2022-05-14T12:07:48-05:00 2021-06-30 135565207 KPMG LLP 1003 BISHOP STREET SUITE 2210 HONOLULU HI 96813 990 2020-07-01 990085260 UNIVERSITY OF HAWAII FOUNDATION UNIV 8083767800 1314 SOUTH KING STREET SUITE B HONOLULU HI 96814 KARA SHIBATA CONTROLLER/ASST TREASURER 8083767800 2022-05-10 1 KARA SHIBATA 999009999 CANDACE C CHING P01698370 8085402800 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z JOHN HAN 1314 SOUTH KING STREET SUITE B HONOLULU HI 96814 352892806 0 X WWW.UHFOUNDATION.ORG X 1955 HI TO UNITE DONORS' PASSIONS WITH THE UH ASPIRATIONS BY RAISING PHILANTHROPHIC SUPPORT AND MANAGING INVESTMENTS TO BENEFIT UH, THE PEOPLE OF HAWAII, & FUTURE GENERATIONS. 25 25 193 25 -456664 0 63320456 70935977 0 0 9053082 33658554 4360312 3837344 76733850 108431875 16936213 14953119 0 0 10112057 9326204 0 0 7138328 34300617 32967490 61348887 57246813 15384963 51185062 548406506 719332132 32889930 37725891 515516576 681606241 X SEE SCHEDULE O 0 0 12345622 11315998 0 STUDENT AID AND SERVICES - UHF RAISES AND DISTRIBUTES MONEY FOR STUDENT AID, SCHOLARSHIPS, FELLOWSHIPS, GRANTS AND AWARDS TO HELP STUDENTS FULFILL THEIR ACADEMIC POTENTIAL AND ENSURE OUR STATE HAS THE SKILLED PROFESSIONALS IT NEEDS TO FLOURISH.THESE INCLUDE MERIT-BASED SCHOLARSHIPS, NEED-BASED SCHOLARSHIPS, STUDY ABROAD OPPORTUNITIES AND PROGRAMS THAT HELP BUILD INTERNATIONAL BRIDGES AND CULTURAL VERSATILITY. FELLOWSHIPS HELP UH ATTRACT AND RETAIN OUTSTANDING STUDENTS WHOSE RESEARCH AND CONTRIBUTIONS TO OUR WORLD ARE KEY TO A VIBRANT FUTURE. 8026331 0 0 CAPITAL PROJECTS - DONORS ENRICH OUR STUDENTS' EDUCATIONAL EXPERIENCES BY MAKING GIFTS TO SUPPORT STATE-OF-THE-ART FACILITIES SUCH AS MODERNIZED CLASSROOMS AND LABS, SPECIALIZED EQUIPMENT, AND ATHLETIC FACILITIES. GIFTS INCLUDE REAL AND PERSONAL PROPERTY FOR THE UNIVERSITY'S USE, GIFTS TO PURCHASE BUILDINGS, OTHER FACILITIES, EQUIPMENT AND LAND, OR DONATIONS TO SUPPORT THE CONSTRUCTION OF NEW BUILDINGS, MAJOR RENOVATIONS OR MAINTAINING CAMPUS FACILITIES. 6996268 1344339 0 SPECIAL PROGRAMS - DONOR DESIGNATED ACCOUNTS SUPPORT A RANGE OF ACADEMIC AND NON-ACADEMIC INITIATIVES/PROGRAMS. THESE INCLUDE VISITING DISTINGUISHED LECTURERS AND PROFESSORSHIPS, COMPUTER LAB SUPPORT, FACILITIES FUNDS, INTRAMURAL SPORTS, OUTREACH PROGRAMS THAT SUPPORT LIFELONG LEARNING AND COMMUNITY EDUCATION, HEALTH FAIRS, WORKSHOPS, BAND AND MENTORSHIP PROGRAMS. THROUGH FUNDRAISING AND ACCOUNT MANAGEMENT, UHF IS A PARTNER IN CAPITAL IMPROVEMENT PROJECTS TO BRING STATE-OF-THE-ART FACILITIES, TECHNOLOGY AND EQUIPMENT TO CAMPUSES STATEWIDE. QUALITY FACILITIES AND RESOURCES NURTURE HEALTHY LEARNING AND PRODUCTIVE COLLABORATION. FROM BUSINESS EDUCATION TO ADVANCED CULINARY TRAINING, DONORS ARE HELPING UH DELIVER WORLD-CLASS OPPORTUNITIES AND FACILITIES TO HAWAII STUDENTS. DONOR FUNDS MAKE IT POSSIBLE FOR OUR PUBLIC UNIVERSITY TO BRING DISTINGUISHED VISITING LECTURERS AND RESEARCHERS TO OUR CAMPUSES. EXAMPLES INCLUDE BRINGING SOME OF THE WORLD'S MOST HIGHLY REGARDED CANCER RESEARCHERS TO WORK COLLABORATIVELY IN OUR RESEARCH LABORATORIES WITH UH SCIENTISTS. WHILE THEY ARE HERE, THE PROMINENT RESEARCHERS, INCLUDING NOBEL LAUREATES, DELIVER A MAJOR LECTURE AT THE UNIVERSITY OF HAWAII CANCER CENTER. PRIVATE SUPPORT FUNDS THIS EXTRAORDINARY OPPORTUNITY FOR UH FACULTY, STUDENTS AND STAFF, TO MEET AND INTERACT WITH SOME OF THE MOST PROMINENT SCIENTISTS WHOSE WORK HAS SAVED MANY LIVES AND ESTABLISH RESEARCH COLLABORATIONS WITH THEM. OTHER DISTINGUISHED LECTURE SERIES SUPPORT HAWAII'S DIALOGUE WITH THE REST OF THE WORLD IN AREAS INCLUDING LOCAL ENTREPRENEURSHIP, INTERNATIONAL WOMEN'S LEADERSHIP, GLOBAL TECHNOLOGY, THE INTEGRATION OF SCIENCE AND CULTURE, AND INDIGENOUS LANGUAGE/CULTURAL ISSUES. 16524590 2292782 0 OTHER PROGRAM SERVICES 16524590 2292782 0 43892811 1 1 0 1 0 0 0 0 0 1 1 1 0 1 1 1 1 0 0 0 0 1 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 532 0 1 193 1 1 1 0 0 0 0 0 0 1 1 0 0 0 X 25 25 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 HI X X X KARA SHIBATA 8083767800 1314 SOUTH KING STREET SUITE B HONOLULU HI 96814 TIM DOLAN PRESIDENT/CEO 40.00 0.00 X 472822 0 64452 JASON ONO ASST TREASURER (THRU 02/21) 40.00 0.00 X 169266 0 50145 JOHN HAN VP/COO 40.00 0.00 X 175234 0 40265 JUNG SONG SR. ASSOCIATE VP - STRATEGIC 40.00 0.00 X 171159 0 31869 CHRISTINE KOO ASST TREASURER/ASSOCIATE VP 40.00 0.00 X 138430 0 48155 KARLA ZARATE-RAMIREZ ASSOCIATE VP - MAJOR GIFTS 40.00 0.00 X 154206 0 30602 LYNNE WOODDELL DIRECTOR OF DEVELOPMENT 40.00 0.00 X 139070 0 38842 MICHAEL COPPES SENIOR DIRECTOR OF ESTATE 40.00 0.00 X 126465 0 50980 KRISTI BATES EXEC DIRECTOR OF DEVELOPMENT 40.00 0.00 X 111514 0 37241 HUGH JONES ASST SECRETARY/IN-HOUSE COUNSE 0.00 0.00 X 105626 0 24185 MALIA PETERS SENIOR EXEC DIRECTOR OF SCHOLA 40.00 0.00 X 111765 0 17634 BRENDA SMITH SENIOR EXEC DIRECTOR OF DONOR 40.00 0.00 X 109518 0 19252 KARA SHIBATA ASST TREASURER/CONTROLLER 40.00 0.00 X 95136 0 27600 STANDFORD S CARR VICE CHAIR 0.50 0.00 X X 0 0 0 TED PETTIT TREASURER 0.50 0.00 X X 0 0 0 LORI TERANISHI SECRETARY 0.50 0.00 X X 0 0 0 RICHARD F WACKER CHARIMAN 0.50 0.00 X X 0 0 0 C SCOTT WO VICE CHAIR 0.50 0.00 X X 0 0 0 PETER FUKUNAGA TRUSTEE 0.50 0.00 X 0 0 0 WILLIAM E GRAYSON TRUSTEE 0.50 0.00 X 0 0 0 PETER GROSSMAN TRUSTEE 0.50 0.00 X 0 0 0 MICHAEL K HIRAI TRUSTEE 0.50 0.00 X 0 0 0 LOUISE KY ING TRUSTEE 0.50 0.00 X 0 0 0 KATHLEEN KAGAWA TRUSTEE 0.50 0.00 X 0 0 0 JAMES P LALLY TRUSTEE 0.50 0.00 X 0 0 0 ROSITA G LEONG TRUSTEE 0.50 0.00 X 0 0 0 ELLIOT LODEN TRUSTEE 0.50 0.00 X 0 0 0 ERIC K MARTINSON TRUSTEE 0.50 0.00 X 0 0 0 KEN MILLER TRUSTEE 0.50 0.00 X 0 0 0 RITCHIE MUDD TRUSTEE 0.50 0.00 X 0 0 0 JACKSON NAKASONE TRUSTEE 0.50 0.00 X 0 0 0 A CATHERINE NGO TRUSTEE 0.50 0.00 X 0 0 0 DIANE PALOMA TRUSTEE 0.50 0.00 X 0 0 0 JAMES J PAPPAS TRUSTEE 0.50 0.00 X 0 0 0 MARY E SELLERS TRUSTEE 0.50 0.00 X 0 0 0 SEAN SUGAI TRUSTEE 0.50 0.00 X 0 0 0 HANK WUH TRUSTEE 0.50 0.00 X 0 0 0 KENT R YOUEL TRUSTEE 0.50 0.00 X 0 0 0 2080211 0 481222 19 1 1 0 CAMBRIDGE ASSOCIATES LLC PO BOX 412015 BOSTON MA 02241 INVESTMENT SERVICES 602617 KPMG LLP 1003 BISHOP STREET SUITE 2210 HONOLULU HI 96813 ACCOUNTING SERVICES 242152 2 383575 72848 70479554 6975467 70935977 4595528 -458626 5054154 32323 32323 294471 9787 284684 284684 1962 282722 273333004 5800 244272802 2976 29060202 2824 29063026 29063026 162188 72848 175366 -13178 -13178 SERVICE CONTRACTS - UH 900099 3452232 3452232 SPECIAL EVENTS 900099 44689 44689 PUBLICATIONS 900099 5000 5000 31594 31594 3533515 108431875 3533515 -456664 34419047 12167015 12167015 2642598 2642598 143506 143506 1392250 620968 771282 5968233 4743 2015501 3947989 647169 230456 416713 814704 103 302550 512051 503848 145 179430 324273 82073 14493 64401 3179 193432 193432 12500 12500 1293847 1293847 2748783 2419686 100276 228821 1192236 1006462 51510 134264 1887666 1713205 83423 91038 486909 240693 246216 703627 26725 518195 158707 322506 285039 4498 32969 673430 655216 5272 12942 107875 2402 88630 16843 235597 40129 110467 85001 UH AGREEMENTS 18097103 18097103 REPAIRS/CONSTRUCTION-EQ 2578163 2528439 23525 26199 BAD DEBT 1249115 1205942 39393 3780 DONOR DEVELOPMENT COSTS 519941 503709 10201 6031 582687 423651 39006 120030 57246813 43892811 6215674 7138328 15607235 8890927 420624 0 26555010 45337875 0 0 0 0 0 0 219955 264550 0 0 228455 259152 12293440 2146274 10191449 10147166 139598789 170739261 317670494 441398555 0 0 0 0 37914495 42294646 548406506 719332132 5617692 8660082 0 0 0 0 0 0 0 0 0 0 0 0 0 0 27272238 29065809 32889930 37725891 X 4705301 12377779 510811275 669228462 515516576 681606241 548406506 719332132 51185062 114918326 -13723 0 X 0 1 X 1 0 X 95727163 55282041 53711306 63320456 70935977 338976943 376392 387684 265816 78719 82376 1190987 96103555 55669725 53977122 63399175 71018353 340167930 98594965 241572965 4338498 5207604 5566478 6298215 6672268 28083063 30145 30145 1112234 954908 1070382 765956 162188 4065668 372346806 27900164 0.64880 0.90660 X PART-II LINE-10 OTHER INCOME CONSISTS OF FUNDRAISING EVENTS AND FEES, HONORARIA/SERVICES, ROYALTIES AND OTHER MISCELLANEOUS INCOME. DESCRIPTION 2016 2017 2018 2019 2020 FUNDRAISING 1,112,234 954,908 1,070,382 765,956 162,188 TOTALS 1,112,234 954,908 1,070,382 765,956 162,188 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 12500 12500 0 SCHEDULE C PART II-B, LINE 1I COMPENSATION PAID TO LOBBYIST FOR LEGISLATIVE AND/OR ADMINISTRATIVE ACTION IN THE FOLLOWING AREAS: CONSUMER PROTECTION & COMMERCE, EDUCATION, GOVERNMENT OPERATION & FINANCE, HAWAIIAN AFFAIRS, HEALTH, AND SCIENCE, TECHNOLOGY & ECONOMIC DEVELOPMENT. 341690144 19724165 135117678 12892231 483639756 326993437 33132523 -6053358 12382458 341690144 321039892 12539154 4945653 11531262 326993437 294688609 18917155 18379605 10945477 321039892 259182813 18651593 31553466 14699263 294688609 0.39073 0.60927 1 0 2006330 2006330 8377175 357747 8019428 69491 62748 6743 1776023 1661358 114665 64421 64421 0 10147166 DOMESTIC EQUITY 39354751 F INTERNATIONAL EQUITY 102036717 F HEDGE FUNDS 183222700 F PRIVATE EQUITY SECURITIES 89837240 F NATURAL RESOURCES/REAL ESTATE 26947147 F 441398555 CASH SURRENDER VALUE OF INS 206122 GIFT OF REAL ESTATE 1135278 GIFT OF SECURITIES 56464 PERPETUAL TRUSTS 13937383 BENEFICIAL INTEREST IN CRTS 5517238 REMAINDER OWNERSHIP INTERESTS 13262264 OTHER RECEIVABLES 7466491 DUE FROM UH 713406 42294646 AMOUNTS HELD FOR OTHERS 5266347 MORTGAGE LOAN 7400000 PAYROLL TAXES & BENEFITS 665591 OTHER LIABILITIES 2193124 SPLIT-INTEREST AGREEMENTS 13540747 29065809 X 222240535 114918326 68653 115528 115102507 107138028 1293847 1293847 108431875 56150870 82376 115528 197904 55952966 1293847 1293847 57246813 PART V, LINE 4: ENDOWMENTS ARE MANAGED FOR PRUDENT GROWTH TO ENSURE THE RETURNS PROVIDE FOR PROGRAM SUPPORT PLUS INFLATION. THE PRESENT AND FUTURE REVENUE STREAMS THAT ENDOWED FUNDS ALLOW UH TO HIRE FACULTY, IMPLEMENT PROGRAMS, ADVANCE RESEARCH AND SUPPORT OUTSTANDING STUDENTS. PART X, LINE 2: THE FOUNDATION IS AN ORGANIZATION EXEMPT FROM INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY NOT SUBJECT TO FEDERAL OR STATE OF HAWAII INCOME TAXES. HOWEVER, THE FOUNDATION IS SUBJECT TO INCOME TAXES ON ANY NET INCOME THAT IS DERIVED FROM A TRADE OR BUSINESS, REGULARLY CARRIED ON, AND NOT IN FURTHERANCE OF THE PURPOSES FOR WHICH IT WAS GRANTED EXEMPTION. NO INCOME TAX PROVISION HAS BEEN RECORDED AS THE NET INCOME, IF ANY, FROM ANY UNRELATED TRADE OR BUSINESS, IN THE OPINION OF MANAGEMENT, IS NOT MATERIAL TO THE BASIC FINANCIAL STATEMENTS TAKEN AS A WHOLE. PART XI, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES 175,366. RENTAL EXPENSES 9,787. RECLASS AHO PAYOUT BALANCE -69,625. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES 175,366. RENTAL EXPENSES 9,787. RECLASS AHO PAYOUT BALANCE -69,625. 0 0 0 0 0 0 0 0 0 MIDDLE EAST AND NORTH AFRICA GRANT FUNDING 143506 WIRETRANSFER 1 1 0 1 0 1 0 PART III ACCOUNTING METHOD: PART-II LINE-1 CALCULATION OF GRANT TOTALS ARE BASED ON ACTUAL WIRE PAYMENTS MADE DURING THE FISCAL YEAR. FUNDRAISER 154295 127615 26680 33816 FUNDRAISER 50170 29241 20929 19427 10 184100 53831 130269 46714 388565 210687 177878 99957 99957 77921 1 UNIVERSITY OF HAWAII 2500 CAMPUS RD HONOLULU HI 96822 996000354 12167015 UNIVERSITY SUPPORT, RESEARCH, SCHOLARSHIP 0 1 SCHOLARSHIPS AND GRANTS, INCLUDING STIPENDS AND 195 2642598 PART I, LINE 2: UHF HAS POLICIES IN PLACE FOR PROVIDING GRANT FUNDS TO STUDENTS IN THE FORM OF SCHOLARSHIPS, TRAVEL GRANTS AND AWARDS. GENERALLY, SCHOLARSHIP AND FELLOWSHIP PAYMENTS SPECIFICALLY INTENDED TO COVER ITEMS RELATED TO COST OF ATTENDANCE ARE PROCESSED THROUGH THE UH'S SYSTEM. UHF WILL PAY SCHOLARSHIPS AND FELLOWSHIPS TO STUDENTS DIRECTLY IN RELATION TO TRAVEL, MATERIALS AND/OR RESEARCH. ALL PAYMENT REQUESTS MUST COMPLY WITH UHF'S ACCOUNT ADMINISTRATION POLICY IN ORDER TO BE PROCESSED. X 1 1 X X 1 0 0 0 0 0 0 0 0 TIM DOLAN PRESIDENT/CEO 472583 0 0 0 239 0 42365 0 22087 0 537274 0 34727 0 JASON ONO ASST TREASURER (THRU 02/21) 169266 0 0 0 0 0 38062 0 12083 0 219411 0 38483 0 JOHN HAN VP/COO 175068 0 0 0 166 0 26153 0 14112 0 215499 0 7500 0 JUNG SONG SR. ASSOCIATE VP - STRATEGIC 171003 0 0 0 156 0 19851 0 12018 0 203028 0 19657 0 CHRISTINE KOO ASST TREASURER/ASSOCIATE VP 138326 0 0 0 104 0 34570 0 13585 0 186585 0 26416 0 KARLA ZARATE-RAMIREZ ASSOCIATE VP - MAJOR GIFTS 154206 0 0 0 0 0 19060 0 11542 0 184808 0 17891 0 LYNNE WOODDELL DIRECTOR OF DEVELOPMENT 138742 0 0 0 328 0 26993 0 11849 0 177912 0 0 0 MICHAEL COPPES SENIOR DIRECTOR OF ESTATE 124326 0 0 0 2139 0 38628 0 12352 0 177445 0 37699 0 HUGH JONES ASST SECRETARY/IN-HOUSE COUNSE 82985 0 0 0 22641 0 21242 0 2943 0 129811 0 38379 0 PART I, LINE 1A PRIVATE BUSINESS CLUB MEMBERSHIP IS PROVIDED TO THE PRESIDENT AND CERTAIN STAFF FOR BUSINESS USE. PART I, LINE 5 AN INCENTIVE PROGRAM IS IN PLACE FOR KEY INDIVIDUALS. IT IS BASED ON QUANTITIVE AND QUALITATIVE FACTORS. ONE OF SEVERAL QUANTITATIVE FACTORS IS FUNDS RAISED. PART I, LINE 6 AN INCENTIVE PROGRAM IS IN PLACE FOR KEY INDIVIDUALS. IT IS BASED ON QUANTITIVE AND QUALITATIVE FACTORS. ONE OF SEVERAL QUANTITATIVE FACTORS IS FUNDS RAISED AND NET OPERATING RESULTS. PART-I LINE-4A HUGH JONES RECEIVED A SEVERANCE PAYMENT OF $23549. X 243745 FMV X 141172 FMV X 19 47365 FMV X 100 474234 FMV X 9 5693678 FMV X 2 84500 FMV X 2 3716 FMV X 10 287057 FMV 1 0 1 1 PART I, LINE 32B: UHF USED KOKUA IN KIND, MERRILL LYNCH AND CHARLES SCHWAB TO PROCESS AND SELL NON-CASH CONTRIBUTIONS. FORM 990, PART VI, SECTION A, LINE 2 OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES HAVE FAMILY OR BUSINESS RELATIONSHIPS WITH ANOTHER DUE TO THE NATURE OF BUSINESS IN HAWAII. RELATIONSHIPS WERE IDENTIFIED AS PART OF AN ANNUAL QUESTIONNAIRE AND TRANSACTIONS OCCURRED IN THE ORDINARY COURSE OF BUSINESS ON TERMS OFFERED TO THE PUBLIC. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY THE CONTROLLER OF UHF AND REVIEWED BY THE CFO, SENIOR EXECUTIVE DIRECTOR OF COMMUNICATIONS AND THE GENERAL COUNSEL PRIOR TO PRESENTATION OF A FINAL DRAFT TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES TO REVIEW AND APPROVE. UPON APPROVAL, THE RETURN IS FILED AND SIGNED OFF ELECTRONICALLY BY THE CFO. THE FORM 990 IS AVAILABLE ON GUIDESTAR AND ON UHF'S WEBSITE, AS WELL AS UPON REQUEST. FORM 990, PART VI, SECTION B, LINE 12C UHF HAS A CONFLICT OF INTEREST POLICY FOR EMPLOYEES AND A SEPARATE FORM FOR TRUSTEES. IN ACCORDANCE WITH BOTH POLICIES, ALL EMPLOYEES AND TRUSTEES ARE REQUIRED TO COMPLETE AND CERTIFY AN "ANNUAL CONFLICT OF INTEREST FORM" AT THE BEGINNING OF THE FISCAL YEAR. THE INFORMATION COMPILED BY THE GENERAL COUNSEL. ANY POTENTIAL CONFLICTS WITH REGARD TO TRUSTEES ARE BROUGHT TO THE ATTENTION OF THE CFO, COO AND PRESIDENT, AND BROUGHT TO THE BOARD OF TRUSTEE'S AUDIT COMMITTEE TO APPROVE OR DISAPPROVE THE CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 ANNUALLY, UHF BENCHMARKS THE SALARIES OF THE PRESIDENT/CHIEF EXECUTIVE OFFICER, CFO, AND VP/COO AT OTHER INSTITUTIONALLY RELATED FOUNDATIONS NATIONWIDE, AS WELL AS NONPROFITS WITHIN THE STATE OF HAWAII. THIS IS DONE THROUGH RESEARCH OF 990S AND THROUGH SALARY SURVEYS OF VARIOUS PROFESSIONAL ORGANIZATIONS. THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES USES THIS DATA IN CONJUNCTION WITH AN ASSESSMENT OF INDIVIDUAL JOB PERFORMANCE TO DETERMINE THE APPROPRIATE COMPENSATION ADJUSTMENTS FOR THE PRESIDENT/CEO AND VICE PRESIDENTS OF THE ORGANIZATION. THE DOCUMENTATION OF THESE DECISIONS IS PROVIDED TO AND FILED WITH THE HUMAN RESOURCES DEPARTMENT. FORM 990, PART VI, SECTION C, LINE 19 UHF HAS A PUBLIC INFORMATION POLICY. THIS POLICY SETS OUT THE PRACTICES OF UHF REGARDING DISCLOSURE OF INFORMATION AND DESCRIBES THE EXTENT AND NATURE OF THOSE MATERIALS WHICH WILL BE MADE AVAILABLE TO THE PUBLIC. UHF PROVIDES ACCESS TO THE FOLLOWING DOCUMENTS ON ITS WEBSITE. FORM 990 TAX RETURN FOR THE PREVIOUS THREE YEARS, IRS TAX DETERMINATION LETTER, ARTICLES OF INCORPORATION, ANNUAL REPORT. THE FORM 990 TAX RETURN MAY ALSO BE VIEWED ON GUIDESTAR. ALSO AVAILABLE ON THE WEBSITE IS A LISTING OF UHF'S BOARD OF TRUSTEES AND UHF STAFF. THE CONFLICT OF INTEREST POLICY AND OTHER GOVERNING DOCUMENTS OUTLINED IN THE PUBLIC INFORMATION POLICY THAT ARE NOT ON THE WEBSITE ARE AVAILABLE UPON REQUEST. FORM 990, PART III, LINE 1 THE UNIVERSITY OF HAWAI'I FOUNDATION (UHF) WAS ESTABLISHED IN 1955 TO ENCOURAGE PRIVATE SUPPORT FOR UH. TODAY IT IS THE CENTRAL FUNDRAISING ORGANIZATION FOR THE UH SYSTEM, PROVIDING PROFESSIONAL FUNDRAISING AND ALUMNI ENGAGEMENT SERVICES TO ALL 10 UH CAMPUSES. TO DATE, THE UHF HAS RAISED MORE THAN $1 BILLION TO SUPPORT UH STUDENTS, FACULTY, RESEARCH AND FACILITIES. UHF HAS A NUMBER OF SPECIALISTS ON STAFF TO PROVIDE COMPREHENSIVE FUNDRAISING AND ALUMNI ENGAGEMENT SERVICES. EXPERTISE AREAS INCLUDE MAJOR GIFTS, CORPORATE AND FOUNDATION GIVING, ANNUAL GIVING, DONOR STEWARDSHIP, CHARITABLE TAX AND ESTATE AND GIFT PLANNING. IN ADDITION TO FUNDRAISING, UHF MANAGES THE $341+ MILLION ENDOWMENT FOR UH. GENEROUS GIFTS FROM DONORS AND A DISCIPLINED FOCUS ON INVESTMENT STRATEGIES AND OPPORTUNITIES HELP THE ENDOWMENT GROW OVER THE LONG TERM, PROVIDING SUPPORT FOR UNIVERSITY OF HAWAI'I PROGRAMS AND PRIORITIES INTO THE FUTURE. THE TEAM ALSO MANAGES INVESTMENTS RELATED TO PLANNED GIVING, INCLUDING CHARITABLE GIFT ANNUITIES AND CHARITABLE REMAINDER TRUSTS. THE FISCAL SERVICES UHF PROVIDES INCLUDE PROCESSING, ADMINISTERING AND MANAGING FUNDS FROM GIFTS FOR THE BENEFIT OF UH UNITS AND CAMPUSES. THE TEAM ALSO ESTABLISHES NEW ACCOUNTS AND MAINTAINS MORE THAN 6,000 SEPARATE DONOR ACCOUNTS FOR UH. OUR ALUMNI ENGAGEMENT TEAM IS FOCUSED ON PROVIDING LIFELONG VALUE TO OUR 310,000+ ALUMNI, WHILE ALSO ADVANCING THE UNIVERSITY'S PRIORITIES INCLUDING GROWING STUDENT ENROLLMENT AND SUPPORTING STUDENT RETENTION. BY PARTNERING CLOSELY WITH UH CAMPUS LEADERSHIP, SCHOOLS AND DEPARTMENTS, AND LOCAL AND REGIONAL ALUMNI GROUPS, WE DEVELOP MEANINGFUL PROGRAMS THAT MOBILIZE OUR ALUMNI COMMUNITY, BUILD PRIDE, NURTURE LIFE-LONG LEARNING AND STRENGTHEN AND SUSTAIN RELATIONSHIPS. UHF ATHERTON STUDENT HOUSING LLC 1314 SOUTH KING STREET SUITE B HONOLULU HI 96814 REAL ESTATE HI 282722 8754090 UHFOUNDATION UHF SUPPORT INC 1314 SOUTH KING STREET SUITE B HONOLULU HI 96814 262825368 SUPPORT - UHF HI 501(C)(3) 509(A) (3) N/A 0 CHARITABLE REMAINDER TRUST (43) TRUST HI UHF 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0