154 Federal excise tax 777449 0 0 Federal income tax 80554 0 0