2023-11-15T05:59:48-06:00 2022-12-31 PwC US Tax LLP 2001 MARKET ST SUITE 1800 PHILADELPHIA PA 19103 990 2022-01-01 930480268 KFHPW HOLDINGS % CHIEF TAX OFFICER KFHP 5102716611 ONE KAISER PLAZA - 26TH FLOOR OAKLAND CA 94612 MICHAEL P WALTON CHIEF TAX OFFICER 5102716611 2023-10-20 MICHAEL P WALTON 999009999 ROBERT W FRIZ P00438748 2673303000 2023-10-18 2 2022 2023-04-26 12:10:37Z X ANGELA DOWLING ONE KAISER PLAZA - 26TH FLOOR OAKLAND CA 94612 11769123 false X WWW.KP.ORG X 1942 WA Supporting Kaiser Permanente organiza- tions which provide high-quality, affordable health care services to improve the health of our members and the communities we serve. 14 13 0 0 0 0 0 0 0 0 27661 169364 0 0 27661 169364 0 0 0 0 0 0 0 0 0 4774738 5078602 4774738 5078602 -4747077 -4909238 1927428012 1922692265 2022735408 2022851494 -95307396 -100159229 SUPPORTING KAISER PERMANENTE ORGANIZATIONS WHICH PROVIDE HIGH-QUALITY, AFFORDABLE HEALTH CARE SERVICES TO IMPROVE THE HEALTH OF OUR MEMBERS AND THE COMMUNITIES WE SERVE. false false 4661250 0 0 Supporting Kaiser Permanente organizations which provide high-quality, affordable health care services to improve the health of our members and the communities we serve. 4661250 true false false false false false false false false false false false false true true false false true false false false false false false false false false false false true false false false false false false false false false false false false false true true false false false true X 0 0 true 0 false false false false false false false false false false false false X 14 13 true false false false true true true true true false false true true true true true true true true false X X CHIEF TAX OFFICER 5102716611 ONE KAISER PLAZA - 26TH FLOOR OAKLAND CA 94612 X Gregory Adams Chairman & CEO 0.1 49.9 X X 0 13841691 -144241 Kimberly Horn EVP, Group President, MOC 3.5 46.5 X 0 7934857 -23881 Arthur Southam EVP, Health Plan Ops & CGO 0.4 49.6 X 0 5764865 -158211 Kathryn Lancaster EVP & Chief Financial Officer 0.1 49.9 X 0 5726249 -216576 Mark Zemelman SVP, General Counsel & Secy 0.1 49.9 X 0 5101508 61868 Susan Mullaney Regional President - WA 1.0 49.0 X 0 4230082 -187470 Janet Liang EVP, Group President & COO 3.5 46.5 X 0 5433297 -1438203 Vanessa Benavides SVP,Chief Legal Officer & Secy 0.1 49.9 X 0 1466903 207776 Thomas Meier SVP, Corporate Treasurer 0.1 49.9 X 0 1614705 -90086 Alfonse Upshaw SVP,Corporate Controller & CAO 0.0 50.0 X 0 1101434 12111 Donald Orndoff SVP, NFS 0.1 49.9 X 0 1108295 -33480 Ronald Vance Interim Regional President 1.0 49.0 X 0 937500 0 Ryan Jenson Interim Corp Controller & CAO 0.2 49.8 X 0 659683 5379 Kirk Dobbins Assistant Secretary 0.5 49.5 X 0 478370 31273 William Wiechmann Assistant Secretary 0.0 50.0 X 0 597644 -176636 Hong-Sze Yu VP, Brd & Corp Gov & Asst Secy 0.1 49.9 X 0 471975 -113514 Margaret E Porfido JD Director 0.0 3.5 X 0 317130 -14562 David F Hoffmeister Director 0.3 9.1 X 0 293262 -10368 Ramon F Baez Director 0.05 4.72 X 0 282762 -5847 Judith A Johansen JD Director 0.0 9.5 X 0 298692 -27376 Matthew T Ryan Director 0.25 7.75 X 0 250262 0 Leslie S Heisz Director 0.3 5.7 X 0 268005 -20179 Regina M Benjamin MD MBA Director 0.5 7.5 X 0 225188 18042 Jeffrey E Epstein Director 0.0 7.5 X 0 259967 -18921 Richard P Shannon MD Director 0.0 6.0 X 0 236000 3937 A Eugene Washington MD Director 0.0 7.05 X 0 241500 -3525 Jenny J Ming Director 0.3 4.6 X 0 256283 -20352 Bernice Gould Assistant Secretary 1.5 48.5 X 0 212938 15693 David J Barger Director 0.5 10.5 X 0 234000 -6803 Maryann Bodayle Assistant Secretary 1.0 49.0 X 0 196255 -24125 Edward YW Pei Director 0.0 0.0 X 0 52147 0 Kim J Kaiser Director 0.0 1.0 X 0 42404 0 Vivek Sharma Director 0.1 0.9 X 0 22750 0 0 58900326 -2339165 0 true true true 0 0 0 169123 0 0 169123 0 0 0 0 0 11600000 11599759 241 241 241 0 0 0 0 0 0 0 0 0 0 169364 0 0 169364 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 27486 27486 0 0 0 0 0 0 0 0 0 0 389866 389866 0 4661250 4661250 0 5078602 4661250 417352 0 0 0 4363992 4377045 0 0 99 15903 0 0 0 0 0 0 0 0 0 0 0 0 14801762 14971523 0 0 0 0 49082188 44420938 1859179971 1858906856 1927428012 1922692265 1244 1207 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2022734164 2022850287 2022735408 2022851494 X 8893061 8979179 0 0 -104200457 -109138408 -95307396 -100159229 1927428012 1922692265 X -4909238 466 56939 X false true X true true true X X 6 KAISER FOUNDATION HEALTH PLAN INC 941340523 10 true 0 0 KAISER FOUNDATION HEALTH PLAN OF THE NORTHWEST 930798039 10 true 0 0 KASIER FOUNDATION HEALTH PLAN OF COLORADO 840591617 10 true 0 0 KAISER FOUNDATION HEALTH PLAN OF GEORGIA 581592076 10 true 0 0 KFHP OF THE MID-ATLANTIC STATES INC 520954463 10 true 0 0 KAISER FOUNDATION HEALTH PLAN OF WASHINGTON 910511770 3 true 4661250 0 6 4661250 0 true false false false false false false false false false false false false false false true false DUE FROM AFFILIATES 5906856 INVESTMENT IN SUBSIDIARY 1853000000 1858906856 0 NOTES PAYABLE 2000000000 OTHER CURRENT LIABILITIES 22850287 2022850287 SCHEDULE D, PART X, LINE 2 ASC 740 FOOTNOTE THE ORGANIZATION'S FINANCIAL STATEMENTS DO NOT INCLUDE A FOOTNOTE UNDER ASC 740. true true false false false false false true false Gregory Adams Chairman & CEO 0 2047443 0 10474474 0 1319774 0 -174968 0 30727 0 13697450 0 3911483 Kimberly Horn EVP, Group President, MOC 0 1082278 0 1485441 0 5367138 0 -55947 0 32066 0 7910976 0 5314752 Arthur Southam EVP, Health Plan Ops & CGO 0 1230780 0 3936502 0 597583 0 -191552 0 33341 0 5606654 0 919210 Kathryn Lancaster EVP & Chief Financial Officer 0 1228774 0 3936502 0 560973 0 -235465 0 18889 0 5509673 0 916667 Mark Zemelman SVP, General Counsel & Secy 0 339902 0 3880962 0 880644 0 41523 0 20345 0 5163376 0 124044 Susan Mullaney Regional President - WA 0 224049 0 2240007 0 1766026 0 -197516 0 10046 0 4042612 0 1334452 Janet Liang EVP, Group President & COO 0 1226839 0 2031076 0 2175382 0 -1473584 0 35381 0 3995094 0 2124667 Vanessa Benavides SVP,Chief Legal Officer & Secy 0 687727 0 726916 0 52260 0 189045 0 18731 0 1674679 0 0 Thomas Meier SVP, Corporate Treasurer 0 568446 0 904341 0 141918 0 -116603 0 26517 0 1524619 0 107580 Alfonse Upshaw SVP,Corporate Controller & CAO 0 523570 0 537804 0 40060 0 -13649 0 25760 0 1113545 0 0 Donald Orndoff SVP, NFS 0 480731 0 482522 0 145042 0 -64998 0 31518 0 1074815 0 0 Ronald Vance Interim Regional President 0 937500 0 0 0 0 0 0 0 0 0 937500 0 0 Ryan Jenson Interim Corp Controller & CAO 0 305299 0 203216 0 151168 0 -22147 0 27526 0 665062 0 0 Kirk Dobbins Assistant Secretary 0 285047 0 174690 0 18633 0 3278 0 27995 0 509643 0 0 William Wiechmann Assistant Secretary 0 313805 0 221723 0 62116 0 -205048 0 28412 0 421008 0 0 Hong-Sze Yu VP, Brd & Corp Gov & Asst Secy 0 293512 0 158442 0 20021 0 -141683 0 28169 0 358461 0 0 Margaret E Porfido JD Director 0 295500 0 0 0 21630 0 -14562 0 0 0 302568 0 0 David F Hoffmeister Director 0 279500 0 0 0 13762 0 -10368 0 0 0 282894 0 0 Ramon F Baez Director 0 269000 0 0 0 13762 0 -5847 0 0 0 276915 0 0 Judith A Johansen JD Director 0 295400 0 0 0 3292 0 -27376 0 0 0 271316 0 0 Matthew T Ryan Director 0 236500 0 0 0 13762 0 0 0 0 0 250262 0 0 Leslie S Heisz Director 0 249000 0 0 0 19005 0 -20179 0 0 0 247826 0 0 Regina M Benjamin MD MBA Director 0 216000 0 0 0 9188 0 18042 0 0 0 243230 0 0 Jeffrey E Epstein Director 0 251000 0 0 0 8967 0 -18921 0 0 0 241046 0 0 Richard P Shannon MD Director 0 236000 0 0 0 0 0 3937 0 0 0 239937 0 0 A Eugene Washington MD Director 0 241500 0 0 0 0 0 -3525 0 0 0 237975 0 0 Jenny J Ming Director 0 231500 0 0 0 24783 0 -20352 0 0 0 235931 0 0 Bernice Gould Assistant Secretary 0 132832 0 34789 0 45317 0 8894 0 6799 0 228631 0 0 David J Barger Director 0 234000 0 0 0 0 0 -6803 0 0 0 227197 0 0 Maryann Bodayle Assistant Secretary 0 175247 0 18737 0 2271 0 -34504 0 10379 0 172130 0 0 Edward YW Pei Director 0 0 0 0 0 52147 0 0 0 0 0 52147 0 41442 Kim J Kaiser Director 0 28400 0 0 0 14004 0 0 0 0 0 42404 0 0 SCHEDULE J, PART I, LINE 3 METHODS USED TO ESTABLISH COMPENSATION OF CEO/EXECUTIVE DIRECTOR THE FILING ORGANIZATION RELIED ON A RELATED ORGANIZATION THAT USED ONE OR MORE OF THE METHODS DESCRIBED BELOW TO ESTABLISH THE TOP MANAGEMENT OFFICIALS' COMPENSATION: - COMPENSATION COMMITTEE - INDEPENDENT COMPENSATION CONSULTANT - FORM 990 OF OTHER ORGANIZATIONS - WRITTEN EMPLOYMENT CONTRACT - COMPENSATION SURVEY OR STUDY, AND - APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE OF A RELATED ORGANIZATION. SCHEDULE J, PART I, LINE 4a Mark Zemelman $465,099 Susan Mullaney $718,000 LISTED PERSONS PARTICIPATED IN SEPARATION ARRANGEMENTS. DEPENDING ON POSITION LEVEL, TENURE, AND SEPARATION REASON, BENEFITS PAYABLE UNDER THESE ARRANGEMENTS PROVIDE FOR PAY AND HEALTH BENEFITS CONTINUATION PLUS PAYMENT OF ACCRUED OBLIGATIONS. IN ADDITION, FOR SOME OF THE LISTED PERSONS, BENEFITS PAYABLE INCLUDE PRORATED INCENTIVE AWARDS FOR PERFORMANCE PERIODS NOT YET ENDED. NONE OF THE LISTED PERSONS PARTICIPATED IN ARRANGEMENTS ENTITLING THEM TO CHANGE-OF-CONTROL PAYMENTS. SCHEDULE J, PART I, LINE 4B SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN PAYMENT Gregory Adams $1,189,653 Kimberly Horn 5,314,752 Arthur Southam 536,824 Kathryn Lancaster 500,214 Mark Zemelman 371,550 Susan Mullaney 973,874 Janet Liang 2,124,667 Thomas Meier 89,053 Donald Orndoff 110,897 William Wiechmann 42,771 SOME OF THE PARTICIPANTS LISTED IN SCHEDULE J, PART II PARTICIPATED IN NONQUALIFIED SUPPLEMENTAL RETIREMENT PLANS. UNDER THESE PLANS, THE ORGANIZATION MAKES ANNUAL CONTRIBUTIONS TO A NOTIONAL ACCOUNT ON BEHALF OF EACH PARTICIPANT. CONTRIBUTIONS VARY BY POSITION, LEVEL AND PAY, AND VEST OVER TIME BASED ON AGE AND/OR SERVICE. PARTICIPANT ACCOUNTS ARE CREDITED WITH A FIXED RATE OF INTEREST, INVESTED IN AVAILABLE MUTUAL FUNDS OR A COMBINATION OF BOTH. CERTAIN OFFICERS ACCRUE A BENEFIT THAT VESTS BASED ON AGE AND SERVICE AND TARGETS A PERCENTAGE OF FINAL AVERAGE PAY LESS PRIOR PLAN OFFSETS. UNVESTED AMOUNTS ARE SUBJECT TO RISK OF FORFEITURE. SCHEDULE J, PART I, LINE 7 NON-FIXED PAYMENTS THE ORGANIZATION PROVIDED NON-FIXED PAYMENTS TO SOME OF THE PERSONS LISTED. PAYMENTS WERE MADE UNDER DISCRETIONARY BONUS PROGRAMS AND INCENTIVE PLANS, BASED ON ATTAINMENT OF ORGANIZATIONAL PERFORMANCE GOALS AND INDIVIDUAL PERFORMANCE, DESIGNED TO SUPPORT THE ORGANIZATION'S MISSION TO PROVIDE HIGH-QUALITY, AFFORDABLE CARE AND IMPROVE THE HEALTH OF ITS MEMBERS AND THE COMMUNITIES IT SERVES. THE PLANS' ORGANIZATIONAL PERFORMANCE GOALS INCLUDED: QUALITY OF CARE AND SERVICE, MEMBERSHIP GROWTH, OPERATING INCOME, PER MEMBER EXPENSE TREND, AND COMMUNITY BENEFIT. PLAN DESIGNS, PERFORMANCE, AND PAYOUT LEVELS, AS WELL AS INDIVIDUAL PAYMENTS TO CERTAIN PERSONS, WERE REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS, COMPRISED OF INDEPENDENT DIRECTORS. SCHEDULE J, PART II, SECTION A, COLUMN F AMOUNTS INCLUDED IN SCHEDULE J, PART II, COLUMN F INCLUDE AMOUNTS PREVIOUSLY REPORTED AS DEFERRED COMPENSATION, AS WELL AS DISTRIBUTIONS FROM A 457(B) PLAN THAT WERE PREVIOUSLY REPORTED AS REPORTABLE COMPENSATION IN ACCORDANCE WITH FORM 990 INSTRUCTIONS. SCHEDULE J, PART II, COLUMN C THE ACTUARIAL VALUE FOR THE MAJORITY OF INDIVIDUALS' DEFINED BENEFIT PLAN DECLINED IN 2022, RESULTING IN NEGATIVE COMPENSATION FOR CERTAIN EXECUTIVES. THE ACTUARIAL INCREASE OR DECREASE IN VALUE MAY CHANGE FOR VARIOUS REASONS, INCLUDING CONTINUED SERVICE, AGE, AND CHANGES IN ASSUMPTIONS. THE DECLINE IN ACTUARIAL VALUE OF BENEFITS DURING 2022 IS PRIMARILY DUE TO SIGNIFICANT INCREASE IN MARKET INTEREST RATES, RESULTING IN LOWER PRESENT VALUE OF BENEFITS COMPARED TO THE PRIOR YEAR. THE ACTUAL DOLLARS RECEIVED FROM THE DEFINED BENEFIT PLAN UPON RETIREMENT ARE NOT AFFECTED BY THE INTEREST RATE INCREASES. CERTAIN BOARD MEMBERS ARE ELIGIBLE FOR A RETIREE MEDICAL BENEFIT FOLLOWING RETIREMENT FROM THE BOARD. THE ACTUARIAL INCREASE OR DECREASE IN VALUE MAY CHANGE FOR VARIOUS REASONS, INCLUDING CONTINUED SERVICE, AGE, AND CHANGES IN ASSUMPTIONS, RESULTING IN NEGATIVE VALUES IN COLUMN (C) IN SOME INSTANCES. FORM 990, PART VII, SECTION A, LINE 5 RONALD VANCE RECEIVED COMPENSATION FROM AN UNRELATED ORGANIZATION, ALVAREZ & MARSAL HOLDINGS, LLC. FORM 990, PART V, LINE 2a ALL COMPENSATED OFFICERS, DIRECTORS AND EMPLOYEES PERFORMING SERVICES FOR KFHPW HOLDINGS ARE EMPLOYEES OF OTHER KAISER ORGANIZATIONS. KFHPW HOLDINGS IS RECHARGED BY OTHER KAISER ORGANIZATIONS FOR EMPLOYEES' TIME. FORM 990, PART VI, LINE 1a - Voting Member and Governing Body - THE EXECUTIVE COMMITTEE, COMPOSED OF DIRECTORS, HAS AUTHORITY TO ACT FOR THE BOARD BETWEEN MEETINGS EXCEPT IT HAS NO AUTHORITY TO: (I) AMEND, ALTER OR REPEAL THE BYLAWS; (II) ELECT, APPOINT OR REMOVE ANY BOARD COMMITTEE MEMBER OR ANY DIRECTOR OF THE CORPORATION; (III) AMEND THE ARTICLES OF INCORPORATION; (IV) ADOPT A PLAN OF MERGER OR ADOPT A PLAN OF CONSOLIDATION WITH ANOTHER CORPORATION; (V) AUTHORIZE THE VOLUNTARY DISSOLUTION OF THE CORPORATION OR REVOKE PROCEEDINGS THEREFOR; (VI) ADOPT A PLAN FOR THE DISTRIBUTION OF THE ASSETS OF THE CORPORATION NOT IN THE ORDINARY COURSE OF BUSINESS; OR (VII) AMEND, ALTER OR REPEAL ANY RESOLUTION OF THE BOARD OF DIRECTORS WHICH BY ITS TERMS PROVIDES THAT IT SHALL NOT BE AMENDED, ALTERED OR REPEALED. Form 990, Part VI, Line 2 Family or Business Relationships Board members Eugene Washington, MD and Richard Shannon, MD have a business relationship. Board members Jeffrey Epstein and Jenny Ming have a business relationship. Form 990, Part VI, Line 6 Kaiser Foundation Health Plan, Inc. is the sole member. FORM 990, PART VI, LINE 7A - APPOINTMENT OF GOVERNING BODY - EACH DIRECTOR OF KFHP, INC. IS DESIGNATED AS A DIRECTOR OF THIS CORPORATION. EACH SUCH DIRECTOR OF THIS CORPORATION SHALL SERVE EX OFFICIO ONLY SO LONG AS HE OR SHE IS A DIRECTOR OF HEALTH PLAN. FORM 990, PART VI, LINE 7B - APPROVAL OF CERTAIN GOVERNANCE DECISIONS - THE FOLLOWING ACTIONS OF THE CORPORATION REQUIRE APPROVAL OF THE SOLE MEMBER: A) THE ADMISSION OF NEW MEMBERS AND THE EXPULSION, SUSPENSION, OR TERMINATION OF AN EXISTING MEMBER; B) ANY CHANGES TO ITS RIGHTS AS THE CORPORATION'S SOLE MEMBER; C) THE NUMBER OF DIRECTORS IS RESERVED TO THE MEMBER BUT SHALL BE NO FEWER THAN THREE, PROVIDED HOWEVER THAT NO DECREASE IN NUMBER OF DIRECTORS SHALL HAVE THE EFFECT OF SHORTENING THE TERM OF ANY INCUMBENT; D) THE ELECTION AND REMOVAL OF DIRECTORS AND THE FILLING OF ANY VACANCIES ON THE BOARD; E) ANY SIGNIFICANT CORPORATE RESTRUCTURING OR REORGANIZATION, SUCH AS A MERGER, CONSOLIDATION OR DISSOLUTION; F) ANY AMENDMENTS TO THE ARTICLES OF INCORPORATION OR BYLAWS. Form 990, Part VI, Line 11B - FORM 990 REVIEW PROCESS - 1. KEY INFORMATION NECESSARY FOR THE PREPARATION OF THE TAX RETURN IS OBTAINED AND/OR CONFIRMED WITH INTERNAL SOURCES INCLUDING REGIONAL FINANCE, EXECUTIVE COMPENSATION, AND LEGAL. 2. PRIOR TO FINALIZATION, THE RETURN IS REVIEWED BY AN EXTERNAL TAX ADVISOR. 3. ONCE SIGNED BY AN EXTERNAL TAX ADVISOR, THE RETURN AND UNDERLYING DATA ARE REVIEWED BY AN OFFICER OR A MEMBER OF MANAGEMENT DESIGNATED BY AN OFFICER FOR SIGNATURE AND FILING. 4. COPIES ARE THEN PROVIDED TO BOARD MEMBERS PRIOR TO FILING. Form 990, Part VI, Line 12C Ethics and Compliance Ongoing Monitoring and Enforcement Activities Kaiser Permanente regularly and consistently monitors and enforces compliance with the Conflicts of Interest policy in the following ways: Reporting Conflicts of Interest Concerns - The Kaiser Permanente Ethics and Compliance Hotline or Webline is available to all employees, vendors, contractors, and agents to anonymously report actual or perceived conflicts of interest. This process is managed by a third party; however, all reported allegations are provided to Ethics and Compliance for investigation, and if required, corrective action. Employees are prohibited from retaliating against or intimidating anyone who reports concerns in good faith or refuse to participate in wrongdoing. Annual Disclosure Process - Annually, Directors, Officers, Key Employees, Executives, and other employees in roles with elevated risk are required to complete a Conflicts of Interest Disclosure (COID). Responses are reviewed by Ethics and Compliance, Board Services, and / or the Governance, Accountability and Nominating Committee of the Kaiser Foundation Health Plan/Hospital Board of Directors. When actions are required, they are addressed in accordance with policies and written standards. Conflicts of interest responses and actions are maintained for tracking and reporting purposes. Ongoing Disclosure Process - In addition to the annual disclosure process and in accordance with the Conflicts of Interest policy, on an ongoing basis Ethics and Compliance receives, consults, and reports conflicts of interest matters. External Audit Review of Disclosures - Annually, as a part of the Kaiser Permanente external audit, an outside certified public accounting firm reviews the COID process and actions taken for Directors, Officers, Key Employees, and Executives. The results, inclusive of any findings, are presented to the Kaiser Foundation Health Plan/ Hospital Audit and Compliance Committee of the Board of Directors. Awareness and Enforcement - Kaiser Permanente adheres to the following general awareness and enforcement guidelines: - Annually, the Conflicts of Interest and Corrective / Disciplinary Action policies are provided and reviewed as a part of the general ethics and compliance training and the Conflicts of Interest Policy is attested to during the disclosure process. - Represented employees are subject to corrective/disciplinary action provisions outlined in the regional or national collective bargaining agreements and applicable policies. - In the event disciplinary action is required due to failure to comply with applicable legal and regulatory requirements, Kaiser Permanente policies and procedures, the Code of Conduct (Principles of Responsibility), unsatisfactory performance, or misconduct disciplinary action includes, but is not limited to: * verbal discussion, coaching, and/or warning by the employee's immediate; supervisor or higher-level manager to correct the problem; * written notice, with or without final warning; * suspension, with or without final warning; or * termination of employment Form 990, Part VI, Line 15A/B COMPENSATION DETERMINATION THE EXECUTIVE COMPENSATION PROGRAM AS ADMINISTERED BY KAISER FOUNDATION HEALTH PLAN, INC. IS DESIGNED TO RECRUIT, RETAIN AND MOTIVATE QUALIFIED SENIOR MANAGEMENT PERSONNEL. SENIOR MANAGEMENT PERSONNEL HAVE A SIGNIFICANT IMPACT ON THE STRATEGIC AND POLICY DIRECTION AND RESULTS OF THE ORGANIZATION. THEREFORE, THE EXECUTIVE COMPENSATION PROGRAM IS, TO A SIGNIFICANT DEGREE, PERFORMANCE-BASED. THE COMPENSATION PROGRAM IS REVIEWED ANNUALLY BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS AND THE MANAGEMENT COMMITTEE ON COMPENSATION. PRIOR TO PAYMENT, ALL PROGRAMS AND PAYMENTS TO THE CEO, EXECUTIVE DIRECTOR, AND TOP MANAGEMENT OFFICIALS (EXECUTIVES) ARE REVIEWED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS AND THE MANAGEMENT COMMITTEE ON COMPENSATION. BASE PAY FOR EXECUTIVE POSITIONS IS ESTABLISHED AT A LEVEL COMPARABLE TO THE RELEVANT MARKET. IN ADDITION, OTHER COMPONENTS OF THE COMPENSATION PROGRAM BEAR 'AT-RISK' FEATURES DESIGNED TO FOCUS ON STRATEGICALLY IMPORTANT PERFORMANCE GOALS AND TO ASSIST IN ATTRACTING AND RETAINING TOP PERFORMERS. THE EXECUTIVE COMPENSATION PROGRAM IS TARGETED TO BE COMPETITIVE TO THE COMPARABLE EXTERNAL MARKET IN WHICH THE ORGANIZATION COMPETES FOR EXECUTIVE LEADERSHIP. EVALUATION OF COMPARABLE PAY DATA IS PERFORMED BY AN INDEPENDENT COMPENSATION, BENEFITS & HUMAN RESOURCES CONSULTING FIRM. THE COMPENSATION PROGRAM FOCUSES ON OBJECTIVES IN THE AREAS OF QUALITY OF MEMBER CARE AND SERVICE, MEMBERSHIP GROWTH, FINANCIAL SOUNDNESS, AND THE COMMUNITY AND SOCIAL MISSION OF THE ORGANIZATION. Form 990, PART VI, LINE 18 Forms 990 are available on www.guidestar.org. Form 990, Part VI, Line 19 PUBLIC INSPECTION GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST AS DISCLOSED TO OTHER REGULATORY BODIES. TO REQUEST COPIES CONTACT: NATIONAL COMMUNICATIONS - RM OPERATIONS KAISER FOUNDATION HEALTH PLAN AND HOSPITALS ONE KAISER PLAZA, 22ND FLOOR OAKLAND, CA 94612 Form 990, Part VII, Section A, Column B HOURS FOR RELATED ORGANIZATIONS INDIVIDUALS WHO ARE BOTH OFFICERS AND MEMBERS OF BOARDS OF DIRECTORS WORK FULL TIME AS EMPLOYEES AS WELL AS FULFILL THEIR BOARD ASSIGNMENT. ALL OFFICERS WORK FULL TIME IN THEIR EMPLOYEE CAPACITY. FULL TIME WORK MAY REQUIRE IN EXCESS OF THE TRADITIONAL 40 HOUR WEEK. GIVEN THE INTEGRATED NATURE OF OUR ORGANIZATION, EMPLOYEES MAY PROVIDE SUPPORT FOR VARIOUS KAISER PERMANENTE COMPANIES. THE AVERAGE HOURS PER WEEK REPORTED FOR THE FILING ORGANIZATION AND RELATED ORGANIZATIONS WAS ESTIMATED. Form 990, PART XI, LINE 9 Other changes in net assets or fund balances: CHANGE IN DONATED CAPITAL $ 86,118 OTHER THAN TEMPORARY IMPAIRMENTS (27,741) GAIN/LOSS ON INVESTMENTS - BOOK (1,198) GAIN/LOSS ON INVESTMENTS - TAX (241) ROUNDING ADJUSTMENT 1 ----------- TOTAL $ 56,939 Kaiser Foundation Hospitals One Kaiser Plaza - 26th Floor Oakland CA 94612 941105628 Health Care CA 501(c)(3) 3 NA false Kaiser Foundation Health Plan Inc One Kaiser Plaza - 26th Floor Oakland CA 94612 941340523 Health Care CA 501(c)(3) 10 NA false Kaiser Foundation Health Plan of CO One Kaiser Plaza - 26th Floor Oakland CA 94612 840591617 Health Care CO 501(c)(3) 10 KFHP Inc false Kaiser Foundation Health Plan of GA Inc One Kaiser Plaza - 26th Floor Oakland CA 94612 581592076 Health Care GA 501(c)(3) 10 KFHP Inc false Kaiser Foundation Health Plan of the MAS One Kaiser Plaza - 26th Floor Oakland CA 94612 520954463 Health Care MD 501(c)(3) 10 KFHP Inc false Kaiser Foundation Health Plan of the NW One Kaiser Plaza - 26th Floor Oakland CA 94612 930798039 Health Care OR 501(c)(3) 10 KFHP Inc false Kaiser Fdn Health Plan of Washington One Kaiser Plaza - 26th Floor Oakland CA 94612 910511770 Health Care WA 501(c)(3) 3 KFHPW Hldng false Kaiser Hospital Asset Management Inc One Kaiser Plaza - 26th Floor Oakland CA 94612 943299125 Asset Mgmt CA 501(c)(3) 12-I KFH false Kaiser Health Plan Asset Management Inc One Kaiser Plaza - 26th Floor Oakland CA 94612 943299124 Asset Mgmt CA 501(c)(3) 12-I KFHP Inc false Camp Bowie Service Center One Kaiser Plaza - 26th Floor Oakland CA 94612 943299123 Admin CA 501(c)(3) 12-I KFHP Inc false Lokahi Assurance LTD One Kaiser Plaza - 26th Floor Oakland CA 94612 912171891 WC Placement HI 501(c)(3) 12-I KFHP Inc false 1800 Harrison Foundation One Kaiser Plaza - 26th Floor Oakland CA 94612 943317484 Financing CA 501(c)(3) 12-I KFHP Inc false Kaiser Hospital Assistance Corporation One Kaiser Plaza - 26th Floor Oakland CA 94612 311779500 Financing CA 501(c)(3) 12-I KFH false Kaiser Health Alternatives One Kaiser Plaza - 26th Floor Oakland CA 94612 930954562 Health Care OR 501(c)(3) 10 KFHP Inc false KP Bernard J Tyson School of Medicine One Kaiser Plaza - 26th Floor Oakland CA 94612 814053028 Medical Edu. CA 501(c)(3) 2 KFH false Group Health Northwest One Kaiser Plaza - 26th Floor Oakland CA 94612 911216856 Inactive WA 501(c)(3) 12-I KFHP of WA false Group Health of Washington One Kaiser Plaza - 26th Floor Oakland CA 94612 911314907 Inactive WA 501(c)(3) 12-I KFHP of WA false Kaiser Fdn For The Adv of Integrated HC One Kaiser Plaza - 26th Floor Oakland CA 94612 823819611 Advocacy CA 501(c)(4) N/A KFHP Inc false Kaiser Foundation Health Plan of NV Inc One Kaiser Plaza - 26th Floor Oakland CA 94612 372097870 Health Care DE 501(c)(4) N/A KFHP Inc false KP Medical Foundation One Kaiser Plaza - 26th Floor Oakland CA 94612 920685740 Health Care DE 501(c)(3) 12-I KFHP Inc false KFH Holdings Inc One Kaiser Plaza - 26th Floor Oakland CA 94612 884172095 Holding Co DE 501(c)(3) 12-I KFH false NXT CAP SR FD I LLC 191 N Wacker Dr 1200 Chicago IL 60606 371651297 Investment DE NA N/A 0 0 0 0.00000 Garfield Health Sol E Pvt Ltd 1 Kaiser Pl - 26th Fl Oakland CA 94612 Admin IN NA N/A 0 0 0 0.00000 Maui Nui ASC Holdco LLC 1 Kaiser Pl - 26th Fl Oakland CA 94612 Holding Co HI NA N/A 0 0 0 0.00000 OAK TREE ASSURANCE LTD ONE KAISER PLAZA - 26TH FLOOR OAKLAND CA 94612 030329760 INSURANCE VT NA C CORP 0 0 true KAISER PERMANENTE INSURANCE COMPANY ONE KAISER PLAZA - 26TH FLOOR OAKLAND CA 94612 943203402 INSURANCE CA NA C CORP 0 0 true KAISER PERMANENTE INTERNATIONAL ONE KAISER PLAZA - 26TH FLOOR OAKLAND CA 94612 943245176 CONSULTING CA NA C CORP 0 0 true KFHP OF WASHINGTON OPTIONS INC ONE KAISER PLAZA - 26TH FLOOR OAKLAND CA 94612 911467158 INSURANCE WA NA C CORP 0 0 true true false false false true false false false false false false false false true true false false false false