2025-05-13T15:03:38-05:00 2024-06-30 135565207 KPMG LLP 1003 BISHOP STREET SUITE 2210 HONOLULU HI 96813 990 2023-07-01 990085260 UNIVERSITY OF HAWAII FOUNDATION UNIV 8089568700 1810 UNIVERSITY AVENUE SUITE 300 HONOLULU HI 96822 KARA SHIBATA CONTROLLER/ASST TREASURER 8089568700 2025-05-12 1 0 CORI SADANAGA P01598167 8085402800 2025-05-06 2023 2025-03-06 01:10:19Z JOHN HAN 1810 UNIVERSITY AVENUE SUITE 300 HONOLULU HI 96822 271814590 0 X WWW.UHFOUNDATION.ORG X 1955 HI TO UNITE DONORS' PASSIONS WITH THE UNIVERSITY OF HAWAI'I'S (UH) ASPIRATIONS BY RAISING PHILANTHROPHIC SUPPORT AND MANAGING INVESTMENTS TO BENEFIT UH, THE PEOPLE OF HAWAI'I AND OUR FUTURE GENERATIONS. 17 17 220 17 9238 0 74286376 86574853 0 0 44091574 24087486 4703592 1374593 123081542 112036932 17234491 19248682 0 0 11235385 11846841 0 0 9704792 40014576 48490950 68484452 79586473 54597090 32450459 893522101 963147055 130456196 125638255 763065905 837508800 X TO UNITE DONORS' PASSIONS WITH THE UNIVERSITY OF HAWAI'I'S (UH) ASPIRATIONS BY RAISING PHILANTHROPHIC SUPPORT AND MANAGING INVESTMENTS TO BENEFIT UH, THE PEOPLE OF HAWAI'I AND OUR FUTURE GENERATIONS. 0 0 16051947 15384149 0 STUDENT AID AND SERVICES - UHF RAISES AND DISTRIBUTES MONEY FOR STUDENT AID, SCHOLARSHIPS, FELLOWSHIPS, GRANTS AND AWARDS TO HELP STUDENTS FULFILL THEIR ACADEMIC POTENTIAL AND ENSURE OUR STATE HAS THE SKILLED PROFESSIONALS IT NEEDS TO FLOURISH.THESE INCLUDE MERIT-BASED SCHOLARSHIPS, NEED-BASED SCHOLARSHIPS, STUDY ABROAD OPPORTUNITIES AND PROGRAMS THAT HELP BUILD INTERNATIONAL BRIDGES AND CULTURAL VERSATILITY. FELLOWSHIPS HELP UH ATTRACT AND RETAIN OUTSTANDING STUDENTS WHOSE RESEARCH AND CONTRIBUTIONS TO OUR WORLD ARE KEY TO A VIBRANT FUTURE. 14478964 2781056 0 SPECIAL PROGRAMS - DONOR DESIGNATED ACCOUNTS SUPPORT A RANGE OF ACADEMIC AND NON-ACADEMIC INITIATIVES/PROGRAMS. THESE INCLUDE VISITING DISTINGUISHED LECTURERS AND PROFESSORSHIPS, COMPUTER LAB SUPPORT, FACILITIES FUNDS, INTRAMURAL SPORTS, OUTREACH PROGRAMS THAT SUPPORT LIFELONG LEARNING AND COMMUNITY EDUCATION, HEALTH FAIRS, WORKSHOPS, BAND AND MENTORSHIP PROGRAMS. THROUGH FUNDRAISING AND ACCOUNT MANAGEMENT, UHF IS A PARTNER IN CAPITAL IMPROVEMENT PROJECTS TO BRING STATE-OF-THE-ART FACILITIES, TECHNOLOGY AND EQUIPMENT TO CAMPUSES STATEWIDE. QUALITY FACILITIES AND RESOURCES NURTURE HEALTHY LEARNING AND PRODUCTIVE COLLABORATION. FROM BUSINESS EDUCATION TO ADVANCED CULINARY TRAINING, DONORS ARE HELPING UH DELIVER WORLD-CLASS OPPORTUNITIES AND FACILITIES TO HAWAI'I STUDENTS. DONOR FUNDS MAKE IT POSSIBLE FOR OUR PUBLIC UNIVERSITY TO BRING DISTINGUISHED VISITING LECTURERS AND RESEARCHERS TO OUR CAMPUSES. EXAMPLES INCLUDE BRINGING HIGHLY REGARDED CANCER RESEARCHERS FROM AROUND THE WORLD, TO WORK COLLABORATIVELY IN OUR RESEARCH LABORATORIES WITH UH SCIENTISTS. WHILE THEY ARE HERE, THESE RESEARCHERS, INCLUDING NOBEL LAUREATES, DELIVER A MAJOR LECTURE AT THE UNIVERSITY OF HAWAI'I CANCER CENTER. PRIVATE SUPPORT FUNDS THIS EXTRAORDINARY OPPORTUNITY FOR UH FACULTY, STUDENTS AND STAFF, TO MEET AND INTERACT WITH PROMINENT SCIENTISTS WHOSE WORK HAS SAVED MANY LIVES AND ESTABLISH RESEARCH COLLABORATIONS WITH THEM. OTHER DISTINGUISHED LECTURE SERIES SUPPORT HAWAI'I'S DIALOGUE WITH THE REST OF THE WORLD IN AREAS INCLUDING LOCAL ENTREPRENEURSHIP, INTERNATIONAL WOMEN'S LEADERSHIP, GLOBAL TECHNOLOGY, THE INTEGRATION OF SCIENCE AND CULTURE, AND INDIGENOUS LANGUAGE/CULTURAL ISSUES. 12184718 24068 0 RESEARCH - THE UNIVERSITY OF HAWAI'I FOUNDATION (UHF) HELPS ADVANCE WORLD-CLASS RESEARCH AND INNOVATION THROUGH STRATEGIC PHILANTHROPIC INVESTMENTS. PRIVATE SUPPORT PLAYS A CRITICAL ROLE IN ENABLING UH RESEARCHERS TO TACKLE OUR WORLD'S CHALLENGES AND IMPROVE OUR QUALITY OF LIFE. WITH ITS UNIQUE GEOGRAPHIC LOCATION IN THE MIDDLE OF THE PACIFIC OCEAN, THE RICH ETHNIC DIVERSITY AND ENVIRONMENTAL ATTRIBUTES, UH HAS BECOME A GLOBALLY RECOGNIZED LEADER FOR ITS PIONEERING RESEARCH IN FIELDS SUCH AS OCEANOGRAPHY, VOLCANOLOGY, ASTRONOMY, PACIFIC ISLANDS AND ASIAN AREA STUDIES, TROPICAL AGRICULTURE, CANCER AND GENETICS. UH'S HIGHLY RANKED ACTIVE RESEARCH PROGRAMS SERVE AS A MAGNET FOR LEADING RESEARCHERS, BUILDING UH CENTERS OF EXCELLENCE IN AREAS INCLUDING MICROBIOMES, ENDANGERED AND RARE PLANT CONSERVATION AND CLIMATE CHANGE. 19203019 1059409 0 OTHER PROGRAM SERVICES 19203019 1059409 0 61918648 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 1 1 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 894 0 1 220 1 1 1 0 0 0 0 1 1 1 0 0 1 1 0 0 0 0 0 0 X 17 17 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 HI X X X KARA SHIBATA 8089568700 1810 UNIVERSITY AVENUE SUITE 300 HONOLULU HI 96822 RICHARD F WACKER CHAIRMAN 0.50 X X 0 0 0 STANDFORD S CARR VICE CHAIR 0.50 X X 0 0 0 TED PETTIT VICE CHAIR & TREASURER 0.50 X X 0 0 0 LORI TERANISHI SECRETARY 0.50 X X 0 0 0 ROBYNNE D DALY TRUSTEE 0.50 X 0 0 0 TIMOTHY M DONOHUE TRUSTEE 0.50 X 0 0 0 PETER FUKUNAGA TRUSTEE 0.50 X 0 0 0 PETER N GROSSMAN TRUSTEE 0.50 X 0 0 0 MICHAEL K HIRAI TRUSTEE 0.50 X 0 0 0 JAMES H Q LEE TRUSTEE 0.50 X 0 0 0 KENNETH MILLER TRUSTEE 0.50 X 0 0 0 RANDOLPH G MOORE TRUSTEE 0.50 X 0 0 0 JACKSON NAKASONE TRUSTEE 0.50 X 0 0 0 SEAN K SUGAI TRUSTEE 0.50 X 0 0 0 JASON TAYLOR TRUSTEE 0.50 X 0 0 0 GINNY TIU TRUSTEE 0.50 X 0 0 0 SUTANTO WIDJAJA TRUSTEE 0.50 X 0 0 0 TIM DOLAN PRESIDENT/CEO 40.00 X 604101 0 97940 JOHN HAN COO/CFO 40.00 X 334142 0 75787 CHRISTINE KOO ASST TREASURER/ASSOCIATE VP 40.00 X 227069 0 64904 KARA SHIBATA ASST TREASURER/CONTROLLER 40.00 X 126438 0 40873 KARLA ZARATE-RAMIREZ ASSOCIATE VP - MAJOR GIFTS 40.00 X 265650 0 51878 ALLISON OHANIAN SENIOR EXECUTIVE DIRECTOR 40.00 X 240832 0 41920 MAILE AU SENIOR EXECUTIVE DIRECTOR 40.00 X 187082 0 37219 JULIE INOUYE EXEC DIRECTOR OF DEVELOPMENT 40.00 X 186826 0 35374 MARGOT SCHRIRE ASSOCIATE VICE PRESIDENT 40.00 X 186590 0 65610 MARCELO HANZA SENIOR EXECUTIVE DIRECTOR 40.00 X 179362 0 28775 JUDY NAGAI SR EXEC DIR (THRU 8/1/2023) 40.00 X 132308 0 36818 MEREDITH YORO EXEC DIRECTOR OF DEVELOPMENT 40.00 X 145891 0 46256 STEVE LIM DIR OF IT (THRU 12/26/2023) 40.00 X 129840 0 20757 TRINH NGUYEN DIRECTOR OF DEVELOPMENT 40.00 X 124754 0 31186 SUZANNE BISHOP DIRECTOR OF PROSPECT RESEARCH 40.00 X 121268 0 29787 3192153 0 705084 20 0 1 0 SAILDRONE INC 1050 W TOWER AVE ALAMEDA CA 94501 RESEARCH SERVICES 749144 CAMBRIDGE ASSOCIATES LLC PO BOX 412015 BOSTON MA 02241 INVESTMENT SERVICES 682454 UNIV CLINICAL EDUC & RESEARCH ASSO 677 ALA MOANA BVLD SUITE 1001 HONOLULU HI 96813 EDUC & RSCH SERVICES 213581 KPMG LLP 1003 BISHOP STREET SUITE 2210 HONOLULU HI 96813 ACCOUNTING SERVICES 195277 NATIONAL CTR HIGHER EDUC MGMT SYSTEMS 3035 CENTER GREEN DR SUITE 150 BOULDER CO 803012251 RESEARCH SERVICES 140000 5 459935 2123385 83991533 7657614 86574853 15523810 4435 15519375 13934 13934 5357799 7695224 -2337425 -2337425 4803 -2342228 158431087 335835 150006996 196250 8424091 139585 8563676 8563676 1862178 1879188 -17010 -17010 SERVICE CONTRACTS - UH 900099 3654852 3654852 SPECIAL EVENTS 900099 9852 9852 50390 50390 3715094 112036932 3715094 9238 21737747 18590204 18590204 575255 575255 83223 83223 3047233 849513 2197720 6942319 4083 2623272 4314964 543520 195321 348199 683071 274617 408454 630698 216633 414065 130518 3911 125389 1218 216119 216119 24000 24000 1836505 1836505 4964639 4768070 123884 72685 1554536 1256246 65516 232774 3194935 2789274 193528 212133 1572535 527086 374788 670661 763375 157092 347073 259210 3514402 3358004 105821 50577 3786553 3378147 132707 275699 97681 256 75501 21924 240631 27864 101113 111654 UH AGREEMENTS 18701580 18668247 13406 19927 REPAIRS/CONST - EQUIP/F 4767066 4764064 2379 623 DONOR DEVELOPMENT COSTS 2609987 2542844 30101 37042 MEMBERSHIP/PROF MEETING 144843 123129 12696 9018 371045 277649 47151 46245 79586473 61918648 7963033 9704792 28847891 27364803 0 0 78973441 61853623 22206 101 0 0 0 0 78914 75914 0 0 535419 419895 95428069 3823966 79198201 91604103 233326774 241397804 437824230 503932383 0 0 0 0 34715025 36498429 893522101 963147055 21049477 13323998 0 0 0 0 79609349 79544850 0 0 0 0 0 0 0 0 29797370 32769407 130456196 125638255 X 6497158 14421474 756568747 823087326 763065905 837508800 893522101 963147055 32450459 41906742 85694 0 X 0 1 X 1 0 X 63320456 70935977 140729663 74286376 86574853 435847325 78719 82376 97670 103567 106674 469006 63399175 71018353 140827333 74389943 86681527 436316331 66757510 369558821 6298215 6672268 6071799 6460675 21517297 47020254 765956 162188 710742 2061185 1862179 5562250 488898835 18760604 0.75590 0.77080 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FUNDRAISING - 2019 AMOUNT: $ 765,956. 2020 AMOUNT: $ 162,188. 2021 AMOUNT: $ 710,742. 2022 AMOUNT: $ 2,061,185. 2023 AMOUNT: $ 1,862,179. PART-II LINE-10 OTHER INCOME CONSISTS OF FUNDRAISING EVENTS AND FEES, HONORARIA/SERVICES, ROYALTIES AND OTHER MISCELLANEOUS INCOME. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 24000 24000 0 SCHEDULE C PART II-B, LINE 1I COMPENSATION PAID TO LOBBYIST FOR LEGISLATIVE AND/OR ADMINISTRATIVE ACTION IN THE FOLLOWING AREAS: CONSUMER PROTECTION & COMMERCE, EDUCATION, GOVERNMENT OPERATION & FINANCE, HAWAIIAN AFFAIRS, HEALTH, HUMAN SERVICES, AND SCIENCE, TECHNOLOGY & ECONOMIC DEVELOPMENT. 491363048 49014795 46258228 19637637 566998434 450105602 24427087 34313763 17483404 491363048 483639756 28054683 -47260861 14327976 450105602 341690144 19724165 135117678 12892231 483639756 326993437 33132523 -6053358 12382458 341690144 0.37752 0.62248 1 0 2006330 2006330 89292232 1900611 87391621 1917220 76102 1841118 1823302 1772013 51289 388985 75240 313745 91604103 DOMESTIC EQUITY 82949944 F INTERNATIONAL EQUITY 113219067 F HEDGE FUNDS 190765049 F PRIVATE EQUITY SECURITIES 92284451 F NATURAL RESOURCES/REAL ESTATE 24713872 F 503932383 AMOUNTS HELD FOR OTHERS 3547467 BOND PAYABLE 13323616 PAYROLL TAXES & BENEFITS 774438 OTHER LIABILITIES 642401 SPLIT-INTEREST AGREEMENTS 14481485 32769407 X 161784595 41906742 192369 9485057 51584168 110200427 1836505 1836505 112036932 87341700 106675 9485057 9591732 77749968 1836505 1836505 79586473 PART V, LINE 4: THE ENDOWMENT SUPPORTS UNIVERSITY OF HAWAII STUDENTS, PROGRAMS AND RESEARCH. FUNDS SUPPORT SCHOLARSHIPS AND STUDENT AWARDS, FELLOWSHIPS, FACULTY AND LECTURESHIPS. ENDOWMENTS ALSO FUND FACILITY IMPROVEMENTS, INNOVATIVE RESEARCH AND A WEALTH OF PROGRAMS THAT ENRICH OUR STUDENTS' EDUCATIONAL EXPERIENCE. THE ENDOWMENTS ALSO PROVIDE VALUE TO OUR BROADER COMMUNITY BY SUPPORTING THE ARTS, LIBRARIES, ATHLETICS, AND A RANGE OF LIFELONG LEARNING OPPORTUNITIES. PART X, LINE 2: THE FOUNDATION IS AN ORGANIZATION EXEMPT FROM INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY NOT SUBJECT TO FEDERAL OR STATE OF HAWAII INCOME TAXES. HOWEVER, THE FOUNDATION IS SUBJECT TO INCOME TAXES ON ANY NET INCOME THAT IS DERIVED FROM A TRADE OR BUSINESS, REGULARLY CARRIED ON, AND NOT IN FURTHERANCE OF THE PURPOSES FOR WHICH IT WAS GRANTED EXEMPTION. NO INCOME TAX PROVISION HAS BEEN RECORDED AS THE NET INCOME, IF ANY, FROM ANY UNRELATED TRADE OR BUSINESS, IN THE OPINION OF MANAGEMENT, IS NOT MATERIAL TO THE BASIC FINANCIAL STATEMENTS TAKEN AS A WHOLE. PART XI, LINE 2D - OTHER ADJUSTMENTS: AHO PAYOUT BALANCE RECLASS -89,355. FUNRAISING EXPENSES 1,879,188. RENTAL EXPENSES 7,695,224. PART XII, LINE 2D - OTHER ADJUSTMENTS: AHO PAYOUT BALANCE RECLASS -89,355. FUNDRAISING EXPENSES 1,879,188. RENTAL EXPENSES 7,695,224. 0 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 55377074 0 0 0 0 0 0 55377074 0 55377074 EAST ASIA AND THE PACIFIC PAYMENT FOR EVENT 5749 WIRE 0 BOOK VALUE EUROPE (INCLUDING ICELAND AND GREENLAND) TUITION FOR STUDY ABROAD CLASS 32867 WIRE 0 BOOK VALUE EUROPE (INCLUDING ICELAND AND GREENLAND) TUITION FOR STUDY ABROAD CLASS 7917 WIRE 0 BOOK VALUE EUROPE (INCLUDING ICELAND AND GREENLAND) TUITION FOR STUDY ABROAD CLASS 5461 WIRE 0 BOOK VALUE EAST ASIA AND THE PACIFIC PAYMENT FOR TOUR RESERVATIONS 25802 WIRE 0 BOOK VALUE EAST ASIA AND THE PACIFIC PAYMENT FOR EVENT 5427 WIRE 0 BOOK VALUE 1 0 1 1 1 0 PART-II LINE-1 CALCULATION OF GRANT TOTALS ARE BASED ON ACTUAL WIRE PAYMENTS MADE DURING THE FISCAL YEAR. FUNDRAISER 461592 336475 125117 197835 FUNDRAISER 436067 369300 66767 131331 49 2718408 1412424 1305984 1081106 3616067 2118199 1497868 1410272 1410272 87596 1 UNIVERSITY OF HAWAII SYSTEM 2500 CAMPUS RD HONOLULU HI 96822 996000354 17869813 0 BOOK VALUE UNIVERSITY SUPPORT, RESEARCH, SCHOLARSHIP, AND AWARDS. HAWAII WORKFORCE PIPELINE INC 726 KALOLINA PLACE KAILUA HI 96734 851664697 164391 0 BOOK VALUE GRANT TO IMPLEMENT AND ADAPT STRATEGIES, TOOLS, AND METRICS THAT BUILD AND STRENGTHEN STUDENTS' NETWORKS STATE OF HAWAII DEPARTMENT OF EDUCATION 1390 MILLER ST HONOLULU HI 96813 990266482 125000 0 BOOK VALUE GRANT FOR GEAR UP (GAINING EARLY AWARENESS AND READINESS FOR UNDERGRADUATE PROGRAMS), THE PROGRAM AIMS TO INCREASE THE NUMBER OF LOW INCOME STUDENTS PURSUING HIGHER EDUCATION CULTIVATE HAWAII WORKFORCE COLLABORATIVE LLC 95-455 KUAHELANI AVE 106 MILILANI HI 96789 922012259 100000 0 BOOK VALUE GRANT TO IMPLEMENT THE WORK-BASED-LEARNING INTERMEDIARY STATEWIDE EXPANSION PROJECT HAWAII CHAMBER OF COMMERCE FOUNDATION 733 BISHOP ST STE 1200 HONOLULU HI 96813 990266760 100000 0 BOOK VALUE GRANT TO IMPLEMENT THE WORK-BASED-LEARNING INTERMEDIARY STATEWIDE EXPANSION PROJECT KAUAI ECONOMIC DEVELOPMENT BOARD 4290 RICE STREET LIHUE HI 96766 100000 0 BOOK VALUE GRANT TO IMPLEMENT THE WORK-BASED-LEARNING INTERMEDIARY STATEWIDE EXPANSION PROJECT ADULT FRIENDS FOR YOUTH 3375 KOAPAKA ST B290 HONOLULU HI 96819 990254581 25000 0 BOOK VALUE GRANT TO IMPLEMENT AND ADAPT STRATEGIES, TOOLS, AND METRICS THAT BUILD AND STRENGTHEN STUDENTS' NETWORKS AWAWA FARMS LLC PO BOX 1074 WAIMEA HI 96796 933019785 25000 0 BOOK VALUE MATCHING GRANT TO SUPPORT SMALL FARMERS TO START OR EXPAND FARMING OPERATIONS CENTER FOR TOMORROW'S LEADERS 677 ALA MOANA BLVD SUITE 1100 HONOLULU HI 96813 463490591 25000 0 BOOK VALUE GRANT TO IMPLEMENT AND ADAPT STRATEGIES, TOOLS, AND METRICS THAT BUILD AND STRENGTHEN STUDENTS' NETWORKS GAVA GROW LLC 41-582 INOAOLE STREET WAIMANALO HI 96795 863548979 25000 0 BOOK VALUE GRANT TO IMPLEMENT AND ADAPT STRATEGIES, TOOLS, AND METRICS THAT BUILD AND STRENGTHEN STUDENTS' NETWORKS KUPU 677 ALA MOANA BLVD SUITE 1200 HONOLULU HI 96813 510652665 25000 0 BOOK VALUE GRANT TO IMPLEMENT AND ADAPT STRATEGIES, TOOLS, AND METRICS THAT BUILD AND STRENGTHEN STUDENTS' NETWORKS ASSOCIATION OF MOVING IMAGE ARCHIVISTS 1313 VINE STREET LOS ANGELES CA 90028 954386715 6000 0 BOOK VALUE GRANT TO GIVE A STUDENT OF MERIT WHO IS COMMITTED TO THE PRESERVATION OF MEDIA HISTORY THE OPPOURTUNITY TO ACQUIRE PRACTICAL EXPERIENCE IN A MOVING IMAGE ARCHIVE. 0 12 SCHOLARSHIPS & GRANTS, INCL. STIPENDS & TRVL AWRDS 1151 575255 BOOK VALUE PART I, LINE 2: UHF HAS POLICIES IN PLACE FOR PROVIDING GRANT FUNDS TO STUDENTS IN THE FORM OF SCHOLARSHIPS, TRAVEL GRANTS AND AWARDS. GENERALLY, SCHOLARSHIP AND FELLOWSHIP PAYMENTS SPECIFICALLY INTENDED TO COVER ITEMS RELATED TO COST OF ATTENDANCE ARE PROCESSED THROUGH THE UH'S SYSTEM. UHF WILL PAY SCHOLARSHIPS AND FELLOWSHIPS TO STUDENTS DIRECTLY IN RELATION TO TRAVEL, MATERIALS AND/OR RESEARCH. ALL PAYMENT REQUESTS MUST COMPLY WITH UHF'S ACCOUNT ADMINISTRATION POLICY IN ORDER TO BE PROCESSED. X 1 1 X X 0 0 0 0 0 0 0 0 0 TIM DOLAN PRESIDENT/CEO 496342 0 100000 0 7759 0 73500 0 24440 0 702041 0 65400 0 JOHN HAN COO/CFO 283712 0 50000 0 430 0 56427 0 19360 0 409929 0 39763 0 KARLA ZARATE-RAMIREZ ASSOCIATE VP - MAJOR GIFTS 232500 0 33150 0 0 0 35040 0 16838 0 317528 0 28930 0 CHRISTINE KOO ASST TREASURER/ASSOCIATE VP 200156 0 29100 0 -2187 0 48437 0 16467 0 291973 0 41414 0 ALLISON OHANIAN SENIOR EXECUTIVE DIRECTOR 211732 0 31500 0 -2400 0 27209 0 14711 0 282752 0 20905 0 MARGOT SCHRIRE ASSOCIATE VICE PRESIDENT 163077 0 23513 0 0 0 49877 0 15733 0 252200 0 42836 0 MAILE AU SENIOR EXECUTIVE DIRECTOR 163096 0 23799 0 187 0 19894 0 17325 0 224301 0 14370 0 JULIE INOUYE EXEC DIRECTOR OF DEVELOPMENT 186826 0 0 0 0 0 20014 0 15360 0 222200 0 18483 0 MARCELO HANZA SENIOR EXECUTIVE DIRECTOR 155539 0 25000 0 -1177 0 15178 0 13597 0 208137 0 0 0 MEREDITH YORO EXEC DIRECTOR OF DEVELOPMENT 145729 0 0 0 162 0 37073 0 9183 0 192147 0 33719 0 JUDY NAGAI SR EXEC DIR (THRU 8/1/2023) 132308 0 0 0 0 0 31981 0 4837 0 169126 0 16744 0 KARA SHIBATA ASST TREASURER/CONTROLLER 128738 0 0 0 -2300 0 27274 0 13599 0 167311 0 21919 0 TRINH NGUYEN DIRECTOR OF DEVELOPMENT 124754 0 0 0 0 0 18475 0 12711 0 155940 0 0 0 SUZANNE BISHOP DIRECTOR OF PROSPECT RESEARCH 121268 0 0 0 0 0 18127 0 11660 0 151055 0 0 0 STEVE LIM DIR OF IT (THRU 12/26/2023) 129066 0 0 0 774 0 12907 0 7850 0 150597 0 0 0 PART I, LINE 1A PRIVATE BUSINESS CLUB MEMBERSHIP IS PROVIDED TO THE PRESIDENT AND CERTAIN STAFF FOR BUSINESS USE. PART I, LINE 5 AN INCENTIVE PROGRAM IS IN PLACE FOR KEY INDIVIDUALS. IT IS BASED ON QUANTITIVE AND QUALITATIVE FACTORS. ONE OF SEVERAL QUANTITATIVE FACTORS IS FUNDS RAISED. PART I, LINE 6 AN INCENTIVE PROGRAM IS IN PLACE FOR KEY INDIVIDUALS. IT IS BASED ON QUANTITIVE AND QUALITATIVE FACTORS. ONE OF SEVERAL QUANTITATIVE FACTORS IS FUNDS RAISED AND NET OPERATING RESULTS. A PUBLIC FINANCE AUTHORITY 273866124 74439YEA5 2021-11-30 77705000 CONSTRUCTION OF NEW STUDENT HOUSING 0 0 0 A 80356745 3301950 6583089 644120 936955 69827586 2023 0 0 0 1 A 1 1 1 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 1 0 0 0 0 0 0 1 A 1 SCHEDULE K, PART II, LINE 3 SCHEDULE K, PART II, LINE 3 IS DIFFERENT FROM COLUMN (E) DUE TO PROCEEDS BEING HIGHER THAN ISSUE PRICE DUE TO BOND PREMIUM SCHEDULE K, PART II, LINE 5 SCHEDULE K, PART II, LINE 5 DOESN'T MATCH FORM 8038 SINCE AMOUNTS FOR CAPITALIZED INTEREST PAID WAS NOT KNOWN AT THE TIME FORM 8038 WAS FILED. SCHEDULE K, PART II, LINE 7 SCHEDULE K, PART II, LINE 7 DOESN'T MATCH FORM 8038 SINCE ACTUAL COSTS OF ISSUANCE WAS LESS THAN ESTIMATED ON FORM 8038. SCHEDULE K, PART II, LINE 9 SCHEDULE K, PART II, LINE 9 DOESN'T MATCH FORM 8038 SINCE AMOUNTS FOR WORKING CAPITAL EXPENDITURES WAS NOT KNOWN AT THE TIME FORM 8038 WAS FILED. SCHEDULE K, PART II, LINE 10 SCHEDULE K, PART II, LINE 10 DOESN'T MATCH FORM 8038 SINCE AMOUNTS FOR CAPITAL EXPENDITURES WAS NOT KNOWN AT THE TIME FORM 8038 WAS FILED. X 1 20994 FMV X 16951 FMV X 11 62161 FMV X 86 3178475 FMV X 8 4084939 FMV X 11 59098 FMV X 3 51499 FMV X 1 569 FMV X TOOLS AND EQUIPMENT 6 128021 FMV X MUSIC INSTRUMENTS 1 24000 FMV X STORAGE CONTAINERS 2 20090 FMV X SUPPLIES 4 10817 FMV 1 0 1 1 PART I, LINE 32B: UHF USED KOKUA IN KIND, MERRILL LYNCH AND CHARLES SCHWAB TO PROCESS AND SELL NON-CASH CONTRIBUTIONS. FORM 990, PART III, LINE 1 THE UNIVERSITY OF HAWAI'I FOUNDATION (UHF) WAS ESTABLISHED IN 1955 TO ENCOURAGE PRIVATE SUPPORT FOR UH. TODAY IT IS THE CENTRAL FUNDRAISING ORGANIZATION FOR THE UH SYSTEM, PROVIDING PROFESSIONAL FUNDRAISING AND ALUMNI ENGAGEMENT SERVICES TO ALL 10 UH CAMPUSES. THE FUNDS RAISED ARE CRITICAL FOR SUPPORTING THE EDUCATIONAL MISSION OF UH, ONE OF THE LARGEST DRIVERS OF HAWAI'I'S ECONOMY. THIS PRIVATE SUPPORT FUNDS SCHOLARSHIPS TO BUILD HAWAI'I'S FUTURE WORKFORCE, HELPS ATTRACT TOP FACULTY TALENT, SUPPORTS PROGRAMS THAT ENRICH THE COMMUNITY, AND FUELS WORLD-CLASS RESEARCH AND FACILITIES. UHF HAS A NUMBER OF SPECIALISTS ON STAFF TO PROVIDE COMPREHENSIVE FUNDRAISING AND ALUMNI ENGAGEMENT SERVICES. EXPERTISE AREAS INCLUDE MAJOR GIFTS, CORPORATE AND FOUNDATION GIVING, ANNUAL GIVING, DONOR STEWARDSHIP, CHARITABLE TAX AND ESTATE AND GIFT PLANNING. UHF ALSO MANAGES AN ENDOWMENT OF MORE THAN $526 MILLION THAT DISTRIBUTES MORE THAN $19 MILLION IN SCHOLARSHIPS TO STUDENTS ACROSS 10 UH SYSTEM CAMPUSES EACH YEAR. GENEROUS GIFTS FROM DONORS AND A DISCIPLINED FOCUS ON INVESTMENT STRATEGIES AND OPPORTUNITIES HELP THE ENDOWMENT GROW OVER THE LONG TERM, PROVIDING SUPPORT FOR UNIVERSITY OF HAWAI'I PROGRAMS AND PRIORITIES INTO THE FUTURE. THE TEAM ALSO MANAGES INVESTMENTS RELATED TO PLANNED GIVING, INCLUDING CHARITABLE GIFT ANNUITIES AND CHARITABLE REMAINDER TRUSTS. THE FISCAL SERVICES UHF PROVIDES INCLUDE PROCESSING, ADMINISTERING AND MANAGING FUNDS FROM GIFTS FOR THE BENEFIT OF UH UNITS AND CAMPUSES. THE TEAM ALSO ESTABLISHES NEW ACCOUNTS AND MAINTAINS MORE THAN 8,000 SEPARATE DONOR ACCOUNTS FOR UH. THE ALUMNI ENGAGEMENT TEAM IS FOCUSED ON PROVIDING LIFELONG VALUE TO OUR 330,000 + ALUMNI, WHILE ALSO ADVANCING THE UNIVERSITY'S PRIORITIES INCLUDING GROWING STUDENT ENROLLMENT AND SUPPORTING STUDENT RETENTION. BY PARTNERING CLOSELY WITH UH CAMPUS LEADERSHIP, SCHOOLS AND DEPARTMENTS, AND LOCAL AND REGIONAL ALUMNI GROUPS, THE TEAM DEVELOPS MEANINGFUL PROGRAMS THAT SUPPORT THE UH ALUMNI COMMUNITY, BUILD PRIDE, NURTURE LIFE-LONG LEARNING AND STRENGTHEN AND SUSTAIN RELATIONSHIPS. FORM 990, PART VI, SECTION A, LINE 2 OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES HAVE FAMILY OR BUSINESS RELATIONSHIPS WITH ANOTHER DUE TO THE NATURE OF BUSINESS IN HAWAII. RELATIONSHIPS WERE IDENTIFIED AS PART OF AN ANNUAL QUESTIONNAIRE AND TRANSACTIONS OCCURRED IN THE ORDINARY COURSE OF BUSINESS ON TERMS OFFERED TO THE PUBLIC. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY KPMG LLP AND REVIEWED BY UHF'S CONTROLLER, CFO AND SENIOR EXECUTIVE DIRECTOR OF COMMUNICATIONS BEFORE PRESENTATION OF A FINAL DRAFT TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES FOR REVIEW AND APPROVAL. UPON APPROVAL, THE FINAL RETURN IS FILED AND SIGNED OFF ELECTRONICALLY BY THE CFO. THE FORM 990 IS AVAILABLE ON GUIDESTAR AND ON UHF'S WEBSITE, AS WELL AS UPON REQUEST. FORM 990, PART VI, SECTION B, LINE 12C UHF HAS A CONFLICT OF INTEREST POLICY FOR EMPLOYEES AND A SEPARATE FORM FOR TRUSTEES. IN ACCORDANCE WITH BOTH POLICIES, ALL EMPLOYEES AND TRUSTEES ARE REQUIRED TO COMPLETE AND CERTIFY AN "ANNUAL CONFLICT OF INTEREST FORM" AT THE BEGINNING OF THE FISCAL YEAR. THE INFORMATION COMPILED BY THE GENERAL COUNSEL. ANY POTENTIAL CONFLICTS WITH REGARD TO TRUSTEES ARE BROUGHT TO THE ATTENTION OF THE CFO, COO AND PRESIDENT, AND BROUGHT TO THE BOARD OF TRUSTEE'S AUDIT COMMITTEE TO APPROVE OR DISAPPROVE THE CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 ANNUALLY, UHF BENCHMARKS THE SALARIES OF THE PRESIDENT/CHIEF EXECUTIVE OFFICER, CFO, AND VP/COO AT OTHER INSTITUTIONALLY RELATED FOUNDATIONS NATIONWIDE, AS WELL AS NONPROFITS WITHIN THE STATE OF HAWAII. THIS IS DONE THROUGH RESEARCH OF 990S AND THROUGH SALARY SURVEYS OF VARIOUS PROFESSIONAL ORGANIZATIONS. THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES USES THIS DATA IN CONJUNCTION WITH AN ASSESSMENT OF INDIVIDUAL JOB PERFORMANCE TO DETERMINE THE APPROPRIATE COMPENSATION ADJUSTMENTS FOR THE PRESIDENT/CEO AND VICE PRESIDENTS OF THE ORGANIZATION. THE DOCUMENTATION OF THESE DECISIONS IS PROVIDED TO AND FILED WITH THE HUMAN RESOURCES DEPARTMENT. LAST COMPENSATION STUDY/REVIEW WAS SEPTEMBER 2023. FORM 990, PART VI, SECTION C, LINE 19 UHF HAS A PUBLIC INFORMATION POLICY. THIS POLICY SETS OUT THE PRACTICES OF UHF REGARDING DISCLOSURE OF INFORMATION AND DESCRIBES THE EXTENT AND NATURE OF THOSE MATERIALS WHICH WILL BE MADE AVAILABLE TO THE PUBLIC. UHF PROVIDES ACCESS TO THE FOLLOWING DOCUMENTS ON ITS WEBSITE. FORM 990 TAX RETURN FOR THE PREVIOUS THREE YEARS, IRS TAX DETERMINATION LETTER, ARTICLES OF INCORPORATION, ANNUAL REPORT. THE FORM 990 TAX RETURN MAY ALSO BE VIEWED ON GUIDESTAR. ALSO AVAILABLE ON THE WEBSITE IS A LISTING OF UHF'S BOARD OF TRUSTEES AND UHF STAFF. THE CONFLICT OF INTEREST POLICY AND OTHER GOVERNING DOCUMENTS OUTLINED IN THE PUBLIC INFORMATION POLICY THAT ARE NOT ON THE WEBSITE ARE AVAILABLE UPON REQUEST. UHF ATHERTON STUDENT HOUSING LLC 1810 UNIVERSITY AVE SUITE 300 HONOLULU HI 96822 REAL ESTATE HI -7234 8035537 UHFOUNDATION UHF RISE STUDENT HOUSING LLC 1810 UNIVERSITY AVE SUITE 300 HONOLULU HI 96822 REAL ESTATE HI 6415532 101371181 UHFOUNDATION CHARITABLE REMAINDER TRUST (41) TRUST HI UHF 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0