2022-05-16T10:02:12-07:00 2021-06-30 990 2020-07-01 042104690 MARINE BIOLOGICAL LABORATORY MARI 5082897239 7 MBL Street Woods Hole MA 02543 Mary S Harrington Director of Finance 5082897423 2022-05-16 1 11 1 AAL2 2020 2022-09-23 18:48:47Z Nipam Patel 7 MBL Street Woods Hole MA 02543 47666343 0 X www.mbl.edu X 1888 MA The Marine Biological Laboratory (MBL) is dedicated to scientific discovery and improving the human condition through research and education in biology, biomedicine, and environmental science. 20 18 327 0 0 0 35027047 37169993 5443326 1997395 2470524 5581371 621889 161760 43562786 44910519 2410668 2575462 0 0 24942912 23468006 0 0 1296373 17711294 14935966 45064874 40979434 -1502088 3931085 211152373 244080045 37711599 39422522 173440774 204657523 The Marine Biological Laboratory (MBL) is dedicated to scientific discovery and improving the human condition through research and education in biology, biomedicine, and environmental science. Founded in Woods Hole, Massachusetts, in 1888, the MBL is a private, nonprofit institution and an affiliate of the University of Chicago. 0 0 27215864 1735482 16043847 The Marine Biological Laboratory maintains laboratories for the scientific study and investigation of a wide range of biological studies from biomedical to ecological research. MBL Resident Scientists are based full-time in Woods Hole and conduct funded research in areas of science that are relevant to the MBL's mission of fundamental biological discovery. Areas of focus include comparative evolution and genomics; the biology of marine organisms and microbiomes; neuroscience, regeneration, and development; ecology, ecosystems and global climate change; models of human disease; and cell biology, imaging, and computation. 4581859 798548 3345702 The MBL offers a wide range of scientific courses, workshops, conferences, and internships throughout the year. Central to the MBL's identity are its advanced, discovery-based courses for graduate students, postdoctoral fellows, and faculty. In these courses students learn from internationally renowned scientists and are immersed in the laboratory, learning cutting-edge techniques while investigating contemporary research problems. Each year, MBL courses attract more than 500 of the best and brightest students in the world, from more than 300 institutions and over 30 countries. Course directors and faculty are leaders in their fields, drawn from leading universities and research institutions around the world. 1637346 0 843384 Visiting (Whitman) Research: The Marine Biological Laboratory hosts hundreds of researchers, postdocs, and graduate students from around the world to participate in scientific discovery courses, research, lectures, and field studies. As a convener of biology, the Marine Biological Laboratory is well known for fostering a highly collaborative environment, with scientists and students engaged in intensive research in a collegial and informal atmosphere. Largely a summer program, Whitman Center Scientists are provided with infrastructure and an informal, interactive scientific community that allows them to launch into research almost immediately upon their arrival. Advice and equipment are available from other researchers or from colleagues in the education program. Free from academic duties at their home institutions, some veteran Whitman Center Scientists report they do more hands-on research in three months at the MBL than they do during the rest of the year at their home institutions. 0 0 0 33435069 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 1 0 0 1 0 1 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 78 0 1 327 1 0 0 0 0 0 0 0 0 0 0 0 0 X 20 18 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 AL CA FL GA HI IL KS KY MA MD MI MN MS NC NH NJ NM NY OR PA RI SC TN UT WI WV X Mary S Harrington 5082897239 7 MBL Street Woods Hole MA 02543 Robert J Zimmer Chair of the Board of Trustees 1 40 X X 0 1831643 617373 Juan J de Pablo Trustee 1 40 X 0 629939 83137 Balaji Srinivasan Former Trustee 1 40 X X 0 541289 49701 David B Fithian Trustee 1 40 X 0 414956 31967 Nipam Patel Director of the MBL 40 0 X 377973 0 40373 Paul E Speer Chief Operating Officer 40 0 X 295867 0 59056 Linda Hyman Director of Education 40 0 X 282320 0 36852 Lori Berko Secretary of the MBL Corporation 2 40 X 0 293745 18155 David B Mark Welch Director, Division of Research 40 0 X 233780 0 67060 Mary S Harrington Treasurer & Director of Finance 40 0 X 220353 0 48327 Mitchell L Sogin Distinguished Scientist 40 0 X 216269 0 50246 Joshua Rosenthal Senior Scientist 40 0 X 221863 0 35327 Roger T Hanlon Director of the Marine Resource Center 40 0 X 238580 0 13686 Jennifer Morgan Director of the Eugene Bell Center 40 0 X 201425 0 24664 Marie Russell Director, Facilities and Services 40 0 X 205262 0 12514 Meg Fofonoff Trustee 1 0 X 0 0 0 James Galloway Trustee 1 0 X 0 0 0 David Greene Trustee 1 0 X 0 0 0 Avram Hershko Trustee 1 0 X 0 0 0 David Hibbitt Trustee 1 0 X 0 0 0 William I Huyett Trustee 1 0 X 0 0 0 Constance T Keller Trustee 1 0 X 0 0 0 Chris Kennedy Trustee 1 0 X 0 0 0 Ethan Lerner Trustee 1 0 X 0 0 0 William A Linton Trustee 1 0 X 0 0 0 John McCarter Trustee 1 0 X 0 0 0 Saul Pannell Vice Chair of the Board of Trustees 1 0 X X 0 0 0 John W Rowe Trustee 1 0 X 0 0 0 William T Speck Trustee 1 0 X 0 0 0 Timothy A Springer Trustee 1 0 X 0 0 0 Samme Thompson Trustee 1 0 X 0 0 0 Dyann R Wirth Trustee 1 0 X 0 0 0 2493692 3711572 1188438 35 1 1 0 Sodexo Inc and Affiliates PO Box 360170 Pittsburgh PA 15251 Food service 798548 Walsh Brothers Incorporated 210 Commercial St Boston MA 02109 Construction services 235175 Sandstorm Design Inc 4422 N Ravenswood Ave Number 50 Chicago IL 60640 Website design services 177075 The University of Chicago 6054 S Drexel Ave Suite 300 Chicago IL 60637 Research subaward 167261 The Regents of the University of Michigan 500 State Street Ann Arbor MI 48109 Research subaward 166134 10 0 0 0 13045264 11412928 12711801 128890 37169993 Tuition 611600 403699 403699 0 0 Housing, dining & conferences 721000 405158 405158 0 0 Specimen & research services 541700 455108 455108 0 0 Rental income 532000 631291 0 0 631291 102139 102139 0 0 1997395 714441 0 0 714441 0 0 0 0 -12025 0 0 -12025 0 0 7622754 0 2750572 5252 4872182 -5252 4866930 0 0 4866930 0 173785 173785 0 0 173785 44910519 1539889 0 6200637 1681602 1681602 736576 736576 157284 157284 0 0 1452303 592750 782216 77337 0 0 0 0 15812768 13703314 1623307 486147 916929 754240 132945 29744 3953137 3251739 573164 128234 1332869 1096381 193252 43236 0 0 0 0 172888 0 172888 0 161706 0 161706 0 120000 0 0 120000 0 0 0 0 0 0 1091971 935527 119751 36693 0 0 0 0 0 0 0 0 197243 98862 13711 84670 0 0 0 0 1912164 1272012 616114 24038 94553 89315 2021 3217 0 0 0 0 0 0 0 0 810760 587479 214897 8384 0 0 0 0 4523732 3505194 980291 38247 1387351 1104331 240012 43008 Subcontracts 796928 796928 0 0 Equipment & equipment maintenance 818993 712151 89346 17496 Serials 428390 284579 138411 5400 Supplies 1884874 1788807 90171 5896 534413 285998 103789 144626 40979434 33435069 6247992 1296373 2276308 2571335 0 0 6759497 7632143 387958 890257 0 0 0 0 230250 230250 100488 104800 856306 814284 196511601 95119265 103605990 101392336 10720989 15398185 83248253 111068394 0 0 0 0 2966334 3978061 211152373 244080045 3286624 4396972 0 0 3493557 6638159 24710165 23808281 0 0 0 0 0 0 0 0 6221253 4579110 37711599 39422522 X 86604119 90260866 86836655 114396657 173440774 204657523 211152373 244080045 X 3931085 24588203 0 0 0 2697461 X 0 1 X 1 1 1 X 25667579 37315367 39567143 35027047 37169993 174747129 0 0 0 0 0 0 0 0 0 0 25667579 37315367 39567143 35027047 37169993 174747129 3609380 171137749 838586 811730 1074778 781462 702416 4208972 0 0 0 0 0 163239 167320 407546 601008 173785 1512898 180468999 38776828 0.94829 0.96728 X Schedule A, Part II, Line 10 Other income shows miscellaneous activity. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 120110 120110 0 Schedule C, Part II-B, Line 1 The MBL employs a lobbyist to contact various people/agencies to advocate for funding beneficial to the MBL. 0 0 0 0 X X X 0 83248252 1533546 30175118 4593519 0 0 110363397 83193942 2375450 2096520 4417660 0 0 83248252 83102761 398596 5331976 4443586 1195805 0 83193942 80129471 1117418 6286898 4431026 0 0 83102761 76261128 209323 8061846 4402826 0 0 80129471 0.0996 0.5459 0.3545 0 1 1 0 52931085 52931085 0 109438158 67926171 41511987 0 0 0 0 0 33399267 27193094 6206173 0 743091 0 743091 101392336 University of Chicago Total Return Investment Pool 111068394 F 111068394 Annuities and trusts payable 203111 Interest rate swap 4181673 Other liabilities 194326 4579110 X 69657652 24588203 0 0 158930 24747133 44910519 0 0 0 44910519 38440903 0 0 0 -2538531 -2538531 40979434 0 0 0 40979434 Schedule D, Part III, Line 4 Rare books, journals and prints are located and used in the MBL Library for research and preservation. Schedule D, Part V, Line 4 The endowment funds were established to support a variety of purposes, including research, scholarships, the MBL Library, and plant. Schedule D, Part X, Line 2 The Laboratory is a tax exempt organization as described in Section 501(c)(3) of the Internal Revenue Code, as amended (the Code), and is generally exempt from income taxes pursuant to Section 501(a) of the Code. The Laboratory is required to assess uncertain tax positions and has determined that there were no such positions that are material to the financial statements. Management believes that the Laboratory's income tax returns for years ended prior to 2017 are no longer subject to examination by tax authorities in its major tax jurisdiction. Schedule D, Part XI, Line 2d Other non-operating revenue of $158,930. Schedule D, Part XII, Line 2d Decrease in interest rate swap liability, -$1,524,454; change in value of annuities, $3,247; increase in post-retirement health care asset value, -$1,017,323. 1 East Asia and the Pacific 0 0 Program Services Scholarship assistance 23503 Europe (including Iceland and Greenland) 0 0 Program Services Scholarship assistance 20020 South Asia 0 0 Program Services Scholarship assistance 17603 South America 0 0 Program Services Scholarship assistance 9786 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Scholarship assistance 9628 Sub-Saharan Africa 0 0 Program Services Scholarship assistance 5628 0 0 86168 Scholarship East Asia and the Pacific 10 23503 EFT 0 Scholarship Europe (including Iceland and Greenland) 8 20020 EFT 0 Scholarship South Asia 7 17603 EFT 0 Scholarship South America 5 9786 EFT 0 Scholarship North America (including Canada and Mexico, but not the United States) 2 9628 EFT 0 Scholarship Sub-Saharan Africa 2 5628 EFT 0 0 0 0 0 0 0 Schedule F, Part I, Line 2 For sub awards to institutions outside the United States, a budget, including the budget for the sub award, is prepared by the Office of Sponsored Programs (OSP) and forwarded to the prime funding agency for approval. When the approval is received, an agreement between the MBL and the sub awardee is prepared. The agreement is required to include a budget, justification, and description of work to be completed. Additional information such as an annual audit report may be requested as applicable. This agreement must be approved and signed by a signatory official of the sub awardee. Additional reporting is required of all foreign sub awards including itemized invoices with detailed justification of charges to verify their appropriateness and reasonableness and prepared on a basis comparable to Generally Accepted Accounting Principles (GAAP) of the United States of America. Invoices are reviewed by OSP and then forwarded to the MBL Principal Investigator (PI) for review, approval, and certification that they have been monitoring the progress of the project each time an invoice is approved. Approved invoices are forwarded to MBL Financial Services for processing. MBL may also require progress reports the same as stipulated by the prime agreement and the MBL PI. 1 The Regents of the University of California 120 Theory Suite 200 Ivine CA 92697 943067788 501(c)(3) 24810 Research University of South Carolina 901 Summer St Columbia SC 29208 570937350 501(c)(3) 32289 Research Massachusetts Audobon Society 208s Great Rd Lincoln MA 01773 042104702 501(c)(3) 27000 Research Clark University 950 Main St Worcester MA 01610 042111203 501(c)(3) 75728 Research University of Connecticut 438 Whitney Road Ext Unit 1133 Storrs CT 06269 060772160 Government 101698 Research University of Michigan 1015 LSA Ann Arbor MI 48109 386006309 501(c)(3) 166134 Research Michigan State University 426 Auditorium Rd Room 2 East Lansing MI 48824 386005984 501(c)(3) 57254 Research University of Minnesota 1300 S 2nd St Suite 206 Minneapolis MN 55454 416007513 Government 81132 Research University of New Hampshire 51 College Rd Durham NH 03824 026000937 501(c)(3) 73042 Research Woods Hole Oceanographic Institute 221 Oyster Pond Rd Woods Hole MA 02543 042105850 501(c)(3) 82901 Research Utah State University 400 Old Main Hill Logan UT 84322 876000052 501(c)(3) 15629 Research Woodwell Climate Research Center Inc 149 Woods Hole Rd Falmouth MA 02540 043005094 501(c)(3) 47992 Research Nature Conservancy 4245 North Fairfax Drive Arlington VA 22203 530242652 501(c)(3) 14030 Research University of California at San Diego 9500 Gilman Dr Dept 0505 La Jolla CA 92093 943067788 501(c)(3) 50378 Research The Regents of the University of California 1608 Fourth Street Suite 220 Berkeley CA 94710 946002123 501(c)(3) 192383 Research University of Chicago 6054 S Drexel Ave Suite 300 Chicago IL 60637 362177139 501(c)(3) 167261 Research Duke University 324 Blackwell St Durham NC 27701 560532129 501(c)(3) 29475 Research Clifford A Goudey & Associates 21 Marlboro St Newburyport MA 01950 007485171 Other 43419 Research University of Illinois 28395 Network Place Chicago IL 60673 376000511 501(c)(3) 36974 Research University of Massachusetts Amherst 405 Goodell Blvd140 Hicks Way Amherst MA 01003 043167352 Government 61591 Research University of Massachusetts Boston 100 Morrissey Blvd Boston MA 02125 043167352 Government 45519 Research Towson University 8000 York Rd Towson MD 21252 520939453 501(c)(3) 24658 Research University of Vermont and State Agricultural College 85 S Prospect St Waterman 237 Burlington VT 05405 030179440 501(c)(3) 128083 Research Villanova University 800 Lancaster Ave Villanova PA 19085 520939453 501(c)(3) 40680 Research William Marsh Rice University PO Box 1892 Houston TX 77251 741109620 501(c)(3) 55494 Research 24 1 Scholarships 34 242756 Award values are the amount of tuition and housing waived. Research Awards 16 493821 Award values are the amount of lab space and housing waived. Schedule I, Part I, Line 2 The Staff Accountant (grants), Manager of Financial Reporting, and Director of Finance oversee all grant, contract or cooperative agreement awards compliance. This includes establishing a new job cost center for each award, reconciling allowable expenses to the sponsor's requirements, accounting of all costs on active awards, ensuring grant contract or cooperative agreement expenses do not exceed the award revenues, completing all billing to government and private agencies, and completing a financial close-out of all finished awards assuring proper reporting to federal and non-federal agencies. X X 0 0 0 0 0 0 0 0 0 Nipam Patel Director of the MBL 377973 0 0 0 0 0 13000 0 27373 0 418346 0 0 0 Paul E Speer Chief Operating Officer 295867 0 0 0 0 0 26000 0 33056 0 354923 0 0 0 Mary S Harrington Treasurer & Director of Finance 220353 0 0 0 0 0 26000 0 22327 0 268680 0 0 0 David B Mark Welch Director, Division of Research 233780 0 0 0 0 0 26000 0 41060 0 300840 0 0 0 Linda Hyman Director of Education 282320 0 0 0 0 0 23166 0 13686 0 319172 0 0 0 Roger T Hanlon Director of the Marine Resource Center 238580 0 0 0 0 0 0 0 13686 0 252266 0 0 0 Jennifer Morgan Director of the Eugene Bell Center 201425 0 0 0 0 0 13500 0 11164 0 226089 0 0 0 Joshua Rosenthal Senior Scientist 221863 0 0 0 0 0 13000 0 22327 0 257190 0 0 0 Marie Russell Director, Facilities and Services 205262 0 0 0 0 0 1350 0 11164 0 217776 0 0 0 Mitchell L Sogin Distinguished Scientist 216269 0 0 0 0 0 22873 0 27373 0 266515 0 0 0 Robert J Zimmer Chair of the Board of Trustees 0 1427603 0 218742 0 185299 0 417600 0 199773 0 2449017 0 0 Lori Berko Secretary of the MBL Corporation 0 274762 0 18583 0 400 0 10712 0 7443 0 311900 0 0 Juan J de Pablo Trustee 0 495097 0 119177 0 15665 0 19600 0 63537 0 713076 0 0 David B Fithian Trustee 0 379546 0 32365 0 3046 0 22800 0 9167 0 446924 0 0 Balaji Srinivasan Former Trustee 0 458846 0 79077 0 3367 0 22800 0 26901 0 590991 0 0 A Massachusetts Development Finance Agency 043431814 57583RFL4 2006-04-26 34000000 Renovation of facilities and refinancing 0 0 0 A 10070000 0 34629135 0 134301 0 0 0 0 19644135 14985000 0 2008 0 1 1 1 A 0 1 1 0 0 0.0347 0.0013 0.0360 1 0 1 A 0 0 1 0 1 1 Morgan Stanley 30.3 1 0 1 Trans America 1.5 1 0 0 A 1 X 11 47720 Market value X Supplies 2 57675 Market value 0 0 1 1 Schedule M, Part I, Line 32b Stock donations are typically received in the MBL's Morgan Stanley account and sold as soon as possible by Morgan Stanley. Form 990, Part VI, Section A, Line 6 On July 1, 2013 the Laboratory entered into an affiliation agreement with the University of Chicago (the University) located in Chicago, Illinois. Under this affiliation the University became the sole member of the Laboratory. The University of Chicago as sole member has the right to exercise all powers to approve or disapprove of certain fundamental decisions concerning the Corporation. Form 990, Part VI, Section A, Line 7a The University as sole member has the power to appoint and remove members of the Board of Trustees. Form 990, Part VI, Section A, Line 7b The University of Chicago as sole member has the power to take certain actions with respect to the MBL after prior consultation with the MBL's Board of Trustees, and the power to approve or disapprove certain actions taken by the MBL. Form 990, Part VI, Section B, Line 11b Prior to filing the Form 990, members of the Executive Committee and Audit Committee of the Laboratory's Board of Trustees were given an opportunity to review portions of the Form 990 relevant to the areas of oversight of those Committees, allowing them to review the form, provide comments, and ask any questions. Subsequent to the Committees' review, the form is made available to the full Board of Trustees for review prior to filing. Form 990, Part VI, Section B, Line 12c All trustees, officers, senior faculty, senior administrators, and other employees of the Laboratory are subject to conflict of interest policies that among other things, define material financial disclosure of information and specify procedures to be followed in managing these conflicts. The Laboratory's conflict of interest (COI) policies for trustees and officers requires disclosure whenever a trustee or a related party engages in an activity that could be considered a conflict of interest. Trustees are reminded that questions regarding the COI policy may be raised informally and confidentially at any time with the Chair of the Board of Trustees, the Chair of the Nominating and Governance Committee, or the University of Chicago's Vice President and General Counsel. All trustees must annually disclose actual and potential conflicts of interest by completing a confidential COI Disclosure Statement and Acknowledgement, and these disclosures must be updated as new information becomes available that could affect the trustee's stated interests. The MBL's Director of Finance, in consultation with the Nominating and Governance Committee and senior MBL and University of Chicago administration, will compile the disclosures into a confidential database. The Chair of the Board of Trustees will also review all disclosed potential conflicts of interest before making Board committee assignments. Regardless of these efforts, Trustees must be alert to any and all potential conflicts. To the extent a potential conflict has not been addressed, it should be brought to the immediate attention of the Chair of the Board, the Chair of the Nominating and Governance Committee, or the University of Chicago's Vice President and General Counsel. The Trustee should also abstain from participating in or voting on the matter. Actions in this regard will be reflected in any official meeting minutes. The Laboratory requires that employees (MBL staff members) complete a COI statement annually. The statement is reviewed by the Director of Human Resources and the Director of the Division of Research. If it is believed there may be a conflict of interest on any of the statements, it is brought to the attention of the MBL Compliance Committee for resolution. Any MBL staff member who is or will be involved in an MBL business transaction in which a potential for conflict of interest may exist is required to report such potential conflict to the Chief Operating Officer. The MBL shall take action to ensure that the transaction, if it is to proceed, is on fair and reasonable terms and in the best interest of the Laboratory. Someone other than the individual with the conflict must initiate the resolutions for action and make the necessary decisions and control the transaction(s). The individual with the conflict must recuse themselves from the decision-making process. Form 990, Part VI, Section C, Line 19 The Conflict of Interest policy is available on MBL's website. Audited financial statements and Form 990 are available upon request to organization. In addition, audited financial statements, Form 990, and governing documents are available on public websites and the Commonwealth of Massachusetts' website. Form 990, Part XI, Line 9 Adjustments for non-operating activities: decrease in interest rate swap liability of $1,524,454; deduct change in value of annuities of $-3,247; increase in post-retirement healthcare care asset value of $1,017,323; add non-operating gain on insurance proceeds of $158,929. UNIVERSITY OF CHICAGO 5801 S ELLIS AVENUE CHICAGO IL 60637 362177139 EDUCATION & RESEARCH IL 501 (C) (3) N/A 0 ARCH DEVELOPMENT CORPORATION 5555 S WOODLAWN AVENUE CHICAGO IL 60637 363485244 TECH TRANSFER IL 501 (C) (3) 12 UNIV OF CHICAGO 0 ASIAN HEALTH COALITION 180 W WASHINGTON ST SUITE 1000 CHICAGO IL 60602 311607193 HEALTHCARE ACCESSIBILITY IL 501 (C) (3) 10 UNIV OF CHICAGO 0 CHAPIN HALL CENTER FOR CHILDREN 1313 E 60th Street CHICAGO IL 60637 362167012 POLICY RESEARCH CENTER IL 501 (C) (3) 7 N/A 0 CHICAGO HOME FOR THE INCURABLES 5801 S ELLIS AVENUE CHICAGO IL 60637 362169138 SUPP RESEARCH IL 501 (C) (3) 12 UNIV OF CHICAGO 0 CHICAGO TUMOR INSTITUTE 5801 S ELLIS AVENUE CHICAGO IL 60637 237136019 SUPP RESEARCH IL 501 (C) (3) 12 UNIV OF CHICAGO 0 COURT THEATRE FUND 5535 S ELLIS AVENUE CHICAGO IL 60637 363203660 SUPP THE ARTS IL 501 (C) (3) 12 UNIV OF CHICAGO 0 FERMI RESEARCH ALLIANCE LLC PO BOX 500 BATAVIA IL 60510 571239010 MANAGE LAB IL 501 (C) (3) 7 N/A 0 HYMEN MILGROM SUPPORTING ORGANIZATION 33 N LASALLE ST SUITE 2131 CHICAGO IL 60602 466789522 SUPP EDUCATION RESEARCH VA 501 (C) (3) 15 N/A 0 LAKE PARK ASSOCIATES 5801 S ELLIS AVENUE CHICAGO IL 60637 366111317 PROPERTY HOLDING IL 501 (C) (2) UNIV OF CHICAGO 0 NATIONAL OPINION RESEARCH CENTER 55 E MONROE AVENUE CHICAGO IL 60603 362167808 SO SCI SURVEYS IL 501 (C) (3) 7 N/A 0 THE JOHN CRERAR FOUNDATION 5730 S ELLIS AVENUE CHICAGO IL 60637 363155157 SUPPORT THE LIBRARY IL 501 (C) (3) 15 N/A 0 THE QUADRANGLE CLUB 5801 S ELLIS AVENUE CHICAGO IL 60637 361655190 SOCIAL CLUB IL 501 (C) (7) UNIV OF CHICAGO 0 UCHICAGO RESEARCH INTERNATIONAL LTD 5801 S ELLIS AVENUE CHICAGO IL 60637 262741573 RESEARCH IL 501 (C) (3) 12 UNIV OF CHICAGO 0 UNIV OF CHICAGO CHARTER SCHOOL CORP 5801 S ELLIS AVENUE CHICAGO IL 60637 364225812 EDUCATION IL 501 (C) (3) 2 UNIV OF CHICAGO 0 UNIVERSITY OF CHICAGO CANCER RESEARCH FUND 5801 S ELLIS AVENUE CHICAGO IL 60637 366056201 SUPP RESEARCH IL 501 (C) (3) 12 UNIV OF CHICAGO 0 UNIVERSITY OF CHICAGO CLOISTERS CLUB 1212 E 59TH STREET CHICAGO IL 60637 SOCIAL CLUB IL UNIV OF CHICAGO 0 UNIVERSITY OF CHICAGO MEDICAL CTR 5841 S MARYLAND AVENUE CHICAGO IL 60637 363488183 HOSPITAL IL 501 (C) (3) 3 UNIV OF CHICAGO 0 UNIVERSITY OF CHICAGO PROPERTY HOLDING CORP 5801 S ELLIS AVENUE CHICAGO IL 60637 366108743 PROPERTY HOLDING IL 501 (C) (2) UNIV OF CHICAGO 0 UNIVERSITY OF CHICAGO RETIREE MEDICAL TRUST 5801 S ELLIS AVENUE CHICAGO IL 60637 363999692 MEDICAL TRUST IL 501 (C) (3) 12 UNIV OF CHICAGO 0 UNIVERSITY OF CHICAGO SELF INSURANCE TRUST 5801 S ELLIS AVENUE CHICAGO IL 60637 363020034 MALPRACTICE TRUST IL 501 (C) (3) 12 UNIV OF CHICAGO 0 UCM COMMUNITY HEALTH & HOSPITAL DIVISION INC 208 South LaSalle Street CHICAGO IL 60604 363181170 PROMOTE HEALTHY COMMUNITIES & HEALTHCARE SERVICES IL 501 (C) (3) 13 UNIV OF CHICAGO MEDICAL CENTER 0 UCHICAGO RESEARCH BANGLADESH LTD HSE 388 ROAD 24 NEW DOH DHAKA BG RESEARCH BG UCHGO RSCH INTL 0 UNIV OF CHGO BOOTH SCHL OF BUSINESS One Bartholomew Close Barts Square LONDON UK EC1A 7BL EDUCATION UK UNIV OF CHICAGO 0 UNIV OF CHGO BOOTH SCHL OF BUSINESS 101PENANG RD 238466 SINGAPORE SN EDUCATION SN UNIV OF CHICAGO 0 UNIV OF CHGO FOUNDATION IN HONG KONG LTD RM100 FAR EAST CTR CO WM FAN and Co HONG KONG HK FUNDRAISING HK UNIV OF CHICAGO 0 UNIVERSITY OF CHICAGO CENTER IN PARIS 6 RUE THOMAS MANN 75013 PARIS FR EDUCATION FR UNIV OF CHICAGO 0 UNIVERSITY OF CHICAGO TRUST (INDIA) L-9 East Wing Raheja Towers Mg Road BANGALORE IN 560001 FUNDRAISING IN UNIV OF CHICAGO 0 UChicago (Beijing) Consulting Co LTD Unit 1-10 Culture Place Remmin University Beijing CH Consulting CH University of Chicago C UChicago Center in India Private Limited 2/11 B Jangpura A New Delhi IN Consulting IN University of Chicago C SC Curriculum Inc 70 West Madison Street Chicago IL 60602 Science curriculum IL University of Chicago C Phoenix Overlay Fund Ltd 401 N Michigan Ave Chicago IL 60611 Investing CJ University of Chicago C 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 1 0 1 Schedule R, Part II The University of Chicago, a 501(c)(3) organization, is the direct controlling organization of the Marine Biological Laboratory. For purposes of completeness, the following information is provided: The related organizations listed below are disregarded entities of the University of Chicago: UChicago Argonne LLC -68-0628477, 5801 S. Ellis Avenue, Chicago, IL 60637 Primary Activity: Manage Lab Legal Domicile: Illinois University of Chicago Foundation Ltd - 98-0525557, 5th FL Alder Castle, 10 Noble, London, United Kingdom Primary Activity: Fundraising Legal Domicile: United Kingdom Theory and Computing Sciences Building Trust - 51-6596577 - 5801 S. Ellis Avenue, Chicago, IL 60637 Primary Activity: Research Building Legal Domicile: Illinois UChicago Trading - 30-0517735, 5801 S. Ellis Avenue, Chicago, IL 60637 Primary Activity: Investing Legal Domicile: Illinois Maroon Investments LLC - 5801 S. Ellis Avenue, Chicago, IL 60637 Primary Activity: Holding Company Legal Domicile: Delaware UChicago Impact LLC - 61-1682394, 1307 E. 60th Street, Chicago, IL 60637 Primary Activity: Education Legal Domicile: Illinois Harper Court LLC - 5801 S. Ellis Avenue, Chicago, IL 60637 Primary Activity: Holding Company Legal Domicile: Illinois LPA Management LLC - 5801 S. Ellis Avenue, Chicago, IL 60637 Primary Activity: Property Management Legal Domicile: Illinois 6014 Cottage Grove LPA Holdings LLC - 5801 S. Ellis Avenue, Chicago, IL 60637 Primary Activity: Property Holding Company Legal Domicile: Illinois Center for Research in Securities Prices LLC - 5801 S. Ellis Avenue, Chicago, IL 60637 Primary Activity: Securities Research and Data Legal Domicile: Illinois For purposes of completeness, please note the following: The entities listed below are disregarded entities of The University of Chicago Medical Center: UCMC Community Physicians LLC, 5841 S. Maryland Ave., Chicago, IL 60637 EIN: 38-3865637 Primary Activity: Physician Services Legal Domicile: Illinois University of Chicago Medicine Care Network LLC, 5841 S. Maryland Ave., Chicago, IL 60637 EIN: 47-4222269 Primary Activity: Healthcare Legal Domicile: Illinois UCM Global LLC, 5841 S. Maryland Ave., Chicago, IL 60637 EIN: 32-0579811 Primary Activity: International Medical Consulting Legal Domicile: Illinois Also note: The University of Chicago Medical Center is a less than 50% member in a joint venture with UCMC/SCH Oncology JV LLC, a tax exempt entity, 1850 Silver Cross Blvd, New Lenox, IL 60451, EIN: 32-2436795 And The University of Chicago Medicine Care Network, LLC, a disregarded entity of the University of Chicago Medical Center, is the sole member of the following related entities: UCM Care Network Medical Group Inc. 5841 S. Maryland Ave., Chicago, IL 60637 EIN: 47-4221241 Primary Activity: Healthcare Legal Domicile: Illinois University of Chicago Medicine Care Network Affiliated Physicians LLC, 5841 S. Maryland, Chicago, IL 60637, EIN: 47-4233918 Primary Activity: Healthcare Legal Domicile: Illinois The following entity is a disregarded entity of UChicago Research International, a related entity: UChicago Research Bangladesh LLC, 5801 S. Ellis Avenue, Chicago, IL 60637 Primary Activity: Support Research Legal Domicile: Illinois