2022-05-13T17:24:44-05:00 2021-06-30 472717606 LEVY LAUTER LLP 201 WILSHIRE BLVD 3RD FLOOR SANTA MONICA CA 90401 990PF 2020-07-01 953979100 The Max H Gluck Foundation Inc MAXH 3105197011 PO Box 55516 Sherman Oaks CA 91413 Jon Kaswick President 3105197011 2022-05-13 1 Jon Kaswick 999009999 SHAOUL LEVY P01380835 3108273808 X 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 131583188 X X 159583 159583 2471981 2471981 8165286 58678636 8165286 788088 788088 11584938 11584938 212000 22314 177646 10180 774 8773 103446 98274 5172 637065 635786 921 192219 30847 10318 3667 0 509 0 509 53424 6000 25900 1212510 793995 229239 4600480 5014384 5812990 793995 5243623 5771948 10790943 102981 50234 50234 2533754 10150201 10150201 13238 6386 6386 8079966 8381158 8381158 41460039 44352387 44352387 21921008 20605753 20605753 40387735 47637944 47637944 14402 11653 6416 2749 2749 285644 396376 396376 114790781 131583188 131583188 51793 36686 4611605 4197701 24977 292774 4688375 4527161 X 110102406 127056027 110102406 127056027 114790781 131583188 110102406 5771948 11181673 127056027 0 127056027 Publicly Traded Securities P 58678636 50513350 8165286 8165286 8165286 149994 0 149994 0 149994 26331 0 150000 0 176331 X 0 26337 26337 0 0 0 0 0 0 0 0 0 0 0 1 1 DE 1 0 0 0 0 1 www.gluckfoundation.org LEVY LAUTER LLP 3108273808 201 WILSHIRE BOULEVARD 3RD FLOOR SANTA MONICA CA 90403 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JON A KASWICK MD P O Box 55516 Sherman Oaks CA 91413 President 2.00 2000 0 0 Richard Reinis 2121 Ave of the Stars Ste 900 Los Angeles CA 90067 Director 1.00 2000 0 0 Jennifer Kaswick P O Box 55516 Sherman Oaks CA 91413 Secretary 1.00 2000 0 0 Julie Kaswick P O Box 55516 Sherman Oaks CA 91413 Secretary 1.00 2000 0 0 Jessica Kaswick 5625 Crescent Park W 119 Playa Vista CA 90094 Executive Director 40.00 200000 0 0 Cathy Hession P O Box 55516 Sherman Oaks CA 91413 Director 1.00 2000 0 0 Hetal Patel P O Box 55516 Sherman Oaks CA 91413 Director 1.00 2000 0 0 NONE 0 NONE 0 0 118434026 4368240 402761 123205027 1132271 0 123205027 4197701 119007326 5950366 5950366 149994 149994 5800372 0 5800372 0 5800372 5243623 0 5243623 0 5243623 5800372 534444 0 0 5243623 534444 0 0 4709179 0 0 0 0 0 0 0 0 1091193 0 0 0 X Angels Gate Cultural Center 3601 S Gaffey Street San Pedro CA 90731 N/A PC Arts Education 79000 Boys and Girls Club of LA Harbor 1200 S Cabrillo Ave San Pedro CA 90731 N/A PC Arts Education 75000 CA Hospital Medical Center 1401 S Grand Ave los Angeles CA 90015 N/A PC Hosiptal Patient Arts Education 50000 Carnegie HallThe Academy 881 Seventh Avenue New York NY 10019 N/A PC Arts Education 150000 Children's Hospital of Los Angeles 3303 Wilshire Boulevard Ste 320 Los Angeles CA 90010 N/A PC Hospital Patient Arts Education 30000 Conga Kids 5858 Wilshire Blvd Los Angeles CA 90036 N/A PC Capacity Building 60000 Fulfillment Fund 6100 Wilshire Blvd Suite 600 Los Angeles CA 90048 N/A PC EDUCATION 67639 Greater Los Angeles Zoo Association 5333 Zoo Drive Los Angeles CA 90027 N/A PC Children's Zoo 59561 Harmony Project 817 Vine Street Ste 212 Los Angeles CA 90038 N/A PC Arts Education 150000 Harvard Westlake School 700 N Faring Rd Los Angeles CA 90077 n/A PC Education 1000 Hillsides 940 Avenue 64 Pasadena CA 91105 N/A PC Education 35000 Homes 4 Families 21031 Ventura Blvd Suite 610 Woodland Hills CA 91364 N/A PC Arts Education 75000 Inner City Arts 720 Kohler St Los Angeles CA 90021 N/A PC Arts Education 30000 Leo Baeck Temple 1300 N Sepulveda Blvd Los Angeles CA 90049 N/A PC Arts Education 50000 Los Angeles County Museum of Art 5905 Wilshire Blvd Los Angeles CA 90036 N/A PC Maya Mobile/Arts Education LAUSD 585832 Los Angeles Museum of the Holocaust 100 The Grove Dr Los Angeles CA 90036 N/A PC Education 62000 Los Angeles Opera 135 N Grand Ave Los Angeles CA 90012 N/A PC Arts Education 280000 Los Angeles Philharmonic Association 135 N Grand Ave Los Angeles CA 90012 N/A PC Arts Education 432850 Natural History Museum 10th St Constitution Avenue Washington DC DC 20560 N/A PC Music Education/Student Fellowships 1002028 Orange County High School for The Arts 1010 N Main Street Santa Ana CA 92701 N/A PC Support Community Service Arts Programs 75000 Performing Arts Center of Los Angeles County 135 N Grand Ave los Angeles CA 90012 n/A PC The Music Center's Arts Integration Partnerships 50000 Regents of UC-Riverside 900 University Ave/3143 HMNSS Riverside CA 92521 N/A PC Music Education/Student Fellowships 526000 The Colburn School 200 S Grand Ave Los Angeles CA 90012 N/A PC Arts Education Programs 180322 The Juilliard School 60 Lincoln Center new York NY 10023 n/A PC Student Fellowship Program 300000 The People Concern 2116 Arlington Ave Suite 100 Los Angeles CA 90018 N/A pc Education 1000 UCLA - Music Education 445 Charles E Young Dr E lOS Angeles CA 90095 n/A pc Music Education 275903 United Friends of the Children 1055 Wilshire Blvd 1955 Los Angeles CA 90017 N/A PC Education 75000 Venice Family Clinic 604 Rose Ave Venice CA 90291 n/A PC Education and Support Program 50000 Westchester Medical Center Foundation 100 Woods Road Valhalla NY 10595 N/A PC EDUCATION AND SUPPORT PROGRAM 56250 WriteGirl 1330 Factory Pl Unit F104 Los Angeles CA 90013 N/A PC Arts Education 25000 2nd Harvest 8014 Marine Way Irvine CA 92618 N/A PC Support Community Service Programs 1500 CA School of the Arts 1401 Highland Ave Duarte CA 91010 N/A PC Arts Education 25000 Dachsund Paws & Pals 7419 3RD Ave Hesperia CA 92345 N/A PC Arts Education 1000 International Fellowship 30 North LaSalle Street Suite 4300 Chicago IL 60602 N/A PC Student Fellowship Program 1000 Loyola Marymount University 1 Loyola Marymount University Dr Los Angeles CA 90045 N/A PC Student Fellowship Program 20000 The Shakespeare Center of Los Angeles 1238 W 1st St Los Angeles CA 90026 N/A PC Support Community Service Arts Programs 50000 US Against Alzheimer's 2 Wisconsin Cir Chevy Chase MD 20815 N/A PC Support Community Service Programs 1500 Autry Museum of the American West 4700 Western Heritage Way Los Angeles CA 90027 N/A PC Support Community Service Arts Programs 25000 5014385 0 14 159583 14 2471981 18 788088 18 8165286 0 11584938 0 11584938 0 0 0 0 0 0 0 0 0 0 Audit & Accounting Fees 103446 98274 5172 In accordance with Reg. 53.4942(a)-2(c)(3)(iv), the Foundation is excluding from its minimum investment return (MIR) calculation a total of $4,197,701 in cash that it deems held for charitable activities. This amount is in excess of 1.5% of the fair market value (FMV) of the Foundation's total assets. The following information is submitted in support of the exclusion of $4,197,701 from MIR: 1. FMV of Foundation's average total assets- Part X, Line 3: $123,205,027 2. 1.5% of line 1: $1,776,510 3. Justification of the exclusion of an amount in excess of the amount on line 2: As of June 30, 2021, the Foundation has grant commitments of $4,197,701 of which $2,593,053 is required to be funded by September 2021, and $1,604,647 by March 2022. Therefore, a total of $4,197,701 is deemed held for charitable activities. Historically, the Foundation has funded grant commitments ranging from $4,165,000 to $5,436,000 annually. Office Furniture 1991-11-27 706 706 SL 7.000000000000 0 0 Office Furniture-Chest 1991-12-11 170 170 SL 7.000000000000 0 0 Conference Table & Chairs 1995-04-01 1189 1189 SL 7.000000000000 0 0 Office Filing Cabinets 2006-08-24 1337 1337 SL 10.000000000000 0 0 Office Software 2019-04-04 11000 4584 SL 3.000000000000 3667 0 Morgan Stanley 237-029670 Corporate Bonds 4993950 4993950 Morgan Stanley 237-029935 Corporate Bonds 6939591 6939591 Morgan Stanley 237-029733 Corporate Bonds 8672212 8672212 Morgan Stanley 237-029670 Stock 2733000 2733000 Morgan Stanley 237-029664 Stock 8997056 8997056 Morgan Stanley 237-029729 Stock 8639982 8639982 Morgan Stanley 237-029932 Stock 9965666 9965666 Morgan Stanley 237-029731 Stock 6525022 6525022 Morgan Stanley 237-029856 Stock 7491661 7491661 8381158 8381158 0 0 Morgan Stanley 237-029670 Templeton Global Bond Fund FMV 7570503 7570503 Morgan Stanley 237-029670 Alkeon Growth Offshore Fund FMV 6507209 6507209 Morgan Stanley 237-029670 Millennium Int'L Hedge Fund FMV 4337812 4337812 UMB - Blackgold Opportunity Offshore Fund FMV 477686 477686 Morgan Stanley 237-029670 Lord Abbett Sht Duration FMV 6390627 6390627 Morgan Stanley 368 Pimco Income FMV 7635648 7635648 Morgan Stanley 368 AMG Yacktman FMV 9026183 9026183 Morgan Stanley 237-029670 MSILF Money Market PTF INST FMV 4952188 4952188 Morgan Stanley 237-029670 Premier Offshore SP VIII FMV 422546 422546 Morgan Stanley 237-029670 PE Premier Offshore SP VII CPV FMV 151022 151022 Morgan Stanley 237-029670 PE PREMR OAKTREE XI OFFSHR CPV AT COST 72770 72770 Morgan Stanley 237-029670 PE PREMR OAKTREE XI OFFSHR AT COST 93750 93750 Office Furniture 706 706 0 Office Furniture-Chest 170 170 0 Conference Table & Chairs 1189 1189 0 Office Filing Cabinets 1337 1337 0 Office Software 11000 8251 2749 ACCRUED DIVIDENDS AND INTEREST ON INVESTMENTS 190521 162024 162024 SECURITY SALES PROCEEDS RECEIVABLE 95123 234352 234352 Insurance 11395 0 9800 Bank Charges 15 0 0 Office Supplies/Expenses 18522 0 0 Investment Transaction Fees 6000 6000 0 Grantmaking Organization Dues 16100 0 16100 Telephone 1392 0 0 CAPITAL GAIN DISTRIBUTION 788088 788088 788088 Unrealized Net Capital Gain on Investments 11181673 Security Purchases Payable 24977 169111 EXCISE TAX PAYABLE 0 123663 Consulting Fees 1279 0 921 Investment Advisory Fees 635786 635786 0 The following information is submitted in support of the reduction from fair market value (FMV) claimed on line 1e of Part X under the authority of IRC Sec. 4942(e)(2)(B) and Reg. 53.4942(a)-2(c)(4): 1. Securities description: 10,343 units Alkeon Growth Offshore Fund - $6,507,209.00 408 units Blackgold Opportunity Offshore Fund - $477,687.00 2,058 units Millennium International HedgeFocus Fund - $4,337,812.00 2. Foundation's ownership in each fund: less than 3% 3. Total FMV of the securities prior to the valuation discount: $11,322,708 4. Amount of discount claimed: 10%, $1,132,271 5. Discount justification: The Foundation's investment in the above funds are subject to certain redemption restrictions, which may result in the Foundation not receiving sales proceeds for in excess of 6 months. A 10% discount to the value of these funds has therefore been included to reflect their lack of liquidity. State Filing Fees 331 0 0 Excise Taxes 149994 0 0 Foreign Tax Withheld 29922 29922 0 Payroll Taxes 11972 925 10318