2022-02-11T10:10:05-06:00 2021-06-30 131655065 LUTZ AND CARR CPAS LLP 551 FIFTH AVENUE SUITE 400 NEW YORK NY 10176 990 2020-07-01 133888641 JAZZ AT LINCOLN CENTER INC JAZZ 2122589800 3 COLUMBUS CIRCLE 12TH FLOOR NEW YORK NY 100198716 SUSAN C GORDON VP AND CFO 2122589800 2022-02-15 1 SUSAN GORDON XXX-XX-XXXX FREDERICK MARTENS P00298107 2126972299 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z WYNTON MARSALIS 3 COLUMBUS CIRCLE 12TH FLOOR NEW YORK NY 100198716 58237845 0 X WWW.JAZZ.ORG X 1996 NY THE MISSION OF JAZZ AT LINCOLN CENTER, INC. IS TO ENTERTAIN, ENRICH AND EXPAND A GLOBAL COMMUNITY FOR JAZZ THROUGH PERFORMANCE, EDUCATION AND ADVOCACY. 44 43 435 49 -368639 0 16779340 48592403 11537145 2845818 1361863 2879331 -2437597 -35577 27240751 54281975 0 0 0 0 20021877 15741808 68250 0 3017920 19360734 15320927 39450861 31062735 -12210110 23219240 222896771 256479916 14199641 14902333 208697130 241577583 X THE MISSION OF JAZZ AT LINCOLN CENTER, INC. IS TO ENTERTAIN, ENRICH AND EXPAND A GLOBAL COMMUNITY FOR JAZZ THROUGH PERFORMANCE, EDUCATION AND ADVOCACY. 0 0 7241525 2163960 PERFORMANCE PRESENTATIONS:DUE TO STATE AND LOCAL REQUIREMENTS IN RESPONSE TO THE COVID 19 PANDEMIC JAZZ AT LINCOLN CENTER'S PERFORMANCE SPACES WERE CLOSED TO THE PUBLIC THROUGHOUT THE ENTIRE FISCAL YEAR. JAZZ AT LINCOLN CENTER (JALC) MIGRATED PERFORMANCES TO ONLINE AND THE JAZZ AT LINCOLN CENTER ORCHESTRA WITH WYNTON MARSALIS WAS ABLE TO TOUR, TO A LIMITED EXTENT, BOTH NATIONALLY AND INTERNATIONALLY. 2734540 122316 EDUCATION AND OUTREACH: DUE TO STATE AND LOCAL REQUIREMENTS IN RESPONSE TO THE COVID 19 PANDEMIC JAZZ AT LINCOLN CENTER'S PERFORMANCE SPACES WERE CLOSED TO THE PUBLIC THROUGHOUT THE ENTIRE THE FISCAL YEAR. JALC SUCCESSFULLY MIGRATED MANY OF ITS EDUCATIONAL PROGRAMS ONLINE. EDUCATION PROGRAMMING INCLUDED JALC'S ANNUAL HIGH SCHOOL BAND COMPETITION AND FESTIVAL, A JAZZ APPRECIATION CURRICULUM FOR CHILDREN AND ADULTS, A MIDDLE SCHOOL AND A HIGH SCHOOL JAZZ ACADEMY, AN EARLY CHILDHOOD AND ADULT EDUCATION COURSES AND OTHER MUSIC EDUCATIONAL RESOURCES. 11611966 517703 FACILITY OPERATIONS: DUE TO STATE AND LOCAL, REQUIREMENTS IN RESPONSE TO THE COVID 19 PANDEMIC, FREDERICK P. ROSE HALL (FPRH) WAS CLOSED TO THE PUBLIC THROUGHOUT THE FISCAL YEAR. JALC WAS ABLE TO PRODUCE, TO LIMITED EXTENT, ITS VIRTUAL CONTENT AND PROVIDE PRODUCTION SERVICES OF VIRTUAL CONTENT FOR OUTSIDE ORGANIZATIONS BY FOLLOWING STATE MANDATED GUIDELINES. 2117244 246852 MEDIA AND OTHER PROGRAMS INCLUDING JAZZ CONGRESS, AN ANNUAL CONFERENCE DESIGNED TO BRING TOGETHER ARTISTS, MEDIA AND INDUSTRY LEADERS IN THE GLOBAL JAZZ COMMUNITY TO EXCHANGE IDEAS IN ORDER TO NURTURE AND GROW THE JAZZ COMMUNITY. DUE TO SHUTDOWNS RELATED TO COVID 19, JALC EXPANDED ITS DIGITAL DISTRIBUTION OF ITS CONCERT AND EDUCATIONAL PROGRAMMING. 2117244 246852 23705275 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 0 1 0 0 0 1 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 260 0 435 1 1 1 0 0 0 0 1 1 0 0 0 0 1 0 X 44 43 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AR CA FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NY NC ND OR PA RI SC TN UT VA WV WI X ED BULLER 2122589800 3 COLUMBUS CIRCLE 12TH FLOOR NEW YORK NY 100198716 CLARENCE OTIS BOARD CHAIR 5.00 X X 0 0 0 MARK ROSENTHAL EXECUTIVE CHAIR 5.00 X X 0 0 0 SHAHARA AHMAD-LLEWELLYN VICE CHAIR 3.00 X X 0 0 0 DIANE M COFFEY VICE CHAIR 3.00 X X 0 0 0 GAIL MAY ENGELBERG VICE CHAIR 1.00 X X 0 0 0 MICHAEL D FRICKLAS SECRETARY 3.00 X X 0 0 0 RICHARD M CASHIN TREASURER 3.00 X X 0 0 0 WYNTON MARSALIS MANAGING AND ARTISTIC DIRECTOR 60.00 X X 1496557 0 444075 ROBERT J APPEL CHAIR EMERITUS (AS OF 9/2020) 1.00 X 0 0 0 JOHN ARNHOLD DIRECTOR 3.00 X 0 0 0 JESSICA M BIBLIOWICZ DIRECTOR 1.00 X 0 0 0 PETER BERGER DIRECTOR 1.00 X 0 0 0 KENNETH CHENAULT DIRECTOR 1.00 X 0 0 0 BETSY LEVITT COHN DIRECTOR 1.00 X 0 0 0 HARRY CROSBY DIRECTOR 1.00 X 0 0 0 STEPHEN S DANIEL DIRECTOR 1.00 X 0 0 0 GORDON J DAVIS DIRECTOR 1.00 X 0 0 0 FRITZ DEMOPOULOS DIRECTOR (AS OF 4/2021) 1.00 X 0 0 0 NANCY A DENTON DIRECTOR 3.00 X 0 0 0 DIANA DIMENNA DIRECTOR 1.00 X 0 0 0 LOREN DOUGLASS DIRECTOR 1.00 X 0 0 0 MICA ERTEGUN DIRECTOR 1.00 X 0 0 0 HUGHLYN F FIERCE DIRECTOR EMERITUS 1.00 X 0 0 0 BUZZY GEDULD DIRECTOR 1.00 X 0 0 0 DEREK GOODMAN DIRECTOR 1.00 X 0 0 0 TAYLOR GOODRIDGE DIRECTOR 3.00 X 0 0 0 DAVID JAFFE DIRECTOR 1.00 X 0 0 0 JEFFERY B KINDLER DIRECTOR 1.00 X 0 0 0 GREGORY MARCUS DIRECTOR 1.00 X 0 0 0 EDWARD H MEYER DIRECTOR 1.00 X 0 0 0 STEVEN MILLER DIRECTOR 1.00 X 0 0 0 GBENGA OYEBODE DIRECTOR 1.00 X 0 0 0 CHARLES E PHILLIPS JR DIRECTOR 1.00 X 0 0 0 RICHARD REITKNECHT DIRECTOR 1.00 X 0 0 0 ARTHUR J SAMBERG DIRECTOR (TO 7/2020) 1.00 X 0 0 0 IAN SCHAEFER DIRECTOR (AS OF 4/2021) 1.00 X 0 0 0 LISA SCHIFF CHAIR EMERITUS 1.00 X 0 0 0 PAUL C SCHORR IV DIRECTOR 3.00 X 0 0 0 BARRY F SCHWARTZ DIRECTOR 3.00 X 0 0 0 DAVID STEWARD II DIRECTOR (AS OF 11/2020) 1.00 X 0 0 0 DR EMIKO TERASAKI DIRECTOR (AS OF 4/2021) 1.00 X 0 0 0 FAYE WATTLETON DIRECTOR 1.00 X 0 0 0 WILBUR ZOU DIRECTOR 1.00 X 0 0 0 STEPHEN R AIELLO DIRECTOR - EX OFFICIO DESIGNEE 1.00 X 0 0 0 HON BILL DE BLASIO DIRECTOR-EX OFFICIO 1.00 X 0 0 0 HON GALE BREWER DIRECTOR - EX OFFICIO 1.00 X 0 0 0 HON COREY JOHNSON DIRECTOR-EX OFFICIO 1.00 X 0 0 0 KEVIN R MCCABE DIRECTOR-EX OFFICIO DESIGNEE 1.00 X 0 0 0 COURTNEY LEE-MITCHELL DIRECTOR-EX OFFICIO DESIGNEE 1.00 X 0 0 0 GREG SCHOLL EXECUTIVE DIRECTOR 60.00 X 616432 0 69362 DEIRDRE DAVIS ASST SECRETARY 1.00 X 0 0 0 SUSAN C GORDON VP, CFO, ASSISTANT TREASURER 60.00 X 138415 0 17155 DAPHNEE S WOODLEY VP, GENERAL COUNSEL, ASST. SECRETARY 60.00 X 183130 0 38231 GABRIELLE ARMAND VP, BRAND, SALES AND MARKETING 60.00 X 212029 0 18276 PAMELA BUTLER VP DEVELOPMENT 60.00 X 246794 0 37641 DOUG C HOSNEY VP FPRH 60.00 X 208066 0 34915 CATHERINE HENRY VP, CONCERTS AND TOURING 60.00 X 243655 0 25936 TODD STOLL VP, EDUCATION 60.00 X 206449 0 30749 EDWARD R BULLER CONTROLLER 60.00 X 181633 0 41869 JASON OLAINE VP, PROGRAMMING 60.00 X 168108 0 52389 NANCY GALLAGHER VP, SALES & SPECIAL PROJECTS 60.00 X 170945 0 34238 4072213 0 844836 45 0 1 0 ABLE BUILDING MAINTENANCE DEPT 34651 PO BOX 39000 SAN FRANCISCO CA 941390001 CLEANING SERVICES 1670168 ABLE ENGINEERING SERVICES DEPT 34651 PO BOX 39000 SAN FRANCISCO CA 941390001 ENGINEERING SERVICES 1190383 SECURITAS SECURITY SERVICES USA INC PO BOX 403412 ATLANTA GA 303843412 SECURITY SERVICES 805661 THYSSENKRUPP ELEVATOR PO BOX 3796 CAROL STREAM IL 601323796 ELEVATOR MAINTENANCE SERVICES 282029 KAUFF MCGUIRE & MARGOLIS LLP 950 THIRD AVENUE 4TH FLOOR NEW YORK NY 10022 LEGAL SERVICES 249389 11 3047053 2686090 42859260 375713 48592403 PERFORMANCES 711130 2163960 2163960 RENTAL INCOME 711190 517703 517703 RADIO/BROADCAST INCOME 515100 122316 122316 PROGRAM FEES 611699 41839 41839 2845818 803227 803227 128049 128049 637571 1172877 -535306 -535306 -535306 4628884 2552780 2076104 2076104 2076104 230213 3047053 230213 0 OTHER INCOME 900099 205013 205013 CATERING COMMISSION 722320 166667 166667 371680 54281975 3050831 -368639 3007380 4328686 2976196 840590 511900 8515209 6243337 1034719 1237153 761002 374443 260153 126406 1372634 1111914 137351 123369 764277 508392 141894 113991 27287 13336 9391 4560 329622 161095 113443 55084 80000 39098 27533 13369 116169 116169 1703504 1613836 31220 58448 110906 30525 80381 373757 209575 101489 62693 722581 366533 242910 113138 166327 159877 6450 4872631 3892479 659343 320809 461113 444024 4310 12779 1950 938 778 234 79237 53721 17176 8340 5334116 4962336 250262 121518 533811 382135 102100 49576 MISCELLANEOUS 407916 161485 168328 78103 31062735 23705275 4339540 3017920 4331369 4344667 8601437 9243118 12810226 16096016 916728 791590 272709 331517 222054189 82550045 144704856 139504144 44571034 76152138 4488410 8147910 471543 421703 1728459 1447113 222896771 256479916 4969086 6551156 1454814 1069881 4351770 4351770 3423971 2929526 14199641 14902333 X 144094365 158946297 64602765 82631286 208697130 241577583 222896771 256479916 23219240 9661213 0 X 0 1 X 1 0 X 15007894 16241693 25036035 16779340 48592403 121657365 15007894 16241693 25036035 16779340 48592403 121657365 11593462 110063903 533953 746952 1032018 1006170 931276 4250369 810354 1926882 3202513 5939749 871377 814770 1470476 1443611 371680 4971914 136819397 55576568 0.80440 0.70700 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 31175911 31175911 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 250000 250000 250000 250000 1000000 1500000 54457634 600005 12419399 2540000 64937038 52433242 3665069 9323 1650000 54457634 48430237 2857500 2470505 1325000 52433242 44279317 3147533 2028387 1025000 48430237 35877863 5761522 3476732 836800 44279317 0.03160 0.75220 0.21620 0 0 26364409 26364409 182341401 71161982 111179419 996607 536611 459996 12351772 10851452 1500320 139504144 AMOUNTS DUE TO OTHER ORGANIZATIONS 1403236 REFUNDABLE ADVANCES 174061 DEFERRED RENT 1352229 2929526 64999896 9661213 1172877 10834090 54165806 116169 116169 54281975 32119443 1172877 1172877 30946566 116169 116169 31062735 PART V, LINE 4: THE ORGANIZATION'S ENDOWMENT FUNDS PROVIDE SUPPORT FOR PROGRAM ACTIVITIES AND PROVIDE ADDITIONAL SUPPORT FOR GENERAL ACTIVITIES, IN ACCORDANCE WITH A SPENDING POLICY ADOPTED BY THE BOARD OF DIRECTORS. PART XI, LINE 2D - OTHER ADJUSTMENTS: DIRECT RENTAL EXPENSES 1,172,877. PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT RENTAL EXPENSES 1,172,877. EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES MUSICAL PERFORMANCE - TOURING 317537 RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, 0 0 PROGRAM SERVICES MUSICAL PERFORMANCE - TOURING 190522 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS (SEE PART V) 5428673 0 0 0 0 0 0 5936732 0 5936732 0 0 0 0 0 0 PART III ACCOUNTING METHOD: FORM 990,, PART I, LINE 3, COLUMN (D) JAZZ AT LINCOLN CENTER, INC'S ENDOWMENT PORTFOLIO INCLUDES CERTAIN ALTERNATIVE INVESTMENTS IN HEDGE FUNDS WHICH ARE ORGANIZED AS OFFSHORE ENTITIES. SUCH INVESTMENTS ARE MADE IN ACCORDANCE WITH, AND ARE SUBJECT TO, THE ORGANIZATION'S INVESTMENT POLICY. GALA 3277266 3047053 230213 230213 3277266 3047053 230213 230213 230213 0 X X X X X 0 1 0 0 0 0 0 0 0 WYNTON MARSALIS MANAGING AND ARTISTIC DIRECTOR 1494751 0 0 0 1806 0 424122 0 19953 0 1940632 0 0 0 GREG SCHOLL EXECUTIVE DIRECTOR 615466 0 0 0 966 0 23275 0 46087 0 685794 0 0 0 SUSAN C GORDON VP, CFO, ASSISTANT TREASURER 136396 0 0 0 2019 0 2102 0 15053 0 155570 0 0 0 DAPHNEE S WOODLEY VP, GENERAL COUNSEL, ASST. SECRETARY 182738 0 0 0 392 0 2971 0 35260 0 221361 0 0 0 GABRIELLE ARMAND VP, BRAND, SALES AND MARKETING 211088 0 0 0 941 0 3223 0 15053 0 230305 0 0 0 PAMELA BUTLER VP DEVELOPMENT 244988 0 0 0 1806 0 3824 0 33817 0 284435 0 0 0 DOUG C HOSNEY VP FPRH 205373 0 0 0 2693 0 3198 0 31717 0 242981 0 0 0 CATHERINE HENRY VP, CONCERTS AND TOURING 243172 0 0 0 483 0 2116 0 23820 0 269591 0 0 0 TODD STOLL VP, EDUCATION 204759 0 0 0 1690 0 3128 0 27621 0 237198 0 0 0 EDWARD R BULLER CONTROLLER 179110 0 0 0 2523 0 2835 0 39034 0 223502 0 0 0 JASON OLAINE VP, PROGRAMMING 167247 0 0 0 861 0 2733 0 49656 0 220497 0 0 0 NANCY GALLAGHER VP, SALES & SPECIAL PROJECTS 168545 0 0 0 2400 0 2644 0 31594 0 205183 0 0 0 PART I, LINE 4B WYNTON MARSALIS - DEFERRED COMPENSATION ACCRUED UNDER SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN - $419,847 X 24 375713 FMV 0 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B MANAGEMENT THOROUGHLY REVIEWS THE FORM 990 BEFORE PRESENTING IT TO THE AUDIT COMMITTEE OF THE BOARD. THE AUDIT COMMITTEE, CONSISTING OF AT LEAST THREE INDEPENDENT DIRECTORS, REVIEWS AND APPROVES THE FORM 990. THE APPROVED FORM 990 IS THEN DISTRIBUTED TO ALL THE MEMBERS OF THE BOARD OF DIRECTORS PRIOR TO IT BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE AUDIT COMMITTEE ANNUALLY REVIEWS AND APPROVES A CONFLICT OF INTEREST STATEMENT THAT IS ISSUED TO EVERY MEMBER OF THE BOARD AT ITS ANNUAL MEETING. EACH BOARD MEMBER IS REQUIRED TO DISCLOSE ANY ACTUAL OR POTENTIAL CONFLICTS OF INTEREST, INCLUDING ANY RELATIONSHIP, FINANCIAL INTEREST OR BUSINESS AFFILIATION. DISCLOSED CONFLICTS ARE PRESENTED TO THE AUDIT COMMITTEE FOR EVALUATION, AND MINUTES ARE MAINTAINED OF THE MEETING. BOARD MEMBERS ARE INFORMED OF STRATEGIC AND SIGNIFICANT BUSINESS RELATIONSHIPS THROUGH BOARD MEETINGS AND MATERIALS, AND ARE REQUIRED TO DISCLOSE ANY POTENTIAL CONFLICT. ANY BOARD MEMBER WITH A CONFLICT IS RECUSED FROM DISCUSSIONS AND DECISIONS. SENIOR STAFF AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE ANY ACTUAL OR POTENTIAL CONFLICTS OF INTEREST, INCLUDING ANY RELATIONSHIP, FINANCIAL INTEREST OF BUSINESS AFFILIATION. DISCLOSED CONFLICTS ARE PRESENTED TO THE AUDIT COMMITTEE FOR EVALUATION AND MINUTES ARE MAINTAINED OF THE MEETING. ALL EMPLOYEES OF JAZZ AT LINCOLN CENTER, INC. ARE REQUIRED BY THE EMPLOYEE HANDBOOK TO DISCLOSE ANY ACTUAL OR POTENTIAL CONFLICTS OF INTEREST, INCLUDING ANY RELATIONSHIP, FINANCIAL INTEREST OR BUSINESS AFFILIATION. DISCLOSED CONFLICTS ARE REVIEWED AT VARIOUS LEVELS BASED ON THE TYPE OF CONFLICT, INCLUDING THE HUMAN RESOURCES DEPARTMENT, THE MANAGING AND ARTISTIC DIRECTOR AND THE EXECUTIVE DIRECTOR, OR THE AUDIT COMMITTEE. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION AND LABOR COMMITTEE OF THE BOARD HAS OVERSIGHT OF JAZZ AT LINCOLN CENTER, INC.'S COMPENSATION AND LABOR RELATIONS. THIS COMMITTEE NEGOTIATES THE TERMS AND CONDITIONS OF EMPLOYMENT OF THE MANAGING AND ARTISTIC DIRECTOR AND THE EXECUTIVE DIRECTOR, APPROVES ANY SALARY INCREASES FOR THE MANAGING AND ARTISTIC DIRECTOR AND THE EXECUTIVE DIRECTOR AND CHARGES THE HUMAN RESOURCES DEPARTMENT WITH OBTAINING MARKET DATA TO ENSURE THAT THE SALARY FALLS WITHIN ACCEPTABLE RANGES. COMPENSATION SURVEYS, INCLUDING COMPARABILITY DATA, FOR THE MANAGING AND ARTISTIC DIRECTOR AND THE EXECUTIVE DIRECTORS' SALARIES ARE CONDUCTED BY AN INDEPENDENT COMPENSATION FIRM, AND REVIEWED BY THE COMMITTEE. THE COMMITTEE ALSO REVIEWS THE SALARIES OF OTHER OFFICERS AND SENIOR MANAGERS OF JAZZ AT LINCOLN CENTER, INC. MARKET DATA IS COLLECTED AND REVIEWED ON A BIENNIAL BASIS. THE COMMITTEE ACTS AS THE CUSTODIAN FOR JAZZ AT LINCOLN CENTER, INC.'S OVERALL COMPENSATION PHILOSOPHY. THE OVERALL COMPENSATION ADJUSTMENTS ARE INCORPORATED IN THE ANNUAL BUDGET PROCESS AND APPROVED BY THE FINANCE AND EXECUTIVE COMMITTEES BEFORE BEING RATIFIED BY THE FULL BOARD. THE INDIVIDUAL SALARY ADJUSTMENTS ARE THEN BASED ON PERFORMANCE AND APPROVED BY THE MANAGING AND ARTISTIC DIRECTOR AND THE EXECUTIVE DIRECTOR. FORM 990, PART VI, SECTION C, LINE 19 JAZZ AT LINCOLN CENTER MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC, ON REQUEST.