2025-05-13T16:42:05-05:00 2024-06-30 135565207 KPMG LLP 515 BROADWAY 4TH FLOOR ALBANY NY 12207 990 2023-07-01 150532078 COLGATE UNIVERSITY COLG 3152287422 13 OAK DRIVE HAMILTON NY 13346 JOSEPH S HOPE TREASURER 3152287422 2025-05-05 1 0 STEPHANIE LONCZAK P01880207 5184274600 2025-04-29 2023 2025-03-06 01:10:19Z BRIAN W CASEY 13 OAK DRIVE HAMILTON NY 13346 789267573 0 X WWW.COLGATE.EDU X 1819 NY SEE SCHEDULE O 35 34 3281 2000 10093521 0 43255716 67694017 252119850 260916547 53157117 77231940 1471232 1458206 350003915 407300710 82265927 88856139 0 0 133789783 138393838 0 0 12104280 106454969 110546223 322510679 337796200 27493236 69504510 2054890955 2143266615 490340042 489426664 1564550913 1653839951 X SEE SCHEDULE O 0 0 297135937 88856139 260916547 TO PROVIDE A WORLD-CLASS AND DEMANDING UNDERGRADUATE EDUCATIONAL EXPERIENCE FOR A TALENTED AND DIVERSE GROUP OF APPROXIMATELY 3,000 STUDENTS. THE PURPOSE IS TO DEVELOP WISE, THOUGHTFUL, CRITICAL THINKERS AND PERCEPTIVE LEADERS BY ENCOURAGING YOUNG MEN AND WOMEN TO FULFILL THEIR POTENTIAL THROUGH RESIDENCE IN A COMMUNITY THAT VALUES ALL FORMS OF INTELLECTUAL RIGOR AND RESPECTS THE COMPLEXITY OF HUMAN UNDERSTANDING. 297135937 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 1 1 0 1 0 0 0 0 1 1 1 1 0 0 0 0 0 1 0 0 1 0 1 1 0 0 1 1 1 1 0 0 1 X 4678 0 1 3281 1 1 1 1 AS GM JA JM SP UK 0 0 0 1 1 0 0 0 0 1 0 X 35 34 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA NY VA X JOSEPH S HOPE 3152287422 13 OAK DRIVE HAMILTON NY 13346 BRIAN W CASEY PRESIDENT 60.00 X X 1173053 0 116569 MICHAEL J HERLING CHAIR 10.00 X 0 0 0 GRETCHEN W BURKE VICE CHAIR 6.00 X 0 0 0 GUS P COLDEBELLA VICE CHAIR 6.00 X 0 0 0 JEANNE A FOLLANSBEE VICE CHAIR 6.00 X 0 0 0 MICHELE ALEXANDRE TRUSTEE 3.00 X 0 0 0 ERIC ANDERSEN TRUSTEE 3.00 X 0 0 0 PATRICIA APELIAN AITKEN TRUSTEE 3.00 3.00 X 0 0 0 SUSIE BECKER GOULD TRUSTEE 3.00 3.00 X 0 0 0 DANIEL C BENTON TRUSTEE 3.00 X 0 0 0 THOMAS S BOZZUTO JR TRUSTEE 5.00 X 0 0 0 CHRISTINE J CHAO TRUSTEE 3.00 X 0 0 0 STEVEN N CHO TRUSTEE (THRU 1/1/24) 3.00 X 0 0 0 MELISSA J COLEY TRUSTEE 4.00 3.00 X 0 0 0 CHAD COOLEY TRUSTEE 3.00 1.00 X 0 0 0 JEAN-PIERRE CONTE TRUSTEE 3.00 X 0 0 0 GIOVANNI CUTAIA TRUSTEE 4.00 X 0 0 0 TERESA DELGADO TRUSTEE 5.00 X 0 0 0 CARMINE DISIBIO TRUSTEE 4.00 X 0 0 0 THERESA DONAHUE EGLER TRUSTEE 5.00 X 0 0 0 JULIAN W FARRIOR III TRUSTEE 5.00 X 0 0 0 YVONNE M GYIMAH TRUSTEE 3.00 X 0 0 0 KIMBERLY HUFFARD TRUSTEE 5.00 X 0 0 0 BECKY B HURLEY TRUSTEE 4.00 X 0 0 0 CHRISTIAN B JOHNSON TRUSTEE 3.00 3.00 X 0 0 0 NORA GLEASON LEARY TRUSTEE (THRU 10/1/23) 4.00 X 0 0 0 AMY VULLO MACMILLAN TRUSTEE 3.00 X 0 0 0 JOSEPH P MCGRATH JR TRUSTEE 5.00 X 0 0 0 DENNISTON M REID TRUSTEE 3.00 3.00 X 0 0 0 UDAYAN DAS ROY TRUSTEE 3.00 X 0 0 0 CLARISSA V SHAH TRUSTEE 4.00 X 0 0 0 JEFFREY W SHARP TRUSTEE 3.00 X 0 0 0 GARFIELD SMITH TRUSTEE 3.00 X 0 0 0 ANDREW W SWEET TRUSTEE 4.00 X 0 0 0 THOMAS B TYREE JR TRUSTEE 3.00 X 0 0 0 CARLTON W WALKER TRUSTEE 3.00 X 0 0 0 NOAH WINTROUB TRUSTEE 3.00 X 0 0 0 JOSEPH S HOPE SR. VP-FIN, CIO, TREASURER 50.00 X 884575 0 49053 L HAZEL JACK VP, CHIEF OF STAFF (AS OF 2/1/24) 50.00 X 329498 0 50305 HANNA RODRIGUEZ-FARRAR CHIEF OF STAFF, SEC (THRU 12/8/23) 50.00 X 249016 0 43203 ANGELA CARRIZOSA APARICIO SECRETARY (AS OF 5/1/24) 50.00 X 65811 0 27075 KARL CLAUSS VP FOR ADVANCEMENT 50.00 X 407515 0 135112 PAUL MCLOUGHLIN VP & DEAN OF THE COLLEGE 50.00 X 353248 0 91376 LESLEIGH CUSHING PROVOST & DEAN OF FACULTY 50.00 X 406125 0 69197 RENEE MADISON VP FOR EQUITY & INCLUSION 50.00 X 273138 0 42523 CHRISTOPHER WELLS SENIOR ADVISOR TO PRESIDENT 50.00 X 330142 0 49808 GARY ROSS VP & DEAN OF ADMISSIONS 50.00 X 277156 0 44170 YARIV AMIR VP & ATHLETIC DIR (AS OF 11/2/23) 50.00 X 378153 0 25724 MATTHEW LANGEL HEAD COACH MEN'S BASKETBAL 50.00 X 774275 0 49053 ROBERT TYBURSKI VP & SENIOR ADVISOR 50.00 X 294837 0 50453 STEPHEN HUGHES AVP FOR FACILITIES 50.00 X 205738 0 96053 STANLEY DAKOSTY FOOTBALL COACH 50.00 X 274220 0 31153 DANIEL PARTIGIANONI AVP FOR FINANCE/ADMIN 50.00 X 219672 0 75203 ELLEN KRALY FORMER KEY EMPLOYEE 0.00 X 125700 0 21647 7021872 0 1067677 322 1 1 0 LECHASE CONSTRUCTION SERVICES LLC 609 ERIE BOULEVARD WEST SYRACUSE NY 13204 CONSTRUCTION SERVICES 24276756 PIKE COMPANY INC 1 CIRCLE STREET ROCHESTER NY 14607 CONSTRUCTION SERVICES 13169324 CHARTWELL'S PO BOX 417632 BOSTON MA 02241 FOOD SERVICE 10879643 ROBERT AM STERN ARCHITECTS INC ONE PARK AVENUE NEW YORK NY 10016 ARCHITECTS 3018500 DANISH INSTITUTE FOR STUDY ABROAD VESTERGADE 5-7 COPENHAGEN DA 1456 STUDY ABROAD 1514436 44 2371479 65322538 26955261 67694017 TUITION AND FESS 900099 211106447 211106447 SALES & SERVICES OF AUXILIARIES 900099 45938140 37557466 8380674 OTHER EDUCATIONAL ACTIVITIES 900099 3871960 3871960 260916547 13252259 -147153 13399412 76345 76345 854763 1298582 -443819 -443819 -443819 441693432 377713751 63979681 63979681 1860000 62119681 4780210 2954530 1825680 1825680 407300710 252535873 10093521 76977299 781174 781174 82215932 82215932 5859033 5859033 5871545 5871545 487719 487719 100316341 79520876 13946557 6848908 9684573 7797493 1264952 622128 14624675 11834229 1888431 902015 7408985 5964412 968999 475574 9464380 8443924 816337 204119 559761 499408 48281 12072 350340 312566 30218 7556 181059 161537 15617 3905 1278187 1140372 110248 27567 12469327 11124875 1075525 268927 6056789 5323918 545111 187760 1638152 1638152 12157409 10744009 780572 632828 14446332 14446332 20402672 18770588 1491828 140256 4463841 2427883 1995337 40621 GENERAL OPERATING COSTS 12694024 9282942 2331614 1079468 UTILITIES 5189886 4551199 498684 140003 REPAIRS & MAINTENANCE 3483530 3176235 248974 58321 LIBRARY ACQUISITIONS 3431639 3428104 2383 1152 2278895 1331480 496315 451100 337796200 297135937 28555983 12104280 5447467 5910475 64206255 63882076 39019443 23362941 4274815 5906282 17998 287225 186788 2218321 2136911 4362249 4192018 901377173 353531174 488507431 547845999 599203683 628066551 833527235 847087358 13836831 14671218 2054890955 2143266615 30816318 40450137 8491871 8181780 95258558 92848065 311512121 304931072 44261174 43015610 490340042 489426664 X 482069654 523408652 1082481259 1130431299 1564550913 1653839951 2054890955 2143266615 X 69504510 18296947 1487581 X 0 1 X 1 1 1 X 41743864 72298813 90707739 43255716 67694017 315700149 41743864 72298813 90707739 43255716 67694017 315700149 47064953 268635196 6209516 9182382 11698953 7074938 14330520 48496309 364196458 1179086778 0.73760 0.70640 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 0 1 181059 181059 0 PART II-B, LINE 1: LINE 1G COLGATE UNIVERSITY STAFF FROM TIME TO TIME SEND LETTERS TO POLITICAL REPRESENTATIVES EXPRESSING OPINIONS ON CERTAIN LEGISLATION AND TOPICS. DURING THE CURRENT FISCAL YEAR, COLGATE DID NOT INCUR ANY EXPENSES FOR THESE ACTIVITES. LINE 1I COLGATE UNIVERSITY BELONGS TO MEMBER ORGANIZATIONS WHICH MAY OR MAY NOT ENGAGE IN LOBBYING ACTIVITIES. AGGREGATE DUES IN THE AMOUNT OF $200,000 WERE PAID DURING THE FISCAL YEAR AND REPORTED ON THIS RETURN. SOME PORTION OF THOSE DUES MAY BE UTILIZED FOR LOBBYING ACTIVITIES. FROM TIME TO TIME, COLGATE WORKS WITH OUTSIDE FIRMS TO LOBBY FOR GRANTS TO FUND CERTAIN CAPITAL PROJECTS. 16816308 X X X X 0 1202362525 30422778 77901238 22527280 30446328 3036030 1254676903 1197104721 23088085 36247818 21703540 29400668 2973891 1202362525 1263024321 34045895 -50740073 20086393 26101439 3037590 1197104721 959652631 24834154 325764322 19643694 25183344 2399748 1263024321 949230415 27128647 31046267 19319531 26254410 2178757 959652631 0.21230 0.41590 0.37180 0 0 57724634 57724634 684651856 265839148 418812708 7442481 7442481 0 111486923 80249545 31237378 40071279 40071279 547845999 REAL ASSET 130228346 F EQUITY INVESTMENTS 25447702 F PRIVATE EQUITY 199784556 F VENTURE CAPITAL 153413880 F HEDGE 336702995 F OTHER 1509879 F 847087358 ANNUITIES & DEF. GIVING ARRANGEMENT 15773240 POST-RETIREMENT BENEFIT OBLIGATIONS 14644748 CONDITIONAL ARO 12597622 43015610 X PART III, LINE 4: DESCRIPTION OF ARTWORK THE PICKER ART GALLERY AT COLGATE UNIVERSITY SEEKS TO ENGAGE THE IMAGINATIONS, STIMULATE THE MINDS AND CAPTIVATE THE EYES OF ITS VISITORS - STUDENTS, FACULTY, STAFF, COMMUNITY MEMBERS AND TRAVELERS ALIKE. IT AIMS TO SERVE AS A LABORATORY FOR THE EXPLORATION AND PRESENTATION OF NEW IDEAS ABOUT AND RELATED TO ART; AS A FORUM FOR INTERDISCIPLINARY COLLABORATIONS GROUNDED IN VISUAL UNDERSTANDING; AS A BEACON OF EXCELLENCE IN ITS EXHIBITIONS, PROJECTS AND PUBLICATIONS; AND AS A SANCTUARY FOR THE CONTEMPLATION AND ENJOYMENT OF ART. THE LONGYEAR MUSEUM OF ANTHROPOLOGY IS MAINTAINED BY THE DEPARTMENT OF SOCIOLOGY AND ANTHROPOLOGY AS A TEACHING MUSEUM. THE COLLECTION OF ARCHAEOLOGICAL AND ETHNOLOGICAL MATERIALS, PRIMARILY RELATED TO THE AMERICAN INDIAN AND PALEOLITHIC IMPLEMENTS, INCLUDES THE MORTIMER C. HOWE COLLECTION OF AMERICAN INDIAN ARTIFACTS, THE HERBERT W. BIGFORD COLLECTION OF ONEIDA INDIAN ARCHAEOLOGY AND THE WALTER BENNETT COLLECTION OF IROQUOIS AND PRE-IROQUOIS ITEMS. THE ROBERT M. LINSLEY GEOLOGY EXHIBITS MINERALS, ROCKS, AND FOSSILS, HIGHLIGHTING THE BEAUTY AND WONDER OF THESE OBJECTS WHILE ALSO INFORMING VISITORS ABOUT HOW GEOLOGISTS STUDY THE EARTH. THREADED THROUGHOUT THE MUSUEM IS A SPECIFIC FOCUS ON WHAT WE KNOW ABOUT NEW YORK STATE'S GEOLOGIC PAST. PART V, LINE 4: USE OF ENDOWMENT FUNDS THE ENDOWMENT IS MANAGED AND INVESTED TO PROVIDE CURRENT AND FUTURE SUPPORT FOR THE OPERATIONS OF THE UNIVERSITY. EXAMPLES OF SUPPORT PROVIDED INCLUDE FINANCIAL AID, FACILITIES UPKEEP, RESEARCH, FACULTY COMPENSATION AND OTHER ACADEMIC AND STUDENT OPERATIONS. PART X, LINE 2: THE UNIVERSITY, INCLUDING COLGATE INN, LLC; HAMILTON INITIATIVE, LLC; PALACE THEATER, LLC; HAMILTON THEATER, LLC; HAMILTON HOUSING INITIATIVE, LLC; AND HAMILTON HOTEL, LLC, ALL SINGLE MEMBER LIMITED LIABILITY CORPORATIONS OF WHICH THE UNIVERSITY IS THE SOLE MEMBER, GENERALLY DOES NOT PROVIDE FOR INCOME TAXES SINCE IT IS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE UNIVERSITY RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF IT IS MORE LIKELY THAN NOT THAT A TAX POSITION WILL BE SUSTAINED BY THE RELEVANT TAXING AUTHORITY. THE UNIVERSITY BELIEVES IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 SEE PART II LINE 3 - EXPLANATION OF NONDISCRIMINATION POLICY: COLGATE UNIVERSITY FULLY SUBSCRIBES TO ALL FEDERAL AND STATE CIVIL RIGHTS LAWS BANNING DISCRIMINATION IN PRIVATE INSTITUTIONS OF HIGHER EDUCATION. THESE INCLUDE BUT ARE NOT LIMITED TO TITLE IX AND TITLE VI OF THE EDUCATION AMENDMENTS OF 1972, TITLE VII OF THE CIVIL RIGHTS ACT OF 1964, THE AMERICAN WITH DISABILITIES ACT, THE REHABILITATION ACT, AND THE NEW YORK STATE HUMAN RIGHTS LAW. COLGATE IS COMMITTED NOT ONLY TO COMPLIANCE WITH THESE LAWS BUT WITH PROMOTING A COMMUNITY THAT LIVES OUT THE VALUES THESE EQUAL OPPORTUNITY LAWS ENVISION. THE UNIVERSITY PUBLICIZES ITS RACIALLY NON-DISCRIMINATORY POLICY ON ITS WEBSITE AND ANNUALLY IN THE UNIVERSITY CATALOGUE. ACCORDINGLY, COLGATE UNIVERSITY MEETS THE REQUIREMENTS OF REV. PROC. 75-50 (SEE SECTION 4.03(2)(B)). COLGATE UNIVERSITY'S POLICIES CAN ALSO BE FOUND AT HTTPS://WWW.COLGATE.EDU/ABOUT/OFFICES-CENTERS-INSTITUTES/EQUITY-AND-DIVE RSITY/NON-DISCRIMINATIONSEXUAL-MISCONDUCT-RESPONSE. LINE 6 - EXPLANATION OF GOVERNMENT FINANCIAL AID: COLGATE UNIVERSITY PARTICIPATES IN THE TITLE IV AID PROGRAMS OF THE FEDERAL GOVERNMENT, RECEIVES RESTRICTED GRANTS AND UNRESTRICTED GIFTS FROM THE STATE OF NEW YORK AND WILL APPLY AS APPROPRIATE FOR GRANTS AWARDED ON A COMPETITIVE BASIS BY THE STATE OR FEDERAL GOVERNMENT. 1 EAST ASIA AND THE PACIFIC 7 7 PROGRAM SERVICES STUDY GROUPS 974858 EUROPE (INCLUDING ICELAND AND GREENLAND) 12 12 PROGRAM SERVICES STUDY GROUPS 2449436 SUB-SAHARAN AFRICA 1 1 PROGRAM SERVICES STUDY GROUPS 133437 NORTH AMERICA INVESTMENTS 14277390 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 288864903 EUROPE (INCLUDING ICELAND AND GREENLAND) INVESTMENTS 8082006 SUB-SAHARAN AFRICA INVESTMENTS 6354350 SUB-SAHARAN AFRICA PROGRAM SERVICES GRANT MAKING 342351 EUROPE (INCLUDING ICELAND AND GREENLAND) PROGRAM SERVICES GRANT MAKING 3777379 EAST ASIA AND THE PACIFIC PROGRAM SERVICES GRANT MAKING 1236117 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES GRANT MAKING 69251 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES GRANT MAKING 349993 SOUTH ASIA PROGRAM SERVICES GRANT MAKING 27364 SOUTH AMERICA PROGRAM SERVICES GRANT MAKING 56578 20 20 0 0 20 20 321478731 5516682 326995413 GRANT MAKING EAST ASIA AND THE PACIFIC 35 1236117 GRANT MAKING EUROPE (INCLUDING ICELAND AND GREENLAND) 137 3777379 GRANT MAKING MIDDLE EAST AND NORTH AFRICA 2 69251 GRANT MAKING SUB-SAHARAN AFRICA 11 342351 GRANT MAKING CENTRAL AMERICA AND THE CARIBBEAN 14 349993 GRANT MAKING SOUTH ASIA 1 27364 GRANT MAKING SOUTH AMERICA 2 56578 1 0 1 1 1 0 PART I, LINE 2: FINANCIAL AID ("GRANTS") IS AWARDED BASED ON NEED AS DETERMINED BY ANALYSIS OF EACH APPLICANTS REQUIRED SUBMISSION OF A COLLEGE SCHOLARSHIP PROFILE, A FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA), AND (WHEN APPLICABLE) FEDERAL TAX RETURNS. GRANTS AWARDED THROUGH THE FINANCIAL AID OFFICE ARE DISBURSED DIRECTLY TO THE STUDENT'S TUITION ACCOUNT WHERE THEY ARE APPLIED TO EDUCATIONAL CHARGES. GRANTS ARE AWARDED IN COMBINATION WITH AN EXPECTED FAMILY CONTRIBUTION, IF ANY, TO MEET AN INDIVIDUAL'S TOTAL COST OF ATTENDANCE. GRANTS ARE REVIEWED ANNUALLY FOR COMPLIANCE BY AN INDEPENDENT AUDIT FIRM. 1 CHENANGO NURSERY SCHOOL 59 WEST KENDRICK AVENUE HAMILTON NY 13346 160901859 501 (C) (3) 72209 0 GENERAL FUNDING HAMILTON CENTRAL SCHOOL 47 WEST KENDRICK AVENUE HAMILTON NY 13346 156002230 PUBLIC SCHOOL 306360 0 GENERAL FUNDING TOWN OF HAMILTON 16 BROAD STREET HAMILTON NY 13346 156000972 TOWN 91379 0 GENERAL FUNDING VILLAGE OF HAMILTON 3 BROAD STREET HAMILTON NY 13346 156001316 VILLAGE 157072 0 GENERAL FUNDING PARTNERSHIP FOR COMMUNITY DEVELOPMENT 11 PAYNE STREET HAMILTON NY 13346 161572206 501 (C) (3) 72828 0 GENERAL FUNDING ARTS AT THE PALACE 19 UTICA STREET HAMILTON NY 13346 205762886 501 (C) (3) 15000 0 GENERAL FUNDING COLGATE UNIVERSITY ALUMNI CORPORATION 13 OAK DRIVE HAMILTON NY 13346 150532083 501 (C) (3) 57172 0 GENERAL FUNDING 7 SCHOLARSHIPS TO STUDENTS 1403 82215932 PART I, LINE 2: GRANT PROCEDURES COLGATE UNIVERSITY OFFERS GRANTS & LOANS TO STUDENTS ON THE BASIS OF DEMONSTRATED FINANCIAL NEED. STUDENTS MUST MEET CERTAIN ELIGIBILITY REQUIREMENTS. GRANTS AND LOANS ARE ADMINISTERED BY THE FINANCIAL AID OFFICE. STUDENTS AND THEIR PARENTS COMPLETE EXTENSIVE APPLICATION MATERIALS, SUBMIT TAX RETURNS AND OTHER SUPPORTING DOCUMENTATION TO SUPPORT THEIR CLAIM FOR FINANCIAL ASSISTANCE. COLGATE ALSO OFFERS A LIMITED NUMBER OF ATHLETIC SCHOLARSHIPS (NON-NEED BASED) THAT ARE AVAILABLE FOR SELECT INTERCOLLEGIATE SPORTS. PART II, LINE 1: COLGATE UNIVERSITY RECEIVES VARIOUS REQUESTS FOR GRANTS AND OTHER SUPPORT FROM LOCAL ENTITIES THROUGHOUT THE FISCAL YEAR. THE ENTITIES SELECTED TO RECEIVE GRANTS, AS LISTED IN PART II, ARE SELECTED TO RECEIVE FUNDING SOLELY FOR LOCAL PURPOSES. X X X X 1 1 X X X X X X 0 0 0 0 0 0 0 1 0 BRIAN W CASEY PRESIDENT 910246 0 150000 0 112807 0 47219 0 69350 0 1289622 0 0 0 JOSEPH S HOPE SR. VP-FIN, CIO, TREASURER 592273 0 240000 0 52302 0 40726 0 8327 0 933628 0 0 0 MATTHEW LANGEL HEAD COACH MEN'S BASKETBAL 573273 0 200000 0 1002 0 40726 0 8327 0 823328 0 0 0 KARL CLAUSS VP FOR ADVANCEMENT 395973 0 0 0 11542 0 40619 0 94493 0 542627 0 0 0 LESLEIGH CUSHING PROVOST & DEAN OF FACULTY 405435 0 0 0 690 0 44235 0 24962 0 475322 0 0 0 PAUL MCLOUGHLIN VP & DEAN OF THE COLLEGE 352246 0 0 0 1002 0 40726 0 50650 0 444624 0 0 0 YARIV AMIR VP & ATHLETIC DIR (AS OF 11/2/23) 196342 0 45000 0 136811 0 24220 0 1504 0 403877 0 0 0 CHRISTOPHER WELLS SENIOR ADVISOR TO PRESIDENT 328300 0 0 0 1842 0 48785 0 1023 0 379950 0 0 0 L HAZEL JACK VP, CHIEF OF STAFF (AS OF 2/1/24) 328496 0 0 0 1002 0 40655 0 9650 0 379803 0 0 0 ROBERT TYBURSKI VP & SENIOR ADVISOR 288616 0 0 0 6221 0 42126 0 8327 0 345290 0 0 0 GARY ROSS VP & DEAN OF ADMISSIONS 247794 0 25000 0 4362 0 35843 0 8327 0 321326 0 0 0 RENEE MADISON VP FOR EQUITY & INCLUSION 243634 0 0 0 29504 0 29736 0 12787 0 315661 0 0 0 STANLEY DAKOSTY FOOTBALL COACH 257425 0 15000 0 1795 0 30672 0 481 0 305373 0 0 0 STEPHEN HUGHES AVP FOR FACILITIES 204496 0 0 0 1242 0 27927 0 68126 0 301791 0 0 0 DANIEL PARTIGIANONI AVP FOR FINANCE/ADMIN 215930 0 2500 0 1242 0 24756 0 50447 0 294875 0 0 0 HANNA RODRIGUEZ-FARRAR CHIEF OF STAFF, SEC (THRU 12/8/23) 225984 0 0 0 23032 0 33853 0 9350 0 292219 0 0 0 ELLEN KRALY FORMER KEY EMPLOYEE 117852 0 0 0 7848 0 13582 0 8065 0 147347 0 0 0 PART I, LINE 1A FIRST CLASS OR CHARTER TRAVEL: PRESIDENT CASEY WAS PERMITTED TO FLY FIRST CLASS OR CHARTER DURING THE FISCAL YEAR ON BUSINESS TRIPS. FIRST-CLASS TRAVEL ON BUSINESS TRIPS WAS NOT TREATED AS TAXABLE COMPENSATION, AND WAS NOT INCLUDED IN HIS W-2. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE: HOUSING ALLOWANCES ARE GRANTED ONLY WHEN IT IS SPECIFICALLY STATED IN AN EMPLOYMENT CONTRACT. SUCH ALLOWANCES ARE APPROVED AS PART OF THE EMPLOYEE'S COMPENSATION PACKAGE. PRESIDENT CASEY, VICE PRESIDENT CLAUSS, DEAN MCLOUGHLIN, AND DEAN CUSHING WERE REQUIRED TO LIVE ON CAMPUS AS A CONDITION OF THEIR EMPLOYMENT AND FOR THE CONVENIENCE OF COLGATE, THEREFORE THEIR HOUSING AMOUNTS WERE NOT TAXABLE AND NOT INCLUDED IN THEIR W-2. THE NONTAXABLE HOUSING ALLOWANCE AMOUNTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (D) AS NONTAXABLE BENEFITS. RENEE MADISON ALSO RECEIVED A HOUSING ALLOWANCE FOR PERSONAL USE. THIS AMOUNT WAS TREATED AS TAXABLE COMPENSATION TO HER, AS IT WAS NOT A CONDITION OF HER EMPLOYMENT. THE TAXABLE HOUSING AMOUNT WAS REPORTED ON SCHEDULE J, PART II, COLUMN (B)(III). HEALTH OR SOCIAL CLUB DUES: JOSEPH HOPE WAS PROVIDED WITH A CLUB MEMBERSHIP. THE MEMBERSHIP WAS TREATED AS TAXABLE COMPENSATION AND INCLUDED IN HIS W-2. PERSONAL SERVICES: PRESIDENT CASEY RECEIVES CERTAIN PERSONAL SERVICES PROVIDED AT HIS CAMPUS RESIDENCE. SUCH SERVICES WERE STIPULATED IN THEIR EMPLOYMENT CONTRACT. THE BENEFIT IS INCLUDED IN THE INDIVIDUAL'S FORM W-2, WHERE APPROPRIATE. PART I, LINE 7 SEVERAL INDIVIDUALS RECEIVED NON-FIXED PERFORMANCE BASED PAYMENTS. THE NON-FIXED PAYMENTS ARE REPORTED IN SCHEDULE J, PART II, COLUMN (B)(II). A MCCRC - SERIES 2015A 272499520 557363CK2 2015-05-14 45563513 REFI OF SERIES 2005A 0 0 0 B MCCRC - SERIES 2015B 272499520 557363DH8 2015-07-08 54998053 NEW DORM & OTHER CAMPUS PROJECTS 0 0 0 A 45563513 781253 44782260 2015 1 0 1 1 B 2920000 55079749 877758 54201991 2017 0 0 1 1 A 0 0 1 1 1 1 0.00000 0.00000 0.00000 0 0 1 B 0 0 1 1 0 0.00000 0.00800 0.00800 0 0 1 A 0 0 1 0 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 A 1 B 1 SCHEDULE K, PART II, COLUMN B, LINE 3: TOTAL PROCEEDS DIFFERS FROM ISSUE PRICE LISTED DUE TO INVESTMENT EARNINGS OF $81,696. SCHEDULE K, PART II, COLUMNS A AND B, LINE 11: THE OTHER SPENT PROCEEDS ARE REFUNDING PROCEEDS OF THE ISSUE NO LONGER IN ESCROW. SCHEDULE K PART III, COLUMN A, LINES 3C AND 3D: THERE ARE RESEARCH AGREEMENTS THAT INVOLVE THE USE OF BOND FINANCED SPACE WHICH THE UNIVERSITY ROUTINELY ENGAGES BOND COUNSEL TO REVIEW WHETHER ANY RESEARCH AGREEMENTS RESULT IN PRIVATE BUSINESS USE. BASED ON REVIEW, NO KNOWN PRIVATE BUSINESS USE IS EVIDENT. SCHEDULE K PART IV, COLUMN A, LINE 2B: MCCRC - SERIES 2015A - THE SIX MONTH SPENDING EXCEPTION WAS MET DUE TO THE FACT THAT PROCEEDS WERE USED FOR REFUNDING A PRIOR ISSUE WITHIN SIX MONTHS AFTER THE DATE OF ISSUANCE. SCHEDULE K, PART IV, COLUMN B, LINE 2C MCCRC - SERIES 2015B - THE REBATE COMPUTATION WAS PERFORMED AS OF 12/31/2018. AS OF THIS DATE, ALL BOND PROCEEDS WERE SPENT. CHRISTOPHER WELLS KEY EMPLOYEE EMPLOYEE HOUSING LOAN X 20000 13988 0 1 1 YARIV AMIR KEY EMPLOYEE EMPLOYEE HOUSING LOAN X 20000 4010 0 1 1 17998 BEN STAHLBERG SPOUSE OF KEY EMPLOYEE 85222 SEE PART V 0 ANNE CLAUSS SPOUSE OF KEY EMPLOYEE 100122 SEE PART V 0 TEOFILO BALLVE SPOUSE OF OFFICER 128958 SEE PART V 0 ANASTASIA WELLS SPOUSE OF KEY EMPLOYEE 87796 SEE PART V 0 JASON SHUMAKER SPOUSE OF KEY EMPLOYEE 85621 SEE PART V 0 SCH L, PART IV, COLUMN (D): FISCAL YEAR 2024 COMPENSATION AS AN EMPLOYEE OF COLGATE UNIVERSITY. X 2 157025 FMV X 316 26472376 FMV X 1 310000 FMV X HOUSING 2 13982 FMV X EQUIPMENT 1 1861 FMV X BOARD EXPENSES 17 17 FMV 0 0 1 1 PART I, COLUMN (B): BASED ON THE NUMBER OF CONTRIBUTIONS. PART I, LINE 32B: ARRANGEMENTS WITH THIRD PARTIES OR RELATED ORGANIZATIONS. COLGATE UNIVERSITY GENERALLY USES NORTHERN TRUST AND CHARLES SCHWAB TO FACILITATE THE SALE OF PUBLICLY TRADED STOCK. FORM 990, PART I, LINE 1 & PART III, LINE 1: COLGATE UNIVERSITY'S MISSION IS TO PROVIDE A DEMANDING, EXPANSIVE EDUCATIONAL EXPERIENCE TO A SELECT GROUP OF DIVERSE, TALENTED, INTELLECTUALLY SOPHISTICATED STUDENTS WHO ARE CAPABLE OF CHALLENGING THEMSELVES, THEIR PEERS AND THEIR TEACHERS IN A SETTING THAT BRINGS TOGETHER LIVING AND LEARNING. THE EDUCATIONAL MISSION OF THE UNIVERSITY IS TO DEVELOP WISE, THOUGHTFUL, CRITICAL THINKERS AND PERCEPTIVE LEADERS BY ENCOURAGING YOUNG MEN AND WOMEN TO FULFILL THEIR POTENTIAL THROUGH RESIDENCE IN A COMMUNITY THAT VALUES ALL FORMS OF INTELLECTUAL RIGOR AND RESPECTS THE COMPLEXITY OF HUMAN UNDERSTANDING. FORM 990, PART VI, SECTION B, LINE 11B MANAGEMENT WORKS TOGETHER WITH ITS TAX PROFESSIONALS TO GATHER THE REQUIRED INFORMATION NECESSARY TO PREPARE A DRAFT OF THE FORM 990. ONCE A DRAFT IS COMPLETED, IT IS THEN REVIEWED WITH THE AUDIT, LEGAL, AND RISK MANAGEMENT COMMITTEE, MANAGEMENT, AND THE TAX PROFESSIONALS. ONCE THE REVIEW IS COMPLETED AND EDITS ARE MADE, A COMPLETE COPY OF THE UNIVERSITY'S FINAL FORM 990 (INCLUDING ALL REQUIRED SCHEDULES), AS ULTIMATELY FILED WITH THE IRS, IS DISTRIBUTED TO THE FULL BOARD BEFORE ITS FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C EACH TRUSTEE, OFFICER, KEY EMPLOYEE, THE INVESTMENT MANAGEMENT COMMITTEE, INVESTMENT OFFICE, AND SELECT MANAGEMENT IN FINANCE ARE REQUIRED TO COMPLETE ANNUALLY, IN WRITING, COLGATE'S DISCLOSURE FORM, WHICH REQUIRES DISCLOSURE OF (A) ANY FINANCIAL OR BUSINESS RELATIONSHIPS THAT HE OR SHE, OR ANY FAMILY MEMBER, HAS WITH COLGATE OR ANY AFFILIATED ORGANIZATIONS, AND (B) OTHER PERSONAL, FAMILY, FINANCIAL, OR BUSINESS RELATIONSHIPS THAT OTHERWISE COULD BE CONSTRUED TO AFFECT THE INDEPENDENCE OR UNBIASED JUDGMENT OF SUCH TRUSTEE OR OFFICER IN LIGHT OF HIS OR HER DECISION-MAKING AUTHORITY OR RESPONSIBILITIES FOR COLGATE. THE DISCLOSURE STATEMENTS ARE SUBMITTED TO THE TREASURER'S OFFICE AND ARE REVIEWED BY THAT OFFICE, OUTSIDE COUNSEL TO THE UNIVERSITY AND THE CHAIR OF THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. A REPORT IS MADE TO THE FULL AUDIT COMMITTEE AND THE BOARD OF TRUSTEES. IN THE EVENT A CONFLICT OF INTEREST IS IDENTIFIED, THE MATTER IS ADDRESSED INITIALLY BY THE AUDIT COMMITTEE AND, IF NECESSARY, BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 15 COLGATE UNIVERSITY HAS AN INDEPENDENT COMPENSATION COMMITTEE THAT ANNUALLY REVIEWS THE COMPENSATION OF THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES. THE COMPENSATION COMMITTEE CONSIDERS MARKET AND SURVEY DATA. THE COMMITTEE'S DELIBERATIONS ARE REFLECTED IN ITS MINUTES. THE PROCESS FOR DETERMINING THE COMPENSATION OF THE ORGANIZATION'S TOP MANAGEMENT OFFICIALS, INCLUDING THE PRESIDENT, ALL OFFICERS, AND KEY EMPLOYEES, IS REASONABLE AND SATISFIES THE REBUTTABLE PRESUMPTION OF TREASURY REGULATION 53.4958-6. THE COMPENSATION ARRANGEMENT IS APPROVED IN ADVANCE BY THE ORGANIZATION'S EXECUTIVE COMPENSATION COMMITTEE. THE COMMITTEE IS APPOINTED BY THE BOARD OF TRUSTEES FOR THE PURPOSE OF ASSISTING THE BOARD IN FULFILLING ITS RESPONSIBILITY TO THE ORGANIZATION AND THE COMMUNITY TO ENSURE THAT THE COMPENSATION COMPLIES WITH THE ORGANIZATION'S POLICIES. THE COMMITTEE IS COMPRISED OF TRUSTEES WHO ARE INDEPENDENT OF MANAGEMENT AND THE ORGANIZATION AND FREE OF CONFLICTS OF INTEREST, THEREBY PLACING THEM IN A POSITION TO EXERCISE INDEPENDENT JUDGMENT. PRIOR TO MAKING ANY COMPENSATION DECISIONS, THE EXECUTIVE COMPENSATION COMMITTEE OBTAINED AND RELIED UPON APPROPRIATE COMPENSATION DATA FROM COMPARABLE INSTITUTIONS. THE COMMITTEE CONTRACTS WITH AN INDEPENDENT COMPENSATION CONSULTANT AND USES LOCAL AND NATIONAL COMPENSATION SURVEYS TO SET COMPENSATION LEVELS. FINALLY, THE EXECUTIVE COMPENSATION COMMITTEE ADEQUATELY AND CONTEMPORANEOUSLY DOCUMENTED THE BASIS FOR ITS COMPENSATION DECISIONS. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY MAKES ITS FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC VIA ITS WEBSITE. ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 3,677,251. POST RETIREMENT BENEFIT OBLIGATION -2,189,670. 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