2022-07-13T14:57:38-05:00 2021-08-31 135565207 KPMG LLP 345 PARK AVENUE NEW YORK NY 101540102 990 2020-09-01 111633516 LONG ISLAND UNIVERSITY LONG 5162992535 700 NOTHERN BLVD BROOKVILLE NY 115481326 CHRISTOPHER FEVOLA VP FINANCE & TREASURER 5164130950 2022-07-13 1 CHRISTOPHER FEVOLA 999009999 EVAN W SEEKAMP P01907071 2127589700 0 AAL1 IAL1 2020 2022-09-23 18:48:47Z DR KIMBERLY R CLINE 700 NORTHERN BLVD BROOKVILLE NY 11548 514190901 0 X WWW.LIU.EDU X 1926 NY PROVIDE EXCELLENCE AND ACCESS IN EDUCATION TO THOSE WHO SEEK TO EXPAND THEIR KNOWLEDGE. SEE SCH O. 29 27 4140 32 1011079 1006800 22532598 37797267 388353013 386018406 6060312 14400807 144331 105923 417090254 438322403 92293434 100029260 0 0 175727578 165620329 20000 0 1647388 130854334 126538043 398895346 392187632 18194908 46134771 765840212 871358980 236525008 247887453 529315204 623471527 X TO PROVIDE EXCELLENCE AND ACCESS IN PRIVATE HIGHER EDUCATION TO THOSE WHO SEEK TO EXPAND THEIR KNOWLEDGE AND PREPARE THEMSELVES FOR MEANINGFUL, EDUCATED LIVES AND FOR SERVICE TO THEIR COMMUNITIES AND THE WORLD. 0 0 278308925 95003415 365602311 INSTRUCTION, ACADEMIC SUPPORT, AND INSTITUTIONAL SUPPORT - THE UNIVERSITY OFFERS BOTH CREDIT AND NONCREDIT COURSES FOR ACADEMIC AND VOCATIONAL INSTRUCTION. THE UNIVERSITY OFFERS 266 DEGREE AND CERTIFICATE PROGRAMS TO OVER 17,000 STUDENTS, AND EMPLOYS 428 FULL-TIME FACULTY OVER FIVE CAMPUSES. ACTIVITIES IN THIS CATEGORY ALSO INCLUDE SUPPORT SERVICES SUCH AS LIBRARIES, EDUCATIONAL MEDIA SERVICES, ACADEMIC COMPUTING SUPPORT, AND ACADEMIC ADMINISTRATION. 72549239 5025845 20392317 STUDENT SERVICES AND AUXILIARY ENTERPRISES - REPRESENTS THE ACTIVITIES THAT CONTRIBUTE TO STUDENTS' EMOTIONAL AND PHYSICAL WELL-BEING AND INTELLECTUAL, CULTURAL, AND SOCIAL DEVELOPMENT OUTSIDE THE CONTEXT OF THE FORMAL INSTRUCTION PROGRAM. ACTIVITIES IN THIS CATEGORY INCLUDE EXPENSES FOR RESIDENCE HALLS, STUDENT ACTIVITIES, CULTURAL EVENTS, STUDENT NEWSPAPERS, INTRAMURAL ATHLETICS, STUDENT ORGANIZATIONS, INTERCOLLEGIATE ATHLETICS, COUNSELING AND CAREER GUIDANCE, STUDENT AID ADMINISTRATION AND STUDENT HEALTH SERVICE. APPROXIMATELY 1,370 STUDENTS RESIDE IN THE DORMS. 8151161 0 23778 RESEARCH AND PUBLIC SERVICE - REPRESENTS ACTIVITIES SPECIFICALLY ORGANIZED TO PRODUCE RESEARCH, WHETHER COMMISSIONED BY AN AGENCY EXTERNAL TO THE INSTITUTION OR SEPARATELY BUDGETED BY AN ORGANIZATIONAL UNIT WITHIN THE INSTITUTION. THIS CATEGORY ALSO INCLUDES ACTIVITIES ESTABLISHED PRIMARILY TO PROVIDE NON-INSTRUCTIONAL SERVICES BENEFICIAL TO INDIVIDUALS AND GROUPS EXTERNAL TO THE INSTITUTION. THESE ACTIVITIES INCLUDE COMMUNITY SERVICE PROGRAMS. 359009325 1 0 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 1 1 1 1 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 1 1 0 0 0 1 292 0 1 4140 1 1 1 1 CS 0 0 0 1 1 0 0 0 0 0 0 X 29 27 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X KEITH VOSS 5162992535 700 NORTHERN BLVD BROOKVILLE NY 11548 DR KIMBERLY CLINE PRESIDENT 60.00 0.00 X X 939090 0 303894 CHERIE SEROTA TRUSTEE/VISIT. ASST. PROF. 35.00 0.00 X 86202 0 6815 RAO S ANUMOLU TRUSTEE 1.00 0.00 X 0 0 0 ROGER L BAHNIK TRUSTEE 1.00 0.00 X 0 0 0 MARK A BOYAR TRUSTEE (THRU 10/20) 1.00 0.00 X 0 0 0 THOMAS M BUONAIUTO TRUSTEE 1.00 0.00 X 0 0 0 DANIEL B FISHER TRUSTEE 2.00 0.00 X 0 0 0 GREG G GALDI TRUSTEE (BEG 4/21) 1.00 0.00 X 0 0 0 MICHELLE GETHERS-CLARK TRUSTEE (BEG 2/21) 1.00 0.00 X 0 0 0 PETER W GIBSON TRUSTEE 1.00 0.00 X 0 0 0 JUSTIN GRANT TRUSTEE 1.00 0.00 X 0 0 0 LYNNE GREENE TRUSTEE 3.00 0.00 X 0 0 0 MICHAEL P GUTNICK SR. VICE CHAIR 4.00 0.00 X 0 0 0 STEVEN S HORNSTEIN TRUSTEE 3.00 0.00 X 0 0 0 BOB JAHELKA TRUSTEE 1.00 0.00 X 0 0 0 ALFRED R KAHN TRUSTEE 3.00 0.00 X 0 0 0 DAVID KLINE TRUSTEE 1.00 0.00 X 0 0 0 ERIC KRASNOFF TRUSTEE 5.00 0.00 X 0 0 0 LEON LACHMAN CHANCELLOR-COL OF PHARM 3.00 0.00 X 0 0 0 BRIAN K LAND TRUSTEE 3.00 0.00 X 0 0 0 SARABETH LEVINE TRUSTEE 1.00 0.00 X 0 0 0 HOWARD M LORBER TRUSTEE 1.00 0.00 X 0 0 0 WINIFRED MACK TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL MELNICKE TRUSTEE 1.00 0.00 X 0 0 0 KUNI NAKAMURA TRUSTEE 1.00 0.00 X 0 0 0 RICHARD P NESPOLA TRUSTEE 1.00 0.00 X 0 0 0 WILLIAM R NUTI TRUSTEE 1.00 0.00 X 0 0 0 CHINTU PATEL TRUSTEE 1.00 0.00 X 0 0 0 SHARON STERNHEIM TRUSTEE 2.00 0.00 X 0 0 0 RONALD J SYLVESTRI CHANCELLOR-HUDSON 3.00 0.00 X 0 0 0 RANDY BURD SVP ACADEMIC AFFAIRS 60.00 0.00 X 613758 0 114276 MICHAEL BEST VP, UNIVERSITY COUNSEL & SECR 50.00 0.50 X 419467 0 179007 CHRISTOPHER FEVOLA VP AND CHIEF FINANCIAL OFFICER 60.00 0.50 X 418250 0 87746 GALE STEVENS HAYNES VP ACAD AFF-BROOKLYN (THRU 8/20) 50.00 0.50 X 478612 0 42523 JOSEPH SCHAEFER CHIEF OPERATING OFFICER 60.00 0.50 X 370658 0 91640 BASHAR BAROUDI VP INFORMATION TECHNOLOGY 50.00 0.00 X 375929 0 85875 CHARLES WEIS VP ACADEMIC AFFAIRS - POST 50.00 0.00 X 372313 0 64294 JOHN PEZZUTO DEAN PHARM/VP LIU HLTH (THRU 8/20) 40.00 0.00 X 323773 0 55905 DEIRDRE WHITMAN VP UNIVERSITY ADMISSIONS 50.00 0.00 X 352290 0 24051 CHARLES RASBERRY VP UNIVERSITY ADVANCEMENT 50.00 0.00 X 262223 0 40308 MOHAMMED CHERKAOUI VP ACADEMIC PROGRAMS & RESEARCH 50.00 0.00 X 254619 0 23620 MICHAEL BERTHEL VP STUDENT AFFAIRS 50.00 0.00 X 151341 0 16879 DEREK KELLOGG HEAD MEN'S BASKETBALL COACH 40.00 0.00 X 460632 0 65177 GARY KOSE FULL PROFESSOR 35.00 0.00 X 373872 0 48906 JON FRASER FULL PROFESSOR 35.00 0.00 X 382240 0 34326 ANTHONY DE PASS FULL PROFESSOR 35.00 0.00 X 401696 0 9339 EDWARD PIRES FULL PROFESSOR 35.00 0.00 X 382272 0 7714 JEFFREY KANE FMR SVP ACAD AFFRS (THRU 8/17) 35.00 0.00 X 216945 0 60224 LORETTA KNAPP FMR VP ACAD AFFAIRS (THRU 6/18) 35.00 0.00 X 107439 0 12094 7743621 0 1374613 429 1 1 0 ARAMARK 1101 MARKET STREET ARAMARK TOWER PHILADELPHIA PA 19107 FOOD SERVICE & MAINTENANCE 21855376 A & A MAINTENANCE 965 MIDLAND AVENUE YONKERS NY 10704 JANITORIAL SERVICES 12487446 AXIS CONSTRUCTION CORP 125 LASER COURT HAUPPAUGE NY 11788 CONSTRUCTION 10549996 ALLIED UNIVERSAL SECURITY SERVICES 50 JACKSON AVENUE SYOSSET NY 11791 SECURITY 3722996 PL ENGINEERING PC 486 SUNRISE HWY ROCKVILLE CENTRE NY 11570 ENGINEERING 3085513 54 648920 30977587 6170760 79678 37797267 TUITION & FEES 611310 358051836 358051836 SALES & SVCS OF AUX EN 721310 20392317 20392317 CONCERT THEATRE 711310 986266 986266 UNIVERSITY FEES 611310 690788 690788 COMMISSIONS 900099 681993 681993 5215206 5215206 386018406 3198806 1011079 2187727 30932 30932 483725 317199 166526 166526 166526 86561110 75390041 11171069 11171069 11171069 100655 648920 161258 -60603 -60603 438322403 386018406 1011079 13495651 94136723 94136723 5892537 5892537 6486385 2779739 3398439 308207 354499 354499 117852858 108150024 8971738 731096 7146262 6860993 242769 42500 23661285 21419935 2059650 181700 10119040 9081456 955319 82265 590743 590743 867435 867435 187800 187800 1542348 1542348 13166684 11223493 1943191 1138004 137100 982243 18661 6402032 4158483 2220899 22650 4944748 4454945 473338 16465 47640250 46019337 1600820 20093 1735222 1503711 231314 197 142344 93414 14296 34634 4335549 4308557 25797 1195 18432190 18311030 115797 5363 1067359 801934 265425 FOOD SERVICE 7343108 7261287 11821 70000 BAD DEBT 4466667 4466667 SUPPLIES & MINOR EQUIP. 2598077 2565576 32501 BOOKS & SUBSCRIPTIONS 1039481 1012618 21163 5700 8898002 8481934 309406 106662 392187632 359009325 31530919 1647388 0 61798473 70277582 5047526 3984797 37859159 17065492 0 0 0 0 9546987 8361684 0 0 5785357 6014314 683600651 350115943 313751880 333484708 71599288 143774001 235330893 259969056 25120649 28427346 765840212 871358980 20362970 17035071 8727627 7421611 22377784 31993763 91489368 78166834 0 0 0 0 0 0 0 0 93567259 113270174 236525008 247887453 X 431655405 513339397 97659799 110132130 529315204 623471527 765840212 871358980 X 46134771 43431218 4590334 X 0 1 X 1 1 1 X 21828621 25122192 22689741 22532598 37797267 129970419 21828621 25122192 22689741 22532598 37797267 129970419 129970419 3489577 4101802 4371708 4374602 2701844 19039533 256951 1201727 1011079 2469757 151479709 2034799492 0.85800 0.83040 X FORM 990, SCHEDULE A, PART II - PUBLIC SUPPORT PUBLIC SUPPORT LONG ISLAND UNIVERSITY IS A SCHOOL DESCRIBED IN SECTION 170(B)(1)(A)(II) AND COMPLETES SCHEDULE A, PART II TO DEMONSTRATE THAT IT MEETS THE 33 1/3 % SUPPORT TEST OF THE REGULATIONS UNDER SECTIONS 509(A)(1) AND 170(B)(1)(A)(VI). 0 0 0 0 0 0 1 187800 0 1 2922 190722 0 LOBBYING FEES FORM 990, SCHEDULE C, PART II-B, LINE 1G LEWIS-BURKE ASSOCIATES, LLC AIDS IN THE CULTIVATION OF WORKING RELATIONSHIPS BEWTEEN LIU, FEDERAL AGENCIES, AND THE U.S. CONGRESS. LEWIS-BURKE ASSOCIATES, LLC ALSO ASSISTS IN INVESTIGATING NEW AND INNOVATIVE FUNDING STREAMS AND OPPORTUNITIES WITH THE FEDERAL GOVERNMENT. MEMBERSHIP FEES FORM 990, SCHEDULE C, PART II-B, LINE 1I LONG ISLAND UNIVERSITY PAYS MEMBERSHIP DUES TO THE COMMISSION ON INDEPENDENT COLLEGES AND UNIVERSITIES. $2,922 IS THE PORTION OF DUES PAID TO CICU ATTRIBUTABLE TO LOBBYING. X X 0 242211453 77968495 56020138 1545543 7872943 366781600 238676611 954399 11222557 1348158 7293956 242211453 232390240 7473827 6315608 1448506 6054558 238676611 197767232 24130919 16795002 1123177 5179736 232390240 140670102 46222167 15572700 1247612 3450125 197767232 0.72283 0.27717 0 0 20168525 20168525 518207080 304034550 214172530 13322510 9391494 3931016 49332029 36689899 12642130 82570507 82570507 333484708 MULTI-STRATEGY ALT INV 259969056 F 259969056 POST RETIREMENT BENEFITS LIABILITY 41694538 LEASE LIABILITIES 25357572 INTEREST RATE SWAP 18091495 EARLY RETIREMENT PLAN 9358265 ASSET RETIREMENT OBLIGATION 8297500 OTHER LIABILITIES 6110446 EST SELF-INSURANCE LIABILITY 4360358 113270174 X 385250801 43431218 4590334 48021552 337229249 1542348 99550806 101093154 438322403 291094478 478457 478457 290616021 1542348 100029263 101571611 392187632 PART III, LINE 4: COLLECTION OF ART AND HISTORICAL TREASURES LONG ISLAND UNIVERSITY HAS COLLECTIONS OF ART, HISTORICAL TREASURES, AND OTHER SIMILAR ASSETS HELD FOR RESEARCH, EDUCATION, AND PUBLIC EXHIBITION IN FURTHERANCE OF PUBLIC SERVICE WHICH ARE MAINTAINED UNDER CURATORIAL CARE. IN ACCORDANCE WITH ASC 958, THE UNIVERSITY DOES NOT CAPITALIZE ITS COLLECTIONS. PART V, LINE 4: USE OF ENDOWMENT FUNDS ENDOWMENT FUND REVENUE IS USED FOR GENERAL OPERATING SUPPORT UNLESS IT IS RESTRICTED BY THE DONOR FOR A SPECIFIC PURPOSE. PART X, LINE 2: UNCERTAIN TAX POSITIONS THE UNIVERSITY HAS RECEIVED A DETERMINATION LETTER FROM THE INTERNAL REVENUE SERVICE AND IS CONSIDERED EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE EXCEPT FOR ANY UNRELATED BUSINESS INCOME ACTIVITIES. NO PROVISION FOR INCOME TAXES HAS BEEN MADE AS THE UNIVERSITY HAS NOT REPORTED ANY MATERIAL TAXABLE UNRELATED BUSINESS INCOME. THE UNIVERSITY EVALUATES, ON AN ANNUAL BASIS, THE EFFECTS OF ANY UNCERTAIN TAX POSITIONS ON ITS FINANCIAL STATEMENTS USING A THRESHOLD OF MORE LIKELY THAN NOT. AS OF AUGUST 31, 2021 AND 2020, THE UNIVERSITY HAS NOT IDENTIFIED OR PROVIDED FOR ANY SUCH POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: POST RETIREMENT CHANGES 1,018,021. CHANGE IN FMV OF INTEREST RATE SWAP AGREEMENTS 4,893,513. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 84,432. OTHER RECLASSIFICATIONS -1,405,632. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 95,003,418. R & B SCHOLARSHIPS 5,025,845. SPECIAL EVENTS EXPENSES -161,258. RENTAL EXPENSES -317,199. PART XII, LINE 2D - OTHER ADJUSTMENTS: RECLASS OF SPECIAL EVENT EXPENSES 161,258. RECLASS OF RENTAL EXPENSES 317,199. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 95,003,418. R & B SCHOLARSHIPS 5,025,845. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE FOLLOWING POLICY APPEARS ON LONG ISLAND UNIVERSITY'S WEBSITE AND UNIVERSITY BULLETINS: LONG ISLAND UNIVERSITY IS COMMITTED TO MAINTAINING A LEARNING AND WORKING ENVIRONMENT THAT IS FREE OF BIAS, PREJUDICE, DISCRIMINATION AND HARASSMENT AND AN ENVIRONMENT THAT SUPPORTS, NURTURES, AND REWARDS CAREER AND EDUCATIONAL ADVANCEMENT PURELY ON THE BASIS OF ABILITY AND PERFORMANCE. DISCRIMINATION OR HARASSMENT BASED UPON RACE, COLOR, RELIGION, GENETIC INFORMATION, SEXUAL ORIENTATION, GENDER AND/OR GENDER IDENTITY OR EXPRESSION, MARITAL OR PARENTAL STATUS, NATIONAL ORIGIN, ETHNICITY, CITIZENSHIP STATUS, VETERAN OR MILITARY STATUS, AGE, DISABILITY OR ANY OTHER LEGALLY PROTECTED BASIS IS PROHIBITED BY LAW AND UNDERMINES THE CHARACTER AND PURPOSE OF THE UNIVERSITY. (SEE SCH. O). SCHEDULE E, PART I, LINE 6 FORM 990, SCHEDULE E, LINE 6A THE UNIVERSITY RECEIVES GRANTS FROM THE FOLLOWING GOVERNMENT AGENCIES TO SUPPORT ITS OPERATIONS: FEDERAL AID: UNITED STATES DEPARTMENT OF EDUCATION UNITED STATES DEPARTMENT OF HEALTH AND HUMAN SERVICES UNITED STATES DEPARTMENT OF AGRICULTURE UNITED STATES DEPARTMENT OF DEFENSE UNITED STATES DEPARTMENT OF THE STATE NATIONAL SCIENCE FOUNDATION NATIONAL INSTITUTE OF HEALTH NATIONAL ENDOWMENT FOR THE HUMANITIES SMALL BUSINESS ADMINISTRATION NEW YORK STATE AID: NEW YORK STATE HIGHER EDUCATION SERVICES CORPORATION 1 CENTRAL AMERICA/CARIBBEAN 1 8 PROGRAM SERVICES ACADEMIC INSTRUCTION 351722 EAST ASIA AND THE PACIFIC 1 9 PROGRAM SERVICES ACADEMIC INSTRUCTION 290874 EUROPE 0 0 GRANTMAKING SCHOLARSHIPS 2732773 NORTH AMERICA 0 0 GRANTMAKING SCHOLARSHIPS 1372246 CENTRAL AMERICA/CARIBBEAN 0 0 GRANTMAKING SCHOLARSHIPS 446279 SUB-SAHARAN AFRICA 0 0 GRANTMAKING SCHOLARSHIPS 355788 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING SCHOLARSHIPS 320566 SOUTH AMERICA 0 0 GRANTMAKING SCHOLARSHIPS 256034 RUSSIA AND NEIGHBORING STATES 0 0 GRANTMAKING SCHOLARSHIPS 235262 SOUTH ASIA 0 0 GRANTMAKING SCHOLARSHIPS 104339 MIDDLE EAST 0 0 GRANTMAKING SCHOLARSHIPS 69250 2 17 0 0 2 17 6126282 408851 6535133 CENTRAL AMERICA/CARIBBEAN ACADEMIC INSTRUCTION 351722 BOOK EAST ASIA AND THE PACIFIC ACADEMIC INSTRUCTION 290874 BOOK EUROPE 66 2732773 TUITION CRED BOOK NORTH AMERICA 37 1372246 TUITION CRED BOOK CENTRAL AMERICA/CARIBBEAN 11 446279 TUITION CRED BOOK SUB-SAHARAN AFRICA 8 355788 TUITION CRED BOOK EAST ASIA AND THE PACIFIC 17 320566 TUITION CRED BOOK SOUTH AMERICA 8 256034 TUITION CRED BOOK RUSSIA AND NEIGHBORING STATES 6 235262 TUITION CRED BOOK SOUTH ASIA 5 104339 TUITION CRED BOOK MIDDLE EAST AND NORTH AMERICA 3 69250 TUITION CRED BOOK 1 0 1 1 1 1 PART I, LINE 2: GRANT MONITORING LONG ISLAND UNIVERSITY OFFERS A NUMBER OF INSTITUTIONAL GRANTS AND SCHOLARSHIPS TO QUALIFYING STUDENTS ENROLLED IN DEGREE PROGRAMS. EACH GRANT OR OTHER FORMS OF ASSISTANCE HAVE SPECIFIC AWARDING CRITERIA AND INDIVIDUAL RULES FOR SELECTION BASED ON MERIT, NEED, AND/OR PERFORMANCE. THE CAMPUS ENROLLMENT SERVICES OFFICES ARE RESPONSIBLE FOR PREPARING INDIVIDUAL STUDENT AWARD PACKAGES. THE DISBURSAL OF FINANCIAL AID IS SEGREGATED AND PERFORMED BY THE CENTRAL FINANCIAL AID OFFICE OF THE UNIVERSITY. THE STUDENT FINANCIAL SERVICES OFFICE POSTS TRANSACTIONS TO EACH INDIVIDUAL STUDENT ACCOUNT. IN ADDITION, INTERNAL CONTROLS ARE IN PLACE TO ENSURE AMOUNTS ARE AWARDED ACCURATELY TO STUDENTS WHO PROPERLY MEET AND MAINTAIN ELIGIBILITY CRITERIA. ACCOUNTING TRANSACTIONS ARE ROUTINELY RECONCILED THROUGH THE UNIVERSITY'S ERP SYSTEM AND STUDENT ACCOUNTS ARE CONSISTENTLY MONITORED BY ADMINISTRATIVE STAFF. PART I, LINE 3: METHOD USED TO ACCOUNT FOR EXPENDITURES EXPENDITURES ON PART I, LINE 3, COLUMN F ARE REPORTED ON AN ACCRUAL BASIS. PART III ACCOUNTING METHOD: X X X X X X X 1 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY LIU GALA 418350 413550 4800 7780 TILLES SWING FOR KIDS 236225 193025 43200 1600 32175 37770 17257 1 95000 42345 52655 3400 24570 25299 11407 749575 648920 100655 5000 56745 63069 36444 161258 -60603 1 SCHOLARSHIPS 5301 89110878 BOOK TUITION CREDIT SCHOLARSHIPS 5025845 BOOK ROOM AND BOARD PART I, LINE 2: GRANT MONITORING LONG ISLAND UNIVERSITY OFFERS A NUMBER OF INSTITUTIONAL GRANTS AND SCHOLARSHIPS TO QUALIFYING STUDENTS ENROLLED IN DEGREE PROGRAMS. EACH GRANT OR OTHER FORMS OF ASSISTANCE HAVE SPECIFIC AWARDING CRITERIA AND INDIVIDUAL RULES FOR SELECTION BASED ON MERIT, NEED, AND/OR PERFORMANCE. THE CAMPUS ENROLLMENT SERVICES OFFICES ARE RESPONSIBLE FOR PREPARING INDIVIDUAL STUDENT AWARD PACKAGES. THE DISBURSAL OF FINANCIAL AID IS SEGREGATED AND PERFORMED BY THE CENTRAL FINANCIAL AID OFFICE OF THE UNIVERSITY. THE STUDENT FINANCIAL SERVICES OFFICE POSTS TRANSACTIONS TO EACH INDIVIDUAL STUDENT ACCOUNT. IN ADDITION, INTERNAL CONTROLS ARE IN PLACE TO ENSURE AMOUNTS ARE AWARDED ACCURATELY TO STUDENTS WHO PROPERLY MEET AND MAINTAIN ELIGIBILITY CRITERIA. ACCOUNTING TRANSACTIONS ARE ROUTINELY RECONCILED THROUGH THE UNIVERSITY'S ERP SYSTEM AND STUDENT ACCOUNTS ARE CONSISTENTLY MONITORED BY ADMINISTRATIVE STAFF. X 1 1 X X X X X 1 1 0 0 0 0 0 1 0 DR KIMBERLY CLINE PRESIDENT 930783 0 0 0 8307 0 181350 0 122544 0 1242984 0 0 0 RANDY BURD SVP ACADEMIC AFFAIRS 553183 0 0 0 60575 0 72800 0 41476 0 728034 0 0 0 MICHAEL BEST VP, UNIVERSITY COUNSEL & SECR 412550 0 0 0 6917 0 129050 0 49957 0 598474 0 0 0 DEREK KELLOGG HEAD MEN'S BASKETBALL COACH 359632 0 95000 0 6000 0 22800 0 42377 0 525809 0 0 0 GALE STEVENS HAYNES VP ACAD AFF-BROOKLYN (THRU 8/20) 265758 0 0 0 212854 0 29634 0 12889 0 521135 0 0 0 CHRISTOPHER FEVOLA VP AND CHIEF FINANCIAL OFFICER 417382 0 0 0 868 0 41350 0 46396 0 505996 0 0 0 JOSEPH SCHAEFER CHIEF OPERATING OFFICER 350583 0 10000 0 10075 0 32800 0 58840 0 462298 0 0 0 BASHAR BAROUDI VP INFORMATION TECHNOLOGY 369767 0 0 0 6162 0 41350 0 44525 0 461804 0 0 0 CHARLES WEIS VP ACADEMIC AFFAIRS - POST 341738 0 20000 0 10575 0 22800 0 41494 0 436607 0 0 0 GARY KOSE FULL PROFESSOR 150515 0 0 0 223357 0 13212 0 35694 0 422778 0 0 0 JON FRASER FULL PROFESSOR 120384 0 0 0 261856 0 10478 0 23848 0 416566 0 0 0 ANTHONY DE PASS FULL PROFESSOR 95225 0 0 0 306471 0 9058 0 281 0 411035 0 0 0 EDWARD PIRES FULL PROFESSOR 73330 0 0 0 308942 0 7482 0 232 0 389986 0 0 0 JOHN PEZZUTO DEAN PHARM/VP LIU HLTH (THRU 8/20) 317302 0 0 0 6471 0 22667 0 33238 0 379678 0 0 0 DEIRDRE WHITMAN VP UNIVERSITY ADMISSIONS 333333 0 10000 0 8957 0 22800 0 1251 0 376341 0 0 0 CHARLES RASBERRY VP UNIVERSITY ADVANCEMENT 262223 0 0 0 0 0 21408 0 18900 0 302531 0 0 0 MOHAMMED CHERKAOUI VP ACADEMIC PROGRAMS & RESEARCH 253760 0 0 0 859 0 8320 0 15300 0 278239 0 0 0 JEFFREY KANE FMR SVP ACAD AFFRS (THRU 8/17) 212849 0 0 0 4096 0 24043 0 36181 0 277169 0 0 0 MICHAEL BERTHEL VP STUDENT AFFAIRS 150341 0 0 0 1000 0 16362 0 517 0 168220 0 0 0 LORETTA KNAPP FMR VP ACAD AFFAIRS (THRU 6/18) 106925 0 0 0 514 0 11498 0 596 0 119533 0 0 0 PART I, LINE 1A SCHEDULE J, PART II, COLUMN D, INCLUDES NON-TAXABLE HOUSING BENEFIT OF $79,269 FOR KIMBERLY CLINE AND $50,000 FOR JOSEPH SCHAEFER. KIMBERLY CLINE AND JOSEPH SCHAEFER ARE BOTH REQUIRED TO RESIDE ON THE UNIVERTIY'S CAMPUS AS A CONDITION OF THEIR EMPLOYMENT. PART I, LINE 4A: GALE STEVENS HAYNES RECEIVED SEVERENCE PAYMENT IN THE AMOUNT OF $200,000. THIS AMOUNT IS REPORTED IN SCHEDULE J, PART II, COLUMN B (III). PART I, LINE 4B: NONQUALIFIED RETIREMENT PLAN COMPENSATION AMOUNTS REPORTED ON SCHEDULE J, PART II, COLUMN B (III), INCLUDES NONQUALIFIED RETIREMENT DEFERRED COMPENSATION FOR ANTHONY DEPASS IN THE AMOUNT OF $306,471, EDWARD PIRES IN THE AMOUNT OF $308,942, JON FRASER IN THE AMOUNT OF $261,856, AND GARY KOSE IN THE AMOUNT OF $223,357. PART I, LINE 4B: SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN IN CALENDAR YEAR 2020, THE FOLLOWING PERSONS PARTICIPATED IN AN IRC SEC. 457(F) NONQUALIFIYING DEFERRED COMPENSATION PLAN AND RECEIVED THE NON-VESTED DEFERRED BENEFITS LISTED, SUCH DEFERRED AMOUNT WAS NOT PAID OR VESTED IN CALENDAR YEAR 2020 BUT IS REQUIRED TO BE DISCLOSED UNDER IRS REGULATIONS. DR. KIMBERLY CLINE $150,000 MICHAEL BEST $106,250 RANDY BURD $50,000 GEORGE BAROUDI $10,000 JOSEPH SCHAEFER $10,000 CHRISTOPHER FEVOLA $10,000 PART I, LINE 7: NON-FIXED PAYMENT DEREK KELLOGG, JOSEPH SCHAFFER, CHARLES WEISS, AND DEIDRE WHITMAN RECEIVED DISCRETIONARY BONUS COMPENSATION IN CALENDAR YEAR 2020. THIS IS REPORTED IN SCHEDULE J, PART II, COLUMN B (II). A DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 2021-07-28 55600000 SEE PART VI. 0 0 0 A 55600000 542452 55057548 2021 1 0 0 1 A 0 1 1 1 0 0.00100 0.00000 0.00100 0 0 1 A 0 1 1 0 1 0 0 0 1 A 1 PART I (F) THE SERIES 2021A REFUNDED THE REISSUED SERIES 2006A-1 BONDS ISSUED ON SEPTEMBER 23, 2015 AND THE REISSUED SERIES 2006A-2 BONDS ISSUED ON AUGUST 24, 2016. PART III, LINE 7 AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6, IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. PART IV, LINE 2(B) THE SERIES 2021A BOND MET THE 6-MONTH EXCEPTION TO REBATE REQUIREMENT. MICHAEL FEVOLA FAMILY MEMBER 204527 EMPLOYEE 0 PIA STEVENS HAYNES FAMILY MEMBER 149972 EMPLOYEE 0 SCHEDULE L, PART IV CHRISTOPHER FEVOLACHRISTOPHER FEVOLA IS AN OFFICER OF THE UNIVERSITY AND HIS BROTHER, MICHAEL FEVOLA, IS AN EMPLOYEE OF THE UNIVERSITY.GALE STEVENS HAYNESGALE STEVENS HAYNES IS A KEY EMPLOYEE OF THE UNIVERSITY AND HER DAUGHTER, PIA STEVENS HAYNES, IS AN EMPLOYEE OF THE UNIVERSITY. X 4 79678 FAIR MARKET VALUE 0 1 0 PART I, COLUMN (B): NUMBER OF CONTRIBUTORS THE AMOUNT IN COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS. FORM 990, PART I, LINE 1 BRIEF DESCRIPTION OF ORGANIZATION'S MISSION TO PROVIDE EXCELLENCE AND ACCESS IN PRIVATE HIGHER EDUCATION TO THOSE WHO SEEK TO EXPAND THEIR KNOWLEDGE AND PREPARE THEMSELVES FOR MEANINGFUL, EDUCATED LIVES AND FOR SERVICE TO THEIR COMMUNITIES AND THE WORLD. FORM 990, PART III, LINE 1 MISSION: ACCESS AND EXCELLENCE LONG ISLAND UNIVERSITY WAS FOUNDED ON THE PRINCIPLE OF EDUCATING AND EMPOWERING MEN AND WOMAN FROM ALL WALKS OF LIFE. THROUGH OUR MISSION OF ACCESS AND EXCELLENCE, THE LIU COMMMUNITY REMAINS COMMITTED, ABOVE ALL ELSE TO THE EDUCATIONAL NEEDS AND INTERESTS OF OUR DIVERSE STUDENT BODY. WE STRIVE TO CULTIVATE AND EXPAND ACADEMIC, PROFESSIONAL, ARTISTIC AND CO-CURRICULAR OPPORTUNITIES, ENABLING STUDENTS TO REALIZE THEIR FULL POTENTIAL AS ETHICALLY GROUNDED, INTELLECTUALLY VIGOROUS AND SOCIALLY RESPONSIBLE GLOBAL CITIZENS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM (KPMG LLP) BASED ON INFORMATION PROVIDED BY THE BUSINESS AND FINANCE DIVISION OF THE UNIVERSITY. THE AUDIT COMMITTEE THEN REVIEWS THE FORM 990 IN A MEETING ATTENDED BY COMMITTEE MEMBERS, MANAGEMENT AND THE INDEPENDENT ACCOUNTANTS. A COPY OF THE FINAL FORM 990 IS PROVIDED TO THE EACH MEMBER OF THE BOARD OF TRUSTEES PRIOR TO FILING THE RETURN WITH THE IRS. THE AUDIT COMMITTEE CHAIR, CHIEF FINANCIAL OFFICER AND THE INDEPENDENT ACCOUNTANTS ARE AVAILABLE TO THE BOARD FOR QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY ALL OFFICERS, DIRECTORS AND KEY EMPLOYEES ANNUALLY COMPLETE A QUESTIONNAIRE TO DISCLOSE POTENTIAL CONFLICTS. THE QUESTIONNAIRE INCLUDES KEY DEFINITIONS AND EXAMPLES. IN ADDITION, THE CONFLICT OF INTEREST POLICY IS ANNUALLY REVIEWED WITH OFFICERS, DIRECTORS AND KEY EMPLOYEES AND THE SAME ARE REGULARLY REMINDED TO DISCLOSE ANY CHANGES. FOR ALL ACTUAL OR POTENTIAL CONFLICTS THAT ARE IDENTIFIED BY MANAGEMENT, THE AFFECTED PERSON IS ASKED TO RECUSE HIMSELF OR HERSELF FROM ALL DELIBERATIONS, TRANSACTIONS, NEGOTIATIONS AND OTHER MATTERS RELATING TO ANY SUCH INTEREST. NEW OFFICERS, DIRECTORS AND KEY EMPLOYEES UNDERGO AN ORIENTATION WHICH INCLUDES A REVIEW OF THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 OFFICER COMPENSATION REVIEW COMPENSATION FOR THE UNIVERSITY PRESIDENT AND OTHER UNIVERSITY OFFICERS IS ESTABLISHED BY A PROCESS THAT INCLUDES THE USE OF EXTERNALLY PROVIDED COMPARABILITY DATA, REVIEW AND APPROVAL BY THE COMPENSATION COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES, AND CONTEMPORANEOUS RECORDKEEPING OF DELIBERATIONS AND DECISIONS. THE COMPENSATION COMMITTEE CONSISTS OF THE CHAIR OF THE BOARD OF TRUSTEES, THE SECRETARY AND THE UNIVERSITY CHANCELLORS. THE PRESIDENT DOES NOT PARTICIPATE IN THE SETTING/REVIEW OF HER COMPENSATION AND ALL DECISIONS ARE MADE BY INDEPENDENT PERSONS WITHOUT A CONFLICT OF INTEREST WITH RESPECT TO COMPENSATION ARRANGEMENTS. THE UNIVERSITY ENGAGES AN OUTSIDE CONSULTING FIRM TO REVIEW THE COMPARABLES AND TO ASSIST THE COMMITTEE IN ITS DELIBERATIONS. THE CONSULTING FIRM REVIEWS COMPENSATION OF THE UNIVERSITY'S OFFICERS IN COMPARISION TO THOSE OFFICERS OF OTHER UNIVERSITIES. THEIR REPORT IS PRESENTED TO THE EXECUTIVE COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES. THE MOST RECENT REVIEW TOOK PLACE IN DECEMBER 2021. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENT REVIEW POLICY LONG ISLAND UNIVERSITY PUBLISHES AN ANNUAL REPORT TO THE COMMUNITY WHICH INCLUDES FINANCIAL STATEMENT HIGHLIGHTS. THIS REPORT IS AVAILABLE ON THE UNIVERSITY'S WEB SITE. THE UNIVERSITY'S CONFLICT OF INTEREST POLICY, AUDITED FINANCIAL STATEMENTS AND FORM 990 ARE AVAILABLE TO THE GENERAL PUBLIC ON REQUEST. THE FORM 990 IS ALSO AVAILABLE AT WWW.GUIDESTAR.ORG. FORM 990, PART XI, LINE 9: POSTRETIREMENT CHANGES 1,018,021. CHANGE IN FMV OF INTEREST RATE SWAP AGREEMENTS 4,893,513. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 84,432. OTHER NONOPERATING CHANGE IN NET ASSETS -1,405,632. SCHEDULE E, PART I, LINE 3 CONTINUATION: SUCH DISCRIMINATION OR HARASSMENT IS ILLEGAL, AGAINST UNIVERSITY POLICY, AND WILL NOT BE TOLERATED. THIS POLICY COVERS ALL MEMBERS OF THE UNIVERSITY COMMUNITY-STUDENTS, FACULTY AND STAFF, AS WELL AS THOSE WHO INTERACT WITH MEMBERS OF THE UNIVERSITY COMMUNITY SUCH AS VENDORS OR VISITORS. THE UNIVERSITY ENCOURAGES EVERYONE TO REPORT ALL INCIDENTS OF DISCRIMINATION OR HARASSMENT, REGARDLESS OF WHO THE OFFENDER MAY BE. OLD TENNIS CLUB 700 NORTHERN BLVD BROOKVILLE NY 11548 112347433 TENNIS CLUB NY 501(C)(3) LINE 12A, I LIU 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0