2023-11-15T09:38:39-06:00 2022-12-31 410746749 CLIFTONLARSONALLEN LLP 901 NORTH GLEBE ROAD SUITE 200 ARLINGTON VA 22203 990 2022-01-01 530025510 AMERICAN BEVERAGE ASSOCIATION AMER 2024636732 1275 PENNSYLVANIA AVENUE NW 1100 WASHINGTON DC 20004 ROBERT A MICEK EVP & CFO 2024636732 2023-11-14 1 ROBERT MICEK XXX-XX-XXXX 1 ROBERT WILLIAMS P01345960 5712279500 2023-11-14 0 AAL1 IAL1 2022 2023-04-26 12:10:37Z KATHERINE LUGAR 1275 PENNSYLVANIA AVENUE NW 1100 WASHINGTON DC 20004 96604805 0 X WWW.AMERICANBEVERAGE.ORG X 1921 DC SEE PAGE 2, PART III, LINE 1 FOR DETAILS. 33 33 48 33 0 0 0 0 93156125 91729935 8311625 4782159 117331 92711 101585081 96604805 1855150 2000000 0 0 12850639 14191155 0 0 0 74960443 79234014 89666232 95425169 11918849 1179636 114967236 108354958 22520304 35355196 92446932 72999762 THE PURPOSE AND OBJECTIVES ARE TO UNITE AMERICA'S NON-ALCOHOLIC BEVERAGE COMPANIES TO ACHIEVE RESPONSIBLE PUBLIC POLICY AND PROMOTE OUR INDUSTRY'S COMMITMENT TO CUSTOMERS, CONSUMERS AND COMMUNITIES. 0 0 THE PURPOSE AND OBJECTIVES ARE TO PROMOTE THE INTERESTS OF ITS MEMBERS, RAISE THE STANDARDS OF THE NON-ALCOHOLIC BEVERAGE INDUSTRY AND PROVIDE A FORUM FOR THE INDUSTRY IN SERVING THE INTERESTS OF CONSUMERS AND TO REPRESENT THE NON-ALCOHOLIC BEVERAGE INDUSTRY BEFORE THE PUBLIC, ITS INSTITUTIONS AND AGENCIES. 0 0 1 1 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 61 0 1 48 1 0 0 0 0 1 1 0 1 0 X 33 33 0 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 1 0 X ROBERT A MICEK 2024636723 1275 PENNSYLVANIA AVENUE NW SUITE WASHINGTON DC 20004 MATTHEW DENT CHAIR 1.00 X X 0 0 0 WILLIAM BILL O'BRIEN VICE CHAIR 1.00 X X 0 0 0 RALPH D CROWLEY JR TREASURER 1.00 X X 0 0 0 KIRK TYLER EX-OFFICIO 1.00 X X 0 0 0 MELANIE BOULDEN BOARD DIRECTOR 1.00 X 0 0 0 ROB GEHRING BOARD DIRECTOR 1.00 X 0 0 0 J FRANK HARRISON III BOARD DIRECTOR 1.00 X 0 0 0 DEREK HILL BOARD DIRECTOR 1.00 X 0 0 0 JEFFREY JEFF HONICKMAN BOARD DIRECTOR 1.00 X 0 0 0 DEREK HOPKINS BOARD DIRECTOR 1.00 X 0 0 0 DEREK LEWIS BOARD DIRECTOR 1.00 X 0 0 0 JENNIFER MANN BOARD DIRECTOR 1.00 X 0 0 0 J ANDREW ANDY MOORE BOARD DIRECTOR 1.00 X 0 0 0 JOHN SHERMAN BOARD DIRECTOR 1.00 X 0 0 0 ANDREW SPRINGATE BOARD DIRECTOR 1.00 X 0 0 0 TODD SQUAREK BOARD DIRECTOR 1.00 X 0 0 0 KIRK TANNER BOARD DIRECTOR 1.00 X 0 0 0 BRIAN CHARNESKI BOARD DIRECTOR 1.00 X 0 0 0 JOHANNES EVENBLIG BOARD DIRECTOR 1.00 X 0 0 0 MARK FRANCOEUR BOARD DIRECTOR 1.00 X 0 0 0 BRADLEY BRAD GOIST BOARD DIRECTOR 1.00 X 0 0 0 SHANE GRANT BOARD DIRECTOR 1.00 X 0 0 0 SALLY HARGIS BOARD DIRECTOR 1.00 X 0 0 0 CHRIS HUNT BOARD DIRECTOR 1.00 X 0 0 0 JOHN KALIL BOARD DIRECTOR 1.00 X 0 0 0 PAUL MULLIGAN BOARD DIRECTOR 1.00 X 0 0 0 PALMER NACKARD BOARD DIRECTOR 1.00 X 0 0 0 ANDY PEYKOFF II BOARD DIRECTOR 1.00 X 0 0 0 CLIFF RITCHIE BOARD DIRECTOR 1.00 X 0 0 0 TROY D TAYLOR BOARD DIRECTOR 1.00 X 0 0 0 JEAN CLAUDE TISSOT BOARD DIRECTOR 1.00 X 0 0 0 JOHN TORGERSON BOARD DIRECTOR 1.00 X 0 0 0 TIMOTHY TIM TRANT BOARD DIRECTOR 1.00 X 0 0 0 KATHERINE LUGAR PRESIDENT & CEO 40.00 X 2609935 0 564657 AMY E HANCOCK EVP, GENERAL COUNSEL 40.00 X 588084 0 143757 ROBERT A MICEK EVP & CHIEF FINANCIAL OFFICER 40.00 X 516261 0 143757 KEVIN W KEANE EVP, GOVERNMENT & PUBLIC AFFAIRS 40.00 X 975274 0 143049 MARK N HAMMOND ASSET MANAGER 30.00 X 428290 0 11604 MERIDETH POTTER SR VICE PRESIDENT, PUBLIC AFFAIRS 40.00 X 364144 0 68457 SEAN KRISPINSKY SR. VICE PRESIDENT & DEPUTY GENERAL COUNSEL 40.00 X 365127 0 68457 RICARDO D RIVAS VICE PRESIDENT, CA 40.00 X 327153 0 41661 6174268 0 1185399 29 0 1 0 PUBLIC OPINION STRATEGIES 214 NORTH FAYETTE ST ALEXANDRIA VA 22314 PROFESSIONAL FEES 1132000 BREEZEWAY CONSULTING LLC 81 YORKTOWN STREET SOMERVILLE MA 02144 PROFESSIONAL FEES 618800 BGR GOVERNMENT AFFAIRS LLC PO BOX 14416 WASHINGTON DC 20044 PROFESSIONAL FEES 560000 KEYBRIDGE RESEARCH LLC 3050 K STREET NW SUITE 220 WASHINGTON DC 20007 PROFESSIONAL FEES 516480 NIELSEN MERKSAMER PARRINELLO GROSS 1415 L STREET 1200 SACRAMENTO CA 95814 PROFESSIONAL FEES 469944 18 SAB ASSESSMENTS 900099 73844143 73844143 MEMBERSHIP DUES 813410 17885792 17885792 91729935 4237862 4237862 92350 0 92350 92350 92350 532076 12221 0 0 532076 12221 544297 544297 MISCELLANEOUS REVENUE 900099 361 361 361 96604805 91729935 0 4874870 X 2000000 4566451 6018837 539340 2202223 864304 3507976 844520 50634291 112609 201886 1448059 1114711 126624 231104 65715 INDUSTRY PROJECTS 20443287 CONTRIBUTIONS 277000 PUBLICATIONS AND SUBSCR 204919 PAC ADMIN EXPENSES 12695 8618 95425169 4497458 1247133 136193 256248 1188109 355746 3091729 1595151 1611426 1496578 59674359 58291359 9888111 3699811 37971580 43008083 114967236 108354958 12686920 4757856 6289500 10250 12382382 3543884 18204708 22520304 35355196 X 50388393 39258622 42058539 33741140 92446932 72999762 114967236 108354958 1179636 -20626806 0 X X 0 1 X 1 0 265050 0 265050 265050 1 0 0 1 91729935 25699822 -440105 25259717 26755837 -1496120 PART I-A, LINE 1: THE ORGANIZATION MADE POLITICAL EXPENDITURES TO INFLUENCE THE ELECTION OF INDIVIDUALS TO STATE AND LOCAL PUBLIC OFFICE. 1852801 802881 1049920 1148582 783480 365102 90616 9060 81556 1496578 BUILDING INVESTMENT TRUST 32831185 RIGHT OF USE ASSET-OPERATING 10065112 SECURITY DEPOSITS 111786 43008083 LEASE LIABILITY-OPERATING 13927981 DEFERRED COMPENSATION 4266477 SECURITY DEPOSITS 10250 18204708 X 75977999 -20626806 -20626806 96604805 0 96604805 95425169 0 95425169 0 95425169 PART X, LINE 2: ABA IS QUALIFIED AS A TAX-EXEMPT ORGANIZATION UNDER THE PROVISIONS OF INTERNAL REVENUE CODE SECTION 501(C)(6) AND IS, THEREFORE, NOT SUBJECT TO TAX UNDER PRESENT INCOME TAX LAWS, EXCEPT THAT ANY UNRELATED BUSINESS INCOME IS SUBJECT TO FEDERAL AND DISTRICT OF COLUMBIA INCOME TAXES. THERE WAS NO ACCRUED INCOME TAX FOR THE YEARS ENDED DECEMBER 31, 2022 AND 2021. ABA FOLLOWS THE ACCOUNTING STANDARD REGARDING THE RECOGNITION AND MEASUREMENT OF UNCERTAIN TAX POSITIONS. ABA EVALUATED ITS TAX POSITIONS AND DETERMINED THAT ITS POSITIONS ARE MORE-LIKELY-THAN-NOT TO BE SUSTAINED ON EXAMINATION. ABA'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. 1 AMERICAN BEVERAGE FOUNDATION FOR A HEALTHY AMERICA 1275 PENNSYLVANIA AVENUE NW SUITE 1100 WASHINGTON DC 20004 274908904 501(C)(3) 995000 0 STATE ASSOCIATION GRANT - $250,000 & US CONFERENCE OF MAYORS MULTI-YEAR HEALTHY CITIES GRANT CHILDHOOD OBESITY PREVENTION AWARD - $745,000 US CONFERENCE OF MAYORS 1620 EYE STREET NW SUITE 400 WASHINGTON DC 20006 530196642 501(C)(3) 855000 0 MULTI-YEAR NATIONAL INITIATIVE HEALTHY CITIES CAMPAIGN PROGRAM - $855,000 AMERICANS FOR FOOD & BEVERAGE CHOICE 1275 PENNSYLVANIA AVENUE NW SUITE 1100 WASHINGTON DC 20004 270514291 501(C)(6) 150000 0 WEBSITE EXPENSE - MESSAGING 2 1 X 1 1 X X X X X 0 1 1 KATHERINE LUGAR PRESIDENT & CEO 1367782 0 759000 0 483153 0 530500 0 34157 0 3174592 0 0 0 KEVIN W KEANE EVP, GOVERNMENT & PUBLIC AFFAIRS 733789 0 155240 0 86245 0 109600 0 33449 0 1118323 0 0 0 AMY E HANCOCK EVP, GENERAL COUNSEL 441975 0 47520 0 98589 0 109600 0 34157 0 731841 0 0 0 ROBERT A MICEK EVP & CHIEF FINANCIAL OFFICER 467661 0 36256 0 12344 0 109600 0 34157 0 660018 0 0 0 MARK N HAMMOND ASSET MANAGER 178072 0 0 0 250218 0 0 0 11604 0 439894 0 0 0 SEAN KRISPINSKY SR. VICE PRESIDENT & DEPUTY GENERAL 331584 0 22500 0 11043 0 34300 0 34157 0 433584 0 0 0 MERIDETH POTTER SR VICE PRESIDENT, PUBLIC AFFAIRS 339144 0 25000 0 0 0 34300 0 34157 0 432601 0 0 0 RICARDO D RIVAS VICE PRESIDENT, CA 304653 0 22500 0 0 0 29900 0 11761 0 368814 0 0 0 PART I, LINE 1A THE PRESIDENT & CEO HAS ACCESS TO A HEALTH CLUB. PART I, LINES 4B-C THE FOLLOWING EMPLOYEES WERE ELIGIBLE FOR DEFERRED COMPENSATION FOR 2022: NAME: KATHERINE LUGAR, PRESIDENT & CEO, CURRENT YEAR AMOUNT DISTRIBUTED: $22,198. NAME: AMY E. HANCOCK, EVP, GENERAL COUNSEL, CURRENT YEAR AMOUNT DISTRIBUTED: $12,344. NAME: ROBERT A. MICEK, EVP & CHIEF FINANCIAL OFFICER, CURRENT YEAR AMOUNT DISTRIBUTED: $12,344. NAME: SEAN KRISPINSKY, DEPUTY GENERAL COUNSEL, CURRENT YEAR AMOUNT DISTRIBUTED: $11,043. AMERICAN BEVERAGE ASSOCIATION HAS A LONG TERM INCENTIVE PLAN. LTIP COMPENSATION PAID OUT IS INCLUDED IN 'REPORTABLE COMPENSATION' IN PART VII, COLUMN (D). NAME: KATHERINE LUGAR, PRESIDENT & CEO, CURRENT YEAR AMOUNT DISTRIBUTED: $460,954. NAME: AMY E. HANCOCK, EVP, GENERAL COUNSEL, CURRENT YEAR AMOUNT DISTRIBUTED: $86,245. NAME: KEVIN W. KEANE, EVP, GOVERNMENT & PUBLIC AFFAIRS, CURRENT YEAR AMOUNT DISTRIBUTED: $86,245. FORM 990, PART VI, SECTION A, LINE 6 THE ASSOCIATION IS A MEMBERSHIP ASSOCIATION WITH TWO GENERAL CLASSES OF MEMBERSHIP; THAT IS ACTIVE MEMBERSHIP AND ASSOCIATE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7A AN ANNUAL MEETING OF THE ACTIVE MEMBERSHIP IS HELD FOR THE PURPOSE OF ELECTING THE BOARD OF DIRECTORS. EACH ACTIVE MEMBER IS ENTITLED TO ONE VOTE. FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERS ARE ENTITLED TO ONE VOTE IN THE DECISIONS OF THE GOVERNING BODY FOR TRANSACTION OF SUCH OTHER BUSINESS AS MAY COME BEFORE THE MEETING. FORM 990, PART VI, SECTION B, LINE 11B ON BEHALF OF THE BOARD OF DIRECTORS, THE FORM 990 IS REVIEWED BY THE TREASURER WHO IS AN INDEPENDENT DIRECTOR. FORM 990, PART VI, SECTION B, LINE 12C FORMS ARE SENT TO BOARD AND COLLECTED ANNUALLY BY EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND CORPORATE SECRETARY. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION'S CEO COMPENSATION IS DETERMINED THROUGH REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILITY DATA AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION. THE ORGANIZATION'S OFFICERS SUCH AS THE EXECUTIVE VICE PRESIDENTS AND SENIOR VICE PRESIDENTS COMPENSATION ARE DETERMINED THROUGH A REVIEW OF COMPARABILITY DATA FROM INDEPENDENT PERSONS AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION. THE PROCESS DESCRIBED HERE WAS LAST COMPLETED IN 2022. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO MEMBERS UPON REQUEST. FORM 990, PART IX, LINE 11G PROFESSIONAL AND CONSULTING FEES 50,634,291. FORM 990, PART XII, LINE 2C. THE PROCESS HAS NOT CHANGED FROM PRIOR YEARS. AMERICANS FOR FOOD AND BEVERAGE CHOICE 1275 PENNSYLVANIA AVENUE NW SUITE 1 WASHINGTON DC 20004 270514291 ADVOCATE FOR BUSINESSES AND TRADE ASSOCIATIONS DC 501(C)(6) N/A 0 AMERICAN BEVERAGE FOUNDATION FOR A HEALTHY AMERICA 1275 PENNSYLVANIA AVENUE NW SUITE 1 WASHINGTON DC 20004 274908904 PROVIDE FUNDING AND OTHER RESOURCES DC 501(C)(3) PF N/A 0 AMERICAN BEVERAGE ASSOCIATION FUND FOR CONSUMER CHOICE 1275 PENNSYLVANIA AVENUE NW SUITE 1 WASHINGTON DC 20004 461702097 SECTION 527 POLITICAL ACTION COMMITTEE DC 527 N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0