2022-05-11T11:39:10-05:00 2021-06-30 410746749 CLIFTONLARSONALLEN LLP 8390 EAST CRESCENT PARKWAY SUITE 300 GREENWOOD VILLAGE CO 80111 990 2020-07-01 840404231 UNIVERSITY OF DENVER UNIV 3038712000 2199 S UNIVERSITY BLVD DENVER CO 80208 LESLIE BRUNELLI SENIOR VICE CHANCELLOR 3038712404 2022-05-10 1 LESLIE BRUNELLI XXX-XX-XXXX SARAH HINTZ P00492291 3037795710 2022-05-10 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z JEREMY HAEFNER 2199 S UNIVERSITY BLVD DENVER CO 80208 1302387973 0 X HTTP://DU.EDU X 1864 CO A HIGHER EDUCATIONAL INSTITUTION, PROVIDING BOTH UNDERGRADUATE AND GRADUATE DEGREES. 28 27 8798 3400 2001160 0 27505454 79339770 661060303 677909434 23825603 22654713 4354732 4617822 716746092 784521739 213162257 211113538 0 0 322569239 313165478 0 0 15395001 192217437 182957193 727948933 707236209 -11202841 77285530 1851080134 2188001504 383859611 370915371 1467220523 1817086133 X THE UNIVERSITY OF DENVER IS A HIGHER EDUCATIONAL INSTITUTION, PROVIDING BOTH UNDERGRADUATE AND GRADUATE DEGREES - THE MISSION OF THE UNIVERSITY OF DENVER IS TO PROMOTE LEARNING BY ENGAGING WITH STUDENTS IN ADVANCING SCHOLARLY INQUIRY, CULTIVATING CRITICAL AND CREATIVE THOUGHT AND GENERATING KNOWLEDGE. OUR ACTIVE PARTNERSHIPS WITH LOCAL AND GLOBAL COMMUNITIES CONTRIBUTE TO A SUSTAINABLE COMMON GOOD. 0 0 197476569 0 575736962 INSTRUCTION 2020-2021: UNDERGRADUATE 5,699, GRADUATE AND PROFESSIONAL 8,157, TOTAL FALL ENROLLMENT 13,856. DEGREES CONFERRED (2020-2021): BACCALAUREATE 1,308, MASTER'S 2,053, FIRST PROFESSIONAL 256, DOCTORAL 133. TOTAL DEGREES CONFERRED 3,750. UNDERGRADUATE STUDENTS CAN SELECT FROM MORE THAN 100 UNDERGRADUATE PROGRAMS, INCLUDING TRADITIONAL MAJORS AND DUAL DEGREE PROGRAMS THAT SPAN A VARIETY OF DISCIPLINES, INCLUDING BUSINESS, EDUCATION, SOCIAL WORK, ART HISTORY, GEOGRAPHIC INFORMATION SCIENCE, INTERNATIONAL STUDIES, PUBLIC POLICY AND ENGINEERING. GRADUATE STUDENTS CAN SELECT FROM MORE THAN 120 GRADUATE DEGREE PROGRAMS THAT WILL CHALLENGE, INSPIRE, AND PREPARE THEM TO ACHIEVE THEIR HIGHEST ACADEMIC AND PROFESSIONAL GOALS. EACH DU GRADUATE PROGRAM COMBINES RIGOROUS STUDY WITH CRITICAL THINKING COLLABORATION AND APPLIED LEARNING EXPERIENCES THAT WILL ENABLE STUDENTS TO EXPAND THEIR SKILLS, DEEPEN THEIR EXPERTISE AND APPLY THEIR KNOWLEDGE TO BENEFIT THEMSELVES AND THE WORLD. 207635403 207635403 0 STUDENT SCHOLARSHIP 2020-2021 ACADEMIC YEAR: THE UNIVERSITY OF DENVER STUDENT CAN APPLY FOR FINANCIAL AID TO ASSIST THEM AND THEIR FAMILY IN COVERING THE COST OF THEIR EDUCATION. SCHOLARSHIPS AND GRANTS ARE AVAILABLE TO STUDENTS FROM FEDERAL, STATE AND INSTITUTIONAL PROGRAMS. INSTITUTIONAL SCHOLARSHIP, WAIVERS AND CASH ASSISTANCE PROGRAMS FOR THE 2020-2021 ACADEMIC YEAR EQUALED $184,450,068 ENDOWED AND GIFT SUPPORT SCHOLARSHIP PROGRAMS FUNDED $20,461,763 AND THE FEDERAL AND STATE PROGRAMS FUNDED $2,723,572. UP TO 80% OF THE STUDENTS AT THE UNIVERSITY RECEIVE SOME FINANCIAL AID. 136559315 0 10514943 2020-2021 ACADEMIC YEAR: ACADEMIC SUPPORT INCLUDES THE ADMINISTRATIVE SUPPORT FOR 12 GRADUATE SCHOOLS AND PROFESSIONAL PROGRAMS AND 7 UNDERGRADUATE SCHOOLS AND COLLEGES. ACADEMIC SUPPORT ALSO INCLUDES THE UNIVERSITY'S LIBRARIES, MEDIA AND INFORMATION TECHNOLOGY SUPPORT AND OTHER SUPPORT FUNCTIONS FOR THE UNIVERSITY'S PRIMARY MISSIONS. STUDENT SERVICES - CONSISTS OF THE ACTIVITIES OF THE ADMISSIONS, REGISTRAR AND FINANCIAL RESOURCES OFFICES AS WELL AS ACTIVITIES THAT CONTRIBUTE TO THE STUDENTS DEVELOPMENT OUTSIDE THE FORMAL INSTRUCTION PROGRAM THAT INCLUDE INTERCOLLEGIATE ATHLETIC PROGRAMS AND SPORTS AND WELLNESS RECREATION PROGRAMS. INCLUDED IN THESE ACTIVITIES ARE CAMPUS LIFE, CAREER AND COUNSELING CENTERS, LEADERSHIP PROGRAMS AND OTHER CAMPUS ACTIVITIES THAT CONTRIBUE TO THE STUDENTS' EMOTIONAL AND PHYSICAL WELL-BEING AND INTELLECTUAL, CULTURAL AND SOCIAL DEVELOPMENT. 97979793 3478135 90344585 RESEARCH AND PUBLIC SERVICE 2020-2021 ACADEMIC YEAR: THE UNIVERSITY OF DENVER FACULTY MEMBERS RECEIVED SUBSTANTIAL FUNDING FROM GOVERNMENTAL AND PRIVATE SOURCES TO SUPPORT THEIR SCHOLARSHIP. THE UNIVERSITY HAS LONG PROMOTED A TEACHER/SCHOLAR MODEL FOR ITS FACULTY, ENCOURAGING PROFESSIONS TO EXCEL IN THE CLASSROOM AND IN RESEARCH. MUCH OF THE FACULTY SCHOLARSHIP CONTRIBUTES TO THE UNIVERSITY OF SERVING THE PUBLIC GOOD.2020-2021 ACADEMIC YEAR: THE AUXILIARY ENTERPRISES AT THE UNIVERSITY OF DENVER EXIST TO FURNISH GOODS OR SERVICES TO STUDENTS, FACULTY, STAFF, INSTITUTIONAL DEPARTMENTS AND THE PUBLIC. THE MOST PROMINENT OF THESE ENTERPRISES PROVIDE SUPPORT TO OUR STUDENTS WHICH INCLUDES; A UNIVERSITY HEALTH CENTER AND RESIDENCE AND FOOD FACILITIES. THE UNIVERSITY ALSO HAS A PERFORMING ARTS CENTER THAT HOSTS PERFORMANCES BY THE FACULTY AND STUDENTS OF THE UNIVERSITY AND THE REGION'S FINEST PERFORMING ARTS ORGANIZATIONS. A SMALL CONFERENCE AND EVENTS SERVICES DEPARTMENT ROUNDS OUT THE UNIVERSITY'S AUXILIARY ENTERPRISE ACTIVITIES. 97979793 3478135 90344585 639651080 1 1 0 1 0 1 0 1 1 1 1 1 0 0 1 1 1 0 1 0 1 0 1 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 1 18045 0 1 8798 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 X 28 27 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MI MA MD NY NH OR SC X ANDREW CULLEN 3038712404 2199 S UNIVERSITY BLVD DENVER CO 80208 JAMES GRIESEMER PROFESSOR - TRUSTEE 41.00 0.00 X 86472 0 23234 DENISE M OLEARY TRUSTEE - CHAIR 1.00 0.00 X X 0 0 0 KEVIN C GALLAGHER TRUSTEE - VICE CHAIR 1.00 0.00 X X 0 0 0 EDWARD T ANDERSON TRUSTEE 1.00 0.00 X 0 0 0 KATHERINE ARCHULETA TRUSTEE 1.00 0.00 X 0 0 0 PETER BURWELL TRUSTEE 1.00 0.00 X 0 0 0 MARY SUE COLEMAN TRUSTEE 1.00 0.00 X 0 0 0 SUSANA CORDOVA TRUSTEE 1.00 0.00 X 0 0 0 SUSAN DECKER TRUSTEE 1.00 0.00 X 0 0 0 DEBORAH DEHAAS TRUSTEE 1.00 0.00 X 0 0 0 NAVIN DIMOND TRUSTEE 1.00 0.00 X 0 0 0 MARK FALCONE TRUSTEE 1.00 0.00 X 0 0 0 MARGOT GILBERT FRANK TRUSTEE 1.00 0.00 X 0 0 0 PETER A GILBERTSON TRUSTEE 1.00 0.00 X 0 0 0 CRAIG HARRISON TRUSTEE 1.00 0.00 X 0 0 0 RYAN HECKMAN TRUSTEE 1.00 0.00 X 0 0 0 BRANDON C JOHNSON TRUSTEE 1.00 0.00 X 0 0 0 IMRAN KAHN TRUSTEE 1.00 0.00 X 0 0 0 JOHN A MILLER TRUSTEE 1.00 0.00 X 0 0 0 GREGORY L MOORE TRUSTEE 1.00 0.00 X 0 0 0 TRYGVE E MYHREN TRUSTEE 1.00 0.00 X 0 0 0 MARY K RHINEHART TRUSTEE 1.00 0.00 X 0 0 0 DOUGLAS G SCRIVNER TRUSTEE 1.00 0.00 X 0 0 0 CATHERINE C SHOPNECK TRUSTEE 1.00 0.00 X 0 0 0 H ANDRE THOMAS TRUSTEE 1.00 0.00 X 0 0 0 OTTO TSCHUDI TRUSTEE 1.00 0.00 X 0 0 0 FREDERICK T WALDECK TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL D WEST TRUSTEE 1.00 0.00 X 0 0 0 JEREMY HAEFNER CHANCELLOR 40.00 0.00 X 681764 0 61848 LESLIE BRUNELLI TREASURER - SENIOR VICE CHANCELLOR 40.00 0.00 X 390576 0 38707 NANCY NICELY SECRETARY - CHIEF OF STAFF 40.00 0.00 X 337740 0 41800 ANDREW CULLEN ASSISTANT TREASURER - CONTROLLER 40.00 0.00 X 207976 0 14445 ROSALYNN FEAGINS ASSISTANT SECRETARY 40.00 0.00 X 111741 0 15787 CLAIRE BROWNELL ASSISTANT SECRETARY 40.00 0.00 X 80076 0 29235 ANGELA DUGGAN ASSISTANT SECRETARY 40.00 0.00 X 65589 0 27817 VIVEK CHOUDHURY DEAN 40.00 0.00 X 449043 0 37205 KARLTON CREECH VICE CHANCELLOR 40.00 0.00 X 353374 0 89204 BRUCE SMITH DEAN 40.00 0.00 X 347370 0 47145 PAUL CHAN UNIVERSITY COUNSEL 40.00 0.00 X 284984 0 39913 LILIANA RODRIGUEZ VICE CHANCELLOR 40.00 0.00 X 247272 0 63568 VALERIE OTTEN SENIOR VICE CHANCELLOR 40.00 0.00 X 279934 0 15469 LAURA MARESCA VICE CHANCELLOR 40.00 0.00 X 270900 0 7244 RENEA MORRIS VICE CHANCELLOR 40.00 0.00 X 243174 0 32796 TODD RINEHART VICE CHANCELLOR 40.00 0.00 X 234114 0 39269 DONALD HARRIS VICE CHANCELLOR 40.00 0.00 X 234768 0 36943 JAMES ROSNER ASSOCIATE VICE CHANCELLOR 40.00 0.00 X 185296 0 30113 MARY CLARK PROVOST AND EXEC. VICE CHANCELLOR 40.00 0.00 X 174973 0 6233 REBECCA CHOPP CHANCELLOR EMERITA 40.00 0.00 X 580531 0 48499 CORINNE LENGSFELD SENIOR VICE PROVOST 40.00 0.00 X 324772 0 50911 JACK STRAUSS PROFESSOR 40.00 0.00 X 327168 0 38626 GREGG KVISTAD PROF AND PROVOST EMERITUS 40.00 0.00 X 329970 0 30141 W SCOTT BALES EXECUTIVE DIRECTOR 40.00 0.00 X 347916 0 4034 MARTIN KATZ SNR ADV ACDMC INNOV-FORMER DEAN 40.00 0.00 X 315229 0 32444 7492722 0 902630 602 1 1 0 ELLUCIAN COMPANY LP 62578 COLLECTIONS CENTER DRIVE CHICAGO IL 60693 SOFTWARE MAINTENANCE 1243071 TRIBAL LAW POLICY INSTITUTE 8235 SANTA MONICA BLVD SUITE 211 WEST HOLLYWOOD CA 90046 RESEARCH GRANT SUBCONTRACTOR 1227105 5280 AURARIA LLC DBA NELSON PARTNERS 16B JOURNEY SUITE 200 ALISO VIEJO CA 92656 PROPERTY MANAGEMENT 1112400 UNIVERSITY AND EVANS LLC 1743 WAZEE STREET SUITE 300 DENVER CO 80202 PROPERTY MANAGEMENT 991631 UNIVERSITY HOUSE DENVER LLC 2400 E ASBURY AVENUE DENVER CO 80210 PROPERTY MANAGEMENT 733690 34 79339770 5823179 79339770 TUITION AND FEES 611310 572918908 572918908 RESEARCH GRANTS 611310 50571037 50571037 AUXILIARY ENTERPRISES 611310 43732536 39773548 3958988 EDUCATIONAL ACTIVITIES 611310 10514943 10514943 STUDENT LOANS 611310 172010 172010 677909434 1962769 -1957828 3920597 149254 149254 32079 32079 2455259 515560 1939699 1939699 1939699 537893364 517350674 20542690 20542690 20542690 MISC SERVICE REV 611710 2646044 2646044 2646044 784521739 676596490 2001160 26584319 1165000 1165000 197483207 197483207 12465331 12465331 5965111 1743887 3925821 295403 251824785 221192206 19868721 10763858 9148263 8071746 671657 404860 29434430 24972941 2689201 1772288 16792889 14544872 1526652 721365 1809731 418610 1391121 256580 256580 54840 54840 4937578 4937578 70405685 64623985 4999591 782109 4258318 4006287 235650 16381 28024027 26424223 1198192 401612 8828897 3075005 5740051 13841 23706496 23296733 385318 24445 2561881 2470604 69918 21359 1028856 765221 221760 41875 8092895 8065863 27032 18429663 16412020 2017643 2389930 1314201 1075729 BOOKS AND SUBSCRIPTIONS 5992757 5992757 FINANCIAL FEES 2179059 1146381 897073 135605 707236209 639651080 52190128 15395001 76711102 127461729 10410927 16474734 40835127 86461678 34280695 32437072 174812 199163 9882565 10046552 1020447971 248870661 764190156 771577310 659431872 777049029 235857051 346777791 9216447 7237479 10089380 12278967 1851080134 2188001504 91391274 89573856 33593398 31305266 210889897 204634127 3401861 1258530 24535000 22980000 20048181 21163592 383859611 370915371 X 853188177 951575724 614032346 865510409 1467220523 1817086133 1851080134 2188001504 X 77285530 269134361 3445719 X X 0 1 X 1 1 1 X 33233518 43978340 47281150 27505454 79339770 231338232 33233518 43978340 47281150 27505454 79339770 231338232 12540600 218797632 3895363 5238662 7839358 7856062 6041629 30871074 2527551 2900515 3936907 3025150 2646044 15036167 277245473 3104444041 0.78920 0.69140 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: GROSS INCOME FROM FUNDRAISING EVENTS - 2016 AMOUNT: $ 508,698. 2017 AMOUNT: $ 468,893. 2018 AMOUNT: $ 631,462. 2019 AMOUNT: $ 575,559. MISCELLANEOUS SERVICE REVENUE - 2016 AMOUNT: $ 2,018,853. 2017 AMOUNT: $ 2,431,622. 2018 AMOUNT: $ 3,305,445. 2019 AMOUNT: $ 2,449,591. 2020 AMOUNT: $ 2,646,044. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 0 0 0 0 1 54840 54840 0 PART II-B, LINE 1: THE UNIVERSITY PAYS DUES TO INDEPENDENT HIGHER EDUCATION OF COLORADO ALONG WITH TWO PRIVATE HIGHER EDUCATION INSTITUTIONS IN COLORADO. THIS ORGANIZATION PROVIDES MOSTLY LEGISLATIVE INFORMATION TO THE COLORADO INSTITUTIONS AND AT TIMES SEEKS TO INFLUENCE LEGISLATORS FOR THE BENEFIT OF PRIVATE HIGHER EDUCATION. 1 0 1165000 2151387 1 1 0 0 X X X 0 0 1 X 798298482 54971014 292469171 23897305 13025747 4937578 1103878037 814517680 12655934 16924195 23138434 18956942 3703951 798298482 789009879 27320176 38610281 23760044 13391749 3270863 814517680 733845194 27319088 64972143 21647705 12131310 3347531 789009879 628519105 65972426 70697217 18316657 10090822 2936075 733845194 0.29000 0.39000 0.32000 1 0 44697771 44697771 897877763 198820097 699057666 65047564 50050564 14997000 12824873 12824873 771577310 ALTERNATIVE INVESTMENTS 346547791 F INTERNATIONAL BOND HOLDING 230000 F 346777791 ANNUITY AND LIFE INTEREST OBLIGATIONS 12816691 FEDERAL PERKINS LOAN PROGRAM - REFUNDABLE 8346901 21163592 X 846913819 269134361 3961279 273095640 573818179 4937578 205765982 210703560 784521739 497048209 515560 515560 496532649 4937578 205765982 210703560 707236209 PART III, LINE 1A: DONATED WORKS OF ART ARE CONSIDERED COLLECTIONS UNDER THE UNIVERSITY'S POLICY. COLLECTIONS HELD FOR PUBLIC EXHIBITION AND EDUCATION IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN ARE NOT RECORDED IN THE STATEMENTS OF FINANCIAL POSITION. PART III, LINE 4: THE UNIVERSITY ACQUIRES AND MANAGES A WIDE VARIETY OF WORKS OF ART. THESE ARE INTENDED TO ENHANCE THE ACADEMIC AND LIFELONG LEARNING EXPERIENCES OF STUDENTS, FACULTY, STAFF, AND THE GENERAL PUBLIC. THESE OBJECTS BRING THE UNIVERSITY AND COMMUNITY AUDIENCES TOGETHER THROUGH SHARED EXPERIENCES WITH ART AND POSSESS THE POTENTIAL TO EDUCATE, ENLIGHTEN AND INSPIRE. THE UNIVERSITY'S ART AND COLLECTION HOLDINGS WILL GENERALLY BE CONSIDERED AS BELONGING TO ONE OF TWO CATEGORIES: 1) ARTWORK OF GENERAL INTEREST VALUED PRIMARILY AS ORNAMENTS FOR THE UNIVERSITY'S BUILDINGS AND GROUNDS; OR 2) THOSE ARTWORKS DEEMED TO BE OF SUFFICIENT ARTISTIC, SCHOLARLY OR FINANCIAL VALUE TO JUSTIFY INCLUSION IN THE FORMAL UNIVERSITY ART COLLECTIONS. PART IV, LINE 2B: THE DISTRIBUTION OF CERTAIN STUDENT FEES IS GOVERNED BY STUDENT ORGANIZATIONS. THESE FUNDS ARE TEMPORARILY HELD IN THE UNIVERSITY'S OPERATING BANK ACCOUNT AND RECORDED AS A LIABILITY ON THE UNIVERSITY'S BALANCE SHEET. PART V, LINE 4: SPENDING DISTRIBUTIONS FROM THE UNIVERSITY'S ENDOWMENT FUNDS PROVIDE SUPPORT TO UNIVERSITY SCHOLARSHIPS (64%), ACADEMIC PROGRAMS (19%), FACULTY CHAIRS & PROFESSORSHIPS (14%) AND OTHER UNIVERSITY OPERATIONS AND FUNCTIONS(3%). PART X, LINE 2: THE UNIVERSITY IS RECOGNIZED AS AN ORGANIZATION GENERALLY EXEMPT FROM INCOME TAXES UNDER SECTION 501(A) OF THE INTERNAL REVENUE CODE (THE CODE) AS AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3) AND A PUBLIC CHARITY, AND NOT AS A PRIVATE FOUNDATION, UNDER SECTION 509(A)(1). HOWEVER, INCOME GENERATED FROM ACTIVITIES UNRELATED TO THE UNIVERSITY'S EXEMPT PURPOSE IS SUBJECT TO TAX UNDER SECTION 511 OF THE CODE. THE UNIVERSITY HAD NO MATERIAL AMOUNTS OF UNRELATED BUSINESS INCOME FOR THE YEARS ENDED JUNE 30, 2021 AND 2020. THE UNIVERSITY EVALUATES ITS TAX POSITION IN ACCORDANCE WITH THE PROVISIONS OF FASB ASC TOPIC 740-10, INCOME TAXES (FORMERLY, FASB INTERPRETATION NO. 48). FASB ASC TOPIC 740-10 CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAX RECOGNIZED IN AN ENTITY'S FINANCIAL STATEMENTS. FASB ASC TOPIC 740-10 REQUIRES ENTITIES TO DETERMINE WHETHER IT IS MORE LIKELY THAN NOT THAT A TAX POSITION WILL BE SUSTAINED UPON EXAMINATION BY THE APPROPRIATE TAXING AUTHORITIES BEFORE ANY PART OF THE BENEFIT CAN BE RECORDED IN THE FINANCIAL STATEMENTS. IT ALSO PROVIDES GUIDANCE ON THE RECOGNITION, MEASUREMENT, AND CLASSIFICATION OF INCOME TAX UNCERTAINTIES, ALONG WITH ANY RELATED INTEREST OR PENALTIES. A TAX POSITION IS MEASURED AT THE LARGEST AMOUNT OF BENEFIT THAT IS GREATER THAN 50% LIKELY BEING REALIZED UPON SETTLEMENT. THE UNIVERSITY HAS NO UNCERTAIN INCOME TAX POSITIONS AS OF JUNE 30, 2021 AND 2020. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 515,560. ACTUARIAL ADJUSTMENT 3,445,719. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 204,600,982. GRANTS TO ORGS 1,165,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 515,560. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 204,600,982. GRANTS TO ORGS 1,165,000. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY INCLUDES DESCRIPTIONS ON ITS WEBSITE AND STATES ON THE BOTTOM OF THE UNIVERSITY WEB PAGES THAT "THE UNIVERSITY IS AN EQUAL OPPORTUNITY/AFFIRMATIVE ACTION INSTITUTION." THE FOLLOWING NON-DISCRIMINATION POLICY IS PUBLICIZED IN COLLEGE ADMISSION AND OTHER PUBLICATIONS THAT ARE DIRECTED TOWARD THE STUDENT'S EDUCATIONAL EXPERIENCE. THE UNIVERSITY OF DENVER IS AN EQUAL OPPORTUNITY INSTITUTION. IT IS THE POLICY OF THE UNIVERSITY NOT TO DISCRIMINATE IN ADMISSION OF STUDENTS, IN THE PROVISION OF SERVICES, OR IN EMPLOYMENT ON THE BASIS OF RACE, ETHNICITY, COLOR, RELIGION, SEX, NATIONAL ORIGIN, AGE, MARTIAL STATUS, VETERAN STATUS, SEXUAL ORIENTATION, GENDER IDENTITY, GENDER EXPRESSION OR DISABILITY. THE UNIVERSITY COMPLIES WITH ALL APPLICABLE FEDERAL, STATE, AND LOCAL LAWS, REGULATIONS AND EXECUTIVE ORDERS. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY PARTICIPATES IN FEDERAL AND STATE FINANCIAL AID PROGRAMS INCLUDING: PELL GRANT PROGRAM, FEDERAL SUPPLEMENTAL EDUCATION OPPORTUNITY GRANT PROGRAM, FEDERAL DIRECT LENDING PROGRAM, FEDERAL WORK-STUDY PROGRAM AND TEACH GRANT PROGRAM. COLORADO STATE PROGRAMS INCLUDE: COLORADO STUDENT GRANT PROGRAM, COLORADO GRADUATE GRANT PROGRAM AND COLORADO COLLEGE WORK-STUDY PROGRAM. 1 CENTRAL AMERICA & CARIBBEAN 0 0 GRANTMAKING 257223 CENTRAL AMERICA & CARIBBEAN 0 0 INVESTMENTS 308442742 CENTRAL AMERICA & CARIBBEAN 0 0 PROGRAM SERVICES ACADEMIC SUPPORT AND STUDENT SERVICES 53056 CENTRAL AMERICA & CARIBBEAN 0 0 PROGRAM SERVICES INSTRUCTION 408 EAST ASIA & THE PACIFIC 0 0 GRANTS 3540123 EAST ASIA & THE PACIFIC 0 0 PROGRAM SERVICES ACADEMIC SUPPORT AND STUDENT SERVICES 19527 EAST ASIA & THE PACIFIC 0 0 PROGRAM SERVICES INSTRUCTION 43925 EAST ASIA & THE PACIFIC 0 0 PROGRAM SERVICES RESEARCH & PUBLIC SERVICE 4885 EUROPE 0 0 GRANTMAKING 2986548 EUROPE 0 0 INVESTMENTS 3653000 EUROPE 0 0 PROGRAM SERVICES ACADEMIC SUPPORT AND STUDENT SERVICES 110663 EUROPE 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 12327 EUROPE 0 0 PROGRAM SERVICES INSTRUCTION 71333 EUROPE 0 0 PROGRAM SERVICES RESEARCH & PUBLIC SERVICE 94683 MIDDLE EAST & NORTH AFRICA 0 0 GRANTMAKING 592222 MIDDLE EAST & NORTH AFRICA 0 0 PROGRAM SERVICES ACADEMIC SUPPORT AND STUDENT SERVICES 4365 MIDDLE EAST & NORTH AFRICA 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 7944 NORTH AMERICA 0 0 GRANTMAKING 1925354 NORTH AMERICA 0 0 PROGRAM SERVICES ACADEMIC SUPPORT AND STUDENT SERVICES 53396 NORTH AMERICA 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 1144 NORTH AMERICA 0 0 PROGRAM SERVICES INSTRUCTION 65355 NORTH AMERICA 0 0 PROGRAM SERVICES RESEARCH & PUBLIC SERVICE 7576 RUSSIA AND NEIGHBORING STATES 0 0 GRANTS 185005 RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES INSTRUCTION 50 SOUTH AMERICA 0 0 GRANTMAKING 561705 SOUTH AMERICA 0 0 PROGRAM SERVICES ACADEMIC SUPPORT AND STUDENT SERVICES 1250 SOUTH AMERICA 0 0 PROGRAM SERVICES INSTRUCTION 3088 SOUTH AMERICA 0 0 PROGRAM SERVICES RESEARCH & PUBLIC SERVICE 500 SOUTH ASIA 0 0 GRANTS 1389521 SOUTH ASIA 0 0 PROGRAM SERVICES ACADEMIC SUPPORT AND STUDENT SERVICES 768 SOUTH ASIA 0 0 PROGRAM SERVICES INSTRUCTION 8540 SUB-SAHARAN AFRICA 0 0 GRANTS 1027630 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES ACADEMIC SUPPORT AND STUDENT SERVICES 1350 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES INSTRUCTION 39053 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES RESEARCH & PUBLIC SERVICE 1350 EAST ASIA & THE PACIFIC 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 100 0 0 0 0 0 0 312361889 12805820 325167709 EDUCATIONAL SCHOLARSHIPS SUB-SAHARAN AFRICA 40 1027630 DIRECT APPLICATION TO STUDENT ACCOUNT 0 N/A N/A EDUCATIONAL SCHOLARSHIPS CENTRAL AMERICA AND THE CARIBBEAN 12 257223 DIRECT APPLICATION TO STUDENT ACCOUNT 0 N/A N/A EDUCATIONAL SCHOLARSHIPS EAST ASIA AND THE PACIFIC 195 3540123 DIRECT APPLICATION TO STUDENT ACCOUNT 0 N/A N/A EDUCATIONAL SCHOLARSHIPS EUROPE 68 2986548 DIRECT APPLICATION TO STUDENT ACCOUNT 0 N/A N/A EDUCATIONAL SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 32 592222 DIRECT APPLICATION TO STUDENT ACCOUNT 0 N/A N/A EDUCATIONAL SCHOLARSHIPS NORTH AMERICA 51 1925354 DIRECT APPLICATION TO STUDENT ACCOUNT 0 N/A N/A EDUCATIONAL SCHOLARSHIPS RUSSIA AND NEIGHBORING STATES 6 185005 DIRECT APPLICATION TO STUDENT ACCOUNT 0 N/A N/A EDUCATIONAL SCHOLARSHIPS SOUTH AMERICA 20 561705 DIRECT APPLICATION TO STUDENT ACCOUNT 0 N/A N/A EDUCATIONAL SCHOLARSHIPS SOUTH ASIA 53 1389521 DIRECT APPLICATION TO STUDENT ACCOUNT 0 N/A N/A 1 0 0 0 1 1 PART I, LINE 2: THE UNIVERSITY OF DENVER HAS A UNIVERSITY WIDE SCHOLARSHIP AND GRANT ALLOCATION SYSTEM AND PROCESS THAT DISTRIBUTES GRANT AND SCHOLARSHIP FUNDS FOR ALL DIVISIONS OF THE UNIVERSITY. THE PURPOSE AND ELIGIBILITY CRITERIA ARE ESTABLISHED AT THE FUND LEVEL. THE EXPENDITURE OF THIS FINANCIAL RESOURCE IS MONITORED THROUGH A COMPREHENSIVE SOFTWARE SYSTEM WHICH ALLOWS FOR RECONCILIATION, ELIGIBILITY CHECKS, AND PREVENTS OVER EXPENDITURE. THE UNIVERSITY ALSO PARTICIPATES IN ANNUAL INDEPENDENT FINANCIAL AUDITS TO ENSURE COMPLIANCE. ALL SCHOLARSHIPS AND GRANTS TO DOMESTIC AND FOREIGN RECIPIENTS ARE DIRECTLY APPLIED TO THE RECIPIENT'S TUITION AND FEE RECEIVABLE ACCOUNT AND IS APPLIED TO ANY OUTSTANDING CHARGES PRIOR TO DISBURSEMENT OF ANY EXCESS AMOUNTS. PART III ACCOUNTING METHOD: SCHEDULE F, PART I EXPENDITURES LISTED IN PART I ARE REPORTED USING AN ACCRUAL METHOD OF ACCOUNTING. 1 STRIVE PREP 2480 W 26TH AVENUE SUITE B-360 DENVER CO 80211 202562193 501(C)3 100000 N/A N/A GENERAL USE DENVER SCHOOL OF SCIENCE AND TECHNOLOGY 3401 QUEBEC STREET DENVER CO 80207 841602733 501(C)3 100000 N/A N/A GENERAL USE KIPP COLORADO SCHOOLS 1390 LAWERENCE STREET DENVER CO 80204 800037534 501(C)3 100000 N/A N/A GENERAL USE CLAYTON EARLY LEARNING 3801 MARTIN LUTHER KING BLVD DENVER CO 80205 840432238 501(C)3 100000 N/A N/A GENERAL USE COLORADO NONPROFIT DEVELOPMENT CENTER 789 SHERMAN STREET DENVER CO 80203 841493585 501(C)3 75000 N/A N/A GENERAL USE ROOTED 1390 LAWERENCE STREET DENVER CO 80204 823215105 501(C)3 50000 N/A N/A GENERAL USE MILE HIGH UNITED WAY INC 711 PARK AVENUE WEST DENVER CO 80205 840404235 501(C)3 10000 N/A N/A GENERAL USE CHILDRENS MUSEUM OF DENVER INC 2121 CHILDREN MUSEUMS DRIVE DENVER CO 80211 840658142 501(C)3 125000 N/A N/A GENERAL USE PUBLIC BROADCASTING OF COLORADO INC 7409 SOUTH ALTON COURT CENTENNIAL CO 80112 742324052 501(C)3 25000 N/A N/A GENERAL USE DENVER ZOOLOGICAL FOUNDATION INC 2300 STEELE STREET DENVER CO 80205 840502539 501(C)3 25000 N/A N/A GENERAL USE AMERICAN ENTERPRISE INSTITUTE 1789 MASSACHUSETTS AVENUE WASHINGTON DC 20036 530218495 501(C)3 50000 N/A N/A GENERAL USE THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY 3145 PORTER DRIVE PALO ALTO CA 94394 911156365 501(C)3 50000 N/A N/A GENERAL USE LARAMIE COUNTY COMMUNITY COLLEGE FOUNDATION 1400 EAST COLLEGE DRIVE CHEYENNE WY 82007 237033750 501(C)3 10000 N/A N/A GENERAL USE MI CASA RESOURCE CENTER 345 SOUTH GROVE STREET DENVER CO 80219 840867773 501(C)3 150000 N/A N/A GENERAL USE UNIVERSITY OF PUGET SOUND 1500 NORTH WARNER STREET TACOMA WA 98416 910564961 501(C)3 40000 N/A N/A GENERAL USE ROCKY MOUNTAIN FINANCE INSTITUTE PO BOX 48138 DENVER CO 80204 263218152 501(C)3 100000 N/A N/A GENERAL USE 16 0 FINANCIAL AID-FEDERAL SEOG PROGRAM 178 739800 N/A N/A FINANCIAL AID-STATE PROGRAMS 427 1983772 N/A N/A FINANCIAL AID-ENDOWED AND GIFT FUNDED 2378 20461763 N/A N/A FINANCIAL AID-GTA WAIVERS 112 584860 N/A N/A FINANCIAL AID-INSTITUTIONAL EDUCATION GRANTS 8629 168365456 N/A N/A EDUCATIONAL AWARDS AND ASSISTANCE 802 3034421 N/A N/A EMERGENCY FINANCIAL AID TO STUDENTS - CARES ACT 3415 2313135 N/A N/A PART I, LINE 2: THE UNIVERSITY OF DENVER HAS A UNIVERSITY WIDE SCHOLARSHIP AND GRANT ALLOCATION SYSTEM THAT DISTRIBUTES GRANT AND SCHOLARSHIP FUNDS TO ALL DIVISIONS OF THE UNIVERSITY. THE PURPOSE AND ELIGIBILITY CRITERIA ARE ESTABLISHED AT THE FUND LEVEL. THE EXPENDITURE OF THIS FINANCIAL RESOURCE IS MONITORED THROUGH A COMPREHENSIVE SOFTWARE SYSTEM WHICH ALLOWS FOR RECONCILIATION, ELIGIBILITY CHECKS, AND PREVENTS OVER EXPENDITURE. THE UNIVERSITY ALSO PARTICIPATES IN ANNUAL INDEPENDENT FINANCIAL AUDITS TO ENSURE COMPLIANCE. ALL SCHOLARSHIPS AND GRANTS TO DOMESTIC AND FOREIGN RECIPIENTS ARE DIRECTLY APPLIED TO THE RECIPIENTS' TUITION AND FEE RECEIVABLE ACCOUNT AND IS APPLIED TO ANY OUTSTANDING CHARGES PRIOR TO DISBURSEMENT OF ANY EXCESS AMOUNTS. X X X 1 1 X X X X X 1 1 0 0 0 0 0 0 0 JEREMY HAEFNER CHANCELLOR 595384 0 0 0 86380 0 42300 0 19548 0 743612 0 0 0 REBECCA CHOPP CHANCELLOR EMERITA 516796 0 0 0 63735 0 34175 0 14324 0 629030 0 0 0 VIVEK CHOUDHURY DEAN 449043 0 0 0 0 0 22800 0 14405 0 486248 0 0 0 KARLTON CREECH VICE CHANCELLOR 348509 0 0 0 4865 0 72770 0 16434 0 442578 0 0 0 LESLIE BRUNELLI TREASURER - SENIOR VICE CHANCELLOR 386621 0 0 0 3955 0 22800 0 15907 0 429283 0 0 0 BRUCE SMITH DEAN 347370 0 0 0 0 0 22800 0 24345 0 394515 0 0 0 NANCY NICELY SECRETARY - CHIEF OF STAFF 336900 0 0 0 840 0 22161 0 19639 0 379540 0 0 0 CORINNE LENGSFELD SENIOR VICE PROVOST 324772 0 0 0 0 0 22563 0 28348 0 375683 0 0 0 JACK STRAUSS PROFESSOR 324168 0 0 0 3000 0 17764 0 20862 0 365794 0 0 0 GREGG KVISTAD PROF AND PROVOST EMERITUS 329970 0 0 0 0 0 21945 0 8196 0 360111 0 0 0 W SCOTT BALES EXECUTIVE DIRECTOR 164583 0 0 0 183333 0 0 0 4034 0 351950 0 0 0 MARTIN KATZ SNR ADV ACDMC INNOV-FORMER DEAN 314529 0 0 0 700 0 20892 0 11552 0 347673 0 0 0 PAUL CHAN UNIVERSITY COUNSEL 284494 0 0 0 490 0 18941 0 20972 0 324897 0 0 0 LILIANA RODRIGUEZ VICE CHANCELLOR 247272 0 0 0 0 0 15899 0 47669 0 310840 0 0 0 VALERIE OTTEN SENIOR VICE CHANCELLOR 234454 0 0 0 45480 0 0 0 15469 0 295403 0 0 0 LAURA MARESCA VICE CHANCELLOR 148079 0 0 0 122821 0 6951 0 293 0 278144 0 0 0 RENEA MORRIS VICE CHANCELLOR 242418 0 0 0 756 0 12713 0 20083 0 275970 0 0 0 TODD RINEHART VICE CHANCELLOR 230089 0 0 0 4025 0 15392 0 23877 0 273383 0 0 0 DONALD HARRIS VICE CHANCELLOR 233928 0 0 0 840 0 16680 0 20263 0 271711 0 0 0 ANDREW CULLEN ASSISTANT TREASURER - CONTROLLER 207556 0 0 0 420 0 13362 0 1083 0 222421 0 0 0 JAMES ROSNER ASSOCIATE VICE CHANCELLOR 180271 0 4500 0 525 0 9822 0 20291 0 215409 0 0 0 MARY CLARK PROVOST AND EXEC. VICE CHANCELLOR 165910 0 0 0 9063 0 5879 0 354 0 181206 0 0 0 PART I, LINE 1A THE UNIVERSITY PROVIDES CHANCELLOR JEREMY HAEFNER AND CHANCELLOR EMERITA REBECCA CHOPP WITH A TAXABLE HOUSING ALLOWANCE. THE UNIVERSITY PROVIDES HOUSING FOR LILIANA RODRIGUEZ FOR THE CONVENIENCE OF THE UNIVERSITY. THE HOUSING IS NOT INCLUDED IN TAXABLE COMPENSATION. REBECCA CHOPP AND JEREMY HAEFNER RECEIVED COMPANION TRAVEL DURING THE YEAR. IN LIMITED INSTANCES WITH DOCUMENTATION FOR THE BUSINESS PURPOSE FULFILLED BY THE COMPANION AND ANY REQUIRED APPROVALS, THE UNIVERSITY WILL PAY FOR TRAVEL EXPENSES OF A COMPANION WHEN THE COMPANION TRAVEL IS FOR A BONA FIDE BUSINESS PURPOSE AND IMPORTANT TO THE ACHIEVEMENT OF THE UNIVERSITY'S PURPOSES THAT REQUIRE THE TRAVEL OF THE EMPLOYEE AND COMPANION. REBECCA CHOPP WAS REIMBURSED FOR THE COST OF A COUNTRY CLUB MEMBERSHIP DURING THE YEAR. CERTAIN EMPLOYEES RECEIVE ATHLETIC/COUNTRY CLUB MEMBERSHIPS AS PART OF THEIR COMPENSATION. THE NON-BUSINESS USE PORTION OF THE MEMBERSHIP IS RECORDED AS TAXABLE EARNINGS TO THE EMPLOYEE. PART I, LINES 4A-B LILIANA RODRIGUEZ RECEIVED A TAXABLE SEVERANCE PAYMENT OF $122,821. W. SCOTT BALES RECEIVED A TAXABLE SEVERANCE PAYMENT OF $150,000. KARLTON CREECH - PARTICIPATION IN 457(F) PLAN - $30,500. A COLORADO EDUCATION & CULTURAL FACILITIES - SERIES 2013 840896727 19645RSR3 2013-03-01 24159389 REFUNDING SERIES 2005B BONDS 0 0 0 B COLORADO EDUCATION & CULTURAL FACILITIES - SERIES 2007 840896727 1964584T7 2007-10-10 45839717 REFUNDING SERIES 2001A AND 2005B BONDS 0 0 0 C COLORADO EDUCATION & CULTURAL FACILITIES - SERIES 2014A 840896727 2015-09-01 29075000 REFUNDING SERIES 2005A BONDS AND 2014A CAPITALIZED INTEREST 0 0 0 D COLORADO EDUCATION & CULTURAL FACILITIES - SERIES 2014B 840896727 2016-03-01 12500000 REFUNDING SERIES 2005B BONDS 0 0 0 A 6635000 24159389 245452 23913938 2013 0 1 1 1 B 45839717 321631 698000 44820085 2007 0 1 1 1 C 29075000 29075000 281888 28793113 2015 1 0 1 1 D 12500000 12500000 120910 12379090 2016 1 0 1 1 A 0 0 1 1 1 1 0.00000 0.00000 0.00000 0 0 1 B 0 1 1 1 1 1 0.00000 0.00000 0.00000 0 0 1 C 0 0 1 1 0 0.00000 0.00000 0.00000 0 0 1 D 0 0 1 1 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: COLORADO EDUCATION & CULTURAL FACILITIES - SERIES 2013 DATE THE REBATE COMPUTATION WAS PERFORMED: 03/12/2018 ISSUER NAME: COLORADO EDUCATION & CULTURAL FACILITIES - SERIES 2007 DATE THE REBATE COMPUTATION WAS PERFORMED: 02/21/2017 ISSUER NAME: COLORADO EDUCATION & CULTURAL FACILITIES - SERIES 2014A DATE THE REBATE COMPUTATION WAS PERFORMED: 11/24/2020 ISSUER NAME: COLORADO EDUCATION & CULTURAL FACILITIES - SERIES 2014B DATE THE REBATE COMPUTATION WAS PERFORMED: 11/24/2020 A COLORADO EDUCATION & CULTURAL FACILITIES - SERIES 2017A 840896727 19645R6D8 2017-06-27 133026969 CONSTRUCTION, RENOVATION,IMPROVEMENT AND EQUIPPING OF CAMPUS IMPROVEMENTS 0 0 0 B COLORADO EDUCATION & CULTURAL FACILITIES - SERIES 2021 840896727 2021-02-26 18500000 REFUNDING SERIES 2014A AND 2014B BONDS 0 0 0 A 137728679 14644602 1070109 119675089 2338878 2021 0 0 0 1 B 2515000 18500000 150000 18350000 2021 1 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 1 1 0 0.00000 0.00000 0.00000 0 0 1 A 0 1 0 0 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 A 1 B 1 X 19 0 APPRAISAL X 52 4246779 FMV X 1 1252000 STATEMENT X AUDIO EQUIP. 1 296900 APPRAISAL X SCIENTIFIC EQUIP. 1 27500 INVOICE 11 0 1 0 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS WAS USED IN PART I. PART I, LINE 33: DONATED WORKS OF ART ARE CONSIDERED COLLECTIONS UNDER THE UNIVERSITY'S POLICY. THE COLLECTIONS ARE HELD FOR PUBLIC EXHIBITIONS AND EDUCATION IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN. FORM 990, PART VI, SECTION A, LINE 1 IN ACCORDANCE WITH THE BYLAWS OF THE UNIVERSITY, BETWEEN SESSIONS OF THE BOARD OF TRUSTEES THE FUNCTIONS AND POWERS OF THE BOARD ARE VESTED IN AN EXECUTIVE COMMITTEE COMPOSED OF (A) THE CHAIR, CHAIR ELECT, AND ALL VICE CHAIRS, TOGETHER WITH THE SECRETARY AND THE TREASURER, IF THE SECRETARY OR TREASURER IS A TRUSTEE, (B) THOSE TRUSTEES WHO MAY FROM TIME TO TIME CHAIR THE FOLLOWING COMMITTEES: FINANCE AND BUDGET, FACULTY AND EDUCATIONAL AFFAIRS, CAMPUS LIFE AND STUDENT SUCCESS, ADVANCEMENT, NOMINATING AND GOVERNANCE, AUDIT, INVESTMENT, AND ATHLETIC AFFAIRS, AND (C) SUCH ADDITIONAL TRUSTEES AS THE CHAIR MAY APPOINT. ONLY TRUSTEES MAY SERVE ON THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 11B FORMS 990 AND 990-T ARE PREPARED BY AN INDEPENDENT AUDIT FIRM, CLIFTONLARSONALLEN LLP, USING INFORMATION PROVIDED BY MANAGEMENT. THE FORMS ARE THEN FORWARDED TO MANAGEMENT FOR REVIEW. THE FORM IS PRESENTED TO AND REVIEWED BY THE UNIVERSITY'S AUDIT COMMITTEE WHICH HAS THE AUTHORITY TO ACCEPT THE SUBMISSION AND REPORT TO THE EXECUTIVE COMMITTEE OR FULL BOARD OF TRUSTEES. A COMPLETE COPY OF FORM 990 IS MADE AVAILABLE ON A WEBSITE ACCESSIBLE BY MEMBERS OF THE BOARD OF TRUSTEES AND TRUSTEES ARE NOTIFIED OF THE AVAILABILITY OF THE POSTED FORM 990 BEFORE FILING IS COMPLETED. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY PROVIDES ALL TRUSTEES, OFFICERS, DEANS, AND DIRECTORS WITH A CONFLICT OF INTEREST DISCLOSURE FORM ANNUALLY IN ACCORDANCE WITH BOARD POLICY. THE DISCLOSURE FORM ADDRESSES TRANSACTIONS WITH INTERESTED PERSONS, COMPENSATION FROM RELATED ORGANIZATIONS, RELATIONSHIPS AMONG TRUSTEES AND INDEPENDENCE OF TRUSTEES. ALL DISCLOSURES FROM STAFF ARE REVIEWED BY THE UNIVERSITY'S INTERNAL AUDIT FUNCTION AND REPORTED TO THE SENIOR STAFF AND AUDIT COMMITTEE, IF APPROPRIATE. ALL DISCLOSURES FROM TRUSTEES ARE REVIEWED AND REPORTED ON THE FORM 990, IF APPROPRIATE, AND DISCLOSED TO THE UNIVERSITY'S AUDIT COMMITTEE. WHEN A CONFLICT IS DISCLOSED, THE CHAIR AND THE BOARD OF TRUSTEES ADDRESS THE CONFLICT AND MAY REQUIRE THE INDIVIDUAL WITH THE DISCLOSED CONFLICT BE RECUSED FROM DELIBERATIONS OR ABSTAIN FROM VOTING ON THE MATTER. THE BOARD HAS THE FINAL AUTHORITY ON THE MATTER. THE DELIBERATIONS AND DECISIONS ARE DOCUMENTED IN THE BOARD MINUTES. FORM 990, PART VI, SECTION B, LINE 15 DELIBERATIONS AND DISCUSSIONS FOR THE CHANCELLOR'S COMPENSATION PACKAGE ARE CARRIED ON IN EXECUTIVE SESSION OF THE BOARD OR ITS EXECUTIVE COMMITTEE, AFTER INITIAL CONSIDERATION BY THE COMPENSATION COMMITTEE. THE COMPENSATION OF THE UNIVERSITY'S CHANCELLOR IS DETERMINED BY UTILIZING DATA FROM SURVEYS AND OTHER PUBLISHED SOURCES ON COMPARABLE INSTITUTIONS. THE INITIAL COMPENSATION IS SET BY THE BOARD (AND REFLECTED IN THE CHANCELLOR'S EMPLOYMENT CONTRACT) AND REVIEWED, AND ADJUSTED IF APPROPRIATE, ANNUALLY BY THE BOARD OR ITS EXECUTIVE COMMITTEE. THE BOARD OR ITS EXECUTIVE COMMITTEE RECEIVES A RECOMMENDATION REGARDING THE CHANCELLOR'S COMPENSATION PACKAGE FROM THE COMPENSATION SUBCOMMITTEE. THE EXECUTIVE COMMITTEE DISCUSSED COMPENSATION FOR THE CHANCELLOR DURING MAY 2021. DELIBERATIONS AND DISCUSSIONS FOR THE COMPENSATION OF THE CHANCELLOR'S DIRECT REPORTS ARE CARRIED ON BY THE COMPENSATION SUBCOMMITTEE OF THE BOARD OF TRUSTEES. THE COMPENSATION SUBCOMMITTEE REVIEWS MARKET DATA AND THE CHANCELLOR'S RECOMMENDATION FOR THE COMPENSATION OF DIRECT REPORTS. THE CHANCELLOR'S DIRECT REPORTS INCLUDE THE PROVOST, GENERAL COUNSEL, AND ALL VICE-CHANCELLORS INCLUDED ON FORM 990 PART VII, SECTION A. DELIBERATIONS AND DISCUSSIONS REGARDING BUDGETED COMPENSATION POOLS FOR ALL EMPLOYEES INCLUDING TOP MANAGEMENT AND KEY EMPLOYEES, EXCEPT THE CHANCELLOR (CEO), ARE CONTEMPORANEOUSLY DOCUMENTED IN THE MINUTES OF THE ANNUAL BOARD MEETNG THAT APPROVES THE BUDGET FOR THE UPCOMING YEAR. THIS PROCESS LAST TOOK PLACE IN JUNE 2021 FOR FISCAL YEAR 2022. COMPENSATION FOR ALL EMPLOYEES INCLUDING TOP MANAGEMENT AND KEY EMPLOYEES IS REVIEWED ANNUALLY AS A PART OF THE UNIVERSITY'S PERFORMANCE AND MERIT PROCESS. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY HAS ITS BOARD POLICIES, INCLUDING THE CONFLICT OF INTERESTS POLICY, AND THE FINANCIAL STATEMENTS AVAILABLE ON THE UNIVERSITY'S WEBSITE. THE ORGANIZING DOCUMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: ACTUARIAL ADJUSTMENTS 3,445,719. FORM 990, PART XII, LINE 2C THE PROCESS FOR SELECTION OF AN INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR. HRGC AT DU LLC 9000 CREEKSIDE WAY HIGHLANDS RANCH CO 80129 840404231 GOLF COURSE OPERATIONS CO 3729548 4453079 UNIVERSITY OF DENVER KNOBEL EVENTS LLC 2199 S UNIVERSITY BLVD DENVER CO 80208 840404231 EDUCATIONAL EVENTS/RESTAURANT CO 6516 0 UNIVERSITY OF DENVER CHARITABLE REMAINDER TRUSTS (12) 2199 S UNIVERSITY BLVD DENVER CO 80208 INVESTMENTS CO UNIVERSITY OF DENVER T 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0