2022-07-18T15:50:25-05:00 2021-09-30 208078757 CALIBRE CPA GROUP PLLC 7501 WISCONSIN AVENUE STE 1200W BETHESDA MD 20814 990 2020-10-01 521559147 DEFENSE INDUSTRY INITIATIVE ON BUSINESS ETHICS AND CONDUCT DEFE 3124605000 233 S WACKER DRIVE NO 8000 CHICAGO IL 60606 MARIA HUBBARD WORKING GROUP 3124605000 2022-07-18 1 MARIA HUBBARD 999009999 JEFFREY W LEWIS CPA P01016134 3018307400 2022-07-16 X 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z MARIA HUBBARD 11011 SUNSET HILLS ROAD RESTON VA 20190 351815 0 X WWW.DII.ORG X 1986 DC TO PROMOTE SOUND MANAGEMENT PRACTICES, TO ENSURE THAT COMPANIES WERE IN COMPLIANCE WITH COMPLEX REGULATIONS, AND TO RESTORE PUBLIC CONFIDENCE IN THE DEFENSE INDUSTRY. 17 17 0 0 0 0 0 0 397166 351708 141 107 0 0 397307 351815 0 0 0 0 0 0 0 0 0 148475 162162 148475 162162 248832 189653 853112 1067245 4000 28480 849112 1038765 DII'S ESSENTIAL PURPOSE IS TO COMBINE THE COMMON DEDICATION OF ITS SIGNATORIES TO A CULTURE AND PRACTICE OF ETHICS AND RIGHT CONDUCT IN ALL BUSINESS WITH THE U.S. DEPARTMENT OF DEFENSE AND WITH OTHERS. 0 0 24523 DEFENSE INDUSTRY INITIATIVE BEST PRACTICE FORUM, AN ETHICS SEMINAR. 137639 351708 EXPENSES GO TO ARRANGE MEETINGS AND OTHER PROGRAMS; MAINTAIN AN INFORMATION CLEARINGHOUSE AND WEBSITE; BE THE PRINCIPAL LIAISON WITH OTHER DEFENSE ORGANIZATIONS; AND ENCOURAGE NEW MEMBERSHIP. 162162 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 3 0 1 0 0 0 0 0 0 0 0 0 X 17 17 0 0 0 0 1 1 1 1 1 1 0 1 0 0 0 0 0 0 X RACHEL GUISINGER 3124606242 233 S WACKER DRIVE SUITE 8000 CHICAGO IL 606066448 X DON FEATHERSTUN DII COORDINATOR 10.00 X 0 0 0 KATHY WARDEN STEERING COMMITTEE MEMBER 0.00 X 0 0 0 WILLIAM M BROWN STEERING COMMITTEE MEMBER 0.00 X 0 0 0 SCOTT C DONNELLY STEERING COMMITTEE MEMBER 0.00 X 0 0 0 TONY MATHIS STEERING COMMITTEE MEMBER 0.00 X 0 0 0 HAROLD L YOH III STEERING COMMITTEE MEMBER 0.00 X 0 0 0 NAZZIC KEENE STEERING COMMITTEE MEMBER 0.00 X 0 0 0 LEANNE CARET STEERING COMMITTEE MEMBER 0.00 X 0 0 0 TOM ARSENEAULT STEERING COMMITTEE MEMBER 0.00 X 0 0 0 JAMES TAICLET STEERING COMMITTEE MEMBER 0.00 X 0 0 0 JEFF SHOCKEY STEERING COMMITTEE MEMBER 0.00 X 0 0 0 PHEBE N NOVAKOVIC STEERING COMMITTEE MEMBER 0.00 X 0 0 0 JOHN PFEIFER STEERING COMMITTEE MEMBER 0.00 X 0 0 0 KATHLEEN REDD STEERING COMMITTEE MEMBER 0.00 X 0 0 0 CHRIS KASTNER STEERING COMMITTEE MEMBER 0.00 X 0 0 0 ROGER KRONE CHAIR, STEERING COMMITTEE 0.00 X 0 0 0 EILEEN DRAKE STEERING COMMITTEE MEMBER 0.00 X 0 0 0 CHUCK PROW STEERING COMMITTEE MEMBER 0.00 X 0 0 0 SANDRA EVERS-MANLY WORKING GROUP MEMBER 1.00 X 0 0 0 GARY CLARK WORKING GROUP MEMBER 1.00 X 0 0 0 ERIC SCHAAL WORKING GROUP MEMBER 1.00 X 0 0 0 ANTHONY MELE WORKING GROUP MEMBER 1.00 X 0 0 0 JOHN LOSSING WORKING GROUP MEMBER 1.00 X 0 0 0 TOM MCDANIEL WORKING GROUP MEMBER 1.00 X 0 0 0 MARIA HUBBARD WORKING GROUP MEMBER 2.00 X 0 0 0 DANIEL MUMFORD WORKING GROUP MEMBER 1.00 X 0 0 0 KIM KAMINSKI WORKING GROUP MEMBER 1.00 X 0 0 0 TRISHA OLSON WORKING GROUP MEMBER 1.00 X 0 0 0 CRISTINA POTTER WORKING GROUP MEMBER 1.00 X 0 0 0 MICHELE BROWN CHAIR, WORKING GROUP 3.00 X 0 0 0 CECILIA SHOWALTER WORKING GROUP MEMBER 1.00 X 0 0 0 DAWN SMITH WORKING GROUP MEMBER 1.00 X 0 0 0 JIM BYRNE WORKING GROUP MEMBER 1.00 X 0 0 0 KEVIN TUBBS WORKING GROUP MEMBER 1.00 X 0 0 0 KAREN BERTHA WORKING GROUP MEMBER 1.00 X 0 0 0 0 0 0 0 0 0 0 SEYFARTH SHAW LLP 233 S WACKER DRIVE CHICAGO IL 60606 COORDINATOR 107500 1 MEMBERSHIP ASSESSMENTS 900099 351708 351708 351708 107 107 351815 351708 0 107 X 8700 121996 1487 BEST PRACTICES FORUM 24523 MISCELLANEOUS 5456 162162 826612 1064245 26500 3000 853112 1067245 4000 28480 4000 28480 X 822420 1012070 26692 26695 849112 1038765 853112 1067245 189653 0 X X 0 1 X 1 0 0 1 0 0 X 351815 0 351815 0 351815 162162 0 162162 0 162162 PART X, LINE 2: DII IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECETION 501(C)(6) OF THE INTERNAL REVENUE CODE (IRC). ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE ORGANIZATION AND RECOGNIZE A TAX LIABILITY IF THE ORGANIZATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS. DII MANAGEMENT BELIEVES THAT THE ORGANIZATION IS DESIGNED AND IS CURRENTLY BEING OPERATED IN COMPLIANCE WITH THE APPLICABLE PROVISIONS OF THE IRC. THE INCOME TAX RETURNS OF DII ARE SUBJECT TO EXAMINATION BY THE TAXING AUTHORITIES, GENERALLY FOR THREE YEARS AFTER THEY WERE FILED; HOWEVER, THERE ARE CURRENTLY NO EXAMINATIONS OPEN FOR ANY OF THESE YEARS. FORM 990, PART VI, SECTION A, LINE 6 DII IS GOVERNED BY A STEERING COMMITTEE, CONSISTING OF NOT LESS THAN TEN (10), BUT NO MORE THAN EIGHTEEN (18) BOARD CHAIRMAN OR CHIEF EXECUTIVE OFFICERS OF SIGNATORY ORGANIZATIONS. THE CHAIRMANSHIP OF THE STEERING COMMITTEE IS ROTATED; THE COMMITTEE PRESCRIBES ITS OWN GOVERNANCE PRACTICES, AND MEETS AT ITS PLEASURE. EACH SIGNATORY DESIGNATES A PRINCIPAL REPRESENTATIVE, USUALLY AN OFFICER OF THE ORGANIZATION WHO HAS AUTHORITY FOR ETHICS AND CONDUCT WITHIN THE ORGANIZATION. THE PRINCIPAL REPRESENTATIVE IS THE KEY LIASION BETWEEN THE DII ORGANIZATION AND THE SIGNATORY ORGANIZATION. THE PRINCIPAL REPRESENTATIVE KEEPS HIS/HER OFFICERS AND ORGANIZATION EMPLOYEES INFORMED OF DII ACTIVITIES AND MAY ACT TO CONVEY THE GUIDANCE OF THE STEERING COMMITTEE TO THE DII WORKING GROUP. FORM 990, PART VI, SECTION A, LINE 7A THE STEERING COMMITTEE, THROUGH THE WORKING GROUP, SHALL SET THE POLICES FOR DII. THE WORKING GROUP IS RESPONSIBLE FOR THE CONTINUING ACTIVITIES OF DII, AND SHALL DETERMINE THE ANNUAL ASSESSMENT FOR EACH SIGNATORY ORGANIZATION, COMMENSURATE WITH THE SIGNATORY'S ANNUAL REVENUES, TO FUND THE EXPENSES OF DII'S PROGRAMS AND ACTIVITIES. THE DII COORDINATOR, SELECTED BY AND REPORTING TO THE WORKING GROUP, SHALL MANAGE AND ADMINISTER THE DII BUDGET AND FINANCES, PLAN AND ORGANIZE THE BEST PRACTICES FORUMS, ARRANGE MEETINGS AND OTHER PROGRAMS, MAINTAIN AN INFORMATION CLEARINGHOUSE, MAINTAIN A WEBSITE, BE THE PRINCIPAL LIASION WITH OTHER DEFENSE ORGANIZATIONS, ENCOURAGE NEW MEMBERSHIP, CONDUCT THE DAY-TO-DAY BUSINESS OF DII, AND PERFORM OTHER DUTIES AS ASSIGNED BY THE WORKING GROUP. FORM 990, PART VI, SECTION A, LINE 7B MEMBERSHIP IN DII IS OPEN TO ANY DEFENSE CONTACTOR ORGANIZATION, SUBJECT TO APPROVAL BY THE WORKING GROUP, PROVIDED IT DEMONSTRATES A COMMITMENT TO THE DII PRINCIPLES OF SELF-GOVERNANCE AND AGREES TO APPLY THE RESOURCES NECESSARY TO FULFILL THAT COMMITMENT. DII DOES NOT ANTICIPATE REFUSAL OF ANY GOOD FAITH MEMBERSHIP APPLICATIONS OR RENEWALS, BUT DOES, HOWEVER, RESERVE THE RIGHT TO REFUSE OR SUSPEND MEMBERSHIP PRIVILEGES FOR GOOD CAUSE. SUCH A DECISION SHALL BE BASED ON A MAJORITY VOTE OF THE DII WORKING GROUP AND THE REASONS FOR SUCH A DECISION WILL BE PROVIDED. FORM 990, PART VI, SECTION B, LINE 11B COPIES OF IRS FORM 990 WILL BE SUBMITTED TO THE STEERING COMMITTEE FOR REVIEW AT THEIR ANNUAL MEETING. FORM 990, PART VI, SECTION C, LINE 19 THE DEFENSE INDUSTRY INITIATIVE ON BUSINESS ETHICS AND CONDUCT MAKES ITS GOVERNING DOCUMENTS AND ANNUAL REPORT AVAILABLE TO THE PUBLIC ON THEIR WEBSITE, WWW.DII.ORG. FORM 990, PART VII CONTACT ADDRESSES FOR OFFICERS, DIRECTORS, ETC DON FEATHERSTUN - 560 MISSION STREET, SUITE 3100, SAN FRANCISCO, CA 94105. KATHY WARDEN - 2980 FAIRVIEW PARK DRIVE, FALLS CHURCH, VA 22042. WILLIAM M. BROWN - 1025 W. NASA BOULEVARD, MELBOURNE, FL 32919. SCOTT C. DONNELLY - 40 WESTMINSTER STREET, PROVIDENCE, RI 02903. TONY MATHIS - ONE NUEMANN WAY, MAIL DROP F99, CINCINNATI, OH 45215. HAROLD L. YOH, III - 1500 SPRING GARDEN STREET, PHILADELPHIA, PA 19130. NAZZIC KEENE - 1710 SAIC DRIVE, MCLEAN, VA 22102. LEANNE CARET - 929 LONG BRIDGE DRIVE, ARLINGTON, VA 22202. TOM ARSENEAULT - 2941 FAIRVIEW PARK DRIVE, FALLS CHURCH, VA 22042. JAMES TAICLET - 6801 ROCKLEDGE DRIVE, BETHESDA, MD 20817. JEFF SHOCKEY - 870 WINTER STREET, WALTHAM, MA 02451. PHEBE N. NOVAKOVIC - 11011 SUNSET HILLS ROAD, RESTON, VA 20190. JOHN PFEIFER - 1917 FOUR WHEEL DRIVE, OSHKOSH, WI 54902. KATHLEEN REDD - 550 N QUINCY STREET, ARLINGTON, VA 22203. CHRIS KASTNER - 4101 WASHINGTON AVENUE, NEWPORT NEWS, VA 23607. ROGER KRONE - 1750 PRESIDENTS STREET, RESTON, VA 20190. EILEEN DRAKE - 1300 WILSON BLVD, ARLINGTON, VA 22209. CHUCK PROW - 2424 GARDEN OF THE GODS ROAD, COLORADO SPRINGS, CO 80919. SANDRA EVERS-MANLY - 2980 FAIRVIEW PARK DRIVE, FALLS CHURCH, VA 22042. GARY CLARK - 929 LONG BRIDGE DRIVE, ARLINGTON, VA 22202. ERIC SCHAAL - 1500 SPRING GARDEN STREET, PHILADELPHIA, PA 19130. ANTHONY MELE - ONE NUEMANN WAY, MAIL DROP F99, CINCINNATI, OH 45215. JOHN LOSSING - 550 N QUINCY STREET, ARLINGTON, VA 22203. TOM MCDANIEL - 1025 W. NASA BOULEVARD, MELBOURNE, FL 32919. MARIA HUBBARD - 11011 SUNSET HILLS ROAD, RESTON, VA 20190. DANIEL MUMFORD - 40 WESTMINSTER STREET, PROVIDENCE, RI 02903. KIM KAMINSKI - 2941 FAIRVIEW PARK DRIVE, FALLS CHURCH, VA 22042. TRISHA OLSON - 400 COLLINS ROAD NE, CEDAR RAPIDS, IA 52498. CRISTINA POTTER - 1710 SAIC DRIVE, MCLEAN, VA 22102. MICHELE BROWN - 1750 PRESIDENTS STREET, RESTON, VA 20190. CECILIA SHOWALTER - 1300 WILSON BLVD, ARLINGTON, VA 22209. FORM 990, PART IX, LINE 11G COORDINATOR'S FEES 107,500. WEBSITE DEVELOPMENT 14,496. FORM 990, PART XII, LINE 2C: THE DII COORDINATOR ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT OF THE ORGANIZATION'S FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT.