2023-11-15T10:58:58-06:00 2022-12-31 050479760 ANDSAGER BARTLETT & PIERONI LLP 1275 WAMPANOAG TRAIL EAST PROVIDENCE RI 02915 990PF 2022-01-01 043442439 THOMAS A RODGERS JR FAMILY FOUNDATION THOM 4012729100 PO BOX 159 NEWPORT RI 02840 SARAH MCNEILL PRESIDENT 8008391754 2023-11-15 1 SARAH MCNEILL 999009999 0 CHRISTOPHER BARTLETT CPA CFP P00189632 4012729100 2023-11-15 X 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X 28857410 X X 800430 800430 373332 7571991 373332 357362 354449 1531124 1528211 0 0 0 26250 0 0 212498 212498 0 48820 22389 0 12850 0 12850 42090 41484 606 342508 276371 13456 1565080 1565080 1907588 276371 1578536 -376464 1251840 4 1587483 646307 646307 445542 401348 376944 18706970 19491235 20722516 4583795 4179838 3904439 2466253 2740673 3207204 27790047 27459401 28857410 8645 10220 8645 10220 X 0 0 0 0 27781402 27449181 27781402 27449181 27790047 27459401 27781402 -376464 48317 27453255 4074 27449181 MORGAN STANLEY #863 012031 106 P 224247 261406 -37159 -37159 MORGAN STANLEY #863 012031 106 P 398784 357031 41753 41753 MORGAN STANLEY #863 012419 106 P 582997 616964 -33967 -33967 MORGAN STANLEY #863 012419 106 P 2489405 2322138 167267 167267 MORGAN STANLEY #863 012419 106 P 50557 35264 15293 15293 MORGAN STANLEY #863 012424 106 P 140093 139898 195 195 MORGAN STANLEY #863 012577 106 P 205795 207153 -1358 -1358 GOLDMAN SACHS #051-74710-3 P 493 10593 -10100 -10100 GOLDMAN SACHS #051-75977-7 P 164957 209240 -44283 -44283 GOLDMAN SACHS #051-75977-7 P 316892 278225 38667 38667 GOLDMAN SACHS #051-79355-2 P 4406 5529 -1123 -1123 GOLDMAN SACHS #051-79355-2 P 10417 7192 3225 3225 GOLDMAN SACHS #051-79355-2 P 8 8 8 GOLDMAN SACHS #051-75974-4 P 46971 50860 -3889 -3889 GOLDMAN SACHS #051-75974-4 P 234243 183406 50837 50837 GOLDMAN SACHS #051-75974-4 P 13 13 13 GOLDMAN SACHS #051-75973-6 P 56064 57407 -1343 -1343 GOLDMAN SACHS #051-75973-6 P 747368 751166 -3798 -3798 GOLDMAN SACHS #051-75972-8 P 17387 23804 -6417 -6417 GOLDMAN SACHS #051-75972-8 P 87469 95712 -8243 -8243 GOLDMAN SACHS #051-75976-9 P 26088 27962 -1874 -1874 GOLDMAN SACHS #051-75976-9 P 676220 759781 -83561 -83561 GOLDMAN SACHS #051-78805-7 P 7048 10090 -3042 -3042 GOLDMAN SACHS #051-78805-7 P 35651 28113 7538 7538 GOLDMAN SACHS #051-75975-1 P 16759 16673 86 86 GOLDMAN SACHS #051-75975-1 P 122018 116039 5979 5979 GOLDMAN SACHS #051-75975-1 P 22 22 22 FUNDAMENTAL PARTNER III, LP P 8019 8019 OAK STREET REAL ESTATE CAPITAL FUND IV LP P 29119 29119 RIVERVIEW STRATEGIC OPPORTUNITIES FUND III LP ONSHORE P 45491 45491 RIVERVIEW STRATEGIC OPPORTUNITIES FUND III AIV LP P 474 474 SALIENT MLP TOTAL RETURN FUND LP P 94475 94475 OPPENHEIMER #A390012928 P 127649 81890 45759 45759 OPPENHEIMER #A390012928 P 516356 594635 -78279 -78279 SEAPORT SECURITIES #S2K000119 P 148081 128066 20015 20015 CAPITAL GAINS DIVIDENDS P 117533 117533 117533 373332 17401 0 17401 0 17401 17581 0 10000 0 27581 0 10180 10180 0 0 0 0 0 0 0 0 0 1 1 0 1 1 RI 1 0 0 0 0 1 N/A THOMAS A RODGERS JR FAMILY FDN 4012729100 PO BOX 159 NEWPORT RI 02840 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SARAH MCNEILL PO BOX 159 NEWPORT RI 02840 PRES/DIR/SEC 5.00 0 0 0 THOMAS A RODGERS IV PO BOX 159 NEWPORT RI 02840 DIR/TREAS. 5.00 0 0 0 ROBERT F STOICO PO BOX 159 NEWPORT RI 02840 DIR 5.00 0 0 0 NONE 0 MORGAN STANLEY 125 HIGH STREET 22ND FL BOSTON MA 02110 INVESTMENT MANAGEMENT 75947 GOLDMAN SACHS 200 WEST STREET NEW YORK NY 10282 INVESTMENT MANAGEMENT 53237 0 0 29199131 1285009 0 30484140 0 0 30484140 457262 30026878 1501344 1501344 17401 8140 25541 1475803 0 1475803 0 1475803 1578536 0 1578536 1475803 1549216 0 0 1578536 1549216 0 0 29320 0 0 0 0 0 0 0 0 1446483 0 0 0 X GRANT APPLICATIONS TO FOUNDATION PO BOX 159 NEWPORT RI 02840 4013247152 WRITTEN REQUEST STATING THE NATURE OF ORGANIZATION AND INTENDED USE OF FUNDS. NONE NONE BISHOP CONNOLLY HIGH SCHOOL 373 ELSBREE ST FALL RIVER MA 02720 TUITION ASSISTANCE 30000 BISHOP STANG HIGH SCHOOL 500 SLOCUM ROAD NORTH DARTMOUTH MA 02747 GAME ON FIELD CAMPAIGN 25000 BOY CLUBS & GIRLS CLUBS OF NEWPORT COUNTY INC 1 YORK STREET NEWPORT RI 02840 GENERAL & UNRESTRICTED 85000 BRISTOL COMMUNITY COLLEGE FOUNDATION INC 777 ELSEBREE ST NO D-118 FALL RIVER MA 02720 SCHOLARSHIP FUND 125000 CYSTIC FIBROSIS FOUNDATION 57 EXECUTIVE PARK S STE 380 ATLANTA GA 30329 GENERAL & UNRESTRICTED 10000 EASTER SEALS INC 213 ROBINSON ST WAKEFIELD RI 02879 EARLY INTERVENTION PROGRAM 10000 FACE SCHOLARSHIPS 450 HIGHLAND AVE FALL RIVER MA 02722 SCHOLARSHIP FUND 35000 FALL RIVER DEACONESS HOME PO BOX 2118 FALL RIVER MA 02722 TECHNOLOGICAL IMPROVEMENTS 10000 FALL RIVER HISTORICAL SOCIETY 451 ROCK ST FALL RIVER MA 02720 GENERAL & UNRESTRICTED 40000 FAMILY SERVICE ASSOCIATION OF GREATER FALL RIVER INC 151 ROCK ST FALL RIVER MA 02720 KIDS ACADEMY SUPPLIES 40000 HOPE FUNDS FOR CANCER RESEARCH 174 BELLEVUE AVE STE 208 NEWPORT RI 02840 PROGRAMMING 55000 INTERNATIONAL TENNIS HALL OF FAME INCORPORATED 194 BELLEVUE AVE NEWPORT RI 02840 TEAM FAME EDUCATIONAL PROGRAM 20000 JUNIOR ACHIEVEMENT OF SOUTHERN MASSACHUSETTS 128 UNION ST STE 304 NEW BEDFORD MA 02740 SCHOLARSHIPS 15000 LITTLE FLOWER HOME INC 304 HOOPER ST TIVERTON RI 02878 SUPPLIES, FOOD & HOME REPAIR FOR HOMELESS PREGNANT WOMEN 8000 MY BROTHER'S KEEPER PO BOX 70273 NORTH DARTMOUTH MA 072470273 GENERAL SUPPORT 30000 NATIVITY PREPARATORY SCHOOL NEW BEDFORD INC 66 SPRING STREET NEW BEDFORD MA 02740 CAPITAL CAMPAIGN; EMERGENCY FUND 85000 NEWPORT HOSPITAL FOUNDATION INC 11 FRIENDSHIP ST NEWPORT RI 02840 EMERGENCY ROOM CAPITAL CAMPAIGN 50000 OUR SISTERS SCHOOL INC 145 BROWNELL AVE NEW BEDFORD MA 02740 SCHOLARSHIP FUND 30000 POLICE ATHLETIC LEAGUE OF FALL RIVER INC 31 FRANKLIN ST FALL RIVER MA 02720 GENERAL & UNRESTRICTED 5000 RHODE ISLAND COMMUNITY FOOD BANK ASSOCIATION 200 NIANTIC AVE PROVIDENCE RI 02907 FOOD SHORTAGE PROGRAM 30000 SALVE REGINA UNIVERSITY 100 OCHRE POINT AVE NEWPORT RI 02840 O'HARE COMMITMENT FUND; GENERAL SUPPORT 200000 SAN MIGUEL EDUCATION CENTER 525 BRANCH AVE PROVIDENCE RI 02904 SCHOLARSHIP FUND 30000 SEAMENS CHURCH INSTITUTE OF NEWPORT RI 18 MARKET SQ NEWPORT RI 02840 GENERAL & UNRESTRICTED 10000 STAR KIDS SCHOLARSHIP PROGRAM PO BOX 6214 MIDDLETOWN RI 02842 SCHOLARSHIPS 22500 TASHIRAT FOUNDATION 14525 SW MILLIKEN WAY 26465 BEAVERTON OR 97005 TEACHERS SALARIES FUND 40000 THOMAS CHEW MEMORIAL BOYS & GIRLS CLUB FALL RIVER 803 BEDFORD ST FALL RIVER MA 02720 SUPPORT FOR RODGERS TEEN CENTER 50000 UNITED WAY OF GREATER FALL RIVER INC 30 BEDFORD ST FALL RIVER MA 02720 GENERAL & UNRESTRICTED 100000 VETERANS TRANSITION HOUSE 344 COUNTY STREET NEW BEDFORD MA 02740 GENERAL SUPPORT 25000 VISITING NURSE SERVICES OF NEWPORT AND BRISTOL COUNTIES 114 E MAIN RD PORTSMOUTH RI 02871 GENERAL & UNRESTRICTED 12000 YEAR UP INC 40 FOUNTAIN STREET PROVIDENCE RI 02903 YEAR UP PROVIDENCE TUITION ASSISTANCE 35000 YMCA SOUTHCOAST 128 UNION ST SUITE 304 NEW BEDFORD MA 02740 EMERGENCY CHILD CARE FUND 10000 YOUTH OPPORTUNITIES UNLIMITED INC 224 BROCK AVE NEW BEDFORD MA 02744 AFTER SCHOOL PROGRAM 2580 PORTSMOUTH ABBEY SCHOOL 285 COREYS LANE PORTSMOUTH RI 02871 GENERAL CHARITABLE PURPOSES 50000 ST PHILOMENA SCHOOL 324 COREYS LAND PORTSMOUTH RI 02871 SCHOLARSHIP FUND 30000 FOLDS OF HONOR FOUNDATION 24 FIRTH ROAD IVERNESS MA 60067 GENERAL CHARITABLE PURPOSES 10000 COLLAGEN 6 RESEARCH CHARITY 233 OLD HARBOR RD WESTPORT MA 02790 MEDICAL RESEARCH/ GENERAL CHARITABLE PURPOSES 10000 THE PRESERVATION SOCIETY OF NEWPORT 424 BELLEVUE AVE NEWPORT RI 02840 GENERAL CHARITABLE PURPOSES 10000 SOUTHCOAST HEALTH C/O ACCOUNTING DEPT 101 PAGE ST NEW BEDFORD MA 02740 GENERAL CHARITABLE PURPOSES 150000 MARTIN LUTHER KING JR COMMUNITY CENTER 20 DR MARCUS F WEATLAND BLVD NEWPORT RI 02840 GENERAL CHARITABLE PURPOSES 5000 SALVATION ARMY FALL RIVER CORPS 290 BEDFORD ST FALL RIVER MA 02720 YOUTH PROGRAM / GENERAL CHARITABLE PURPOSES 20000 LUCYS HEARTH 19 VALLEY ROAD MIDDLETOWN RI 02842 GENERAL CHARITABLE PURPOSES 5000 1565080 0 14 800430 525990 39760 14 317602 18 373332 39760 1491364 0 1531124 0 0 0 0 0 0 0 0 0 0 ABP 26250 0 0 CORPORATE BONDS 4179838 3904439 CORPORATE STOCK 19491235 20722516 401348 376944 0 0 OTHER INVESTMENTS AT COST 2740673 3207204 BOOK/TAX DIFFERENCE 4074 OFFICE SUPPLIES 606 0 606 OTHER EXPENSES 1860 1860 0 EXPENSES FROM K1'S 39624 39624 0 BRIDGE SENIORS HOUSING - OTHER INCOME 48493 48493 48493 FUNDAMENTAL PARTNERS III - OTHER INCOME 17936 15023 17936 OAK STREET REAL ESTATE CAPITAL FUND- OTHER INCOME 2712 2712 2712 RIVERVIEW STRATEGIC OPP FUND - 14165 14165 14165 SALIENT MLP - OTHER INCOME 226405 226405 226405 RIVERVIEW STRATEGIC OPP FUND- OTHER UBTI INCOME 19407 19407 19407 RIVERVIEW SOF III- OTHER UBTI INCOME 3666 3666 3666 FUNDAMENTAL PARTNERS III - OTHER INCOME 16687 16687 16687 RIVERVIEW SOF III- OTHER INCOME 7891 7891 7891 SALIENT MLP - OTHER UBTI INCOME 0 0 0 NONDIVIDEND DISTRIBUTION 48317 OUTSTANDING OPTIONS 8645 10220 INVESTMENT MGMT FEES - MORGAN STANLEY 101224 101224 0 INVESTMENT MGMT FEES - GOLDMAN SACHS 53237 53237 0 INVESTMENT MGMT FEES - OPPENHEIMER 34761 34761 0 INVESTMENT MGMT FEES - SEAPORT SECURITIES 23276 23276 0 2021 RI CORP TAX BALANCE DUE 3757 3757 0 FOREIGN TAXES 18632 18632 0 UBTI TAX - 2021 BALANCE DUE FORM 990-T 1431 0 0 EXCISE TAX - 2021 FORM 990PF EXTENSION 25000 0 0