2025-05-22T16:43:01+00:00 2024-09-30 440160260 Forvis Mazars LLP 111 South Tejon Suite 800 Colorado Springs CO 809039848 990 2023-10-01 261939342 ALLIANCE FOR SUSTAINABLE ENERGY LLC ALLI 3032753000 15013 DENVER WEST PARKWAY RSF041 GOLDEN CO 80401 JENNIFER LOGAN CFO 3032753000 2025-05-22 true true Adam R Smith P00958966 7194714290 2025-05-16 2023 2025-03-06 01:10:19Z DR MARTIN KELLER 15013 DENVER WEST PARKWAY RSF041 GOLDEN CO 80401 1009468988 false X WWW.ALLIANCEFORSUSTAINABLEENERGY.ORG X LLC 2008 DE OPERATES THE NATIONAL RENEWABLE ENERGY LABORATORY TO DEVELOP ENERGY EFFICIENT TECHNOLOGIES. 15 15 3815 15 0 0 786152855 1009409555 0 9136 13155 169988 46278 786331979 1009468988 283342 164975 0 468991619 537657679 0 0 309556940 463347753 778831901 1001170407 7500078 8298581 175027158 232177988 170531686 226847903 4495472 5330085 THE MISSION OF THE ALLIANCE FOR SUSTAINABLE ENERGY LLC (ALLIANCE) IS TO OPERATE THE U.S. DEPARTMENT OF ENERGY'S NATIONAL RENEWABLE ENERGY LABORATORY TO ADVANCE THE SCIENCE AND ENGINEERING OF ENERGY EFFICIENCY, SUSTAINABLE TRANSPORTATION, AND RENEWABLE POWER TECHNOLOGIES, AND PROVIDES THE KNOWLEDGE TO INTEGRATE AND OPTIMIZE ENERGY SYSTEMS. false false 1000364346 164975 46278 ON OCTOBER 1, 2008, ALLIANCE BEGAN MANAGEMENT OF THE U.S. DEPARTMENT OF ENERGY'S (DOE) NATIONAL RENEWABLE ENERGY LABORATORY UNDER PRIME CONTRACT NUMBER DE-AC36-08-GO28308. THE NATIONAL RENEWABLE ENERGY LABORATORY (NREL) IS THE NATION'S PRIMARY LABORATORY FOR RENEWABLE ENERGY AND ENERGY EFFICIENCY RESEARCH AND DEVELOPMENT (R AND D). ALLIANCE PROVIDES THE LEADERSHIP AND STRATEGY THROUGH ITS MANAGEMENT AND OPERATION CONTRACT OF THE NATIONAL RENEWABLE ENERGY LABORATORY (NREL) TO EXECUTE RESEARCH, DEVELOPMENT, DEMONSTRATION, TECHNICAL ASSISTANCE AND ANALYSIS PROGRAMS ON BEHALF OF DOE, OTHER FEDERAL AGENCIES AND THE PRIVATE SECTOR. IT STEWARDS THE UNDERLYING CAPABILITIES AND RESEARCH ASSETS THAT ENABLE MISSION ACCOMPLISHMENT. IT ALSO PROVIDES THE LEADERSHIP TO SAFELY, SECURELY AND SUSTAINABLY MANAGE AND OPERATE TWO MAJOR NREL CAMPUSES LOCATED IN COLORADO, AND ONE NREL CAMPUS IN FAIRBANKS, ALASKA, AS WELL AS SEVERAL OFF-CAMPUS RESEARCH AND OFFICE FACILITIES, AND TO OPERATE AND CONTINUOUSLY IMPROVE BUSINESS SYSTEMS, INCLUDING FINANCE, HUMAN RESOURCES, PROCUREMENT, AND QUALITY. ALLIANCE PARTNERS WITH INDUSTRY, OTHER GOVERNMENT AGENCIES, AND ACADEMIA TO TRANSFER THE KNOWLEDGE, KNOW HOW, AND INTELLECTUAL PROPERTY TO ENABLE NEW PRODUCT DEVELOPMENT AND THEN SCALE UP WITHIN THE NATION'S ENERGY INFRASTRUCTURE. THIS EFFORT SUPPORTS ENERGY SECURITY AND A VIBRANT ECONOMY WHILE ENSURING STEWARDSHIP OF THE ENVIRONMENT. ALLIANCE PROVIDES LEADERSHIP AND TECHNICAL CAPABILITIES FOR WORK WITHIN THE FOLLOWING AREAS: RENEWABLE ELECTRICITY GENERATION THIS AREA INCLUDES ADVANCEMENTS IN RENEWABLE ELECTRICITY GENERATION TECHNOLOGIES INCLUDING SOLAR, WATER, WIND AND GEOTHERMAL. ENERGY PRODUCTIVITY THIS AREA INCLUDES ADVANCEMENTS, TECHNOLOGIES, AND SYSTEMS INTEGRATION TO INCREASE ENERGY PRODUCTIVITY IN HOMES, BUILDINGS, AND INDUSTRIAL PLANTS. SUSTAINABLE TRANSPORTATION THIS AREA INCLUDES ADVANCEMENTS IN TRANSPORTATION AND VEHICLE TECHNOLOGIES AND ALTERNATIVE FUELS. ENERGY ANALYSIS CREDIBLE AND OBJECTIVE ENERGY ANALYSIS INCREASES THE UNDERSTANDING OF HOW THE ENERGY SYSTEMS OPERATE. WE EXPLORE HOW ENERGY POLICIES, MARKETS, RESOURCES, TECHNOLOGIES, ENVIRONMENTAL IMPACTS, AND INFRASTRUCTURE INTERACT. ANALYSES, DATA, AND TOOLS INFORM INVESTMENT DECISIONS AS ENERGY-EFFICIENT AND RENEWABLE ENERGY TECHNOLOGIES ADVANCE FROM CONCEPT TO COMMERCIAL APPLICATION. ENERGY SYSTEMS INTEGRATION ENERGY SYSTEMS INTEGRATION RESEARCH ADDRESSES TRADEOFFS ACROSS ENERGY CARRIERS (SUCH AS ELECTRICITY, THERMAL PATHWAYS, FUELS, AND WATER) WITHIN INFRASTRUCTURES (GRIDS, BUILDINGS AND CAMPUSES, COMMUNITIES, COMMUNICATIONS AND TRANSPORTATION) TO MAXIMIZE EFFICIENCY AND MINIMIZE WASTE. NREL TRANSFORMS ENERGY THROUGH SCIENCE BY FOCUSING ITS EXPERTISE AND RESOURCES ON THREE DISTINCT RESEARCH AREAS THAT RECOGNIZE EMERGING MEGATRENDS TO HELP GUIDE ITS RESEARCH. INTEGRATED ENERGY PATHWAYS FOCUSES ON MODERNIZING THE GRID TO SUPPORT A BROAD SELECTION OF GENERATION TYPES, ENCOURAGE ACTIVE PARTICIPATION BY THE CONSUMER, AND EXPAND OPTIONS FOR TRANSPORTATION ELECTRIFICATION. ELECTRONS TO MOLECULES FOCUSES ON THE USE OF RENEWABLE, AFFORDABLE ELECTRICITY AS THE DRIVING FORCE FOR THE CONVERSION OF LOW-ENERGY MOLECULES-SUCH AS WATER AND CARBON DIOXIDE-TO GENERATE HIGHER-VALUE, HIGHER-ENERGY CHEMICALS, FUELS, AND MATERIALS. CIRCULAR ECONOMY FOR ENERGY MATERIALS FOCUSES ON REDUCING WASTE AND PRESERVING RESOURCES THROUGH THE DESIGN OF MATERIALS AND PRODUCTS WITH REUSE, RECYCLING, AND UPCYCLING IN MIND FROM THE START. NREL IS POSITIONED TO HELP THE NATION ADVANCE ITS ENERGY GOALS THROUGH THE ALLIANCE STRATEGY FOR ACCELERATING IMPACT. THE LABORATORY DELIVERS MARKET-RELEVANT, HIGH-IMPACT KNOWLEDGE/INNOVATIONS; AMPLIFIES MARKET IMPACT THROUGH STRATEGIC PARTNERSHIPS; STEWARDS DISTINCTIVE CAPABILITIES AND SUSTAINS OPERATIONAL EXCELLENCE. NREL SUPPORTS COLLABORATIVE RESEARCH PROJECTS, DISSEMINATES RESEARCH RESULTS BROADLY, PROTECTS INTELLECTUAL PROPERTY THROUGH PATENTS AND COPYRIGHTS, LICENSES TECHNOLOGIES AND WORKS WITH PUBLIC AND PRIVATE PARTNERS TO IMPLEMENT TECHNOLOGIES. INNOVATIVE TECHNOLOGIES ARE ANNUALLY RECOGNIZED WITH MULTIPLE R&D 100 AWARDS, WHICH ARE CONSIDERED THE MOST PRESTIGIOUS TECHNOLOGY INNOVATION AWARDS IN THE UNITED STATES. THE ENGINEERING AND SCIENCE BEHIND THESE TECHNOLOGY TRANSFER SUCCESSES AND AWARDS DEMONSTRATE ALLIANCE'S COMMITMENT TO DEVELOPING AND APPLYING INNOVATIVE RENEWABLE ENERGY SOLUTIONS TO ACHIEVE THE NATION'S SECURE AND SUSTAINABLE ENERGY FUTURE. 1000364346 true true false true false false false false false false false false false true true true true false false false false false false false false false true false true false false false false false false false false false false false false false false false false false true 709 0 true 3815 true false false false false false false false false false false false false X 15 15 false false false false true true true true true false false true true true true true true true true false CA NY X X SUSAN SCRIVER 3032753000 15013 DENVER WEST PARKWAY RSF041 GOLDEN CO 80401 DR IAN COLRAIN INTERIM CHAIRMAN (BEG 06/2024) 1.0 0.0 X X 0 0 0 DR MARK PETERS CHAIRMAN (END 06/2024) 1.0 0.0 X X 0 0 0 DR BRUCE JONES BOARD MEMBER (BEG 10/2023) 1.0 0.0 X 0 0 0 DR CASSANDRA MOSELY BOARD MEMBER (BEG 06/2024) 1.0 0.0 X 0 0 0 DR CHRISTA JOHNSON BOARD MEMBER (END 05/2024) 1.0 0.0 X 0 0 0 DR MASSIMO RUZZENE BOARD MEMBER 1.0 0.0 X 0 0 0 DR ROBERT STONER BOARD MEMBER (END 05/2024) 1.0 0.0 X 0 0 0 DR ROLAND HORNE BOARD MEMBER (BEG 1/2024) 1.0 0.0 X 0 0 0 DR STEVEN COLEMAN BOARD MEMBER (BEG 06/2024) 1.0 0.0 X 0 0 0 DR WALTER COPAN BOARD MEMBER 1.0 0.0 X 0 0 0 DR WILLIAM GREEN BOARD MEMBER (BEG 05/2024) 1.0 0.0 X 0 0 0 DR WILLIAM JEFFREY BOARD MEMBER 1.0 0.0 X 0 0 0 DR YI CUI BOARD MEMBER (END 12/2023) 1.0 0.0 X 0 0 0 EDWARD ANDERSON JR BOARD MEMBER (END 06/2024) 1.0 0.0 X 0 0 0 IRIS ANDERSON BOARD MEMBER (BEG 02/2024) 1.0 0.0 X 0 0 0 KRISTINE WERKING BOARD MEMBER 1.0 0.0 X 0 0 0 LEANNE STRIBLEY BOARD MEMBER (END 02/2024) 1.0 0.0 X 0 0 0 LUKE MCGLYNN BOARD MEMBER 1.0 0.0 X 0 0 0 MARTIN NEVSHEMAL BOARD MEMBER 1.0 0.0 X 0 0 0 MATT VAUGHAN BOARD MEMBER 1.0 0.0 X 0 0 0 TODD HARRINGTON BOARD MEMBER 1.0 0.0 X 0 0 0 DR MARTIN KELLER PRESIDENT 40.0 X 876295 0 87253 DR PETER GREEN SENIOR VP 40.0 X 602795 0 92232 JENNIFER LOGAN CFO 40.0 X 399973 0 63327 JOHN STOLPA SECRETARY 40.0 X 419033 0 75979 JULIE BAKER SENIOR VP 40.0 X 599343 0 80376 ADAM BRATIS ASSOCIATE LAB DIRECTOR 40.0 X 442699 0 76625 DR JOHNEY GREEN ASSOCIATE LAB DIRECTOR 40.0 X 488171 0 74804 DR WILLIAM TUMAS ASSOCIATE LAB DIRECTOR 40.0 X 469873 0 82599 JUAN TORRES ASSOCIATE LAB DIRECTOR 40.0 X 481846 0 52264 WILLIAM FARRIS ASSOCIATE LAB DIRECTOR 40.0 X 447052 0 121166 5227080 0 806625 1772 false true false Accenture Federal Services LLC 1255 Treat Blvd Walnut Creek CA 94597 Consulting Services 7567378 MA Mortenson Company 700 Meadow Lane North Minneapolis MN 55422 Construction 5747594 Encore Electric Inc 7125 W Jefferson Ave Lakewood CO 80235 Construction 4630617 The Regents of the University of California as Man PO Box 528 Berkeley CA 94701 Research Services 3695835 State of Colorado School of Mines 1200 16th Street Golden CO 80401 Research Services 3537598 358 1009409555 1009409555 0 0 0 0 0 13155 13155 46278 46278 0 0 0 0 0 0 0 0 0 1009468988 46278 0 13155 164975 164975 3043784 2350104 693680 420317306 420389647 -72341 35531011 35531011 48439426 48417778 21648 30326152 30326152 1245826 1245826 142477 142477 11044348 10999684 44664 0 2781575 2716600 64975 40346973 40346973 213384 213384 16801903 16801903 12559041 12545106 13935 7218223 7218223 2446687 2446687 503688 503688 Subcontracts 295820135 295780635 39500 Lab Equipment and Supplies 52975909 52975909 Maintenance and Repair 14542655 14542655 Dues and Subscriptions 4704929 4704929 0 0 0 0 1001170407 1000364346 806061 0 1677237 2101892 5019179 5583661 153203224 207088639 0 0 0 159314 157136 12503220 14843823 0 0 0 0 0 2464984 2402837 175027158 232177988 119855710 177972290 0 50675976 48875613 170531686 226847903 X 4495472 5330085 4495472 5330085 175027158 232177988 X 8298581 -7463968 X false true X true false X 546285329 602878882 671912744 786152855 1009409555 3616639365 0 0 546285329 602878882 671912744 786152855 1009409555 3616639365 0 3616639365 31888 67531 169355 179124 59433 507331 0 0 0 0 0 0 0 3617146696 0 0.9999 0.9999 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 1001170407 1001170407 1000000 0 250000 0 0 false 1000000 1000000 1000000 1000000 4000000 6000000 0 0 0 250000 250000 250000 250000 1000000 1500000 0 0 0 Advances 48875613 48875613 X 1009468988 0 0 1009468988 0 0 1009468988 1001170407 0 0 1001170407 0 0 1001170407 Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote MANAGEMENT HAS EVALUATED THEIR INCOME TAX POSITIONS UNDER THE GUIDANCE INCLUDED IN ASC 740. BASED ON THEIR REVIEW, MANAGEMENT HAS NOT IDENTIFIED ANY MATERIAL UNCERTAIN TAX POSITIONS TO BE RECORDED OR DISCLOSED IN THE FINANCIAL STATEMENTS. true Community Shares of Colorado 789 Sherman St 230 Denver CO 80203 742401941 501(C)(3) 96855 SUPPORT ORGANIZATION Co Labs Inc 2440 Pearl St Boulder CO 80302 260373539 501(C)(3) 10000 SUPPORT ORGANIZATION The Action Center 8745 W 14th Ave Lakewood CO 80215 237019679 501(C)(3) 10000 SUPPORT ORGANIZATION Denver Metro Chamber of Commerce 1445 Market St Suite 400 Denver CO 80202 840186760 501(C)(6) 7000 SUPPORT ORGANIZATION Denver Public Schools 1860 Lincoln St Denver CO 80203 841224325 501(C)(3) 6000 SUPPORT ORGANIZATION 4 1 Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. ALLIANCE HAS A CONTINUING RELATIONSHIP WITH VARIOUS LOCAL CHARITABLE, EDUCATIONAL, AND CIVIC ORGANIZATIONS. PRIOR TO PROVIDING DONATIONS, THE ORGANIZATIONS ARE IDENTIFIED AS NON-PROFIT ORGANIZATIONS IN GOOD FINANCIAL AND NON-PROFIT STANDING. THE ENTITIES PROVIDE INFORMATION TO THE PUBLIC AND ALLIANCE ON THE GOOD BEING ACCOMPLISHED THROUGH DONATIONS LIKE THOSE FROM ALLIANCE. X X X X X false false false false false false false true false DR MARTIN KELLER PRESIDENT 573504 0 277969 0 24822 0 44126 0 43127 0 963548 0 0 0 JULIE BAKER SENIOR VP 399568 0 174653 0 25122 0 38625 0 41751 0 679719 0 0 0 DR PETER GREEN SENIOR VP 403030 0 173701 0 26064 0 60103 0 32129 0 695027 0 0 0 JOHN STOLPA SECRETARY 339052 0 78741 0 1240 0 33286 0 42693 0 495012 0 0 0 JENNIFER LOGAN CFO 324268 0 75170 0 535 0 25019 0 38308 0 463300 0 0 0 DR JOHNEY GREEN ASSOCIATE LAB DIRECTOR 369632 0 109890 0 8649 0 33942 0 40862 0 562975 0 0 0 WILLIAM FARRIS ASSOCIATE LAB DIRECTOR 320664 0 100327 0 26061 0 87843 0 33323 0 568218 0 0 0 DR WILLIAM TUMAS ASSOCIATE LAB DIRECTOR 336715 0 105133 0 28025 0 51771 0 30828 0 552472 0 0 0 ADAM BRATIS ASSOCIATE LAB DIRECTOR 342478 0 98979 0 1242 0 34759 0 41866 0 519324 0 0 0 JUAN TORRES ASSOCIATE LAB DIRECTOR 350015 0 107009 0 24822 0 40635 0 11629 0 534110 0 0 0 Schedule J, Part I, Line 7 Non-fixed payments THE ALLIANCE'S INCENTIVE PROGRAM INCLUDES TWO PLANS AND MULTIPLE TIERS WITHIN EACH PLAN. THESE TIERS ARE TARGETED TO SPECIFIC JOB TITLES, WITH EACH FEATURING A TARGET INCENTIVE AS A PERCENTAGE OF BASE PAY. PAYOUTS ARE BASED ON TWO FACTORS: EACH PARTICIPANT'S INDIVIDUAL PERFORMANCE AND THE LAB'S OVERALL PERFORMANCE. Form 990, Part VI, Line 15a & 15b GOVERNANCE OF EXECUTIVE COMPENSATION IS CHARTERED THROUGH THE ALLIANCE HUMAN RESOURCES COMPENSATION COMMITTEE. EXTERNAL THIRD PARTY RESOURCES ARE RETAINED ON A BIENNIAL BASIS TO REVIEW ALL ELEMENTS OF EXECUTIVE REMUNERATION (BASE SALARY, ANNUAL INCENTIVES, RETIREMENT BENEFITS, HEALTH AND WELFARE BENEFITS, AND EXECUTIVE PREREQUISITES) TO INSURE COMPETITIVENESS OF ALL THE ELEMENTS OF CASH COMPENSATION RELATIVE TO THE MARKET FOR BOTH BASE COMPENSATION AND TOTAL COMPENSATION. THERE ARE NO PERSONS SERVING ON THE COMPENSATION COMMITTEE WITH A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENTS. CONTEMPORANEOUS DOCUMENTATION AND RECORDS ARE RETAINED. THE LAST COMPENSATION REVIEW OCCURRED IN 2023 BY MERCER. Form 990, Part VI, Line 1a Material differences in voting rights ALLIANCE FOR SUSTAINABLE ENERGY HAS 15 BOARD MEMBERS. 5 ARE ELECTED BY MRIGLOBAL, 5 BY BATTELLE, & 5 BY CORE UNIVERSITY MEMBERS. ALL BOARD MEMBERS CAN VOTE ON GENERAL BUSINESS AND POLICY MATTERS. MRIGLOBAL AND BATTELLE BOARD MEMBERS ARE THE ONLY MEMBERS THAT CAN VOTE ON ECONOMIC AND OTHER INTERESTS IN THE COMPANY AND OR THE MEMBERS' BUSINESS REPUTATIONS. Form 990, Part VI, Line 6 Classes of members or stockholders ALLIANCE FOR SUSTAINBLE ENERGY HAS TWO MEMBERS: - MRIGLOBAL - BATTELLE MEMORIAL INSTITUTE Form 990, Part VI, Line 7a Members or stockholders electing members of governing body EACH MEMBER HAS THE RIGHT TO NOMINATE AND ELECT 5 MEMBER DIRECTORS. Form 990, Part VI, Line 7b Decisions requiring approval by members or stockholders THE MEMBERS HAVE THE RIGHT TO AMEND AND APPROVE THE OPERATING AGREEMENT. Form 990, Part VI, Line 11b Review of form 990 by governing body 1. 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EMPLOYEES WHOSE REGULAR RESPONSIBILITIES INVOLVE MANAGING OR EXECUTING LICENSE AGREEMENTS FOR INTELLECTUAL PROPERTY OR THE PREPARATION OR EXECUTION OF COOPERATIVE RESEARCH AND DEVELOPMENT AGREEMENTS (CRADAS) OR OTHER TECHNOLOGY TRANSFER OR TECHNOLOGY PARTNERSHIP ARRANGEMENTS MUST ANNUALLY OR UPON CHANGES IN RELEVANT PERSONAL OR FAMILY CIRCUMSTANCES OR THE NATURE OF WORK ASSIGNED, COMPLETE AN EMPLOYEE'S STATEMENT OF ECONOMIC INTEREST. IF AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST EXISTS, THE EMPLOYEE CONSULTS WITH THE GENERAL COUNSEL OR DESIGNEE TO IDENTIFY AND IMPLEMENT MITIGATION OR AVOIDANCE ACTIONS, OR RECUSES SELF IF AN APPROPRIATE MITIGATION OR AVOIDANCE ACTION CANNOT BE IDENTIFIED. ALL ALLIANCE OFFICERS AND BOARD OF DIRECTOR MEMBERS ARE REQUIRED TO SUBMIT A CONFLICT OF INTEREST DISCLOSURE UPON APPOINTMENT, AND AN ANNUAL CONFLICT OF INTEREST DISCLOSURE AND RECEIVE ANNUAL ORGANIZATIONAL CONFLICTS OF INTEREST TRAINING. THE ALLIANCE BOARD OF DIRECTORS USES DISCLOSURE STATEMENTS TO DETERMINE IF A CONFLICT OF INTEREST EXISTS. IF SO, THE BOARD OF DIRECTORS IMPLEMENTS AVOIDANCE OR MITIGATION ACTIONS AND ANY DIRECTOR OR OFFICER MAY NOT TAKE PART IN DISCUSSION OR VOTING ON MATTERS RELATED TO A DISCLOSED INTEREST. Form 990, Part VI, Line 19 Required documents available to the public ALLIANCE MAKES ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UPON REQUEST. ALLIANCE DOES NOT PROVIDE FINANCIAL STATEMENTS TO THE PUBLIC. AS A FEDERALLY FUNDED RESEARCH AND DEVELOPMENT CENTER FOR THE U.S. DEPARTMENT OF ENERGY, ALLIANCE FOR SUSTAINABLE ENERGY, LLC ONLY PROVIDES FINANCIAL STATEMENTS TO THE FEDERAL AGENCY FUNDING THE PROJECT. Form 990, Part XI, Line 9 Other changes in net assets or fund balances DISTRIBUTION TO MEMBERS - -7463968;