2022-03-11T15:10:25-06:00 2021-06-30 135565207 KPMG LLP 8350 BROAD STREET SUITE 900 MCLEAN VA 22102 990 2020-07-01 541460147 OPERATION SMILE INC OPER 7573217645 3641 FACULTY BLVD VIRGINIA BEACH VA 23453 CRAIG ANDERSON CFO 7573217645 2022-03-10 1 CRAIG ANDERSON 999009999 HYO JIN HEO P01908608 7032868000 2022-03-10 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z CRAIG ANDERSON 3641 FACULTY BLVD VIRGINIA BEACH VA 23453 86111324 0 X HTTP://WWW.OPERATIONSMILE.ORG X 1987 VA THROUGH OUR EXPERTISE IN TREATING CLEFT LIP AND CLEFT PALATE, WE CREATE (SEE SCH O). 9 6 204 4238 0 0 87049298 84997461 557637 73469 378255 207978 -144933 -33393 87840257 85245515 7223311 10112252 0 0 17208302 16526217 1790230 2003734 20313610 43574916 36613307 69796759 65255510 18043498 19990005 74699767 94902554 6740965 6904643 67958802 87997911 X SEE SCHEDULE O 0 0 13533267 4406783 67989 SEE SCHEDULE O. 24072154 5705469 5480 SEE SCHEDULE O. 37605421 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 0 0 1 0 1 1 1 1 1 1 0 0 1 1 1 0 0 0 0 0 0 1 0 1 0 0 0 1 1 1 1 0 0 1 X 71 0 1 204 1 0 1 RW VM CH MA KE BM 0 0 0 1 1 1 2 0 0 0 0 0 X 9 6 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ AR CA CO CT FL GA HI IL KS KY LA MD MA MI MN MS MT NH NJ NM NY ND OH OK OR PA RI SC TN UT VA WA WV WI X X CRAIG ANDERSON 7573213205 3641 FACULTY BLVD VIRGINIA BEACH VA 23453 WILLIAM P MAGEE JR CEO & DIRECTOR 40.00 0.10 X X 454618 0 22980 KATHLEEN S MAGEE MSW ED PRESIDENT, SECRETARY & DIRECTOR 40.00 0.20 X X 0 0 0 ROBERT JAMES BOYD III CHAIRMAN/ DIRECTER 1.00 0.00 X X 0 0 0 TODD MAGEE DIRECTOR 1.00 0.00 X 0 0 0 DOMINIC MICHAEL GIOFFRE JR DIRECTOR 1.00 0.00 X 0 0 0 CHRISTOPHER ANDERSON TREASURER AND DIRECTOR 1.00 0.00 X X 0 0 0 STEVE RODOSKY DIRECTOR 1.00 0.00 X 0 0 0 BRUCE SMITH DIRECTOR 1.00 0.00 X 0 0 0 JAMES POISANT DIRECTOR 1.00 0.00 X 0 0 0 JAMES SITI COO 40.00 0.00 X 269173 0 36407 RUBEN AYALA CHIEF MEDICAL OFFICER 40.00 0.10 X 223892 0 30055 KENDRA DAVENPORT CHIEF DEVELOPMENT OFFICER 40.00 0.00 X 306487 0 31179 CRAIG D ANDERSON CHIEF FINANCIAL OFFICER 40.00 0.00 X 223243 0 32707 LISA JARDANHAZY VP GLOBAL MEDIA STRATEGY & PR 40.00 0.00 X 137915 0 23300 KRISTIE PORCARO CHIEF OF STRATEGY & PARTNERSHIPS 40.00 0.00 X 193123 0 25660 FRED FACKA DIRECTOR PLANNED GIVING 40.00 0.00 X 184947 0 17612 STUART MYERS SENIOR VICE PRESIDENT OF PROGRAMS 40.00 0.00 X 172500 0 8931 PATRICIA BACUROS VP OF GIFTS IN KIND 40.00 0.00 X 169352 0 23868 GEIR STANGELAND ASSOCIATE CHIEF MEDICAL OFFICER 40.00 0.00 X 166228 0 19397 2501478 0 272096 25 0 1 0 MDS COMMUNICATION CORPORATION 545 WEST JUANITA AVENUE MESA AZ 85710 TELEFUNDRAISING SVCS 1464399 BLACKBAUD PO BOX 930256 ATLANTA GA 31193 CONSULTANT 648999 ONE & ALL INC 2 NORTH LAKE AVENUE SUITE 600 PASADENA CA 91101 FUNDRAISING COUNSEL 573397 MERKLE RESPONSE SERVICES 100 JAMISON CT HAGERSTOWN MD 21740 KEYING & CAGING 379988 ESUBSTANCE LTD TRADING AS 'INK PUBLISHIN 806 S DOUGLAS ROAD SUITE 300 CORAL GABLES FL 33134 CONSULTANT 300000 15 35496 269273 101018 84591674 1448341 84997461 MERCHANDISE SALES 900099 36309 36309 MISSIONS 900099 30473 30473 YOUTH CONFERENCES 900099 6687 6687 73469 212162 212162 15250 6995 8255 8255 8255 740240 56731 745368 55787 -5128 944 -4184 -4184 270 269273 57659 -57389 -57389 CURRENCY LOSS 900099 11192 11192 MISCELLANEOUS 900099 4549 4549 15741 85245515 73469 0 174585 X 14955 14955 71008 71008 10026289 10026289 1785732 799304 567962 418466 386497 379143 7354 11154864 6304469 2299812 2550583 768346 410436 172897 185013 1472678 811585 321470 339623 958100 563417 190971 203712 100728 100728 133054 46364 86006 684 2003734 2003734 150 150 4994343 3607863 852915 533565 14536667 674297 520798 13341572 1079565 146009 933556 2143077 1092969 702823 347285 574671 424094 81074 69503 618838 559799 11225 47814 146833 134382 7205 5246 14426 7415 3648 3363 1200788 695807 427222 77759 244043 214800 15470 13773 PUBLIC AWARENESS 7820339 7820339 MISSION SUPPLIES 2708856 2708856 OTHER EXPENSE 171929 91821 40547 39561 BAD DEBT 125000 125000 65255510 37605421 7336479 20313610 X 25910524 9375836 1264435 15270253 30216235 48322552 10692613 10858481 11054722 10926114 471115 1297791 2421068 1977809 1458496 2046822 27071894 7598909 18385518 19472985 74699767 94902554 5572297 5733144 120988 27263 1047680 1144236 6740965 6904643 X 54058537 70799801 13900265 17198110 67958802 87997911 74699767 94902554 19990005 48756 348 0 X 0 1 X 1 0 X 62023725 73125070 78118871 87024298 84997461 385289425 62023725 73125070 78118871 87024298 84997461 385289425 385289425 39432 67203 41214 213128 227413 588390 6 11021 70424 71238 15741 168430 386046245 3182223 0.99800 0.99630 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS - 2016 AMOUNT: $ 6. 2017 AMOUNT: $ 11,021. 2018 AMOUNT: $ 70,424. 2019 AMOUNT: $ 71,238. 2020 AMOUNT: $ 15,741. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 0 0 0 0 PART II-B, LINE 1: OPERATION SMILE IS A GLOBAL SURGICAL NONPROFIT THAT IMPROVES THE HEALTH AND DIGNITY OF PATIENTS LIVING WITH CLEFT LIP AND CLEFT PALATE IN LOW- AND MIDDLE-INCOME COUNTRIES. SINCE 1982, OPERATION SMILE HAS BEEN COMMITTED TO PROVIDING PATIENTS WITH HEALTH THAT LASTS THROUGH LIFE-SAVING CLEFT SURGERIES AND COMPREHENSIVE CARE, HELPING THEM TO BETTER BREATHE, EAT, SPEAK AND LIVE LIVES OF GREATER QUALITY AND CONFIDENCE. ITS TRAINING AND EDUCATION PROGRAMS ELEVATE SAFE SURGICAL STANDARDS AND STRENGTHEN A GLOBAL NETWORK TO REACH MORE PEOPLE EARLIER IN THEIR LIVES. LOBBYING IS AN IMPORTANT MEDIUM BY WHICH OPERATION SMILE RAISES AWARENESS ABOUT THE SIGNIFICANT AND OFTEN DEBILITATING ISSUES INVOLVING THE FOREGOING. DURING THE TAX YEAR ENDED 6/30/2021, OPERATION SMILE SUPPORTED THE FOLLOWING 3 PROPOSED INITIATIVES: 1. HOUSE RESOLUTION 68.15, WORLD FEDERATION OF SOCIETIES OF ANAESTHESIOLOGISTS (WFSA) IN COLLABORATION WITH WITS-SADC REGIONAL COLLABORATION CENTRE OF SURGICAL HEALTHCARE, WORLD HEALTH ASSEMBLY 2.LEBANON RELIEF PROGRAM, PL-480 PROGRAM FOR LEBANON 3.WORLD HEALTH ORGANIZATION CALL TO VACCINE EQUITY OPERATION SMILE ALSO PAYS DUES AND MEMBERSHIP FEES OF WHICH AN INSUBSTANTIAL PORTION MAY BE USED BY OUR PARTNERS FOR LOBBYING ACTIVITIES. 935000 1995 936995 935000 935000 0.00000 1.00000 0.00000 0 0 3094293 3094293 15890876 3544652 12346224 11330 4886 6444 6565857 4049371 2516486 1509538 1509538 19472985 REFUNDABLE ADVANCES 1077601 CAPITAL LEASE OBLIGATIONS 66635 1144236 91380384 48756 6079118 6995 6134869 85245515 0 85245515 71341623 6079118 6995 6086113 65255510 0 65255510 PART V, LINE 4: THE INCOME GENERATED FROM THE ENDOWMENT WILL BE USED TO PROVIDE SUPPORT AND FUNDING FOR THE TREATMENT OF CLEFT LIP AND PALATES. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE 6,995. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE 6,995. 1 EUROPE 0 FUNDRAISING 225 EUROPE 0 GRANT MAKING 300000 EUROPE 0 2 PROGRAM SERVICES EDUCATION 312613 MIDDLE EAST AND NORTH AFRICA 0 GRANT MAKING 765102 MIDDLE EAST AND NORTH AFRICA 0 PROGRAM SERVICES EDUCATION 103768 MIDDLE EAST AND NORTH AFRICA 0 4 PROGRAM SERVICES MISSION 284771 NORTH AMERICA 0 FUNDRAISING 10170 NORTH AMERICA 0 GRANT MAKING 747955 NORTH AMERICA 0 2 PROGRAM SERVICES EDUCATION 64291 NORTH AMERICA 0 PROGRAM SERVICES MISSION 15639 SOUTH AMERICA 0 1 FUNDRAISING 6000 SOUTH AMERICA 0 GRANT MAKING 2611044 SOUTH AMERICA 0 3 PROGRAM SERVICES EDUCATION 156972 SOUTH AMERICA 0 3 PROGRAM SERVICES MISSION 141417 SOUTH ASIA 0 GRANT MAKING 732570 SOUTH ASIA 0 PROGRAM SERVICES EDUCATION 38348 SOUTH ASIA 0 10 PROGRAM SERVICES MISSION 67284 SUB-SAHARAN AFRICA 0 FUNDRAISING 142 SUB-SAHARAN AFRICA 0 GRANT MAKING 2357969 SUB-SAHARAN AFRICA 3 30 PROGRAM SERVICES EDUCATION 1277742 SUB-SAHARAN AFRICA 0 12 PROGRAM SERVICES MISSION 436973 CENTRAL AMERICA/CARIBBEAN 0 FUNDRAISING 3934 CENTRAL AMERICA/CARIBBEAN 0 GRANT MAKING 2276573 CENTRAL AMERICA/CARIBBEAN 0 3 PROGRAM SERVICES EDUCATION 101042 CENTRAL AMERICA/CARIBBEAN 0 PROGRAM SERVICES MISSION 223556 EAST ASIA AND THE PACIFIC 0 2 FUNDRAISING 33786 EAST ASIA AND THE PACIFIC 0 GRANT MAKING 199897 EAST ASIA AND THE PACIFIC 0 2 PRORAM SERVICES EDUCATION 1194758 EAST ASIA AND THE PACIFIC 0 10 PROGRAM SERVICES MISSION 1219351 RUSSIA/INDEPENDENT STATES 0 PROGRAM SERVICES EDUCATION 2000 RUSSIA/INDEPENDENT STATES 0 PROGRAM SERVICES MISSION 3348 RUSSIA/INDEPENDENT STATES 0 GRANT MAKING 34680 0 6 3 78 3 84 2524604 13199316 15723920 CENTRAL AMERICA AND THE CARIBBEAN CAPACITY BUILDING 131016 WIRE 543 EQUIPMENT COST CENTRAL AMERICA AND THE CARIBBEAN MISSIONS 366747 WIRE CENTRAL AMERICA AND THE CARIBBEAN CAPACITY BUILDING 418784 WIRE 30548 EQUIPMENT COST CENTRAL AMERICA AND THE CARIBBEAN CAPACITY BUILDING 1156210 WIRE CENTRAL AMERICA AND THE CARIBBEAN CAPACITY BUILDING 141719 WIRE 31007 EQUIPMENT COST EAST ASIA AND THE PACIFIC CAPACITY BUILDING 20030 WIRE EAST ASIA AND THE PACIFIC CAPACITY BUILDING 112814 WIRE EAST ASIA AND THE PACIFIC MISSIONS 46547 WIRE EAST ASIA AND THE PACIFIC CAPACITY BUILDING WIRE 20505 EQUIPMENT COST MIDDLE EAST AND NORTH AFRICA CAPACITY BUILDING 55717 WIRE 232447 EQUIPMENT COST MIDDLE EAST AND NORTH AFRICA MISSIONS 83005 WIRE MIDDLE EAST AND NORTH AFRICA MISSIONS 366418 WIRE 27516 EQUIPMENT COST NORTH AMERICA CAPACITY BUILDING 581453 WIRE NORTH AMERICA CAPACITY BUILDING 166501 WIRE RUSSIA AND NEIGHBORING STATES MISSIONS 34680 WIRE SOUTH AMERICA MISSIONS 188106 WIRE 10183 EQUIPMENT COST SOUTH AMERICA MISSIONS 559844 WIRE SOUTH AMERICA MISSIONS 887179 WIRE SOUTH AMERICA CAPACITY BUILDING 211344 WIRE 105921 EQUIPMENT COST SOUTH AMERICA MISSIONS 89760 WIRE SOUTH AMERICA CAPACITY BUILDING 252461 WIRE SOUTH AMERICA CAPACITY BUILDING 183469 WIRE 71278 EQUIPMENT COST SOUTH ASIA MISSIONS 732570 WIRE SUB-SAHARAN AFRICA MISSIONS 53870 WIRE 4939 EQUIPMENT COST SUB-SAHARAN AFRICA MISSIONS 14976 WIRE 5703 EQUIPMENT COST SUB-SAHARAN AFRICA MISSIONS 126653 WIRE SUB-SAHARAN AFRICA MISSIONS WIRE 20399 MEDICAL SUPPLIES COST SUB-SAHARAN AFRICA CAPACITY BUILDING 1399 WIRE SUB-SAHARAN AFRICA CAPACITY BUILDING 2307 WIRE 534277 EQUIPMENT COST SUB-SAHARAN AFRICA CAPACITY BUILDING 773510 WIRE 32125 EQUIPMENT COST SUB-SAHARAN AFRICA MISSIONS 22831 WIRE SUB-SAHARAN AFRICA MISSIONS 21766 WIRE 108938 EQUIPMENT COST SUB-SAHARAN AFRICA CAPACITY BUILDING 221358 WIRE SUB-SAHARAN AFRICA CAPACITY BUILDING 392817 WIRE EUROPE (INCLUDING ICELAND & GREENLAND) CAPACITY BUILDING 300000 WIRE 34 FELLOWSHIPS SOUTH AMERICA 2 51501 WIRE FELLOWSHIP SUB-SAHARAN AFRICA 1 21500 WIRE 1 0 1 0 0 0 PART I, LINE 2: OPERATION SMILE MONITORS AND REVIEWS GRANT REQUESTS FOR ALIGNMENT WITH OUR PROGAMMATIC GOALS AND ADHERENCE TO ELIGIBILITY REQUIREMENTS. ALL GRANT RECIPIENTS SUBMIT REPORTS DETAILING THE USE OF THE GRANT FUNDS. THESE REPORTS ARE VERIFIED BY OPERATION SMILE AND REVIEWED FOR TIMELINESS, CONTENT, ACCURACY, AND APPROPRIATE SUPPORTING DOCUMENTATION TO SUBSTANTIATE THE USE OF FUNDS. WE HAVE ONGOING COMMUNICATION AND FREQUENT ONSITE VISITS WITH OUR PARTNER FOUNDATIONS TO ENSURE GRANT REQUIREMENTS ARE BEING MET, APPROPRIATE DOCUMENTATION IS MAINTAINED, AND TO PROVIDE ASSISTANCE AS NEEDED. PART III ACCOUNTING METHOD: X X X X X X 1 ONE AND ALL INC 2 NORTH LAKE AVENUE STE 600 PASADENA CA 91101 DR CONSUL 0 24627489 368288 24259202 FULL HEARTS 245 N LAKE AVENUE 312 PASADENA CA 91101 DR CONSUL 0 15404390 586350 14818040 MDS COMMUNICATIONS 545 WEST JUANITIA AVE MESA AZ 12224 TELEMARKET 0 3102344 1049096 2053248 ACTIVE ENGAGEMENT 117 EAST MARKET STREET SUITE 300 LEESBURG VA 20176 MARKETING 0 10794 0 10794 43145017 2003734 41141284 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NH NJ NM NY NC ND OH OK OR PA RI SC SD TN UT VA WA WV WI VIRTUAL SMILES 130165 129895 270 14090 664 NC DANCING WITH THE STARS 78978 78978 1000 4740 1 60400 60400 827 36338 269543 269273 270 15090 827 41742 57659 -57389 SCHEDULE G, PART I, LINE 2B, COLUMN (V) OPERATION SMILE HAS AN AGREEMENT WITH ONE AND ALL, INC. TO PROVIDE SERVICES RELATED TO OUR DIRECT RESPONSE FUNDRAISING AND PUBLIC AWARENESS CAMPAIGNS AND RESEARCH. THESE SERVICES INCLUDE PROFESSIONAL FUNDRAISING, CREATIVE SERVICES, FUNDRAISING STRATEGY DEVELOPMENT, LIST SERVICES AND PRINTING/PRODUCTION/MAILING. PAYMENTS TO ONE AND ALL, INC. IN THE TAX YEAR TOTALED $10,571,008 OF WHICH ONE AND ALL, INC. RETAINED APPROXIMATELY 3%. OPERATION SMILE HAS AN AGREEMENT WITH WE ARE CHANGEMAKERS, INC., DBA FULL HEARTS TO PROVIDE SERVICES RELATED TO ITS DIRECT RESPONSE TELEVISION FUNDRAISING AND PUBLIC AWARENESS CAMPAIGNS. THESE SERVICES INCLUDE PROFESSIONAL FUNDRAISING, CREATIVE SERVICES, FUNDRAISING STRATEGY DEVELOPMENT, TV PRODUCTION, MEDIA BUYING/SYNDICATION, PHONE CENTER QUALITY ASSURANCE, AND CONSULATION REGARDING DIGITAL PRESENCE. PAYMENTS TO WE ARE CHANGEMAKERS, INC., DBA FULL HEARTS IN THE TAX YEAR TOTALED $9,875,264 OF WHICH FULL HEARTS RETAINED APPROXIATELY 6%. 1 CHILDREN'S HOSPITAL OF LOS ANGELES 4650 SUNSET BOULEVARD MS 96 LOS ANGELES CA 90027 951690977 501(C)(3) 11398 FMV FELLOWSHIP EDUCATION 1 0 FELLOWSHIPS 2 71008 PART I, LINE 2: OPERATION SMILE, INC. MAKES GRANTS TO DOMESTIC ORGANIZATIONS THAT ARE RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS 501(C)(3) ORGANIZATIONS AND OTHER CHARITABLE ORGANIZATIONS. THE STIPENDS REPRESENTS PAYMENTS FOR FELLOWSHIPS. X 1 1 X X X 1 0 0 0 0 0 0 0 0 WILLIAM P MAGEE JR CEO & DIRECTOR 404618 0 50000 0 0 0 22980 0 0 0 477598 0 0 0 KENDRA DAVENPORT CHIEF DEVELOPMENT OFFICER 291487 0 0 0 15000 0 23477 0 7702 0 337666 0 0 0 JAMES SITI COO 269173 0 0 0 0 0 25418 0 10989 0 305580 0 0 0 CRAIG D ANDERSON CHIEF FINANCIAL OFFICER 223243 0 0 0 0 0 21259 0 11448 0 255950 0 0 0 RUBEN AYALA CHIEF MEDICAL OFFICER 223892 0 0 0 0 0 20697 0 9358 0 253947 0 0 0 KRISTIE PORCARO CHIEF OF STRATEGY & PARTNERSHIPS 193123 0 0 0 0 0 18024 0 7636 0 218783 0 0 0 FRED FACKA DIRECTOR PLANNED GIVING 109947 0 75000 0 0 0 5877 0 11735 0 202559 0 0 0 PATRICIA BACUROS VP OF GIFTS IN KIND 169352 0 0 0 0 0 15328 0 8540 0 193220 0 0 0 GEIR STANGELAND ASSOCIATE CHIEF MEDICAL OFFICER 129418 0 0 0 36810 0 11715 0 7682 0 185625 0 0 0 STUART MYERS SENIOR VICE PRESIDENT OF PROGRAMS 172500 0 0 0 0 0 8775 0 156 0 181431 0 0 0 LISA JARDANHAZY VP GLOBAL MEDIA STRATEGY & PR 137915 0 0 0 0 0 13110 0 10190 0 161215 0 0 0 PART I, LINE 1A FIRST CLASS TRAVEL OPERATION SMILE, INC. POLICY ALLOWS FOR UPGRADES TO FIRST-CLASS AIR TRAVEL IN LIMITED CIRCUMSTANCES FOR CEO, PRESIDENT, COO, CDO, CFO, CHIEF LOGISTICS OFFICER AND CHIEF MEDICAL OFFICER WHEN POSSIBLE. UPGRADES ARE PAID FOR WITH AIRLINE POINTS. THESE UPGRADES WERE NOT TREATED AS TAXABLE COMPENSATION TO THE RECIPIENTS. PART I, LINE 4A SEVERANCE PAYMENTS GEIR STANGLELAND'S OTHER REPORTABLE COMPENSATION IN SCHEDULE J, PART II COLUMN (B) (III) INCLUDES $36,810 REPRESENTING SEVERANCE PAYMENTS RECEIVED BY MR. GEIR STANGELAND DURING 2020. KRISTIE PORCARO DAUGHTER OF CEO & PRES 268238 EMPLOYMENT 0 WILLIAM MAGEE III SON OF CEO & PRESIDENT 75000 PROFESSIONAL SERVICES 0 BRIDGETTE CLIFFORD DAUGHTER OF CEO & PRESIDENT 43260 EMPLOYMENT 0 X 85 745302 FMV X 29 700833 COST X CRYPTOCURRENCY 14 2206 FMV 0 1 0 FORM 990, PART I, LINE 1 - ORGANIZATION'S MISSION THROUGH OUR EXPERTISE IN TREATING CLEFT LIP AND CLEFT PALATE, WE CREATE SOLUTIONS THAT DELIVER SAFE SURGERY TO PEOPLE WHERE IT'S NEEDED MOST. FORM 990 PART III LINE 1 - ORGANIZATION'S MISSION THROUGH OUR EXPERTISE IN TREATING CLEFT LIP AND CLEFT PALATE, WE CREATE SOLUTIONS THAT DELIVER SAFE SURGERY TO PEOPLE WHERE IT'S NEEDED MOST. OUR MEDICAL PROGRAMMING DELIVERS RELIEF FOR IMMEDIATE NEED AND DEVELOPS RESOURCES FOR SUSTAINABLE SOLUTIONS SO PARTNERING COUNTRIES CAN MEET ONGOING SURGICAL NEEDS BEYOND CLEFT CARE. WE ENGAGE PUBLIC-PRIVATEPARTNERSHIPS TO ADVANCE HEALTH CARE DELIVERY, TRAIN LOCAL MEDICAL PROFESSIONALS TO PROVIDE SURGICAL CARE FOR PATIENTS IN THEIR COMMUNITIES, DONATE CRUCIAL MEDICAL EQUIPMENT AND SUPPLIES, AND INCREASE ACCESS TO SURGICAL CARE THROUGH PATIENT RECRUITMENT AND ADVOCACY INITIATIVES SO THAT EVERYONE LIVING WITH CLEFT IS TREATED. OUR SERVICES ARE ALWAYS FREE OF CHARGE TO OUR PATIENTS. AS ONE OF THE LARGEST MEDICAL VOLUNTEER-BASED NONPROFITS, WE WORK WITH MILLIONS OF PEOPLE, INCLUDING DONORS, VOLUNTEERS, STUDENT LEADERS, STAFF, NATIONAL GOVERNMENTS, HEALTH SYSTEMS AND OTHER GROUPS TO IMPROVE DIGNITY AND HEALTH THROUGH SAFE SURGERY. TOGETHER WITH THESE PARTNERS, WE LEAD RESEARCH TO EXPAND OUR UNDERSTANDING OF THE CAUSES OF CLEFT CONDITIONS AND, ULTIMATELY, TO DISCOVER PREVENTATIVE TREATMENTS. WE INSPIRE COMPASSION AND LEADERSHIP TO BUILD SURGICAL CAPACITY WORLDWIDE. FOR MORE THAN THREE DECADES, WE HAVE MOBILIZED THOUSANDS OF MEDICAL VOLUNTEERS FROM A WIDE RANGE OF MEDICAL SPECIALTIES FROM MORE THAN 80 COUNTRIES. WE ARE COMMITTED TO ENDING PEOPLE'S NEEDLESS SUFFERING AND ENCOURAGE THE PUBLIC TO KNOW MORE ABOUT CLEFT CONDITIONS AND THEIR TREATMENT. WE ARE COMMITTED TO PROVING THAT IT'S POSSIBLE TO CHANGE THE WORLD THROUGH KINDNESS AND GENEROSITY. FORM 990, PART III, LINE 4A - PROGRAM SERVICE IN COORDINATION WITH INTERNATIONAL GOVERNMENTS AND MINISTRIES OF HEALTH, THE ORGANIZATION ADDRESSES SYSTEMIC BARRIERS WITHIN HEALTH SYSTEMS THAT CAN PREVENT SURGICAL CARE FROM BEING DELIVERED OR RECEIVED. OPERATION SMILE PROVIDED MORE THAN 5,600 PATIENTS WITH SURGERY AND 7,200 PATIENTS WITH DENTAL CARE VIA ITS SHORT-TERM MEDICAL PROGRAMS AND CARE CENTERS IN 31 COUNTRIES. WHILE THE ORGANIZATION CONDUCTED 97 SHORT-TERM MEDICAL PROGRAMS, ALL OF WHICH WERE CONDUCTED BY A MAJORITY OF LOCAL MEDICAL VOLUNTEERS, IT POSTPONED MANY PROGRAMS THROUGHOUT THE YEAR DUE TO GOVERNMENT RESTRICTIONS AND SAFETY MEASURES RELATED TO COVID-19 TO ENSURE THE SAFETY OF PATIENTS, STAFF AND MEDICAL VOLUNTEERS. CLINICAL CARE INCREASED IN QUARTERS THREE AND FOUR AS THE ORGANIZATION ADAPTED TO THE NEW CONDITIONS BROUGHT ON BY THE PANDEMIC. OPERATION SMILE ADDRESSED IMMEDIATE RELIEF BY PROVIDING TEST KITS, SAFETY EQUIPMENT, SUPPLIES, TELEHEALTH SERVICES, NUTRITIONAL AID AND OTHER SUPPORT TO PATIENTS, HEALTH CARE WORKERS, HOSPITALS AND OTHER LOCAL PARTNERS IN NEED. IT WILL CONTINUE TO ASSESS SURGICAL SAFETY AND PROVIDE SERVICE DELIVERY THROUGH HOSPITAL PARTNERSHIPS AND CARE CENTERS, PATIENT MANAGEMENT, NONSURGICAL INTERVENTIONS AND NGO PARTNERSHIP DEVELOPMENT. FORM 990, PART III, LINE 4B - PROGRAM SERVICE OPERATION SMILE RAISES AWARENESS OF CLEFT LIP AND CLEFT PALATE AND ITS EFFECTS ON PATIENTS' QUALITY OF LIFE AND HEALTH. THROUGH VARIOUS COMMUNICATION CHANNELS INCLUDING DIGITAL AND TRADITIONAL MEDIA, IT SEEKS TO EDUCATE THE PUBLIC AND DONORS ABOUT THE SURGERIES AND COMPREHENSIVE CARE IT PROVIDES. ALSO, CRITICAL INFORMATION IS PROVIDED TO PATIENTS, THEIR FAMILIES AND COMMUNITIES TO PROMOTE ACCESS TO LOCAL HEALTH RESOURCES AND ESSENTIAL CLEFT TREATMENTS INCLUDING SPEECH THERAPY, PSYCHOLOGICAL, NUTRITION AND DENTAL CARE. PREVENTION-RELATED MESSAGING IS HIGHLY ACTIONABLE AND FOCUSED ON PRENATAL MATERNAL SMOKING CESSATION, FOOD PREPARATION AND DIET, EXPOSURE TO HARMFUL ENVIRONMENTAL AGENTS AND OTHER FACTORS. ITS STUDENT PROGRAMS ALSO CREATE AWARENESS AMONG YOUNGER GENERATIONS OF LEADERSHIP TO ACTIVATE THEIR SERVICE AS VOLUNTEERS AND ADVOCATES. OPERATION SMILE ESTABLISHES PARTNERSHIPS WITH LEADING MEDICAL AND TEACHING INSTITUTIONS TO STRENGTHEN THE SKILLSETS OF CLINICIANS IN LOW- AND MIDDLE-INCOME COUNTRIES. ITS HEALTH CARE TRAINING PROGRAMS INCLUDE IN-PERSON AND VIRTUAL CONFERENCES, SEMINAR WORKSHOPS, SURGICAL TRAINING ROTATION PROGRAMS, VISITING PROFESSORSHIPS, AND SHORT- AND LONG-TERM FELLOWSHIPS. OPERATION SMILE FUNDS RESEARCH PROGRAMS IN COLLABORATION WITH ACADEMIC AND HOSPITAL PARTNERS TO IDENTIFY GENETIC AND ENVIRONMENTAL RISK FACTORS RELATED TO CLEFT CONDITIONS TO ONE DAY PROVIDE PREVENTATIVE TREATMENTS AND INTERVENTIONS. IT ALSO CONDUCTS EPIDEMIOLOGICAL AND PUBLIC HEALTH ANALYSES TO UNDERSTAND PATIENT POPULATIONS AND THE SURGICAL BURDEN OF DISEASE RELATED TO CLEFT LIP AND CLEFT PALATE. THESE RESEARCH PROGRAMS ALLOW IT TO PROVIDE BETTER CARE FOR THE PEOPLE IT SERVES AND CONTRIBUTE TO THE ACADEMIC AND PRACTICAL ADVANCEMENT OF THE GLOBAL HEALTH AND GLOBAL SURGERY COMMUNITIES. FORM 990, PART VI, SECTION A, LINE 2 WILLIAM P. MAGEE, JR., DIRECTOR AND CEO, IS THE SPOUSE OF KATHLEEN S. MAGEE, DIRECTOR AND PRESIDENT. KRISTIE PORCARO, SVP US & GLOBAL PHILANTHROPY, IS THE DAUGHTER OF WILLIAM P. MAGEE, JR., DIRECTOR AND CEO, AND KATHLEEN S. MAGEE, DIRECTOR AND PRESIDENT. TODD MAGEE, A BOARD MEMBER IS THE SON OF WILLIAM P. MAGEE, JR., DIRECTOR AND CEO AND KATHLEEN S. MAGEE, DIRECTOR AND PRESIDENT. WILLIAM MAGEE III, INDEPENDENT CONTRACTOR IS THE SON OF WILLIAM P. MAGEE, JR., DIRECTOR AND CEO AND KATHLEEN S. MAGEE, DIRECTOR AND PRESIDENT. BRIDGETTE CLIFFORD, DIRECTOR OF STUDENT STRATEGIC INITIATIVE, IS THE DAUGHTER OF WILLIAM P. MAGEE, JR., DIRECTOR AND CEO AND KATHLEEN S. MAGEE, DIRECTOR AND PRESIDENT. TODD MAGEE, WILLIAM MAGEE III, KRISTIE PORCARO, AND BRIGETTE CLIFFORD ARE SIBLINGS. FORM 990, PART VI, SECTION B, LINE 11B AFTER COMPLETION OF THE 990 BY OPERATION SMILE FINANCE DEPARTMENT, WITH ASSISTANCE FROM KPMG, THE COMPLETED 990 IS FORWARDED TO THE FINANCE COMMITTEE AND THE BOARD OF DIRECTORS. THE CHAIRMAN OF THE FINANCE COMMITTEE REVIEWS THE 990 AND SUPPORTING DOCUMENTATION. ALL COMMENTS ARE ADDRESSED BY THE FINANCE DEPARTMENT PRIOR TO SUBMISSION TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, THE CONFLICT OF INTEREST REPORTING IS REVIEWED BY THE BOARD. ADDITIONALLY, AND ROUTINELY, THE BOARD REQUESTS ALL CONFLICTS OF INTEREST TO BE DISCLOSED AND/OR UPDATED. THE ORGANIZATION HAS AN EXTENSIVE CONFLICT OF INTEREST POLICY THAT REQUIRES ANY OFFICER, DIRECTOR, OR EMPLOYEE WITH A CONFLICT OR POTENTIAL CONFLICT OF INTEREST TO DISCLOSE ALL RELEVANT INFORMATION. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR TOP MANAGEMENT OFFICIALS AND OTHER KEY EMPLOYEES IS DETERMINED BY COMPARING SIMILAR POSITIONS WITH COMPARABLE DUTIES AT OTHER ORGANIZATIONS AND REVIEWING THE HISTORY OF COMPENSATION FOR THAT POSITION AT OPERATION SMILE. THERE IS INDEPENDENT BOARD APPROVAL FOR THE COMPENSATION OF THESE EMPLOYEES AS NOTED IN THE MINUTES OF THE DIRECTOR MEETINGS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE AT OPERATION SMILE GLOBAL HEADQUARTERS, 3641 FACULTY BOULEVARD, VIRGINIA BEACH, VA 23453. ADDITIONALLY, FINANCIAL STATEMENTS AND THE 990 ARE ALSO AVAILABLE ON OUR WEBSITE AND THE GUIDESTAR WEBSITE: WWW.OPERATIONSMILE.ORG AND WWW.GUIDESTAR.ORG. FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 3,607,863. MANAGEMENT AND GENERAL EXPENSES 852,915. FUNDRAISING EXPENSES 533,565. TOTAL EXPENSES 4,994,343. OS HQ LLC 3641 FACULTY BOULEVARD VIRGINIA BEACH VA 23453 541460147 GLOBAL HQ VA 0 5042484 OP SMILE OPERATION SMILE FOUNDATION FORTIS SUITES UPPER HILL SUITE D5 NAIROBI KE HEALTHCARE KE OPERATION SMILE C 1.00000 1 OPERATION SMILE MYANMAR COMPANY LIMITED 504 6TH FL BLDG DELTA PLAZA MIDD BAHAN TSP YANGON BM HEALTHCARE BM OPERATION SMILE C -6928 20452 1.00000 1 CHARITABLE REMAINDER TRUST (2) 3641 FACULTY BLVD VIRGINIA BEACH VA 23453 SPLIT INTR AGR VA N/A T 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 CHARITABLE REMAINDER TRUSTS C 101018 FMV