2022-05-12T16:45:15-05:00 2021-06-30 731413977 HOGANTAYLOR LLP 1225 N BROADWAY AVENUE SUITE 200 OKLAHOMA CITY OK 73103 990 2020-07-01 736091755 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNIV 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 TRENT R WELLS VICE-PRESIDENT AND CFO 4053211174 2022-05-12 1 TRENT WELLS 999009999 W LYNDEL LACKEY P00234298 4058482020 2022-05-12 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z GUY L PATTON 100 TIMBERDELL ROAD NORMAN OK 73019 453226916 0 X WWW.OUFOUNDATION.ORG X 1944 OK THE UNIVERSITY OF OKLAHOMA FOUNDATION IS AN INDEPENDENT NOT-FOR-PROFIT CORPORATION THAT ENCOURAGES AND SUPPORTS CHARITABLE GIVING FOR THE BENEFIT OF THE UNIVERSITY OF OKLAHOMA. THE FOUNDATION ACTS AS THE PRINCIPAL ORGANIZATION THROUGH WHICH THOSE GIFTS ARE MADE AND ADMINISTERED FOR THE BENEFIT OF THE UNIVERSITY. THE SOLE REASON FOR ITS EXISTENCE IS TO SERVE THE UNIVERSITY OF OKLAHOMA AND THE GENEROUS DONORS WHO SUPPORT THE UNIVERSITY. 23 23 38 23 604819 133895 122768069 225949467 0 0 36847827 -7877654 9725464 11760343 169341360 229832156 124962698 126919490 0 0 6181962 7520886 0 46000 6186142 9260531 10862034 140405191 145348410 28936169 84483746 1972039473 2614502882 383109982 485225564 1588929491 2129277318 X THE UNIVERSITY OF OKLAHOMA FOUNDATION IS AN INDEPENDENT NOT-FOR-PROFIT CORPORATION THAT ENCOURAGES AND SUPPORTS CHARITABLE GIVING FOR THE BENEFIT OF THE UNIVERSITY OF OKLAHOMA. THE FOUNDATION ACTS AS THE PRINCIPAL ORGANIZATION THROUGH WHICH THOSE GIFTS ARE MADE AND ADMINISTERED FOR THE BENEFIT OF THE UNIVERSITY. THE SOLE REASON FOR ITS EXISTENCE IS TO SERVE THE UNIVERSITY OF OKLAHOMA AND THE GENEROUS DONORS WHO SUPPORT THE UNIVERSITY. 0 0 29156643 28999975 1590803 GENERAL UNVERSITY EDUCATION ASSISTANCEEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM GENERAL SUPPLIES TO SPECIFIC PROJECTS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 18972401 18972401 1035145 FACILITIES AND EQUIPMENTEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM THE PURCHASE OF LAB EQUIPMENT TO CONSTRUCTION OF BUILDINGS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 43614346 43614346 2379623 SALARY SUPPLEMENTSSUCH EXPENDITURES ARE PROCESSED THROUGH THE UNIVERSITY'S PAYROLL SYSTEM. UPON RECEIVING ADEQUATE DOCUMENTATION, THE FOUNDATION WILL REIMBURSE THE UNIVERSITY FOR SUCH EXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE. 35332768 35332768 1927776 STUDENT SCHOLARSHIPS 35332768 35332768 1927776 127076158 1 1 0 1 0 1 0 1 0 1 1 0 0 0 1 0 0 1 0 0 1 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 882 0 1 38 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 23 23 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 AZ CA CO CT DC FL GA IL IN MD MA MN NY ND OK OR VA WV WI MT X X X TRENT R WELLS 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 DAVID MOFFETT CHAIR, TRUSTEE 1.00 X 0 0 0 ELBY BEAL VICE-CHAIR, TRUSTEE 1.00 X 0 0 0 ALAN ARMSTRONG TRUSTEE 1.00 X 0 0 0 JEB BOATMAN TRUSTEE 1.00 X 0 0 0 RONALD E BRADSHAW TRUSTEE 1.00 X 0 0 0 ANN COSGROVE TRUSTEE 1.00 X 0 0 0 KAY DONAHUE TRUSTEE 1.00 X 0 0 0 DAN EVATT TRUSTEE 1.00 X 0 0 0 KEITH JACKSON TRUSTEE 1.00 X 0 0 0 OSCAR JACKSON TRUSTEE 1.00 X 0 0 0 ANNABEL JONES TRUSTEE 1.00 X 0 0 0 MICHAEL JOSEPH TRUSTEE 1.00 X 0 0 0 SANDY KINNEY TRUSTEE 1.00 X 0 0 0 BILL G LANCE JR TRUSTEE 1.00 X 0 0 0 TH MCCASLAND III TRUSTEE 1.00 X 0 0 0 SCOTT MEACHAM TRUSTEE 1.00 X 0 0 0 PATTYE L MOORE TRUSTEE 1.00 X 0 0 0 LARRY PINKERTON TRUSTEE 1.00 X 0 0 0 J HARVIE ROE TRUSTEE 1.00 X 0 0 0 FLOYD SIMON JR TRUSTEE 1.00 X 0 0 0 DON SMITHERMAN TRUSTEE 1.00 X 0 0 0 BOLAJI SOFOLA TRUSTEE 1.00 X 0 0 0 SHAREN JESTER TURNEY TRUSTEE 1.00 X 0 0 0 GUY L PATTON PRESIDENT AND CEO 39.00 1.00 X 546815 0 72964 BRAD JOHNSON VICE PRESIDENT AND CIO 40.00 X 557435 0 73253 BONNIE KENNEDY VICE PRESIDENT AND COO 40.00 X 350409 0 48095 TRENT WELLS VICE PRESIDENT AND CFO 39.00 1.00 X 309906 0 46523 GARY BEADLES FORMER VP AND GENERAL COUNSEL 40.00 X 138496 0 15777 KEITH PETERS VICE PRESIDENT AND GENERAL COUNSEL 40.00 X 269884 0 52153 KATHY HARLIN CORPORATE SECRETARY 40.00 X 154506 0 26272 AMY NOAH VICE PRESIDENT AND CDO 40.00 X 0 0 0 EUGENE LOHMEYER DIRECTOR OF INVESTMENTS 40.00 X 471853 0 58764 JAMES VAUGHN CONTROLLER AND ASST. VP OF ADVANCEMENT OPERATIONS 40.00 X 193048 0 31797 LAWRENCE MANTIN DIRECTOR OF APPLICATION DE 40.00 X 151901 0 27000 JANA MORING DIRECTOR OF DONOR RELATION 40.00 X 158822 0 27393 DEWEY WALLACE SENIOR SOFTWARE ENGINEER 40.00 X 135667 0 38869 3438742 0 518860 15 0 1 0 CAMBRIDGE ASSOCIATES LLC PO BOX 412015 BOSTON MA 02241 INVESTMENT CONSULTANT 1283333 MCAFEE & TAFT 211 N ROBINSON SUITE 1000 OKLAHOMA CITY OK 73102 LEGAL SERVICES 776470 IRIDIAN ASSET MANAGEMENT LLC 276 POST ROAD WEST WESTPORT CT 06880 INVESTMENT MANAGER 429885 CONESTOGA CAPITAL ADVISORS LLC 550 E SWEDESFORD ROAD SUITE 120 WAYNE PA 19087 INVESTMENT MANAGER 167450 PARAMETRIC PORTFOLIO ASSOCIATES PO BOX 856786 MINNEAPOLIS MN 55485 INVESTMENT MANAGER 132574 7 1194000 224755467 6618627 225949467 12401529 12401529 4222177 4222177 202944153 171424 223223336 171424 -20279183 0 -20279183 -20279183 FUNDRAISING SERVICE RE 900099 3784098 3784098 OTHER INCOME 900099 3548054 3149249 398805 PARTNERSHIP INCOME 900099 206014 206014 7538166 229832156 6933347 604819 -3655477 91586722 91586722 35332768 35332768 2784025 2784025 3662122 3662122 415112 415112 399228 399228 260399 260399 464766 464766 294793 294793 140445 140445 46000 46000 2110623 2110623 183360 183360 28050 28050 47242 47242 476667 476667 154794 154794 73319 73319 99811 99811 150452 150452 EXPENSES REIMBURSED TO 6140142 6140142 STUDENT AND FACULTY AWA 156668 156668 INTERNAL AUDIT EXPENSE 156542 156542 TAX ON UBI 90905 90905 93455 93455 145348410 127076158 12086110 6186142 22296123 26769149 128508838 302929430 66932552 95623487 547075 918074 236073 92867 29949139 2407732 26566118 27541407 1667341150 2107248768 41981612 45421671 17629932 7958029 1972039473 2614502882 13130916 34413098 369979066 450812466 383109982 485225564 X 32635906 41809611 1556293585 2087467707 1588929491 2129277318 1972039473 2614502882 84483746 455864081 0 X 0 1 X 1 0 X 104728187 134061725 140119719 122768069 225949467 727627167 104728187 134061725 140119719 122768069 225949467 727627167 127467192 600159975 10348967 20349817 23324886 18905147 16623706 89552523 1990118 416353 407626 1792748 96782 4703627 1834667 4429599 2528924 2612900 6933347 18339437 840222754 0.71430 0.80430 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 1 0 0 1 0 0 0 0 42 149050 2897736 25529240 1 1 38826563 X 0 1265078982 131035792 457079007 43871033 20977183 13744196 1774601369 1250649754 32973485 51089115 37532090 20116881 11984401 1265078982 1177413117 45937447 80975814 27272398 15114365 11289861 1250649754 1097851713 31621364 111793929 34447136 18473942 10932811 1177413117 997170253 26920998 128284941 32046288 12757289 9720902 1097851713 0.01830 0.98170 0 0 25900615 25900615 2281237 1356694 924543 1767287 1051038 716249 27541407 ASSETS HELD IN CUSTODY FOR OTHERS 449942826 CHARITABLE REMAINDER TRUST OBLIGATIONS 869640 450812466 702407712 455864081 22658683 478522764 223884948 2575389 3371819 5947208 229832156 140598002 300 300 140597702 2575389 2175319 4750708 145348410 PART III, LINE 4: THE FOUNDATION'S COLLECTION IS MAINTAINED FOR PUBLIC EXHIBITION, EDUCATION, AND RESEARCH IN FURTHERANCE OF PUBLIC SERVICE, RATHER THAN FOR FINANCIAL GAIN. ALL COLLECTIONS OF WORKS OF ART, HISTORICAL TREASURES AND SIMILAR ASSETS ARE CARRIED AT THE LOWER OF COST OR FAIR VALUE AT THE TIME OF DONATION. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES ANY PROCEEDS FROM DEACCESSION BE UTILIZED FOR DIRECT CARE OF THE COLLECTION. THE FOUNDATION DEFINES DIRECT CARE AS INVESTING IN THE WORKS OF ART, HISTORICAL TREASURES AND SIMILAR ASSETS BY ENHANCING THEIR LIFE, USEFULNESS OR QUALITY THEREBY ENSURING THEY WILL CONTINUE TO BENEFIT THE PUBLIC. PART V, LINE 4: PERMANENTLY RESTRICTED NET ASSETS HAVE BEEN RESTRICTED BY DONORS TO BE MAINTAINED BY THE FOUNDATION IN PERPETUITY. THE FOUNDATION HAS ADOPTED INVESTMENT AND SPENDING POLICIES FOR ENDOWMENT ASSETS THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING TO PROGRAMS AND OTHER ITEMS SUPPORTED BY ITS ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE REPORTED ON THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) 22,658,683. PART XI, LINE 4B - OTHER ADJUSTMENTS: GRANTS FROM THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) 1,196,500. CONTRA REVENUE ACCOUNT FOR INVESTMENT EXPENSES 2,175,319. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES FROM THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) 300. PART XII, LINE 4B - OTHER ADJUSTMENTS: CONTRA REVENUE ACCOUNT FOR INVESTMENT EXPENSES 2,175,319. CENTRAL AMERICA AND THE CARIBBEAN 0 0 PASSIVE INVESTMENTS 171301534 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PASSIVE INVESTMENTS 8152083 NORTH AMERICA 0 0 PASSIVE INVESTMENTS 3248333 0 0 0 0 0 0 182701950 0 182701950 1 0 1 0 1 0 PART I, LINE 3: ACCOUNTING METHOD IS FAIR MARKET VALUE. PART III ACCOUNTING METHOD: SCHEDULE F, PART I THE ORGANIZATION RECEIVED CONTRIBUTIONS FROM DONORS OUTSIDE THE UNITED STATES DURING THE TAX YEAR. X X X X X 1 MARTS & LUNDY INC 160 CHUBB AVENUE SUITE 303 LYNDHURST NJ 07071 STRATEGIC FUNDRAISING CONSULTING 1 0 46000 0 46000 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY 1 UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 18972401 FACILITIES AND EQUIPMENT UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 43614346 SALARY SUPPLEMENTS UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 28999975 GENERAL EDUCATION ASSISTANCE 1 SCHOLARSHIPS 11165 35332768 PART I, LINE 2: THE FUND SPONSORS FOR EACH FUND APPROVE ALL EXPENDITURES. THE SPONSORS USE THE DONOR GUIDELINES TO INSURE THAT DONOR INTENT IS FOLLOWED FOR EACH EXPENDITURE. THE PAYMENT PROCESSING DEPARTMENT AT THE FOUNDATION ALSO SCRUTINIZES EACH PAYMENT AND VERIFIES DONOR INTENT PRIOR TO AUTHORIZING FINAL PAYMENT. X X X X 0 0 0 1 0 1 0 0 0 BRAD JOHNSON VICE PRESIDENT AND CIO 332185 0 225250 0 0 0 45475 0 27778 0 630688 0 0 0 GUY L PATTON PRESIDENT AND CEO 429815 0 105000 0 12000 0 54000 0 18964 0 619779 0 0 0 EUGENE LOHMEYER DIRECTOR OF INVESTMENTS 298815 0 161500 0 11538 0 39800 0 18964 0 530617 0 0 0 BONNIE KENNEDY VICE PRESIDENT AND COO 305120 0 33750 0 11539 0 39950 0 8145 0 398504 0 0 0 TRENT WELLS VICE PRESIDENT AND CFO 258956 0 40950 0 10000 0 27700 0 18823 0 356429 0 0 0 KEITH PETERS VICE PRESIDENT AND GENERAL COUNSEL 224813 0 36225 0 8846 0 30655 0 21498 0 322037 0 0 0 JAMES VAUGHN CONTROLLER AND ASST. VP OF ADVANCEME 166489 0 20213 0 6346 0 22538 0 9259 0 224845 0 0 0 JANA MORING DIRECTOR OF DONOR RELATION 134587 0 21026 0 3209 0 18215 0 9178 0 186215 0 0 0 KATHY HARLIN CORPORATE SECRETARY 129423 0 20160 0 4923 0 16966 0 9306 0 180778 0 0 0 LAWRENCE MANTIN DIRECTOR OF APPLICATION DE 135486 0 16415 0 0 0 18220 0 8780 0 178901 0 0 0 DEWEY WALLACE SENIOR SOFTWARE ENGINEER 124248 0 11419 0 0 0 17838 0 21031 0 174536 0 0 0 GARY BEADLES FORMER VP AND GENERAL COUNSEL 75565 0 41700 0 21231 0 10733 0 5044 0 154273 0 0 0 PART I, LINE 5 THE FOUNDATION ADOPTED AN INVESTMENT OFFICE INCENTIVE PLAN IN APRIL OF 2021. THIS PLAN INCLUDES INCENTIVES FOR INVESTMENT PROFESSIONALS AND IS BASED ON KEY PERFORMANCE METRICS DEFINED BY THE PLAN. THE INCENTIVE PLAN FOR THE INVESTMENT TEAM OF THE FOUNDATION HAS BEEN ESTABLISHED TO ACCOMPLISH SEVERAL IMPORTANT OBJECTIVES: - MOTIVATE AND REWARD DESIRED PERFORMANCE ON THE PART OF THE TEAM. - IMPROVE INVESTMENT PERFORMANCE IN RELATION TO PEERS AND TO INVESTMENT STANDARDS AND BENCHMARKS IN THE INDUSTRY. - DEFINE, MEASURE AND REWARD THE PERFORMANCE AND CONTRIBUTIONS BY THE INVESTMENT OFFICE. - ENABLE THE FOUNDATION TO ATTRACT AND RETAIN HIGH-CALIBER TALENT THROUGH OFFERING COMPETITIVE AND ATTRACTIVE COMPENSATION PROGRAMS AND PAY LEVELS FOR INVESTMENT PROFESSIONALS. PART I, LINE 6 THE FOUNDATION ADOPTED AN INCENTIVE COMPENSATION PLAN IN APRIL OF 2021. THIS PLAN INCLUDES INCENTIVES FOR REGULAR FOUNDATION EMPLOYEES AND IS BASED ON KEY PERFORMANCE METRICS DEFINED BY THE PLAN.THIS INCENTIVE COMPENSATION PLAN HAS BEEN ESTABLISHED TO ACCOMPLISH SEVERAL IMPORTANT OBJECTIVES: - MOTIVATE PARTICIPANTS TO CONTRIBUTE TO THE SUCCESSFUL PERFORMANCE OF THE FOUNDATION AS ASSESSED THROUGH THE METRICS OUTLINED IN THE PLAN. - LINK INCENTIVE COMPENSATION OPPORTUNITIES TO THE KEY PERFORMANCE METRICS OF THE PLAN. - ENCOURAGE AND REWARD OUTSTANDING PERFORMANCE BY PLAN PARTICIPANTS. - ENABLE THE FOUNDATION TO ATTRACT AND RETAIN HIGH-CALIBER TALENT AT EVERY LEVEL OF THE ORGANIZATION. X 113 6433203 AVERAGE HIGH/LOW PRICE X 1 171424 HOME SALE VALUE X 2 14000 FAIR MARKET VALUE 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE FOUNDATION WORKS WITH EXTERNAL TAX PROFESSIONALS TO PREPARE AND FILE THE 990. THE 990 SHALL BE REVIEWED AND APPROVED BY THE AUDIT/FINANCE COMMITTEE ON AN ANNUAL BASIS PRIOR TO FILING IT WITH THE IRS. AN ELECTRONIC COPY OF THE 990 SHALL BE PROVIDED TO THE ENTIRE BOARD PRIOR TO IT BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE FOUNDATION ANNUALLY REVIEWS THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE FOUNDATION USES VILLAREAL AND ASSOCIATES (EXTERNAL CONSULTANT) AND DATA FROM PEER SURVEYS TO HELP DETERMINE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE AND UPON REQUEST. HAMM FAMILY DIABETES CENTER LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 DIABETES RESEARCH OK 1760902 35524606 UNIVERSITY OF OKLAHOMA FOUNDATION INC LW CARY INVESTORS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 0 15196 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNIVERSITY NORTH PARK LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 254148 33126557 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNP REALTY INVESTORS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 0 0 UNIVERSITY OF OKLAHOMA FOUNDATION INC OUF REAL ESTATE HOLDINGS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 171069 181069 UNIVERSITY OF OKLAHOMA FOUNDATION INC FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA INC 100 TIMBERDELL ROAD NORMAN OK 73019 453266058 EDUCATIONAL OK 501(C)(3) LINE 5 UNIVERSITY OF OKLAHOMA FOUNDATION INC 1 CHARITABLE REMAINDER TRUSTS (28) INVESTMENT OK UNIVERSITY OF OKLAHOMA FOUNDATION INC 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA C 1194000 CASH