2023-11-13T07:00:45-06:00 2022-12-31 366055558 GRANT THORNTON LLP 1000 WILSON BOULEVARD SUITE 1500 ARLINGTON VA 22209 990 2022-01-01 832463179 ALLIANCE TO END PLASTIC WASTE INC ALLI 6564272800 13359 N HWY 183 STE 406 2067 AUSTIN TX 78750 JACOB DUER PRESIDENT AND CEO 6564272800 2023-11-12 1 JACOB DUER 999009999 0 MARY TORRETTA P00847851 7038477500 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z JACOB DUER 13359 N HWY 183 STE 406 2067 AUSTIN TX 78750 76853891 0 X HTTPS://ENDPLASTICWASTE.ORG X 2018 DE THE VISION OF THE ALLIANCE IS TO END PLASTIC WASTE IN THE ENVIRONMENT. OUR MISSION IS TO A) DEVELOP, ACCELERATE, AND DEPLOY SOLUTIONS, B) ENGAGE COMMUNITIES AND C) CATALYZE INVESTMENTS BY DEMONSTRATING SOLUTIONS TOWARDS A CIRCULAR ECONOMY. OUR STRATEGIC PILLARS ARE INFRASTRUCTURE, INNOVATION, EDUCATION AND ENGAGEMENT AND CLEAN UP. WE STRIVE TO DEMONSTRATE AND SCALE PLASTIC WASTE-FREE CITIES WITH LOCAL WASTE MANAGEMENT AND INVESTABLE MODELS AND PARTNERSHIPS TO UNLOCK MORE CAPITAL TO END PLASTIC WASTE IN THE ENVIRONMENT. 73 73 0 73 0 0 74670489 74986190 0 0 13975 632402 511178 1235299 75195642 76853891 25553743 36639941 0 0 7896010 8349975 0 0 0 9839493 14593689 43289246 59583605 31906396 17270286 121553855 141722484 3703954 6602297 117849901 135120187 X SEE NARRATIVE TO FORM 990, PART I, LINE 1, DESCRIPTION OF ORGANIZATION MISSION. 0 0 25734142 19587322 SEE SCHEDULE O 10361558 7886611 SEE SCHEDULE O 6480695 4932725 SEE SCHEDULE O 5561757 4233283 CLEAN UP:WE BELIEVE IN SUPPORTING SOLUTIONS THAT PREVENT WASTE FROM ENTERING THE ENVIRONMENT IN THE FIRST PLACE, FUNDING THE IMPLEMENTATION OF INTEGRATED WASTE MANAGEMENT SOLUTIONS, AND SUPPORTING EFFORTS TO ESTABLISH A CIRCULAR ECONOMY FOR PLASTIC. HOWEVER, WITH MILLIONS OF TONNES OF PLASTIC ENTERING THE OCEANS DUE TO MISMANAGED WASTE AND LITTERING, CLEANING UP WHAT IS ALREADY THERE IS OF VITAL IMPORTANCE. MOST CITY LEVEL PROJECTS INCLUDE ELEMENTS OF CLEAN-UP. IN ADDITION, THE ALLIANCE UNDERTOOK SOME SPECIFIC INITIATIVES ADDRESSING CLEANUP IN 2022:THE ALLIANCE CONTINUED ITS CLEAN4CHANGE PROGRAMME IN 2022, AN EFFORT TO HELP COMMUNITIES END PLASTIC WASTE BY LEARNING, UNDERSTANDING, AND ACTING TOGETHER. THE PROGRAMME PROVIDES SIMPLE ENTRY POINTS THROUGH WHICH MEMBERS OF THE PUBLIC CAN BE ENGAGED AND INSPIRED TO HELP END PLASTIC WASTE IN THE ENVIRONMENT.WORKING WITH AFRICAN PARKS, THE ALLIANCE CONTINUES ITS SUPPORT OF THE DEDICATED CLEAN-UP PROGRAMME CALLED BASISA BAZARUTO IN THE BAZARUTO ARCHIPELAGO NATIONAL PARK OF MOZAMBIQUE. SPREAD ACROSS VARIOUS ISLANDS AND THE MAINLAND, THE ALLIANCE HAS FUNDED A SYSTEM TO COLLECT PLASTIC WASTE WASHING UP ON ITS SHORES, HELPING TO PROTECT FRAGILE ECOSYSTEMS ALONG THE WAY. ALLIANCE FUNDING HAS BEEN USED TO PURCHASE A BOAT AND VEHICLES AND TO BUILD SEVERAL SORTING SHEDS. IN ADDITION, FUNDS HAVE BEEN USED TO ESTABLISH A BRICK MAKING FACILITY INCORPORATING PLASTIC WASTE, WIH BRICKS USED IN AFRICAN PARKS AND SOLD ON THE MARKET. THE PROGRAMME EMPLOYS 50 PEOPLE TO COLLECT AND PROCESS PLASTIC WASTE FROM THE ENVIRONMENT. THESE JOBS ARE A CRITICAL LIFELINE FOR THE LOCAL COMMUNITY WHERE THERE ARE FEW EMPLOYMENT OPPORTUNITIES.AS PART OF A NINE MONTH COLLABORATION WITH THE ALLIANCE, THE AFRICAN RECLAIMERS ORGANISATION (ARO) HAS BEEN COLLECTING PLASTIC WASTE IN MAYFLOWER IN MPUMALANGA PROVINCE AND PARTS OF JOHANNESBURG CITY. ARO IS A WASTE PICKER ORGANISATION WITH A NETWORK OF MORE THAN 6,000 MEMBERS, PROVIDING A VITAL LINK IN THE RECYCLING VALUE CHAIN IN SOUTH AFRICA. AS A RESULT, SOME 4,000 PEOPLE HAVE SINCE GAINED ACCESS TO NEW OR IMPROVED WASTE MANAGEMENT SERVICES. WHERE PLASTIC WASTE WAS ONCE BROUGHT TO A MAKESHIFT BASE OF OPERATIONS UNDER A HIGHWAY OVERPASS, IT IS NOW TRANSPORTED TO A NEW SORTING CENTRE, WHICH PROVIDES A SAFER WORKPLACE, AS WELL AS A SPACE WHERE LARGER QUANTITIES OF WASTE CAN BE SORTED AND AGGREGATED FOR SALE. PLASTIC WASTE IS COMPACTED ON SITE WITH MOBILE BALERS MAKING IT EASIER AND MORE ECONOMICAL TO TRANSPORT.IN SUPPORT OF THE BERSIH INDONESIA PROGRAMME, THE ALLIANCE FUNDED CLEAN-UP ACTIVITIES IN 31 INFORMAL DUMPSITES IN THE MALANG REGENCY, INDONESIA, DIVERTING 13,500 TONNES OF UNMANAGED WASTE OF WHICH 3,100 TONNES COMPRISED PLASTIC WASTE. WORKING CLOSELY WITH THE COMMUNITIES AND LOCAL LEADERS, THE CLEAN-UP ACTIVITY IS PART OF THE BERSIH INDONESIA BEHAVIOUR CHANGE CAMPAIGN TO ENGAGE RESIDENTS IN LIGHT OF THE NEW WASTE SYSTEM BEING CREATED BY THE ALLIANCE. THE CLEAN AREAS HAVE BEEN PUT TO PRODUCTIVE USE, AND COMMUNITIES CAN SEE WHAT A FUTURE WITHOUT WASTE IN THEIR MIDST LOOKS LIKE. 5561757 4233283 48138152 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 SN ID IN 0 0 0 0 0 0 0 0 0 0 X 73 73 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X SOPHIA PORCELLI CFO 6564272800 2 SCIENCE PARK DRIVE 02-03/04 ASCENT BUILDING SN 78750 X ADRIANO ALFANI BOARD MEMBER 1.00 0.00 X 0 0 0 ALAN OU BOARD MEMBER 1.00 0.00 X 0 0 0 ALBERT CHAO BOARD MEMBER 1.00 0.00 X 0 0 0 ALBERTO GUTIERREZ BOARD MEMBER 1.00 0.00 X 0 0 0 ALVARO MENDOZA BOARD MEMBER 1.00 0.00 X 0 0 0 ANTONIO PIETRI BOARD MEMBER 1.00 0.00 X 0 0 0 BERNARD PINATEL BOARD MEMBER 2.00 0.00 X 0 0 0 BJ HEBERT BOARD MEMBER 2.00 0.00 X 0 0 0 BOB MAUGHON BOARD MEMBER 2.00 0.00 X 0 0 0 BOB PATTERSON BOARD MEMBER 1.00 0.00 X 0 0 0 BRIAN BAKER BOARD MEMBER 1.00 0.00 X 0 0 0 BRIAN MARSTON BOARD MEMBER 1.00 0.00 X 0 0 0 BRUCE CHINN BOARD MEMBER 2.00 0.00 X 0 0 0 BRYAN GLOVER BOARD MEMBER 1.00 0.00 X 0 0 0 CARSTEN KNOBEL BOARD MEMBER 1.00 0.00 X 0 0 0 CONRAD KEIJZER BOARD MEMBER 1.00 0.00 X 0 0 0 ETIENNE PETIT BOARD MEMBER 1.00 0.00 X 0 0 0 HALSEY COOK BOARD MEMBER 1.00 0.00 X 0 0 0 HERMANN REICHENECKER BOARD MEMBER 1.00 0.00 X 0 0 0 IS HWANG BOARD MEMBER 1.00 0.00 X 0 0 0 IGNACIO TORRAS BOARD MEMBER 2.00 0.00 X 0 0 0 JEAN-MARC GILSON BOARD MEMBER 2.00 0.00 X 0 0 0 JIM FITTERLING BOARD MEMBER 3.00 0.00 X 0 0 0 JIM TEAGUE BOARD MEMBER 1.00 0.00 X 0 0 0 JOHN THAYER BOARD MEMBER 2.00 0.00 X 0 0 0 JON MOELLER BOARD MEMBER 2.00 0.00 X 0 0 0 JUAN DIEGO MEJIA BOARD MEMBER 1.00 0.00 X 0 0 0 KAMAL NANAVATY BOARD MEMBER 2.00 0.00 X 0 0 0 KAREN MCKEE BOARD MEMBER 2.00 0.00 X 0 0 0 KATHY BOLHOUS BOARD MEMBER 1.00 0.00 X 0 0 0 KATSUTARO INABATA BOARD MEMBER 1.00 0.00 X 0 0 0 KEIICHI IWATA BOARD MEMBER 1.00 0.00 X 0 0 0 KEN MOUNGER BOARD MEMBER 1.00 0.00 X 0 0 0 KEVIN BAUDHUIN BOARD MEMBER 2.00 0.00 X 0 0 0 KI DON WON BOARD MEMBER 1.00 0.00 X 0 0 0 LUIS SIERRA BOARD MEMBER 2.00 0.00 X 0 0 0 MANFRED STANEK BOARD MEMBER 2.00 0.00 X 0 0 0 MARKUS STEILEMANN BOARD MEMBER 1.00 0.00 X 0 0 0 MARTIN BRUDERMUELLER BOARD MEMBER 2.00 0.00 X 0 0 0 MARWAN FREM BOARD MEMBER 1.00 0.00 X 0 0 0 MICHAEL MCGAUGH BOARD MEMBER 1.00 0.00 X 0 0 0 MIKE ZAMORA BOARD MEMBER 2.00 0.00 X 0 0 0 NASER ALDOUSARI BOARD MEMBER 1.00 0.00 X 0 0 0 NEIL ACKERMAN BOARD MEMBER 1.00 0.00 X 0 0 0 OLE ROSGAARD BOARD MEMBER 1.00 0.00 X 0 0 0 OLIVIER BROUSSE BOARD MEMBER 2.00 0.00 X 0 0 0 OSAMU HASHIMOTO BOARD MEMBER 1.00 0.00 X 0 0 0 OTA KATSUYUKI BOARD MEMBER 1.00 0.00 X 0 0 0 PATRICK DESIES BOARD MEMBER 1.00 0.00 X 0 0 0 PETER VANACKER BOARD MEMBER 2.00 0.00 X 0 0 0 RAMON LAGUARTA BOARD MEMBER 3.00 0.00 X 0 0 0 RICH RILEY BOARD MEMBER 1.00 0.00 X 0 0 0 ROBERTO BISCHOFF BOARD MEMBER 1.00 0.00 X 0 0 0 ROBERTO SIMOES BOARD MEMBER 1.00 0.00 X 0 0 0 ROBIN MOOLDIJK BOARD MEMBER 2.00 0.00 X 0 0 0 RON DELIA BOARD MEMBER 2.00 0.00 X 0 0 0 RYOSUKE MIZOUCHI BOARD MEMBER 1.00 0.00 X 0 0 0 SEAN SHI BOARD MEMBER 1.00 0.00 X 0 0 0 SEBASTIEN DAZIANO BOARD MEMBER 2.00 0.00 X 0 0 0 STAN BIKULEGE BOARD MEMBER 1.00 0.00 X 0 0 0 STEFAN ENGLEDER BOARD MEMBER 1.00 0.00 X 0 0 0 SURENDRA PATAWARI BOARD MEMBER 2.00 0.00 X 0 0 0 TANAWONG AREERATCHAKUL BOARD MEMBER 1.00 0.00 X 0 0 0 TED DOHENY BOARD MEMBER 1.00 0.00 X 0 0 0 TODD KARRAN BOARD MEMBER 1.00 0.00 X 0 0 0 TOM SALMON BOARD MEMBER 3.00 0.00 X 0 0 0 TOVE ANDERSEN BOARD MEMBER 2.00 0.00 X 0 0 0 VIPUL SHAH BOARD MEMBER 2.00 0.00 X 0 0 0 VIR KOTAK BOARD MEMBER 1.00 0.00 X 0 0 0 VISHAL GORADIA BOARD MEMBER 2.00 0.00 X 0 0 0 VOLKER REHRMANN BOARD MEMBER 2.00 0.00 X 0 0 0 WES CARTER BOARD MEMBER 1.00 0.00 X 0 0 0 YU XIZHI BOARD MEMBER 1.00 0.00 X 0 0 0 JACOB DUER PRESIDENT & CEO 40.00 0.00 X 1190291 0 1076 SOPHIA PORCELLI CFO & VICE PRESIDENT OPERATIONS 40.00 0.00 X 487877 0 25122 NICHOLAS FREDERICK KOLESCH VICE PRESIDENT, PROJECTS 40.00 0.00 X 470502 0 20440 JUSTIN WOOD VP, STRATEGIC PARTNERSHIPS 40.00 0.00 X 419225 0 34532 ALLISON LIM VP, CORPORATE & PUBLIC AFFAIRS 40.00 0.00 X 314820 0 24264 STEPHEN WILLIAM SIKRA VICE PRESIDENT, AMERICAS 40.00 0.00 X 568346 0 0 NEEVA-GAYLE ANNA CANDELORI DIRECTOR, AMERICAS 40.00 0.00 X 255300 0 0 BRUCE REID SCHULBERG HEAD OF PROJECTS, LEGAL 40.00 0.00 X 211712 0 5014 THOMAS CHHOA JAU HSI SENIOR ADVISOR 40.00 0.00 X 197583 0 285 RICHARD MCGLONE HEAD OF BUSINESS ENGMT., AMERICAS 40.00 0.00 X 192494 0 13840 CHOMPRASOB PIYAMITH HEAD PSHIP DEV & STAKEHOLDER ENGMT. 1.00 0.00 X 183309 0 0 4491459 0 124573 25 0 1 0 APCO WORLDWIDE ADVISORY SVCS PTE LTD 137 MARKET ST SN 48943 SEE SCHEDULE O 1258681 CROSSPOINT TELECOM PTE LTD 30 CECIL STREET 19-08 SINGAPORE SN 49712 SEE SCHEDULE O 605130 CHANGE ET AL PTE LTD LEVEL 49 ONE RAFFLES QUAY SINGAPORE SN 48853 SEE SCHEDULE O 572512 CAPITALAND SGP PTE LTD 1 FUSIONPOLIS PL GALAXIS SN 138522 SEE SCHEDULE O 367931 STONE LEAF ENTERPRISE CO LTD 6TH FL NO 81 CHENGGONG RD NEIHU TAIPEI TW SEE SCHEDULE O 340639 34 74835117 145923 5150 74986190 632402 632402 PROJECT COST REFUND 900099 1235299 1235299 1235299 76853891 0 0 1867701 10623018 10623018 26016923 26016923 3556498 3556498 4029392 2967627 1061765 468155 38494 429661 295930 139154 156776 2497920 1679520 818400 59660 59660 548353 291863 256490 4507489 2750115 1757374 3456943 2955647 501296 186068 -11719 197787 955215 114579 840636 90885 18373 72512 998936 490974 507962 408716 29668 379048 62450 62450 581270 581270 239784 33916 205868 59583605 48138152 11445453 0 118710249 133895658 1267708 4591250 1015639 1440209 856979 521054 560259 335925 0 0 0 0 0 1459442 121553855 141722484 1881042 4642612 1822912 383333 0 1576352 3703954 6602297 X 117849901 135120187 117849901 135120187 121553855 141722484 17270286 0 X 0 1 X 1 0 X 66025001 76174070 74670489 74986190 291855750 66025001 76174070 74670489 74986190 291855750 133550743 158305007 540592 286762 19187 632402 1478943 2000000 511178 1235299 3746477 297081170 X SCHEDULE A, PART II, LINE 10, EXPLANATION FOR OTHER INCOME: OTHER INCOME REFERS TO COST REFUND FROM CLOSED PROJECTS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 690721 396809 293912 166258 124245 42013 0 335925 LEASE LIABILITIES 1576352 1576352 X 77669486 815595 815595 76853891 0 76853891 60399200 815595 815595 59583605 0 59583605 PART X, LINE 2: INCOME TAXES THE ALLIANCE HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. 1 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM FUNDING TO RECIPIENTS 12261290 SUB-SAHARAN AFRICA 0 0 PROGRAM FUNDING TO RECIPIENTS 4742363 EAST ASIA AND THE PACIFIC 0 0 PROGRAM FUNDING TO RECIPIENTS 4000192 SOUTH ASIA 0 0 PROGRAM FUNDING TO RECIPIENTS 3155578 SOUTH AMERICA 0 0 PROGRAM FUNDING TO RECIPIENTS 1800500 NORTH AMERICA 0 0 PROGRAM FUNDING TO RECIPIENTS 57000 0 0 0 0 0 0 26016923 0 26016923 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROJECT FUNDING 58771 WIRE 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROJECT FUNDING 78000 WIRE 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROJECT FUNDING 190000 WIRE 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROJECT FUNDING 329461 WIRE 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROJECT FUNDING 114000 WIRE 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROJECT FUNDING 768582 WIRE 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROJECT FUNDING 50000 WIRE 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROJECT FUNDING 42500 WIRE 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROJECT FUNDING 49141 WIRE 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROJECT FUNDING 73500 WIRE 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROJECT FUNDING 74200 WIRE 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROJECT FUNDING 480000 WIRE 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROJECT FUNDING 202800 WIRE 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROJECT FUNDING 227223 WIRE 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROJECT FUNDING 325614 WIRE 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROJECT FUNDING 1033415 WIRE 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROJECT FUNDING 207000 WIRE 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROJECT FUNDING 60000 WIRE 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROJECT FUNDING 150000 WIRE 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROJECT FUNDING 456524 WIRE 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROJECT FUNDING 226374 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROJECT FUNDING 557479 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROJECT FUNDING 324990 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROJECT FUNDING 427000 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROJECT FUNDING 170607 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROJECT FUNDING 135000 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROJECT FUNDING 162150 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROJECT FUNDING 60000 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROJECT FUNDING 491139 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROJECT FUNDING 60700 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROJECT FUNDING 1262023 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROJECT FUNDING 2023750 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROJECT FUNDING 90000 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROJECT FUNDING 1553048 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROJECT FUNDING 185585 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROJECT FUNDING 251461 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROJECT FUNDING 94000 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROJECT FUNDING 124000 WIRE 0 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, PROJECT FUNDING 1750000 WIRE 0 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, PROJECT FUNDING 30000 WIRE 0 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, PROJECT FUNDING 50000 WIRE 0 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, PROJECT FUNDING 100000 WIRE 0 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, PROJECT FUNDING 2289226 WIRE 0 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, PROJECT FUNDING 50000 WIRE 0 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, PROJECT FUNDING 1568000 WIRE 0 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, PROJECT FUNDING 124000 WIRE 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, PROJECT FUNDING 121034 WIRE 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, PROJECT FUNDING 200000 WIRE 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, PROJECT FUNDING 116000 WIRE 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, PROJECT FUNDING 200000 WIRE 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, PROJECT FUNDING 1299159 WIRE 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, PROJECT FUNDING 1255824 WIRE 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, PROJECT FUNDING 30000 WIRE 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, PROJECT FUNDING 118140 WIRE 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, PROJECT FUNDING 345047 WIRE 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, PROJECT FUNDING 533106 WIRE 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, PROJECT FUNDING 1279611 WIRE 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, PROJECT FUNDING 1098240 WIRE 0 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES PROJECT FUNDING 57000 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROJECT FUNDING 182500 WIRE 0 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, PROJECT FUNDING 50000 WIRE 0 26 35 0 0 0 0 0 0 PART I, LINE 2: THE ALLIANCE'S PROJECTS TEAM MONITORS PROJECTS EXECUTED BY FUNDED PARTIES. EACH PROJECT IS ASSIGNED A PROJECT MANAGER BY THE ALLIANCE FROM THE STAFF OF THE PROJECTS TEAM. THE PROJECT MANAGERS HAVE REGULAR CONTACT WITH THE FUNDED PARTIES TO REVIEW PROGRESS AND ENSURE REGULAR REPORTING. PROJECT MANAGERS OR OTHER ASSIGNED ALLIANCE STAFF WILL MAKE IN-PERSON VISITS, AS APPROPRIATE, TO THE PROJECT SITES WITH THE PARTNERS TO INSPECT PROGRESS VISUALLY. THE FUNDING AGREEMENT THAT GOVERNS THE PROVISION OF THE FUNDING CONTAINS A SET OF PROJECT MILESTONES AND PLANS AGAINST WHICH PROGRESS IS MEASURED. DISBURSEMENTS OF FUNDS ARE MADE WHEN MILESTONES ARE ACHIEVED. PART II: SCHEDULE F REQUIRES THE DISCLOSURE OF REGIONS WHERE PROJECT FUNDINGS ARE RECEIVED. HOWEVER, THE FUNDED PROJECTS MAY BE PHYSICALLY IMPLEMENTED EITHER IN / OUTSIDE OF THE LOCATION OF DISBURSEMENT. PART III ACCOUNTING METHOD: 1 PLUG & PLAY LLC 440 N WOLFE RD SUNNYVALE SUNNYVALE CA 94085 743125715 3159000 0 PROJECT FUNDING CIRCULATE INITIATIVE INC 15 WEST 36TH ST 11TH FLOOR NEW YORK NY 10018 834505154 501(C)(3) 2777778 0 PROJECT FUNDING MYPLAS RECYCLING (MN) INC 19850 S DIAMOND LAKE ROAD ROGERS MN 55374 874458860 2260490 0 PROJECT FUNDING DELTERRA INC 1200 19TH STREET SUITE 1000 WASHINGTON DC 20036 853879603 501(C)(3) 739500 0 PROJECT FUNDING THE RECYCLING PARTNERSHIP INC 125 ROWELL COURT FALLS CHURCH FALLS CHURCH VA 22046 371622018 501(C)(3) 700000 0 PROJECT FUNDING FIRSTAR FIBER INC 10330 I STREET SUITE 100 OMAHA NE 68127 841442015 405000 0 PROJECT FUNDING THE COMMON POOL LLC 806 GEORGINA AVENUE SANTA MONICA CA 90402 272177673 341250 0 PROJECT FUNDING LITTERATI LLC 131 TURVEY COURT CHAPEL HILL CHAPEL HILL NC 27514 465497114 100000 0 PROJECT FUNDING REPURPOSE GLOBAL INC 2196 THIRD AVE PMB 20122 NEW YORK NY 10035 821545385 90000 0 PROJECT FUNDING GULF OF ALASKA KEEPER INC 4040 TWILIGHT LANE ANCHORAGE AK 99516 204422292 501(C)(3) 50000 0 PROJECT FUNDING 4 6 PART I, LINE 2: THE ALLIANCE'S PROJECTS TEAM MONITORS PROJECTS EXECUTED BY FUNDED PARTIES. EACH PROJECT IS ASSIGNED A PROJECT MANAGER BY THE ALLIANCE FROM THE STAFF OF THE PROJECTS TEAM. THE PROJECT MANAGERS HAVE REGULAR CONTACT WITH THE FUNDED PARTIES TO REVIEW PROGRESS AND ENSURE REGULAR REPORTING. PROJECT MANAGERS OR OTHER ASSIGNED ALLIANCE STAFF WILL MAKE IN-PERSON VISITS, AS APPROPRIATE, TO THE PROJECT SITES WITH THE PARTNERS TO INSPECT PROGRESS VISUALLY. THE FUNDING AGREEMENT THAT GOVERNS THE PROVISION OF THE FUNDING CONTAINS A SET OF PROJECT MILESTONES AND PLANS AGAINST WHICH PROGRESS IS MEASURED. DISBURSEMENTS OF FUNDS ARE MADE WHEN MILESTONES ARE ACHIEVED. X 1 1 X X X X 0 0 0 0 0 0 0 1 0 JACOB DUER PRESIDENT & CEO 765003 0 146109 0 279179 0 0 0 1076 0 1191367 0 0 0 STEPHEN WILLIAM SIKRA VICE PRESIDENT, AMERICAS 510000 0 25000 0 33346 0 0 0 0 0 568346 0 0 0 SOPHIA PORCELLI CFO & VICE PRESIDENT OPERATIONS 448309 0 39568 0 0 0 0 0 25122 0 512999 0 0 0 NICHOLAS FREDERICK KOLESCH VICE PRESIDENT, PROJECTS 447383 0 20683 0 2436 0 0 0 20440 0 490942 0 0 0 JUSTIN WOOD VP, STRATEGIC PARTNERSHIPS 400700 0 18525 0 0 0 0 0 34532 0 453757 0 0 0 ALLISON LIM VP, CORPORATE & PUBLIC AFFAIRS 311223 0 3597 0 0 0 0 0 24264 0 339084 0 0 0 NEEVA-GAYLE ANNA CANDELORI DIRECTOR, AMERICAS 235000 0 0 0 20300 0 0 0 0 0 255300 0 0 0 BRUCE REID SCHULBERG HEAD OF PROJECTS, LEGAL 204518 0 7194 0 0 0 0 0 5014 0 216726 0 0 0 RICHARD MCGLONE HEAD OF BUSINESS ENGMT., AMERICAS 175000 0 7194 0 10300 0 0 0 13840 0 206334 0 0 0 THOMAS CHHOA JAU HSI SENIOR ADVISOR 197583 0 0 0 0 0 0 0 285 0 197868 0 0 0 CHOMPRASOB PIYAMITH HEAD PSHIP DEV & STAKEHOLDER ENGMT. 183309 0 0 0 0 0 0 0 0 0 183309 0 0 0 PART I, LINE 1A: AEPW PROVIDES HOUSING ALLOWANCE TO THE PRESIDENT & CEO. THIS BENEFIT IS INCLUDED IN THE INDIVIDUAL'S TAXABLE COMPENSATION. THE COMPENSATION COMMITTEE APPROVED THE PAYMENTS WHICH ARE PAID IN LINE WITH THE INDIVIDUAL'S CONTRACTUAL AGREEMENT. PART I, LINE 7: THE ORGANIZATION AWARDS PERFORMANCE BONUSES AT THE DISCRETION OF THE PRESIDENT & CEO (FOR EMPLOYEES) AND REPRESENTATIVES OF THE BOARD (FOR PRESIDENT & CEO). THIS PROCESS IS PERFORMED WITH THE GUIDANCE OF THE COMPENSATION COMMITTEE. BASED ON A REVIEW OF THE FINANCIAL STATUS OF THE ORGANISATION AND THE COMPLETION OF SET GOALS, INDIVIDUALS MAY BE AWARDED A PERFORMANCE BONUS. FORM 990, PART III, LINE 4A, PROGRAM SERVICE ACCOMPLISHMENTS: INFRASTRUCTURE: UP TO THREE BILLION PEOPLE STILL BURY, DUMP, OR BURN THEIR WASTE BECAUSE THEY DON'T HAVE ACCESS TO ALTERNATIVE OPTIONS. DUE TO CHRONIC UNDERINVESTMENT IN WASTE MANAGEMENT INFRASTRUCTURE HAVING NO ACCESS TO ORGANISED WASTE MANAGEMENT SYSTEMS, MANY CITIES (AND COUNTRIES) CANNOT PROPERLY DISPOSE, RECOVER AND RECYCLE WASTE. INFRASTRUCTURE DEVELOPMENT IS A CRITICAL PART OF OUR STRATEGY AND WE HAVE COMMITTED SIGNIFICANT RESOURCES TO PROJECTS THAT ARE BUILDING BASIC WASTE MANAGEMENT INFRASTRUCTURE, INCLUDING HOUSEHOLD WASTE COLLECTION, THE PROCESSING THROUGH MATERIAL RECOVERY FACILITIES (MRFS), AND THE RECYCLING OR RECOVERY OF THE VALUE OF PLASTIC AND OTHER WASTE. SELECTED PROJECTS FROM THE ALLIANCE PORTFOLIO ARE DETAILED BELOW: PROJECT STOP IN THE JEMBRANA REGENCY, INDONESIA WAS SPONSORED BY THE ALLIANCE ALONG WITH BOREALIS GMBH AND SYSTEMIQ. THE PROJECT IMPLEMENTS AN INTEGRATED WASTE MANAGEMENT SYSTEM AND RELATED INFRASTRUCTURE AS WELL AS COMMUNITY ENGAGEMENT. IN 2022, THE SYSTEM CONTINUED TO RAMP UP, INCREASING THE NUMBER OF SERVICE AREAS AND HOUSEHOLDS RECEIVING COLLECTION SERVICES. THE MATERIAL RECOVERY FACILITY REACHED THE TARGETED OPERATING LEVELS IN SEGREGATING SELECTED WASTE STREAMS FOR RECYCLING. IN PARTNERSHIP WITH THE REGENCY GOVERNMENT, THE SYSTEM HAS ENROLLED THE LOCAL COMMUNITY IN WASTE MANAGEMENT BEST-PRACTICES, PROVIDING HOUSEHOLD COLLECTION OF SEGREGATED WASTE STREAMS THAT ARE SORTED AT THE MRF, WITH RECYCLABLES CONSOLIDATED FOR SALE. THE PROJECT IS WELL POSITIONED AT THE END OF 2022 FOR HANDOVER TO FULL REGENCY MANAGEMENT BY MID-2023. THE ALLIANCE PARTNERED WITH CRDC GLOBAL TO SUPPORT THE RAMP UP OF THEIR RESIN8 TECHNOLOGY AT TWO LOCATIONS IN SAN JOSE, COSTA RICA, AND PENNSYLVANIA, USA. RESIN8 IS AN INNOVATIVE TECHNOLOGY FOR CONVERTING CO-MINGLED AND DIFFICULT-TO-RECYCLE PLASTIC WASTE (INCLUDING MRF RESIDUALS AND RIVER/OCEAN-BOUND PLASTIC) INTO A HIGH-VALUE, LIGHTWEIGHT AGGREGATE. THIS IS UTILIZED AS A CONCRETE MODIFIER IN STRUCTURAL AND NON-STRUCTURAL CONCRETE PRODUCTS, ENHANCING END-CHARACTERISTICS SUCH AS STRENGTH, WEIGHT, AND THERMAL PROPERTIES. IN 2022, THE ALLIANCE SUPPORTED TAKA TAKA IN NAIROBI, KENYA, WITH THE OPERATION OF BUY-BACK AND SORTING CENTRES, BRINGING TOGETHER INFORMAL WORKERS FROM THE SURROUNDING AREA TO SOURCE FLEXIBLE PLASTIC WASTE. 140,000 PEOPLE CAN NOW ACCESS NEW OR IMPROVED WASTE MANAGEMENT SOLUTIONS AND 500 INFORMAL WORKERS WERE TRAINED TO IDENTIFY AND SORT PLASTIC WASTE. MINDFUL OF THE DIFFICULT CONDITIONS THAT WASTE PICKERS FACE, WORKERS WERE GIVEN PROTECTIVE CLOTHING AND BOOTS, AS WELL AS REGULAR HEALTH CHECK-UPS. THE SUCCESS OF THE PROJECT LED TO A NEW INITIATIVE SUPPORTING TAKA TAKA WITH THE CONSTRUCTION OF A NEW 16,000 TONNE RECYCLING FACILITY ADJACENT TO THEIR EXISTING SITE WITH START UP BY END 2023. THE ALLIANCE PARTNERED WITH THE SOUTH AFRICA HEALTHCARE FOUNDATION ON THE INKWAZI ISU PROJECT, TO UPGRADE MATERIAL RECYCLING FACILITIES IN COMMUNITIES SURROUNDING THE CITY OF DURBAN IN SOUTH AFRICA. 10 FACILTIES RECEIVED UPGRADES IN 2022, AND MONTHLY COLLECTION VOLUMES REACHED 1,000 TONNES PER MONTH BY YEAR END. IN ADDITION TO FUNDING UPGRADES OF SORTING INFRASTRUCTURE, THE PROGRAMME PROVIDES EDUCATION FOR THE COMMUNITY, CLEAN-UP ACTIVITIES, AND THE ESTABLISHMENT OF AN INNOVATION HUB FOR ENTREPRENEURS TO DEVELOP NEW SOLUTIONS. RECICLEIROS, IN PARTNERSHIP WITH THE ALLIANCE, HAS STARTED 14 SORTING CENTRES IN SMALL TO MEDIUM-SIZED CITIES IN BRAZIL, BRINGING RECYCLING TO THESE COMMUNITIES FOR THE FIRST TIME. BY PARTNERING WITH MUNICIPALITIES AND LOCAL WASTE COOPERATIVES, WHAT STARTED AS A PILOT IN THE STATE OF CEARA HAS EVOLVED INTO AN EFFECTIVE SOLUTION MODEL THAT AGGREGATES RECYCLABLES FOR SALE TO A NETWORK OF OFF-TAKERS IN THE COUNTRY. RECICLEIROS AIMS TO SCALE TO 60 CITIES ACROSS BRAZIL BY 2027, CREATE 3,000 NEW JOBS AND RECYCLE AT LEAST 30,000 TONNES OF PLASTIC WASTE ACROSS THE COUNTRY ANNUALLY. THE ALLIANCE PROVIDED AN INITIAL CONCESSIONAL LOAN WITH FINANCIAL TERMS THAT ENABLED MYPLAS TO ATTRACT ADDITIONAL GROWTH FUNDING OF US$14.9 MILLION FROM OTHER INVESTORS. THE FUNDS HAVE GONE, IN PART, TOWARDS A NEW 15,700 SQUARE METRE MECHANICAL RECYCLING PLANT, THAT IS RECYCLING FILM AND FLEXIBLE PLASTIC WASTE SOLD FOR BOTH FOOD GRADE AND NON-FOOD GRADE APPLICATIONS. THE PLANT WILL START UP IN Q4 2023, SOURCING PLASTIC WASTE FROM THE REGION. BERSIH INDONESIA: THE ELIMINASI SAMPAH PLASTIK (CLEAN INDONESIA: ELIMINATION OF PLASTIC WASTE) INITIATIVE IS AN AMBITIOUS WASTE MANAGEMENT PROJECT IN INDONESIA. THE ASPIRATION IS TO BRING TOGETHER THE MUNICIPAL AND NATIONAL GOVERNMENTS, EXPERTISE AND FUNDS FROM THE PRIVATE SECTOR, AS WELL AS THE PARTICIPATION OF LOCAL COMMUNITIES, IN A COORDINATED PUSH TO TRANSFORM THE WASTE MANAGEMENT LANDSCAPE. IN THE MALANG REGENCY, THE ALLIANCE AND THE REGENCY HAVE BEEN WORKING ON THE SYSTEM ROLL-OUT PLANNING, DETAILED ENGINEERING DESIGN, AND A BEHAVIOUR CHANGE CAMPAIGN. IN ADDITION TO SETTING UP INFRASTRUCTURE - INCLUDING BUILDING MATERIAL RECOVERY FACILITIES, TRANSFER STATIONS AND VEHICLE FLEETS - BERSIH INDONESIA IS INTENDED TO INTRODUCE REGENCY-WIDE, AFFORDABLE PAID WASTE-COLLECTION SERVICES TO INDONESIAN HOUSEHOLDS. SMART BINS ON SIDEWALKS AND COMMUNITIES IN CHENGDU AND XI'AN IN CHINA, ACCEPT RECYCLABLE WASTE AND REWARD THOSE WHO USE THEM WITH CREDITS ON THE NATION'S POPULAR WECHAT APP. SINCE NOVEMBER 2021, ENVIRO-TECH COMPANY, LOVERE, HAS INSTALLED ALMOST 1,400 SMART BINS ACROSS BOTH CITIES WITH THE SUPPORT OF A CONCESSIONAL LOAN FROM THE ALLIANCE. THESE SMART BINS ARE EASY TO USE AND ARE AVAILABLE 24/7. COLLECTED RECYCLABLES ARE TRANSFERRED TO LOVERE MATERIAL RECOVERY FACILITIES WHERE THEY ARE SORTED INTO UP TO 72 CATEGORIES. SLOWED DOWN BY THE ZERO COVID POLICY, THE INSTALLATION OF 3,000 SMART BINS CONTINUED IN 2022. FORM 990, PART III, PROGRAM SERVICE ACCOMPLISHMENTS: PROGRAM SERVICE ACCOMPLISHMENTS IN 2022, THE ALLIANCE EXPANDED ITS PORTFOLIO TO MORE THAN 50 PROJECTS ACROSS SIX CONTINENTS TO HELP ADDRESS THE PLASTIC WASTE CHALLENGE AND SUPPORT THE DEVELOPMENT OF A CIRCULAR ECONOMY FOR PLASTIC. FORM 990, PART III, LINE 4B, PROGRAM SERVICE ACCOMPLISHMENTS: INNOVATION: IN THE GLOBAL NORTH, MUCH OF OUR WORK FOCUSES ON PIONEERING THE INNOVATION NEEDED TO CREATE MORE CIRCULAR PLASTIC ECONOMIES. THIS HAS INCLUDED INVESTING IN INTELLIGENT WASTE SORTING, INCENTIVISING NEW SOLUTIONS TO RECYCLE A BROADER RANGE OF PLASTICS AND SCALING REUSABLE PACKAGING SYSTEMS. WE INNOVATE AND FOSTER COLLECTIVE INTELLIGENCE AND ACTION AROUND SHARED ISSUES, ALLOWING EVERYONE TO SHARE SOLUTIONS AND LESSONS OPENLY. INNOVATIVE IDEAS FEATURE IN MANY OF THE ALLIANCE'S PROJECTS, WHERE WE SERVE TO DE-RISK NEW IDEAS AND ENABLE PROOF OF CONCEPT. SPECIFICALLY, THE ALLIANCE WORKS WITH DIFFERENT PLATFORMS TO IDENTIFY AND SUPPORT INNOVATIVE START-UPS AND VENTURES. SELECTED PROJECTS FROM THE ALLIANCE INNOVATION PILLAR ARE DETAILED BELOW: THE ALLIANCE HAS SPONSORED THE PLUG AND PLAY TECH CENTER END PLASTIC WASTE INNOVATION PLATFORM SINCE 2019 TO FOSTER START-UPS FROM ACROSS THE PLASTIC VALUE CHAIN AND TRANSFORM PLASTIC WASTE MANAGEMENT AROUND THE WORLD. THE PROGRAM EXPANDED FURTHER IN 2022, ADDING TOKYO TO THE EXISTING HUBS IN SHANGHAI, JOHANNESBURG, SAO PAOLO, SILICON VALLEY, PARIS, AND SINGAPORE. BY THE END OF 2022, MORE THAN 160 START-UPS HAD GRADUATED FROM THE PROGRAMME, WITH OVER 220 PILOTS DEVELOPED. THE PLATFORM IDENTIFIES INNOVATIVE IDEAS IN THE FOLLOWING KEY AREAS: 1) THE COLLECTION, MANAGEMENT, AND SORTING OF PLASTIC WASTE; 2) RECYCLING AND PROCESSING TECHNOLOGIES; AND 3) EXTRACTION AND VALUE CREATION FROM POST-RECYCLED PLASTICS. IN APRIL 2022, THE ALLIANCE LAUNCHED A SEARCH FOR A NOVEL SOLUTION TO DEAL WITH FLEXIBLE PLASTIC WASTE. THE COMPETITION ATTRACTED MORE THAN 600 REGISTRATIONS FROM ACROSS THE GLOBE AND RESULTED IN 60 COMPLETE SUBMISSIONS. THEY WERE ASSESSED FOR IMPACT, SCALABILITY, FEASIBILITY, AND INNOVATION. THE US$3 MILLION PRIZE, WHICH WILL BE USED FOR PROJECT FUNDING, WENT TO NEXTEK'S COTOOCLEAN, A PROPRIETARY CLEANING PROCESS THAT, INSTEAD OF WATER, USES LOW-PRESSURE SUPER-CRITICAL CO2 TO DECONTAMINATE POLYOLEFIN FILMS. WITH THIS, POST-CONSUMER PLASTIC FILMS CAN BE DECONTAMINATED AND RECYCLED INTO FOOD-GRADE QUALITY RESIN. THE ALLIANCE PRIZE ALSO PROVIDED A PLATFORM TO CONNECT ENTREPRENEURS, CAPITAL, AND TECHNICAL EXPERTS. DRIVEN BY THE CIRCULATE INITIATIVE AND SECONDMUSE, AND CO-FUNDED BY THE ALLIANCE, INCUBATOR INITIATIVES ARE ADVANCING PROMISING IDEAS BY PROVIDING ENTREPRENEURS WITH CAPITAL, KNOW-HOW, AND CONNECTIONS. THESE INCUBATOR PROGRAMMES INCLUDE COUNTRY SPECIFIC ONES LIKE THE JAVE LOW-VALUE PLASTICS ACCELERATOR AND THE THAILAND PLASTICS CIRCULARITY ACCELERATOR. OTHERS HAVE TARGETED REGION-WIDE PROGRAMMES, LIKE THE PLASTIC WASTE TO VALUE SOUTHEAST ASIA CHALLENGE, WHICH WAS EXTENDED TO INNOVATIVE UPCYCLING AND RECYCLING VENTURES IN INDONESIA, THE PHILIPPINES, THAILAND, AND VIETNAM. MORE THAN 350 START-UPS HAVE BEEN SUPPORTED THROUGH THE INCUBATION NETWORK, WITH MORE THAN US$2 MILLION IN FUNDING. OF THESE, THE ALLIANCE HAS SUPPORTED 57 START-UPS DIRECTLY TO DEVELOP AN INTEGRATED, ROBUST ECOSYSTEM AROUND OUR PROJECTS. PART OF THE ALLIANCE'S PORTFOLIO OF SOLUTIONS THROUGH OUR INCUBATION PROGRAMME WITH PLUG AND PLAY, THE END PLASTIC WASTE INNOVATION PLATFORM, ARE MEGLOO AND POOL IN JAPAN. TAKEAWAY MEALS ARE PREPARED AND PACKED IN REUSABLE MEGLOO PLASTIC CONTAINERS MADE FROM LIGHTWEIGHT POLYPROPYLENE, READY FOR PAYMENT AND COLLECTION - ALL WHILE KEEPING CUSTOMERS INFORMED ON 'LINE', A WIDELY USED INSTANT MESSAGING APP IN JAPAN. THE APP KEEPS TRACK OF THE NUMBER OF CONTAINERS BORROWED FROM RESPECTIVE RESTAURANTS PROVIDING IMPORTANT USAGE AND CONTAINER LOCATION DATA. CONSUMERS RETURN THEIR MEGLOO CONTAINERS AT RESTAURANTS OR DEPOSIT POINTS, WHERE THE CONTAINERS ARE COLLECTED, CLEANED AND LINED UP FOR THE NEXT SHIFT. THE OTHER WINNER SELECTED FROM THE JAPAN EDITION OF THE END PLASTIC WASTE INNOVATION PLATFORM IN 2022 WAS START-UP RECOTECH. THE COMPANY IS TURNING PLASTIC WASTE DESTINED FOR INCINERATION INTO POOLS OF VALUABLE RESOURCES THROUGH ITS POOL RECYCLING SYSTEM. THE SYSTEM COLLECTS FLEXIBLE PLASTIC WASTE AND TURNS IT INTO RECYCLED RESINS, WHICH CAN BE USED FOR A VARIETY OF PLASTIC APPLICATIONS. THE SYSTEM KEEPS PLASTIC WASTE COMPLETELY TRACEABLE THROUGH AN APP, MAKING IT VISIBLE AND CENTRALLY MANAGEABLE FROM THE TIME IT IS DISCARDED UNTIL IT IS RECYCLED INTO POOL RESINS. FORM 990, PART III, LINE 4C, PROGRAM SERVICE ACCOMPLISHMENTS: EDUCATION & ENGAGEMENT: WE BELIEVE LASTING CHANGE IS POSSIBLE WHEN PEOPLE UNDERSTAND THEIR ROLE IN ADDRESSING PLASTIC WASTE AND PARTICIPATE IN SOLUTIONS THAT WILL CONTRIBUTE TO ITS COLLECTION AND RECOVERY, THEREBY REDUCING LEAKAGE INTO THE ENVIRONMENT. EDUCATION FEATURES IN MANY OF THE PROJECTS THE ALLIANCE UNDERTOOK IN 2022. PROGRAMME ACTIVITIES INCLUDING PROJECT AVIRAL IN RISHIKESH AND HARIDWAR, INDIA; PROJECT STOP IN JEMBRANA, INDONESIA; PLANKS OF PROMISE IN MANILA, PHILIPPINES; PROJECT GIRO IN OLAVARRIA, ARGENTINA; RAYONG WASTE LESS IN THAILAND, CIRCULAIRE ABIDJAN IN IVORY COAST, OCEAN STEWARDS IN BALI, AND RECYCLING HEROES IN SINGAPORE. THESE PROGRAMMES AND OTHERS ALL INCLUDE IMPORTANT EDUCATION AND COMMUNITY ENGAGEMENT COMPONENTS IN ADDITION TO PROVIDING INFRASTRUCTURE. SPECIFICALLY, THESE PROGRAMS INCLUDE THE DEVELOPMENT OF EDUCATION AND TRAINING MATERIALS, COMMUNITY OUTREACH EFFORTS, TRAINING OF WASTE WORKERS, AND ENGAGEMENT WITH SCHOOL CHILDREN. THESE EFFORTS HAVE THE GOAL OF SHARING KNOWLEDGE AND FOSTERING ENGAGEMENT, WHICH ALONGSIDE ALLIANCE INVESTMENTS IN INTEGRATED WASTE MANAGEMENT INFRASTRUCTURE, PROVIDE COMMUNITIES WITH THE EDUCATIONAL TOOLS NEEDED FOR CHANGE. THE ALLIANCE ALSO ENGAGED WITH UNIVERSITIES IN SOUTHEAST ASIA SPONSORING RESEARCH IN A NUMBER OF AREAS THAT WILL CONTRIBUTE TO HELP ENDING PLASTIC WASTE AND TRAINING THE NEXT GENERATION OF SCIENTISTS AND PROFESSIONALS TO CONTRIBUTE TO A CIRCULAR ECONOMY FOR PLASTICS. THIS INCLUDES THE RECYCLED PLASTIC IN ROADS PROJECT, JOINTLY UNDERTAKEN WITH THE CHIANG MAI UNIVERSITY IN THAILAND, AND THE NATIONAL UNIVERSITY OF SINGAPORE. THE PROJECT REACHED IMPORTANT MILESTONES IN 2022, WITH PHASE 1 SUCCESSFULLY COMPLETED INVOLVING LABORATORY TESTING OF ASPHALT CONTAINING VARIOUS POLYMER TYPES. PHASE 2 STARTED, WHICH WILL LEAD TO THE TESTING OF THE SOLUTION IN ASPHALT USED ON TRIAL SECTIONS OF HIGH-TRAFFIC ROADS. WITH SUPPORT FROM THE ALLIANCE AND MEMBER AMCOR, DELTERRA IS ROLLING OUT ITS GIRO ARGENTINA MODEL TO 120,000 RESIDENTS IN OLAVARRIA, ARGENTINA, AT A RATE OF 10,000 TO 15,000 HOUSEHOLDS EVERY TWO MONTHS. THE GIRO ARGENTINA TEAM CONDUCTED DOOR-TO-DOOR AND ONLINE SURVEYS TO UNDERSTAND THE NEEDS AND MOTIVATIONS OF RESIDENTS TO SEGREGATE AND STORE SEPARATED WASTE STREAMS. THEN, THEY DESIGNED, FURTHER REFINED, AND EVALUATED THEIR INSIGHTS IN FIVE PILOTS, HONING COMPONENTS OF COMMUNITY EDUCATION, COLLECTION, SORTING AND SOCIAL INCLUSION WITH EACH ITERATION. EACH BEHAVIOR CHANGE PILOT BUILT UPON THE LESSONS LEARNT FROM EARLIER ONES, CREATING A BLUEPRINT FOR SETTING UP NEW COLLECTION SERVICES. COLLECTED RECYCLABLES AND ORGANIC WASTE WILL BE PROCESSED AT A MATERIAL RECOVERY FACILITY DUE TO OPEN IN EARLY 2023. MORE THAN 45,000 STUDENTS IN THE METROPOLITAN AREAS OF KOLKATA INDIA, BETWEEN 11 AND 18 YEARS OLD TOOK PART IN A TWO-YEAR PILOT PROGRAMME ORGANIZED BY SOCEO. TEACHING STUDENTS ABOUT THE SCALE OF PLASTIC WASTE POLLUTION IN THEIR REGION AND THE ROLE THEY COULD PLAY IN ADDRESSING IT. THEY THEN TOOK THE MESSAGE BACK TO SOME 300,000 PEOPLE INCLUDING THEIR PEERS, FAMILIES AND COMMUNITIES - RALLYING THEM AROUND THE PLASTIC WASTE MANAGEMENT ISSUES. ECO DIGICLEAN KLONGTOEI WAS STARTED BY THE FEDERATION OF THAI INDUSTRIES, PPP PLASTICS AND THAILAND BUSINES COUNCIL FOR SUSTAINABLE DEVELOPMENT IN 2020, WITH FUNDING FROM THE ALLIANCE. THE PROJECT HAS CREATED AN APP BASED WASTE TRACKING SOLUTION WITH MODULES FOR ALL PLAYERS IN THE COLLECTION AND RECYLING VALUE CHAIN. SOME 2,000 RESIDENTS CURRENTLY PARTICIPATE IN THE PILOT, BRINGING THEIR SEPARATED PLASTIC WASTE TO EIGHT COLLECTION POINTS IN THE DISTRICT. WORKERS LOG THE DEPOSITED WASTE VIA THE APP TO RECEIVE CREDITS THAT CAN BE REDEEMED AS CASH. THE PLASTIC WASTE IS THEN PUT UP FOR SALE TO BUYERS TYPICALLY INDEPENDENT COLLECTORS, JUNK SHOPS, AND RECYCLERS WHO MAKE THEIR BIDS FOR THE BALES ON OFFER. ONCE A BID HAS BEEN ACCEPTED, THE WASTE IS DELIVERED, AND THE ROUTE IS TRACKED IN REAL-TIME. THE PURPOSE OF THE PROJECT IS TO LEARN WHAT IT WILL TAKE TO MOTIVATE DIFFERENT GROUPS OF PEOPLE TO SORT, RECYCLE AND TRADE IN PLASTIC WASTE. THROUGH DATA COLLECTED ON THE APP, BEHAVIORAL PATTERNS CAN BE IDENTIFIED PROVIDING A STARTING POINT TO OPTIMIZE LOCAL APPROACHES TO RECYCLING. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE CHIEF FINANCIAL OFFICER AND THE PRESIDENT & CEO THEN THE FORM 990 IS PROVIDED TO THE AUDIT COMMITTEE FOR REVIEW AND APPROVAL BEFORE IT IS CIRCULATED TO THE BOARD OF DIRECTORS AND FILED. FORM 990, PART VI, SECTION B, LINE 12C THE DIRECTORS, OFFICER, EMPLOYEES & REPRESENTATIVES OF AEPW ARE SUBJECT TO AEPW'S CONFLICT OF INTEREST POLICY & PROCEDURES. EACH DIRECTOR IS PROVIDED WITH A COPY OF AEPW'S CONFLICT OF INTEREST POLICY & PROCEDURES AND SIGNS AN ANNUAL ACKNOWLEDGEMENT OF THE POLICY & PROCEDURES, WITH DISCLOSURE OF ANY CONFLICT OR POTENTIAL CONFLICTS OF INTEREST. A REMINDER OF AEPW'S CONFLICT OF INTEREST POLICY & PROCEDURE IS GIVEN AT EACH MEETING HOSTED BY THE ALLIANCE AT WHICH MEMBERS ARE PARTICIPATING, INCLUDING BOARD AND EXCOM MEETINGS. THE POLICY PROVIDES THAT POTENTIAL CONFLICTS OF INTEREST MUST BE DISCLOSED TO AEPW'S GENERAL COUNSEL AT THE EARLIEST POSSIBLE JUNCTURE. DIRECTORS, OFFICERS, EMPLOYEES & REPRESENTATIVES WHO ARE SUBJECT TO A CONFLICT OF INTEREST MAY NOT PARTICIPATE IN CONSIDERATION OF PROPOSED TRANSACTIONS FOR WHICH THEY HAVE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 DECISIONS WITH REGARDS TO THE COMPENSATION OF THE PRESIDENT & CEO AND KEY EMPLOYEES ARE MADE BY THE COMPENSATION COMMITTEE AND THE REPRESENTATIVES OF THE BOARD OF THE ALLIANCE. THE COMPENSATION PACKAGE FOR THE PRESIDENT & CEO AND KEY EMPLOYEES ARE BASED ON GLOBAL MARKET STANDINGS. AEPW MEETS THE REBUTTABLE PRESUMPTION IN DETERMINING THEIR EXECUTIVE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VII, SECTION B, LINE 1, COLUMN B: DESCRIPTIONS OF CONTRACTORS' SERVICES: - APCO WORLDWIDE ADVISORY SVCS. PTE LTD: MULTI-MARKET ISSUES REPORTING, EDITORIAL SERVICES, MEDIA RELATIONS, SOCIAL MEDIA IMPLEMENTATION, EVENTS PLANNING, AND IMPLEMENTATION. - CROSSPOINT TELECOM PTE LTD: MANAGED IT SUPPORT INCLUDING INCIDENT MANAGEMENT, SERVICE AVAILABILITY, INFRASTRUCTURE, TELEPHONY, AND IT NETWORKS. - CHANGE ET AL PTE LTD: HR, TALENT, AND CHANGE MANAGEMENT ADVISORY SERVICES. - CAPITALAND SGP. PTE LTD: OFFICE RENT AND FACILITY SERVICES - STONE LEAF ENTERPRISE CO LTD: LEGAL ADVISORY SERVICES ALLIANCE TO END PLASTIC WASTE LIMITED 2 SCIENCE PARK DRIVE 02-03/04 ASC SN 981566278 CORPORATE SERVICES SN 16834684 7474525 ALLIANCE TO END PLASTIC WASTE INC AEPW SERVICES INDIA PRIVATE LIMITED 12TH FL ASHOKA ESTATE BARAKHAMBA DELHI IN 110001 CORPORATE SERVICES IN 0 0 ALLIANCE TO END PLASTIC WASTE INC PT SEJAHTERA BERSIH SAMPAH PLASTIK GEDUNG RND LT 5 UNIVERSITAS MA CHU JAWA TIMUR ID CORPORATE SERVICES ID 0 0 ALLIANCE TO END PLASTIC WASTE LIMITED