2022-07-12T11:41:18-05:00 2021-12-31 271728945 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE SUITE 301 HARRISON NY 10528 990PF 2021-01-01 611156309 SUSAN S DONALDSON FOUNDATION INC SUSA 8594751471 4985 BETHEL ROAD LEXINGTON KY 40511 ELIZABETH S HUGHES PRESIDENT 8594751471 2022-07-12 1 ELIZABETH HUGHES 999009999 THOMAS BLANEY P00234022 9143818900 2022-07-11 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X X 44747086 X X 78 78 78 645270 649793 649793 654898 7250687 789226 0 3430 3430 3430 1303676 1442527 653301 0 0 0 0 286764 0 0 286764 78078 0 0 78078 23103 0 0 23103 314560 131329 131329 183231 10000 0 0 10000 649497 13121 13121 649497 1362002 144450 144450 1230673 0 0 1362002 144450 144450 1230673 -58326 1298077 508851 129016 184044 184044 545974 623523 623523 17893 0 20163 17893 17893 2951770 3374069 3388072 2976436 2651564 2673280 19122665 18836605 26006774 11800000 11800000 11800000 11800000 53500 53500 53500 37599524 37541198 44747086 0 0 X 37599524 37541198 37599524 37541198 37599524 37541198 37599524 -58326 0 37541198 0 37541198 SALE OF PUBLICLY TRADED SECURITIES P 4212720 3814265 398455 398455 SALE OF PUBLICLY TRADED SECURITIES P 2771931 2781524 -9593 -9593 5500 FUND THRU K-1 P 133507 133507 5500 FUND THRU K-1 P 821 821 CAPITAL GAINS DIVIDENDS P 266036 266036 266036 789226 -8772 18043 0 18043 0 18043 23426 0 5000 0 28426 X 0 10383 10383 0 0 0 0 0 0 0 0 0 0 0 1 1 KY DE 1 1 0 0 0 1 N/A LIANNE LAZETERA ESQ 2126523800 535 MADISON AVE 27TH FLOOR NEW YORK NY 10022 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ELIZABETH S HUGHES SEE STMT 13 4985 BETHEL ROAD LEXINGTON KY 40511 PRESIDENT/DIRECTOR 12.00 0 0 0 SANFORD J SCHLESINGER SEE STMT 13 535 MADISON AVE 27TH FLOOR NEW YORK NY 10022 VICE PRESIDENT/DIRECTOR 5.00 0 0 0 LIANNE LAZETERA SEE STMT 13 535 MADISON AVE 27TH FLOOR NEW YORK NY 10022 TREASURER/SECRETARY/DIRECT 10.00 0 0 0 JAMES BOYD SEE STMT 14 C/O 4985 BETHEL ROAD LEXINGTON KY 40511 FARM MANAGER 48.00 94904 30 0 0 GREEN CHESTNUT AND HUGHES PPLC 201 EAST MAIN STREET STE 800 LEXINGTON KY 40507 OPERATIONAL AND LEGAL SERVICES 110054 CENTRAL KENTUCKY VETERINARY CENTER PSC 930 SOUTH BROADWAY GEORGETOWN KY 40324 VETERINARY SERVICES 92868 SCHLESINGER LAZETERA & AUCHINCLOSS LLP 535 MADISON AVE 27TH FLOOR NEW YORK NY 10022 OPERATIONAL AND LEGAL SERVICES 78732 ROCKEFELLER CAPITAL MANAGEMENT 45 ROCKEFELLER PLAZA FLOOR 5 NEW YORK NY 10111 INVESTMENT MANAGEMENT 64441 NORTHERN TRUST 40 W 57TH ST 21ST FLOOR NEW YORK NY 10019 INVESTMENT MANAGEMENT 64432 0 CARE AND MAINTENANCE (INCLUDING SHELTER, FOOD, GROOMING ANDVETERINARY CARE) FOR HORSES AND OTHER ANIMALS WHICH, BECAUSEOF ADVANCED AGE, INJURY OR OTHERWISE, HAVE BEEN ABANDONED,NEGLECTED OR ARE IN DANGER OF BEING PUT TO DEATH. 1101699 0 31085819 674245 0 31760064 0 0 31760064 476401 31283663 1564183 X 1230673 0 1230673 X 508851 532466 760244 683452 2485013 432523 452596 646207 580934 2112261 1230673 1243127 1078516 1148581 4700897 0 0 0 0 0 1230673 1243127 1078516 1148581 4700897 0 0 1042789 927771 912230 904725 3787515 0 0 0 0 X 0 0 14 78 14 645270 18 654898 RENTAL INCOME 16 3300 LOAN INTEREST 14 130 0 1303676 0 1303676 0 0 0 0 0 0 0 0 0 0 PKF O'CONNOR DAVIES, LLP 22597 0 0 22597 S&C, PSC - ACCOUNTING SERVICES 506 0 0 506 INFORMATION ABOUT OFFICERS AND DIRECTORS 990-PF, PART VIII ELIZABETH S. HUGHES - PARTNER AT GREEN CHESTNUT AND HUGHES PLLC, A LAW FIRM WHICH RECEIVED TOTAL COMPENSATION OF $110,054 FOR OPERATIONAL AND LEGAL SERVICES DURING 2021SANFORD J. SCHLESINGER - PARTNER AT SCHLESINGER LAZETERA AND AUCHINCLOSS LLP, A LAW FIRM WHICH RECEIVED TOTAL COMPENSATION OF $78,732 FOR OPERATIONAL AND LEGAL SERVICES DURING 2021LIANNE LAZETERA - PARTNER AT SCHLESINGER LAZETERA AND AUCHINCLOSS LLP, A LAW FIRM WHICH RECEIVED TOTAL COMPENSATION OF $78,732 FOR OPERATIONAL AND LEGAL SERVICES DURING 2021 INFORMATION ABOUT EMPLOYEES 990-PF, PART VIII JAMES BOYD - FARM MANAGER OF MEREWORTH FARM, LLC, A DISREGARDED ENTITY, WHOLLY-OWNED BY THE FOUNDATION AERCAP IRELAND CAP 3.00% DUE 10/29/2028 79,000 UNITS 79826 80185 AT&T INC. 1.70% DUE 03/25/26 105,000 UNITS 106511 104514 BAIRD ULTRA SHORT BOND FUND INSTL CLASS 21,335 UNITS 212929 214421 BANK OF AMERICA CORP 3.458% DUE 03/15/2025 79,000 UNITS 79990 82633 BOEING COMPANY 2.196% DUE 02/04/2026 105,000 UNITS 105093 105004 CITIGROUP INC 3.98% DUE 03/20/2030 148,000 UNITS 170900 163518 CVS HEALTH CORPORATION 3.75% DUE 04/01/2030 96,000 UNITS 104464 105351 GOLDMAN SACHS GROUP INC 4.223% DUE 05/01/2029 74,000 UNITS 75727 82265 HOME DEPOT INC 2.50% DUE 04/15/2027 154,000 UNITS 160630 160701 JP MORGAN CHASE & CO 3.782% DUE 02/01/2028 140,000 UNITS 143697 151647 MORGAN STANLEY 3.622% DUE 04/01/2031 147,000 UNITS 159495 160343 NUVEEN PREFERRED SECURITIES FUND 39,017 UNITS 691802 687865 NVIDIA CORPORATION 0.584% DUE 06/14/2024 133,000 UNITS 133433 131795 PNC BANK 2.70% DUE 11/01/2022 153,000 UNITS 153302 155551 US BANCORP 2.375% DUE 07/22/2026 77,000 UNITS 74820 79945 VERIZON COMMUNICATIONS 3.875% DUE 02/08/2029 112,000 UNITS 116108 124219 VERIZON OWNER TRUST 2.33% DUE 12/20/2023 82,769 UNITS 82837 83323 2258841 2269969 1115228 1118103 5500 FUND LP AT COST 385000 918145 BLACKROCK EQUITY DIVIDEND INSTL 25,474 SHRS AT COST 475000 552282 BNY MELLON INTERNATIONAL STOCK FUND 32,183 SHRS AT COST 705000 867660 EDGEWOOD GROWTH FUND 15,045 SHRS AT COST 685000 910101 ISHARES MSCI EAFE ETF 5,406 SHRS AT COST 335134 425344 MFB NORTHERN EQUITY INDEX INTL 43,030.10 SHRS AT COST 605618 623076 MFB NORTHERN FDS GLOBAL REAL ESTATE 6,837.61 SHRS AT COST 80000 82667 MFB NORTHERN FUNDS SMALL CAP 58,903.62 SHRS AT COST 656153 917129 MFB NORTHERN FUNDS STK INDEX FD 135,093.62 AT COST 4353341 7054589 MFC FLEXSHARES TR MORNINGSTAR GLOBAL 4,200 SHRS AT COST 153098 165858 MFC ISHARES TR 1-5 YR INVT GRADE 23,600 SHRS AT COST 1292397 1271568 MFC ISHARES TRUST CORE 38,989 SHRS AT COST 4410486 4447865 MFO BLACKROCK FDS V HIGH YIELD 135,830.21 SHRS AT COST 1034077 1064909 MFO MFS INSTL EQUITY FD 16,048.07 SHRS AT COST 408925 536808 SPDR GOLD SHARES 1,632 SHRS AT COST 200007 279007 VANGUARD S&P 500 ETF 13,491 SHRS AT COST 3057369 5889766 LAND 11800000 0 11800000 11800000 TROPHIES 53500 53500 53500 ADVERTISING/MARKETING 2938 0 0 2938 BANK FEES 298 0 0 298 CAR REPAIR AND MAINTENANCE 4301 0 0 4301 CONTRACT REPAIRS AND GROUND MAINTENANCE 71751 0 0 71751 FARM INSURANCE 16910 0 0 16910 HARDWARE AND SUPPLY 16152 0 0 16152 HORSE FOOD AND SUPPLIES 279027 0 0 279027 HORSE MAINTENANCE 183049 0 0 183049 INSURANCE 1892 0 0 1892 MISCELLANEOUS EXPENSE 4040 0 0 4040 OFFICE EXPENSE 50 0 0 50 PARTNERSHIP EXPENSES 0 13121 13121 0 PAYROLL FEES 2817 0 0 2817 PEST CONTROL 2255 0 0 2255 POSTAGE & DELIVERY 2621 0 0 2621 STATE FILING FEES 1910 0 0 1910 STORAGE 891 0 0 891 UTILITIES 57056 0 0 57056 WASTE SERVICES 1539 0 0 1539 RENTAL INCOME 3300 3300 3300 LOAN INTEREST 130 130 130 NORTHERN TRUST - INVESTMENT MANAGEMENT 64432 64432 64432 0 ROCKEFELLER AND CO., INC. - INVESTMENT MANAGEMENT 64441 64441 64441 0 SCHLESINGER LAZETERA & AUCHINCLOSS LLP - OPERATIONAL AND LEGAL SERVICES 76723 0 0 76723 GREEN CHESTNUT & HUGHES PLLC - LEGAL SERVICES 106508 0 0 106508 CUSTODIAN FEES 2456 2456 2456 0 FEDERAL EXCISE TAX 10000 0 0 10000