2022-05-13T18:19:54-05:00 2021-06-30 BDO USA LLP 600 ANTON BLVD STE 500 COSTA MESA CA 92626 990 2020-07-01 330047994 Orange County's United Way % EMILEE TELLO ORAN 9496607600 18012 MITCHELL SOUTH IRVINE CA 926146008 SUSAN B PARKS PRESIDENT & CEO 9492636153 2022-05-15 true SUSAN B PARKS 999009999 P00165179 7149573200 2 2020 2022-09-23 18:48:47Z SUSAN B PARKS 18012 MITCHELL SOUTH IRVINE CA 92614 48654065 false X www.unitedwayoc.org X 1940 CA Orange County United Way imrpoves lives by delivering long-term solutions to complex issues in education, financial stability, health, and housing in Orange County. 49 48 79 2395 0 0 18539103 47745113 0 0 264621 207419 28083 33826 18831807 47986358 13864607 42141287 0 0 4472018 4972472 0 0 2596022 1828087 1877050 20164712 48990809 -1332905 -1004451 28014932 35809028 4891524 9639244 23123408 26169784 X To improve lives in Orange County by delivering measurable long-term solutions to complex issues in education, financial stability, health, and housing. Orange County United Way is committed to leading the fight for equity by breaking barriers, closing gaps, and leveling the playing field for everyone who lives here. More than a fundraiser, we're hands-on, delivering 50+ programs countywide to improve lives in our community. Every day, we are working to advance the Education, Financial Stability, Health, and Housing of people in Orange County. We are working to ensure our students succeed, our struggling families gain financial security, and our homeless neighbors find a place to call home. We step up to actively address the critical issues facing our community and we go the extra mile to make sure our residents have the support they need. We genuinely care for one another. That's The OC Way. 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ACCORDINGLY, NO PROVISION FOR INCOME TAXES IS INCLUDED IN THE ACCOMPANYING FINANCIAL STATEMENTS. THE ORGANIZATION FOLLOWS THE PROVISIONS OF ACCOUNTING STANDARDS CODIFICATION ("ASC") NO. 740, INCOME TAXES ("ASC 740"), SURROUNDING ACCOUNTING FOR UNCERTAIN INCOME TAX POSITIONS. ASC 740 PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN INCOME TAX RETURNS. ASC 740 ALSO PROVIDES GUIDANCE ON ACCOUNTING FOR INTEREST AND PENALTIES ASSOCIATED WITH TAX POSITIONS. THE ORGANIZATION REPORTS INTEREST AND PENALTIES, IF ANY, RELATED TO INCOME TAX MATTERS WITHIN ORGANIZATION ADMINISTRATION SUPPORT SERVICES IN THE STATEMENTS OF ACTIVITIES AND CHANGES IN NET ASSETS. FORM 990 SCHEDULE D PART V LINE 4 PURPOSE - ENDOWMENT FUNDS THE PRINCIPLE OBJECTIVE OF THE ENDOWMENT FUND IS TO PROVIDE A SOURCE OF INCOME TO HELP FUND THE ORGANIZATION'S OPERATIONAL COSTS, THEREBY PROVIDING SOME PROTECTION AGAINST FLUCTUATIONS IN ANNUAL CAMPAIGN REVENUE AND MAXIMIZING THE AMOUNT OF RESOURCES FOCUSED ON THE COMMUNITY'S MOST CRITICAL ISSUES. FORM 990 SCHEDULE D PART XI LINE 4B & PART XII LINE 4B DONOR DESIGNATION AND DONOR DESIGNATION FEES SCH D PART XI LINE 4B and SCH D PART XII LINE 4B TOTAL: 4,727,312 FORM 990 SCHEUDLE D PART XI LINE 2D PRIOR-YEAR PLEDGE LOSS ADJUSTMENT: 9,067 WPF Breakfast 423064 423064 35000 20214 0 423064 423064 35000 20214 55214 -55214 true 211 ORANGE COUNTY 1505 E 17th St Ste 108 Santa Ana CA 92705 330063532 501c(3) 44000 Housing/Health ABRAZAR INC 7101 Wyoming Street Westminster CA 92683 330301538 501c(3) 428875 Income American Family Housing 15161 Jackson St Midway City CA 92655 330071782 501c(3) 29130 Housing/Health ANAHEIM Elementary SCHOOL DISTRICT 1001 South East Street Anaheim CA 92805 956000119 ORANGE COUNTY 102375 Education ANAHEIM UNION HIGH SCHOOL DISTRICT 501N Crescent Way Anaheim CA 92801 956000120 ORANGE COUNTY 150605 Education BOYS & GIRLS CLUB OF CENTRAL ORANGE COAST 17701 Cowan Suite 110 Irvine CA 92614 951893417 501c(3) 58750 Education Cal State Fullerton 2600 E Nutwood Ave 275 Fullerton CA 92831 330567945 501c(3) 39500 Education CAL STATE FULLERTON PHILANTHROPIC 2600 Nutwood Ste 850 Fullerton CA 92831 330567945 501c(3) 30000 Education CHILDREN AND FAMILIES COMMISSION 1505 E 17th St Ste 230 Santa Ana CA 92705 475394284 501c(3) 91240 Report COASTLINE COMMUNITY COLLEGECOAST COMMUNITY COLLEG 11460 Warner Ave Fountain Valley CA 92708 330094898 501c(3) 12000 Education COMMUNITY ACTION PARTNERSHIP 11870 Monarch Garden Grove CA 92841 952452787 501c(3) 129300 HEALTH AND HUMAN SVC FAMILIES FORWARD 8 Thomas Irvine CA 92618 330086043 501c(3) 56500 Income/Housing FRIENDSHIP SHELTER PO Box 4252 Laguna Beach CA 92652 330219404 501c(3) 7500 housing GARDEN GROVE UNIFIED SCHOOL DISTRICT 10331 Stanford Ave Garden Grove CA 92840 952378800 ORANGE COUNTY 75737 Education GIRLS INC OF ORANGE COUNTY 1815 Anaheim Ave Costa Mesa CA 92627 951810150 501c(3) 12500 Education GOOD HANDS FOUNDATION 12 Rue Brittany Foothill Ranch CA 92610 471888690 501c(3) 15000 Income HANDS TOGETHER A CENTER FOR CHILDREN 201 Civic Center Dr E Santa Ana CA 92701 330857087 501c(3) 9333 Education HUNTINGTON BEACH UNION HIGH SCHOOL DISTRICT 5832 Bolsa Ave Huntington Beach CA 92649 330514550 ORANGE COUNTY 18438 Education ILLUMINATION FOUNDATION 1091 N Batavia St ORANGE CA 92867 711047686 501c(3) 55000 Housing MERCY HOUSE LIVING CENTERS INC PO Box 1905 Santa Ana CA 92702 330315864 501c(3) 168560 Housing ONEOC 1901 E 4th St 100 Santa Ana CA 92705 952021700 501c(3) 70000 Health PATHWAYS OF HOPE POBox 6326 Fullerton CA 92834 330147739 501c(3) 26315 Housing PROJECT HOPE ALLIANCE 1954 Placentia Ave 202 Costa Mesa CA 92627 753099628 501c(3) 50000 HOUSING ROADTRIP NATION 1626 Placentia Ave Costa Mesa CA 92627 263889207 501c(3) 36700 EDUCATION SANTA ANA UNIFIED SCHOOL DISTRICT 1601 E Chestnut Ave Santa Ana CA 92701 330383385 ORANGE COUNTY 56650 EDUCATION SECOND HARVEST FOOD BANK 8014 Marine Way Irvine CA 92618 320362611 501c(3) 108800 Health SERVING PEOPLE IN NEED (SPIN) 151 Kalmus Drive H2 Costa Mesa CA 92626 330329687 501c(3) 50000 Housing VITAL LINK 15401 Redhill Ave Ste F Tustin CA 92780 330632256 501c(3) 48416 EDUCATION WHW 2803 McGaw Avenue Irvine CA 92614 330576900 501c(3) 53263 INCOME WISEPLACE 1411 N Broadway Santa Ana CA 92706 951684796 501c(3) 6000 Housing/Health Charitable Ventures of Orange County 1505 E 17th St 101 Santa Ana CA 92705 208756660 501c(3) 8000 Education City Net 2121 W Crescent Ave Ste A Anaheim CA 92801 571162424 501c(3) 5565 Housing Community Health Initiative of Orange County 1505 E 17th St Ste 121 Santa Ana CA 92705 472671013 501c(3) 10000 health and human svc Faces of Mankind 738 N Santiago Santa Ana CA 92701 811992557 501c(3) 9945 Housing/Health Girl Scout Council of OC 9500 Toledo Way Irvine CA 92618 952023244 501c(3) 27750 Education Homeaid America 24 Exec Park Ste 100 Irivne CA 92614 330673009 501c(3) 7500 Income/Housing La Habra City School District 500 N Walnut Street La Habra CA 90631 956001800 ORANGE COUNTY 10000 Education Love 2 Yeu 149 S Barrington Ave 126 LA CA 90049 813299203 501c(3) 44978 Disaster Relief Orange County Business Council 2 Park Place Ste 100 Irvine CA 926145904 237084107 501c(6) 22500 Business Leagues Orange County Department of Education 200 Kalmus Drive Costa Mesa CA 92626 956000943 501c(3) 174030 Education Pure Game 22372 Woodbluff Rd Lake Forest CA 92630 264083785 501c(3) 20000 Education Regents of the University of California at Irvine 120 Theory Suite 200 Irvine CA 926971050 952226406 501c(3) 8750 Education Segerstrom Center for the Arts 600 Town Center Drive Costa Mesa CA 92626 237287150 501c(3) 7300 Education UCI Foundation 100 Theory Suite 250 Irvine CA 92617 952540117 501c(3) 60000 Education Volunteers of America of Los Angeles 3600 Wilshire Blvd Ste 1500 LA CA 90010 951691330 501c(3) 114365 Housing/Health Westminster School District 14121 Cedarwood Ave Westminster CA 92683 330416845 501c(3) 6094 Education OTHERS (PASS-THRU 501C(3) & LESS THAN 5000) NA NA CA 92614 39564023 40 1 SCHEDULE I PART I Line 2 GENERAL INFO - GRANTS & ASSISTANCE: Orange County's United Way monitors the use of grant funds by engaging in a formal grant agreement with the agency referencing the funded program and anticipated outcomes. Quarterly reports are required and measured against anticipated outcomes. In addition, updated financial statements and audit reports are required. Any performance problems with the grantee are monitored both by staff and the Community Impact Committee. X true true X X X false false false false false false false false false SUSAN B PARKS President, CEO 323551 70000 8550 7336 409437 Chris Ticknor Chief Transformation Officer 203160 622 203782 ROBERT E KENT VP Corporate Engagement 179940 3261 7336 190537 Emilee Tello Chief Financial Officer 166468 5147 9877 181492 SCHEDULE J PART I Line 1A COMPENSATION - HEALTH OR SOCIAL CLUB DUES: THE MEMBERSHIP IS USED TO CONDUCT BUSINESS RELATED MEETINGS AND ENGAGEMENTS TO FURTHER ADVANCE THE MISSION OF THE ORGANIZATION. X 24 612493 FMV false true false FORM 990 SCHEDULE M LINE 9(B) THE AMOUNT IN COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990 PART I LINE 3 & 4 AND PART VII VOTING MEMBERS OF THE GOVERNING BODY: THE DISCREPANCY BETWEEN THE NUMBER OF VOTING MEMBERS OF THE GOVERNING BODY AND THE TOTAL MEMBERS LISTED ON PART VII IS DUE TO SOME DIRECTORS BECOMING INACTIVE BEFORE THE END OF THE YEAR. FORM 990 PART III LINE 4A EXEMPT PURPOSE ACHIEVEMENTS OF 3 LARGEST PROGRAM SERVICES: 4A. COMMUNITY IMPACT ALLOCATION POOL Every year, we are doing more to ensure our students succeed, our struggling families gain financial security, and our homeless neighbors find a place to call home. We serve hundreds of thousands of our residents by delivering 50+ programs in Orange County. Our unique approach comes from an understanding that our community's most critical issues are inter-related, and we must tackle them in an interconnected way to provide long-term solutions that break the cycle. This informs the work we focus on in our three key initiatives: United for Student Success aims to ensure students receive the support they need to stay on track in school and graduate on time ready for college, career, and life. Program offerings: - Destination Graduation engages, empowers, and inspires students from underserved districts to finish high school on time by providing tutoring and socio-emotional and academic support, and offers workshops where they learn invaluable life skills such as financial literacy. - Youth Career Connections offers work-based learning opportunities that infuse classroom curriculums with real-world career experiences by connecting students directly to leading local employers for hands-on activities such as industry site visits, internships, and more. - Senior Year Mentorship Program helps high school seniors from high-need communities stay on track to graduate on time. Mentoring from leading professionals and a robust virtual workshop series teach students essential life and career skills to position them for success. Last year, all 285 mentees completed the program and received a laptop to bridge the digital divide and set them up for future success. And 100% of the program participants graduated high school on time. United to End Homelessness is committed to ending homelessness in Orange County so that everyone has a place to call home. The goal is to activate immediate and long-term housing-first solutions across our community through collaboration with the county's top business, philanthropic, governmental, faith-based, and non-profit leaders. Programs: - WelcomeHomeOC is our housing navigation and landlord incentive program, which helps individuals and families who are experiencing homelessness and holding a rental assistance voucher to secure housing in private market apartments and ensures supportive services are provided so they can remain housed for the long-term. Since the program's inception in 2019, more than 600 people experiencing homelessness now have a place to call home. - Public Awareness & Education: We hold workshops, host community chats, and engage in broad public awareness activities to help break down myths surrounding homelessness and provide up-to-date statistics and best practices for solving homelessness in Orange County. - Housing Champions Advocacy Network recruits, trains, organizes, and equips local residents to engage in advocacy in their communities for solutions to end homelessness. To date, we have trained 464 Housing Champions who have helped get 325 affordable and permanent supportive housing units approved in Orange County. United for Financial Security empowers vulnerable Orange County families to transition from surviving to thriving through programs that focus on the most essential tools to build financial stability. Programs: - OC Free Tax Prep helps families keep their hard-earned money by saving on preparation fees, claiming tax credits, and receiving their refunds quickly and safely, providing a safety net for local households to put toward bills, car repairs, groceries, and other basic needs. This past year, the program made a $17 million impact on Orange County residents collectively. - SparkPoint OC promotes financial empowerment through free one-to-one financial coaching to increase income, manage credit, and build assets through savings and asset planning to reach goals like buying a home or paying for college. - UpSkill OC, our workforce development program, is an innovative, collaborative approach to bridging the skills gap in various industries and creating pathways to jobs that pay a living wage. Pandemic Recovery Efforts: As the health crisis continued into 2021, we shifted toward pandemic recovery, caring for individuals, Veterans, families and children who needed the most help to stabilize their lives. - Emergency Rental Assistance: In partnership with the cities of Irvine and Santa Ana as well as the County of Orange, we helped distribute federal and state COVID-19 relief funding for emergency rental assistance to 7,071 of our residents so they could stay in their homes, avoid hunger, and have basic necessities during crisis. - COVID-19 Vaccination Efforts: -5,000+ COVID-19 vaccinations given to vulnerable residents in partnership with Edwards Lifesciences Foundation and Providence Health System, Southern California Region via 50 pop-up and mobile vaccination clinics set up throughout Orange County - Other Recovery Efforts: -4,204 households financially impacted by COVID-19 received $500 from our Pandemic Relief Fund -241,685 individuals received food and meal distribution assistance FORM 990 PART III LINE 4B EXEMPT PURPOSE ACHIEVEMENTS OF 3 LARGEST PROGRAM SERVICES: 4B. PROGRAM SERVICE EXPENSE PROGRAM SERVICE EXPENSE ALLOCATIONS ARE COMPRISED OF COMMUNITY IMPACT GRANT PROGRAMS AND INITIATIVES THAT FULFILL ORANGE COUNTY UNITED WAY'S MISSION. IN ADDITION TO RUNNING OUR OWN INITIATIVES, THIS INCLUDES PROGRAM MANAGEMENT OF COMMUNITY WIDE COLLABORATIVES. OCUW PROVIDES EVALUATION AND MONITORING OF ALL GRANT PARTNERSHIPS; SUPPORT OF CRITICAL COMMUNITY PARTNERSHIPS; LEADERSHIP AND PARTICIPATION IN COALITIONS AND COMMITTEES; COMMUNITY OUTREACH EFFORTS; CAPACITY TRAINING FOR FUNDED PARTNERS; VOLUNTEER ENGAGEMENT EFFORTS; AND STRATEGIC PARTNERSHIPS WITH LOCAL FUNDER COLLABORATIVES IN THE AREAS OF EDUCATION, INCOME, HEALTH AND HOUSING. FORM 990 PART III LINE 4C EXEMPT PURPOSE ACHIEVEMENTS OF 3 LARGEST PROGRAM SERVICES: 4C. DONOR DESIGNATED FUNDING THROUGH OCUW'S DONOR DESIGNATED GIVING PROGRAM, DONORS HAVE THE OPTION TO DESIGNATE THEIR GIFT TO THEIR CHARITY(IES) OF CHOICE, HELPING TO FACILITATE PHILANTHROPY TO MEET LOCAL COMMUNITY NEEDS. OCUW STEWARDS THESE INVESTMENTS BY ENSURING DONOR DESIGNATIONS ARE ALLOCATED TO ORGANIZATIONS THAT QUALIFY AS 501(C)(3) TAX DEDUCTIBLE AND PATRIOT ACT COMPLIANT ORGANIZATIONS UNDER CURRENT IRS TAX CODE LAW. FORM 990 PART VI SECTION A LINE 11B GOVERNING BODY & MGMT - REVIEW OF FORM 990: THE CFO WORKED CLOSELY WITH THE INDEPENDENT TAX PREPARER IN THE PREPARATION OF THE ORGANIZATION'S TAX RETURN. THE FINAL PRODUCT WAS REVIEWED BY THE BOARD OF DIRECTORS PRIOR TO FILING. FORM 990 PART VI SECTION B LINE 12C POLICIES - MONITOR AND COMPLIANCE ENFORCEMENT: OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT WOULD GIVE RISE TO CONFLICTS. CONFLICT STATEMENTS ARE REVIEWED ANNUALLY AND ANY STATED CONFLICT IS REVIEWED BY THE BOARD DEVELOPMENT COMMITTEE AND BY THE BOARD OF DIRECTORS FORM 990 PART VI SECTION B LINE 15A POLICIES - COMPENSATION: THE EXECUTIVE COMPENSATION COMMITTEE ("THE COMMITTEE") OF THE BOARD OF DIRECTORS IS COMPRISED OF INDEPENDENT DIRECTORS RESPONSIBLE FOR REVIEW AND APPROVAL OF COMPENSATION FOR THE CHIEF EXECUTIVE OFFICER AND OTHER KEY EMPLOYEES. ORANGE COUNTY'S UNITED WAY'S EXECUTIVE COMPENSATION PROGRAM IS DESIGNED TO ENCOURAGE RETENTION OF HIGH CALIBER EXECUTIVES. THE COMMITTEE CONSIDERS NUMEROUS FACTORS INCLUDING OCUW'S MISSION AND GOALS, COMPARABLE COMPENSATION OFFERED IN COMPARABLE MARKETS AND OVERALL PERFORMANCE OF THE CEO AND KEY EMPLOYEES. AS PART OF THE PROCESS THE COMMITTEE REVIEWS A SUMMARY OF SALARY DATA PUBLISHED IN COMPENSATION SURVEYS FROM INDEPENDENT SOURCES INCLUDING UNITED WAY WORLDWIDE AND REGIONAL DATA FROM OTHER NON-PROFITS IN SOUTHERN CALIFORNIA. THE COMMITTEE ALSO REVIEWED THE PERFORMANCE INCENTIVE PROGRAM. THIS PLAN IS DESIGNED TO REWARD PERFORMANCE BASED ON BOTH QUANTIFIABLE AND NON-QUANTIFIABLE SPECIFIC ORGANIZATIONAL DRIVERS. FINALLY, THE COMMITTEE REVIEWED AND DETERMINED OTHER COMPENSATION WHICH INCLUDES HEALTH AND WELFARE BENEFITS AND CONTRIBUTIONS TO A QUALIFIED RETIREMENT PLAN. THE COMMITTEE BELIEVES THE COMPENSATION PROGRAM AND INFORMATION DESCRIBED ABOVE IS IN LINE WITH ORANGE COUNTY UNITED WAY'S MISSION AND GOALS AND ACCURATELY REFLECTS A COMPETITIVE PROGRAM TO ATTRACT AND RETAIN HIGH LEVEL EXECUTIVES. FORM 990 PART VI SECTION C LINE 19 DISCLOSURE - GOVERNING DOCS, CONFLICT OF INTEREST POLICY & FINANCIALS: THE FINANCIAL STATEMENTS AND TAX RETURN ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE AND GUIDESTAR. ANY OTHER GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. FORM 990 PART XI LINE 9 OTHER CHANGES IN NET ASSETS OR FUND BALANCES: PRIOR-YEAR PLEDGE LOSS ADJUSTMENT: 9,067