2022-03-15T17:40:32-07:00 2021-04-30 990 2020-05-01 530196583 CATHOLIC UNIVERSITY OF AMERICA CATH 2023195606 620 Michigan Ave NE LEAHY HALL 162 Washington DC 20064 Robert Specter Executive VP, COO & Univ. Treasurer 2023195606 2022-03-15 1 11 1 AAL2 2020 2022-09-23 18:48:47Z ROBERT M SPECTER 620 MICHIGAN AVENUE NE Washington DC 20064 518182105 0 X www.cua.edu X 1887 DC THE CATHOLIC UNIVERSITY OF AMERICA IS THE NATIONAL UNIVERSITY OF THE CATHOLIC CHURCH IN THE UNITED STATES. 37 37 3800 1500 197858 0 77808680 47137791 281913463 262441953 106446172 23243652 3172913 1824916 469341228 334648312 101635954 103427935 0 0 149988710 143698233 205645 84042 10826871 91349949 84611728 343180258 331821938 126160970 2826374 852122048 943835203 275429130 277905895 576692918 665929308 AS THE NATIONAL UNIVERSITY OF THE CATHOLIC CHURCH IN THE UNITED STATES, FOUNDED AND SPONSORED BY THE BISHOPS OF THE COUNTRY WITH THE APPROVAL OF THE HOLY SEE, THE CATHOLIC UNIVERSITY OF AMERICA IS COMMITTED TO BEING A COMPREHENSIVE CATHOLIC AND AMERICAN INSTITUTION (CONTINUED ON SCHEDULE O) 0 0 95218078 0 210706437 INSTRUCTION AND DEPARTMENTAL RESEARCH: THE CATHOLIC UNIVERSITY OF AMERICA IS AN INDEPENDENT CATHOLIC INSTITUTION OF HIGHER EDUCATION LOCATED IN WASHINGTON DC, OFFERING PROGRAMS OF STUDY LEADING TO BACHELORS', MASTERS', DOCTORATE, AND PROFESSIONAL DEGREES IN THE LIBERAL ARTS AND SCIENCES, RELIGIOUS STUDIES, AND SEVERAL PROFESSIONAL AREAS INCLUDING ENGINEERING, ARCHITECTURE, SOCIAL SERVICE, NURSING, MUSIC AND LAW. THE CURRENT ENROLLMENT OF THE UNIVERSITY IS APPROXIMATELY 5,771 OF WHICH 3,279 ARE UNDERGRADUATE AND 2,492 ARE GRADUATE STUDENTS (FALL 2020). THE UNIVERSITY OFFERS 49 DOCTORAL PROGRAMS, 88 MASTERS PROGRAMS AND 74 BACHELORS PROGRAMS. THE FACULTY CONSISTS OF 377 FULL-TIME AND 416 PART-TIME MEMBERS. OF THE FULL-TIME FACULTY 83.8% HOLD DOCTORAL OR PROFESSIONAL DEGREES. 103427935 103427935 0 SCHOLARSHIP PROGRAMS: FINANCIAL AID TO STUDENTS INCLUDES SCHOLARSHIPS, REMITTED TUITION AND STIPENDS FOR BOTH UNDERGRADUATE AND GRADUATE STUDY. 6,622 SCHOLARSHIPS WERE AWARDED DURING FISCAL YEAR 2020. GRANTS: THE UNIVERSITY MAKES OCCASIONAL CHARITABLE CONTRIBUTIONS TO PUBLIC CHARITIES. DURING FISCAL YEAR 2020 THE UNIVERSITY ALSO AWARDED APPROXIMATELY 620 EMERGENCY AID GRANTS TO STUDENTS. 26313229 0 37829926 OTHER PROGRAM SERVICES - SPONSORED RESEARCH: THE UNIVERSITY RECEIVED 393 SPONSORED RESEARCH AWARDS SPANNING ALL DISCIPLINES. LIBRARY PROGRAMS: THERE ARE OVER 1.6 MILLION VOLUMES IN THE GENERAL LIBRARY SYSTEM AND IN THE LAW LIBRARY. THE CATHOLIC UNIVERSITY OF AMERICA PRESS PUBLISHES ABOUT 35-40 BOOKS EACH YEAR IN THEOLOGY, PHILOSOPHY, LITERATURE, HISTORY AND POLITICAL THEORY. STUDENT SERVICES PROGRAM: A NUMBER OF OFFICES EXIST TO PROVIDE SERVICES TO STUDENTS, BOTH FOR ACADEMIC AND PERSONAL NEEDS. THESE OFFICES INCLUDE, AMONG OTHERS, THE ADMINISTRATION OFFICE, ENROLLMENT SERVICES, CAREER SERVICES, STUDENT ACTIVITIES, AND CAMPUS MINISTRY. INTERNATIONAL STUDY IS AVAILABLE IN AFRICA, ASIA, AUSTRALIA, CENTRAL AND SOUTH AMERICA, AND EUROPE. CAMPUS MINISTRY PROVIDES MANY OPPORTUNITIES FOR COMMUNITY SERVICE IN THE WASHINGTON D.C. AREA AND IN OTHER PARTS OF THE UNITED STATES AND ABROAD. 66688280 0 14950781 AUXILIARY SERVICES: UNIVERSITY DORMITORIES CONSIST OF 17 RESIDENCE HALLS WHICH PROVIDE LIVING QUARTERS FOR 1,881 STUDENTS. OCCUPANCY RATE AS OF FALL 2020 WAS 94.8%. THE UNIVERSITY ALSO PROVIDES RECREATIONAL FACILITIES, DINING SERVICES, PARKING, AND OTHER SELF-SUPPORTING FACULTY, STAFF AND STUDENT SERVICES. 66688280 0 14950781 291647522 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 1 1 0 0 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 1 7553 0 1 3800 1 1 1 1 IT 0 0 0 0 0 0 0 0 0 0 X 37 37 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 MA MD MI NH NY OR SC WI X ROBERT M SPECTER 2023195606 620 Michigan Ave NE Washington DC 20064 JOHN H GARVEY PRESIDENT 40.00 2 X X 505374 0 40440 D AARON DOMINGUEZ PROVOST 40 2 X 399167 0 43313 IAN L PEGG PROFESSOR OF PHYSICS 40 0 X 405194 0 34151 SCOTT P REMBOLD VP INSTITUTIONAL ADVANCEMENT 40 0 X 384685 0 41068 ROBERT M SPECTER VP FOR FINANCE/TREASURER 40 2 X 366572 0 36790 ANDREW V ABELA DEAN BUSCH SCHOOL OF BUSINESS 40 0 X 353113 0 39644 STEPHEN PAYNE DEAN AND PROFESSOR OF LAW 40 0 X 352728 0 14215 CHRISTOPHER P LYDON VP FOR ENROLLMENT MGT & MKTG 40 0 X 295856 0 32850 LAWRENCE J MORRIS BOARD SECRETARY 40 0 X 290805 0 21906 JUDI GARBUIO VP OF STUDENT AFFAIRS 40 0 X 265931 0 33580 MATTHEW MCNALLY SENIOR ASSOCIATE VICE PRESIDENT 40 0 X 277634 0 20595 ANDREA TRISCIUZZI ASSOCIATE VP FOR STRATEGIC INITIATIVES 40 0 X 248043 0 31703 NANCY O'CONNOR GENERAL COUNSEL 40 0 X 255845 0 23529 DAVID WALSH INT. DEAN SCHOOL OF POLITICS UNTIL 7.2020 40 0 X 177441 0 13917 THOMAS SMITH DEAN SCHOOL OF ARTS & 40 0 X 180453 0 8356 ARCHBISHOP SAMUEL J AQUILA TRUSTEE 2 0 X 0 0 0 RICHARD D BANZIGER TRUSTEE 2 0 X 0 0 0 BISHOP JOHN O BARRES TRUSTEE 0 0 X 0 0 0 LAWRENCE C BLANFORD TRUSTEE 2 0 X 0 0 0 LEE ANN JOINER BRADY TRUSTEE 2 0 X 0 0 0 BISHOP MICHAEL F BURBIDGE TRUSTEE 2 0 X 0 0 0 JOSEPH L CARLINI TRUSTEE, CHAIRMAN OF THE BOARD 2 0 X X 0 0 0 WILLIAM E CONWAY TRUSTEE 2 0 X 0 0 0 CARDINAL BLASE J CUPICH TRUSTEE 2 0 X 0 0 0 CARDINAL DANIEL N DINARDO TRUSTEE 2 0 X 0 0 0 CARDINAL TIMOTHY M DOLAN TRUSTEE 2 0 X 0 0 0 SISTER JANET EISNER SND TRUSTEE 2 0 X 0 0 0 JAY M FERRIERO TRUSTEE 2 0 X 0 0 0 BISHOP DANIEL E FLORES TRUSTEE 2 0 X 0 0 0 ARCHBISHOP JOSE H GOMEZ TRUSTEE 2 0 X 0 0 0 ARCHBISHOP WILTON D GREGORY TRUSTEE/CHANCELLOR 2 0 X X 0 0 0 FRANK J HANNA III TRUSTEE 2 0 X 0 0 0 ARCHBISHIP BERNARD A HEBDA TRUSTEE 0 0 X 0 0 0 STEPHEN J KANEB TRUSTEE 0 0 X 0 0 0 ARCHBISHOP JOSEPH E KURTZ TRUSTEE 2 0 X 0 0 0 CAROL MATHEWS LASCARIS TRUSTEE 2 0 X 0 0 0 LEONARD A LEO TRUSTEE 2 0 X 0 0 0 ARCHBISHOP WILLIAM E LORI TRUSTEE 2 0 X 0 0 0 SISTER DONNA MARKHAM TRUSTEE 2 0 X 0 0 0 WILLIAM P MCINEREY TRUSTEE 2 0 X 0 0 0 J PAUL MCNAMARA TRUSTEE 2 0 X 0 0 0 GERARD E MITCHELL TRUSTEE 2 0 X 0 0 0 ANNE E O'DONNELL MD TRUSTEE 2 0 X 0 0 0 CARDINAL SEAN P O'MALLEY OFM CAP TRUSTEE 2 0 X 0 0 0 E JEFFREY ROSSI ESQ TRUSTEE 2 0 X 0 0 0 ANTONIO ENRIQUE SEGURA TRUSTEE, VICE CHAIRMAN OF THE BOARD 2 0 X X 0 0 0 VINCENT N SICA TRUSTEE 2 0 X 0 0 0 VICTOR P SMITH ESQ TRUSTEE 2 0 X 0 0 0 CARDINAL JOSEPH TOBIN TRUSTEE 2 0 X 0 0 0 MONSIGNOR PETER J VAGHI TRUSTEE 2 0 X 0 0 0 CHRISTOPHER M VENO TRUSTEE 2 0 X 0 0 0 ARCHBISHIOP ALLEN H VIGNERON TRUSTEE 0 0 X 0 0 0 JEFFREY R MORELAND TRUSTEE THROUGH JUNE 2020 2 0 X 0 0 0 MONSIGNOR WALTER R ROSSI TRUSTEE THROUGH JUNE 2020 2 0 X 0 0 0 CATHARINE MURRARY RYAN TRUSTEE THROUGH JUNE 2020 2 0 X 0 0 0 4758841 0 436057 252 0 1 0 WHITING TURNER CONTRACTING 300 EAST JOPPA RD BALTIMORE MD 21286 CONSTRUCTION 44969859 PATNER CONSTRUCTION 2710 PROSPERITY AVE STE 120 FAIRFAX VA 22031 CONSTRUCTION 6728182 ARAMARK SERVICES INC 2400 MARKET STREET PHILADELPHIA PA 19103 FOOD SERVICES 6050052 MANHATTAN CONSTRUCTION COMPANY 5601 S 122ND EAST AVE TULSA OK 74146 CONSTRUCTION 3996480 NETWORKING FOR FUTURE INC 700 12TH ST NW SUITE 700 WASHINGTON DC 20005 IT BUSINESS SOLUTIONS 831831 186 16023 0 0 0 0 47121768 3445084 47137791 TUTITION AND FEES 611600 210706437 210706437 0 0 FEDERAL AND PRIVATE GRANTS 541700 31620200 31620200 0 0 HOUSING 721310 8322174 8322174 0 0 FOOD SERVICE 722210 5242567 5242567 0 0 BOOKSTORE 451211 288774 288774 0 0 6261801 6209726 52075 0 262441953 6260097 0 145783 6114314 323668 0 0 323668 342751 0 0 342751 73664 0 0 0 73664 0 73664 0 0 73664 199866037 19301 183225451 0 16640586 19301 16659887 0 0 16659887 0 0 0 0 0 0 1405608 308342 1097266 1097266 0 0 INTEREST INCOME STUDENTS 900099 311235 0 0 311235 0 0 0 0 311235 334648312 263487144 197858 23825519 0 0 103427935 103427935 0 0 3607449 843622 2103284 660543 118912208 103984125 7884400 7043683 2943997 2392668 364212 187117 10433006 9739554 300812 392640 7801573 6379220 951399 470954 0 0 0 0 973240 515543 457697 0 839622 13757 825865 0 13742 13742 0 0 84042 84042 1170483 0 1170483 0 20699339 12924938 6963792 810609 1331028 1298126 0 32902 9751550 5518313 3321991 911246 1528922 1021349 449429 58144 671709 552340 119369 0 14137837 12627341 1497633 12863 466650 426796 5726 34128 0 0 0 0 331539 267021 52753 11765 4827746 4827746 0 0 18108868 16824744 1284124 0 2540130 2396284 143846 0 PERIODICALS AND PUBLICATIONS 542441 542441 0 0 HONORARIA/EDITORIAL/FREELANCE SERVICES/RESIDENT ADVISORS 10447 6797 0 3650 DOUBTFUL ACCOUNTS 924446 87934 836512 0 ENTERTAINMENT/CATERING/GUEST MEALS 771620 630102 67522 73996 4970369 4385084 546696 38589 331821938 291647522 29347545 10826871 88859970 77089091 70834037 70253173 6888460 6925736 5662500 4829865 619002 666865 5400339 5769004 602652947 287040009 285657766 315612938 187721891 320589079 182915462 124529956 17562621 17569496 852122048 943835203 34934605 36583514 8435836 14828861 199825883 195024953 32232806 31468567 275429130 277905895 X 283141574 296973382 293551344 368955926 576692918 665929308 852122048 943835203 2826374 86410016 0 0 0 0 X 0 1 X 1 1 1 X 31005397 57741069 35580566 77808680 47137791 249273503 31005397 57741069 35580566 77808680 47137791 249273503 21286239 227987264 3114698 5013469 7047779 7805412 6854397 29835755 0 1608809 1797218 1659434 1499826 1716843 8282130 287391388 1369877740 0.79330 0.80452 X Schedule A, Part II, Line 10 OTHER INCOME TOTAL OF $8,282,130 IS COMPRISED OF THE FOLLOWING: NONACADEMIC REGISTRATION FEES 176,084, INTEREST INCOME 2,136,974, GROSS SALES FROM FUNDRAISING EVENTS 130,250, GROSS SALES OF INVENTORY 5,838,822. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 13742 0 0 13742 0 Schedule C, Part II-B, Line 1 THE CATHOLIC UNIVERSITY OF AMERICA HAS ENGAGED IN LOBBYING TO OBTAIN ADDITIONAL FUNDING TO SUPPORT AND EXPAND THE UNIVERSITY'S PROGRAMS. 0 0 X X X X 0 263270814 3872202 78643318 3955007 6449295 1434746 333947286 269855433 6954955 -3346857 3673749 6518968 0 263270814 249832433 11229000 17958000 3758123 5405877 0 269855433 213881272 26934548 18584526 2907660 6660253 0 249832433 206792676 4271295 13990986 4799128 6374557 0 213881272 0.3366 0.3883 0.2751 0 0 0 23525227 23525227 0 443635534 199476333 244159201 0 5714170 3375336 2338834 0 60772700 46230967 14541733 0 69005316 37957373 31047943 315612938 OTHER LEVEL 1 INVESTMENTS 13080655 F REAL ESTATE 68461352 F LIMITED PARTNERSHIP AND PRIVATE EQUITY 42987949 F 124529956 0 ASSET RETIREMENT OBLIGATIONS 10706332 REFUNDABLE ADVANCES FROM US GOV'T 4291164 SPLIT-INTEREST AGREEMENTS 1653956 AGENCY LIABILITY 100293 RIGHT OF USE LEASED ASSET OBLI 14716822 31468567 X 525645674 86410016 0 0 -308342 86101674 439544000 -1170483 -103725205 -104895688 334648312 227234592 0 0 0 308342 308342 226926250 1170483 103725205 104895688 331821938 Schedule D, Part III, Line 1 THE UNIVERSITY MAINTAINS A COLLECTION HELD FOR PUBLIC EXHIBITION, EDUCATION AND RESEARCH IN FURTHERANCE OF THE UNIVERSITY'S EDUCATIONAL AND PUBLIC SERVICE MISSION. THESE COLLECTIONS, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE UNIVERSITY'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE CONSOLIDATED STATEMENT OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN NET ASSETS WITHOUT DONOR RESTRICTIONS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED OR AS NET ASSETS WITH DONOR RESTRCTIONS IF THE ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED ON THE CONSOLIDATED FINANCIAL STATEMENTS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN THE APPROPRIATE NET ASSET CATEGORY. THERE WERE NO DEACCESSIONS DURING THE YEARS ENDED APRIL 30, 2020 AND 2021. Schedule D, Part III, Line 4 THE UNIVERSITY ARCHIVES MANAGES A LARGE MUSEUM COLLECTION, WHICH CONTAINS A RANGE OF ART, HISTORICAL PIECES AND OTHER SUCH ITEMS, CERTAIN PIECES, ALONG WITH RELEVANT COLLECTIONS OF FIELD NOTES FROM THE ARCHIVES, HAVE BEEN USED BY THE ANTHROPOLOGY DEPARTMENT TO SUPPLEMENT CLASS DISCUSSIONS. OUR FINE ARTS PIECES CONSIST OF PAINTINGS, ANTIQUE FURNITURE, ASIAN ARTS, AND SCULPTURES. STUDENTS FROM THE MEDIA STUDIES DEPARTMENT AND THE SCHOOL OF LIBRARY AND INFORMATION SCIENCES ROUTINELY VIEW OUR FINE ART COLLECTION TO GAIN FIRST HAND EXPERIENCE OF HOW FINE ART IS PRESERVED, MANAGED, AND USED. IN ADDITION TO BEING GIVEN REGULAR TOURS AND PRESENTATIONS ON OUR MUSEUM COLLECTIONS, STUDENTS ENCOUNTER PIECES FROM THE COLLECTION ON A DAILY BASIS BECAUSE THE BEST ITEMS ARE HUNG IN CLASSROOMS, OFFICES, AND IN PROMINENT HALLWAYS AND MEETING SPACES AROUND CAMPUS. IN ADDITION TO BOOKS AND MANUSCRIPTS, THE OLIVEIRA LIMA LIBRARY HAS EXTENSIVE HOLDINGS OF ART WORKS OF SIGNIFICANT VALUE FOR STUDY OF BRAZILIAN, PORTUGUESE, SPANISH AND LATIN AMERICAN HISTORY, ART HISTORY AND CULTURE FROM THE 16TH TO THE 20TH CENTURY. THE LIBRARY'S ART HAS BEEN LOANED FOR EXHIBITION IN THE U.S., PORTUGAL, AND BRAZIL AND ARE IN FREQUENT DEMAND FOR REPRODUCTION IN SCHOLARLY PUBLICATIONS. IN CONJUNCTION WITH THE EXTERNAL EXHIBITIONS AND LOANS IN WHICH THE LIBRARY PARTICIPATES, SIGNIFICANT PRESERVATION TREATMENT OF THE LOANED OBJECTS ARE FREQUENTLY OBTAINED AS A CONDITION OF THE LOAN AT THE BORROWER'S EXPENSE. Schedule D, Part V, Line 4 THE UNIVERSITY'S ENDOWMENT FUNDS ARE USED TO FUND SCHOLARSHIPS, FACULTY POSITIONS, LIBRARY SUPPORT AND OTHER EXPENSES THAT ARE IN ACCORDANCE WITH THE DONOR'S REQUESTS AND THE UNIVERSITY'S MISSION AS A COMPREHENSIVE CATHOLIC AND AMERICAN INSTITUTION OF HIGHER LEARNING. Schedule D, Part X, Line 2 THE UNIVERSITY FOLLOWS GUIDANCE THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS GUIDANCE PROVIDES THAT THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION CAN ONLY BE RECOGNIZED IN THE FINANCIAL STATEMENTS IF THE POSITION IS "MORE-LIKELY-THAN-NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE ASSESSMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. THE UNIVERSITY HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. Schedule D, Part XI, Line 2d COST OF GOODS SOLD $308,342 Schedule D, Part XI, Line 4b OTHER EXPENSES DEDUCTED FROM REVENUE ON INCOME STATEMENT Schedule D, Part XII, Line 2d COST OF GOODS SOLD $308,342 Schedule D, Part XII, Line 4b OTHER EXPENSES DEDUCTED FROM REVENUE ON INCOME STATEMENT 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 THE UNIVERSITY INCLUDES ITS RACIALLY NONDISCRIMINATORY POLICY IN THE ADMISSIONS VIEW-BOOK, UNIVERSITY'S WEBSITE, STUDENT APPLICATION, THE INFORMATION PACKET PROVIDED TO STUDENTS AFTER ADMISSION, AND IN THE FINANCIAL AID GUIDE. Schedule E, Part I, Line 6 THE UNIVERSITY RECEIVES FEDERAL FINANCIAL AID FOR STUDENTS THROUGH ITS PARTICIPATION IN THE FOLLOWING PROGRAMS: FEDERAL WORK STUDY, PELL GRANTS, ACADEMIC COMPETITIVENESS GRANTS, PERKINS LOAN PROGRAM, FEDERAL DIRECT LENDING AND FEDERAL SUPPLEMENTAL EDUCATION OPPORTUNITY GRANTS (SEOG). 1 Europe (including Iceland and Greenland) 1 6 Program Services Global Education 2739962 Europe (including Iceland and Greenland) 0 0 Investments 306725 1 6 3046687 1 0 1 1 1 0 Schedule F, Part I, Line 2 IN LIMITED CIRCUMSTANCES, THE UNIVERSITY MAKES CHARITABLE CONTRIBUTIONS TO OTHER ORGANIZATIONS TO ADVANCE A SPECIFIC GOAL THAT IS INTEGRAL TO THE UNIVERSITY'S EDUCATIONAL MISSION. THE UNIVERSITY RECEIVES DETAILED REPORTS REFLECTING THE USE OF THESE FUNDS. Schedule F, Part I, Line 3 ALL EXPENDITURES REPORTED IN PART I, LINE 3, COLUMN (F) ARE BASED ON THE METHOD USED TO ACCOUNT FOR THEM ON THE UNIVERSITY'S FINANCIAL STATEMENTS WHICH IS ACCRUAL. X X X X X X X 1 RUFFALO NOEL LEVITZ LLC 1025 KIRKWOOD PARKWAY SW CEDAR RAPIDS IA 52404 PHONE SOLICITATION PROGRAM 0 79981 84042 -4061 79981 84042 -4061 AK CO LA MA MD MI MO NH NV NY OK OR SC WA WI Schedule G, Part I, Line 2b RUFFALO NOEL LEVITZ - THE UNIVERSITY PAYS BOTH FEES AND EXPENSES TO THIS SERVICE PROVIDER. THE FEES ARE PAID ON A RATE PER HOUR BASIS, WITH DETAIL PROVIDED ON THE TASKS PERFORMED. THE SERVICE PROVIDER PROVIDES A BASIC DESCRIPTION OF ANY OUT-OF-POCKET EXPENSES BILLED. TOTAL FEES: $84,042 1 UNIVERSITY-SPONSORED SCHOLARSHIPS 14262 82711973 0 UNIVERSITY-SPONSORED NEED BASED GRANTS 2230 8980320 0 DONOR-SPONSORED SCHOLORSHIPS 1388 6449026 0 FEDERAL AND STATE GRANTS 1787 3146240 0 HEERF EMERGENCY RELIEF GRANT 445 1182100 0 CARES ACT EMERGENCY GRANTS 866 418546 0 EMERGENCY TUITION 114 338650 EMERGENCY AID GRANTS 574 201080 0 Schedule I, Part I, Line 2 ALL SCHOLARSHIPS ARE OFFERED BASED ON MANUAL AND/OR ELECTRONIC VERIFICATION OF ELIGIBILITY CRITERIA. THE SYSTEM DISBURSEMENT OF THE SCHOLARSHIPS TO THE STUDENT'S ACCOUNTS OCCURS ONLY AFTER GLOBAL AND ITEM SPECIFIC DISBURSEMENT ELIGIBILITY RULES ARE MET. UPON DISBURSEMENT, PAYMENT ALLOCATION RULES IN THE SYSTEM ALLOCATE THE SCHOLARSHIPS TO APPROPRIATE PREDEFINED CHARGES. AFTERWARDS DISBURSEMENT AUDITS ARE COMPLETED AT VARIOUS TIME INTERVALS TO DETERMINE CONTINUED ELIGIBILITY. X X X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 JOHN H GARVEY PRESIDENT 491788 0 0 0 13586 0 28500 0 11940 0 545814 0 0 0 D AARON DOMINGUEZ PROVOST 395020 0 0 0 4147 0 27912 0 15401 0 442480 0 0 0 IAN L PEGG PROFESSOR OF PHYSICS 402374 0 0 0 2820 0 27006 0 7145 0 439345 0 0 0 SCOTT P REMBOLD VP INSTITUTIONAL ADVANCEMENT 380672 0 0 0 4013 0 25786 0 15282 0 425753 0 0 0 ROBERT M SPECTER VP FOR FINANCE/TREASURER 361479 0 0 0 5093 0 25400 0 11390 0 403362 0 0 0 ANDREW V ABELA DEAN BUSCH SCHOOL OF BUSINESS 351474 0 0 0 1639 0 24666 0 14978 0 392757 0 0 0 STEPHEN PAYNE DEAN AND PROFESSOR OF LAW 352170 0 0 0 558 0 1500 0 12715 0 366943 0 0 0 CHRISTOPHER P LYDON VP FOR ENROLLMENT MGT & MKTG 290964 0 0 0 4892 0 20321 0 12529 0 328706 0 0 0 LAWRENCE J MORRIS BOARD SECRETARY 286904 0 2000 0 1901 0 19699 0 2207 0 312711 0 0 0 JUDI GARBUIO VP OF STUDENT AFFAIRS 264581 0 0 0 1350 0 19250 0 14330 0 299511 0 0 0 MATTHEW MCNALLY SENIOR ASSOCIATE VICE PRESIDENT 275012 0 2000 0 622 0 18467 0 2128 0 298229 0 0 0 ANDREA TRISCIUZZI ASSOCIATE VP FOR STRATEGIC INITIATIVES 246392 0 0 0 1650 0 17334 0 14370 0 279746 0 0 0 NANCY O'CONNOR GENERAL COUNSEL 252669 0 0 0 3175 0 17334 0 6196 0 279374 0 0 0 DAVID WALSH PROFESSOR OF POLITICS 175000 0 0 0 2441 0 12500 0 1417 0 191358 0 0 0 THOMAS SMITH DEAN SCHOOL OF ARTS & 158236 0 21862 0 355 0 2708 0 5648 0 188809 0 0 Schedule J, Part I, Line 1a TRAVEL AT ONE CLASS ABOVE COACH CLASS IS OCCASIONALLY USED, PRIMARILY FOR INTERNATIONAL TRAVEL, AND THE CLASS IS USUALLY BUSINESS CLASS. BUSINESS/FIRST CLASS AIR TRAVEL WAS PROVIDED TO THE PRESIDENT FOR CERTAIN INTERNATIONAL TRAVEL. THE UNIVERSITY PROVIDED A HOUSE FOR THE PRESIDENT WHICH IS A WORKING CONDITION FRINGE BENEFIT SINCE HIS CONTRACT REQUIRES HIM TO RESIDE IN THE HOUSE ON THE UNIVERSITY CAMPUS. TAX INDEMNIFICATION OR GROSS-UP PAYMENTS ARE ONLY MADE FOR OCCASIONAL BONUS PAYMENTS AND REQUIRE APPROVAL BY THE PRESIDENT. THESE PAYMENTS ARE MADE IN ACCORDANCE WITH GENERAL UNIVERSITY COMPENSATION POLICIES. THE UNIVERSITY PAID CERTAIN SOCIAL CLUBS DUES AND INITIATION FEES FOR ONE OF ITS KEY EMPLOYEES. THIS BENEFIT WAS REPORTED AS TAXABLE COMPENSATION TO THE KEY EMPLOYEE. REIMBURSEMENT OF COMPANION TRAVEL IS RARE AND REQUIRES VICE PRESIDENT OR PRESIDENT APPROVAL. THE REIMBURSEMENT IS TAXABLE TO THE EMPLOYEE UNLESS THE EMPLOYEE CAN DEMONSTRATE THE COMPANION PROVIDED A SIGNIFICANT AND NON-CLERICAL/NON-INCIDENTAL ROLE. THE UNIVERSITY DID NOT REIMBURSE COMPANION TRAVEL FOR THE YEAR 2020. A SERIES OF DISTRICT OF COLUMBIA 2010 REVENUE BONDS 536001131 25483VAT1 2010-08-12 39061164 PARTIAL REFUNDING OF SERIES 1999 BOND; REFINANCING OF 2004 TAXABLE REVENUE BONDS 0 0 0 B DISTRICT OF COLUMBIA REFUNDING REVENUE BOND SERIES 2015 536001131 000000000 2015-12-09 35065000 PARTIAL REFUNDING OF SERIES 2007 BOND 0 0 0 C DISTRICT OF COLUMBIA REFUNDING REVENUE BOND SERIES 2017 536001131 000000000 2017-03-31 27555000 PARTIAL REFUNDING OF 2007 SERIES BOND 0 0 0 D DISTRICT OF COLUMBIA BOND SERIES 2017B 536001131 25483VSL9 2017-11-30 66227033 CAPITAL CONSTRUCTION AND RENOVATION 0 0 0 A 14100000 16725000 39061164 0 0 0 539585 0 0 0 38521579 0 2010 1 0 1 1 B 525000 0 35065000 0 0 0 682220 0 0 0 35883169 0 2009 0 1 1 1 C 2685000 0 27555000 0 0 0 440041 0 0 0 27114959 0 2009 1 0 1 1 D 0 0 69903326 0 0 0 957394 0 0 62070469 6875463 0 2021 0 0 0 1 A 0 0 0 0 0 0 0 0 0 1 B 0 0 0 0 0 0 0 0 0 1 C 0 0 0 0 0 0 0 0 0 1 D 0 0 0 0 0 0 0 0 0 1 A 0 0 1 0 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 C 0 0 1 0 0 0 0 0 1 D 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 D 1 Schedule K, Part II, Line 2-11/30/2017 66,227,033 DISTRICT OF COLUMBIA THE AMOUNT REPORTED ONLINE 3 REFLECTS TOTAL PROCEEDS OF ISSUE AND INVESTMENT EARNINGS TO DATE. A DISTRICT OF COLUMBIA REFUNDING REVENUE BOND SERIES 2017C 536001131 000000000 2017-11-30 17335000 PARTIAL REFUNDING OF 2010 SERIES BOND 0 0 0 B DISTRICT OF COLUMBIA REVENUE AND REFUNDING REVENUE BOND SERIES 2018 536001131 25483VTY0 2018-11-29 7323350 CURRENT REFUNDING 2010 SERIES BOND 0 0 0 C DISTRICT OF COLUMBIA REVENUE AND REFUNDING BONDS SERIES 2018 NEW MONEY 536001131 25483VUQ5 2018-11-29 55780812 CAPITAL CONSTRUCTION AND RENOVATION 0 0 0 A 0 0 17335000 0 0 17688372 253166 0 0 0 394825 0 2010 1 0 1 1 B 0 0 7323350 0 0 7267928 55422 0 0 0 0 0 2004 1 0 1 1 C 0 0 55780812 0 0 0 623299 -1674718 0 15198699 159239 41474292 0 0 0 1 A 0 0 0 0 0 0 0 0 0 1 B 0 0 0 0 0 0 0 0 0 1 C 0 0 0 0 0 0 0 0 0 1 A 0 0 1 0 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 C 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 Schedule K, Part I, Column c-11/29/2018 55,780,812 DISTRICT OF COLUMBIA REVENUE AND In November 2018, the University issued the District of Columbia Revenue And Refunding Bonds Series 2018 ("2018 Bonds") of which a portion of the funds was to be used for capital construction and renovations and capitalized interest. Specifically, $50,000,000 of the 2018 Bonds were to be used for the renovation of Maloney Hall and construction of new Dining and Residence halls, and $5,082,700 for a capitalized interest fund. As a result of the COVID-19 pandemic, new construction of the Dining hall was delayed and the Residence hall was suspended indefinitely. The University intends to expend all unspent proceeds by November 2022. X 1 0 N/A X 11 8535 MARKET VALUE X 817 MARKET VALUE X 3600 MARKET VALUE X 31 3432132 MARKET VALUE 0 1 0 Schedule M, Part I THE AMOUNTS REPORTED IN COLUMN B IDENTIFY THE NUMBER OF CONTRIBUTIONS MADE FOR EACH CATEGORY OF NON-CASH CONTRIBUTIONS. COLLECTIONS ARE NOT RECOGNIZED AS ASSETS ON THE CONSOLIDATED STATEMENT OF FINANCIAL POSITION. FOR EXAMPLE WORKS OF ART OR HISTORICAL TREASURES. Schedule M, Part I, Line 9 THE ORGANIZATION IS REPORTING THE NUMBER OF ITEMS IN COLUMN B, NOT THE NUMBER OF CONTRIBUTIONS. Form 990, Part I, Line 1 THE CATHOLIC UNIVERSITY OF AMERICA IS THE NATIONAL UNIVERSITY OF THE CATHOLIC CHURCH IN THE UNITED STATES. IT WAS FOUNDED AND SPONSORED BY THE BISHOPS OF THE COUNTRY WITH THE APPROVAL OF THE HOLY SEE. THE CATHOLIC UNIVERSITY OF AMERICA IS COMMITTED TO BEING A COMPREHENSIVE CATHOLIC AND AMERICAN INDEPENDENT INSTITUTION OF HIGHER EDUCATION LOCATED IN WASHINGTON, DC, OFFERING PROGRAMS OF STUDY LEADING TO BACHELORS', MASTERS', DOCTORATE AND PROFESSIONAL DEGREES IN THE LIBERAL ARTS AND SCIENCES , RELIGIOUS STUDIES AND SEVERAL PROFESSIONAL AREAS INCLUDING ENGINEERING, ARCHITECTURE, SOCIAL SERVICE, NURSING, MUSIC AND LAW. THE CURRENT ENROLLMENT OF THE UNIVERSITY IS APPROXIMATELY 5,366, OF WHICH 3,055 ARE UNDERGRADUATE. Form 990, Part VI, Section B, Line 11b THE FORM 990 WAS SENT TO THE FULL BOARD OF TRUSTEES WITH AN OPPORTUNITY TO ASK MANAGEMENT QUESTIONS REGARDING THE FORM. THE AUDIT COMMITTEE REVIEWED THE DETAILS OF THE FORM 990 WITH MANAGEMENT IN A COMMITTEE MEETING. Form 990, Part VI, Section B, Line 12c THE SECRETARY OF THE BOARD OF TRUSTEES REVIEWS THE CONFLICT OF INTEREST STATEMENTS SUBMITTED BY THE TRUSTEES IN COORDINATION WITH THE COMPLIANCE OFFICER AND THE GENERAL COUNSEL TO DETERMINE WHETHER ANY MATERIAL FINANCIAL INTERESTS HAVE BEEN DISCLOSED. ANY SUCH INTERESTS ARE INVESTIGATED BY THE AUDIT COMMITTEE AND THEN BY THE FULL BOARD OF TRUSTEES, IF THE AUDIT COMMITTEE BELIEVES THERE IS A CONFLICT OF INTEREST. IF THE FULL BOARD OF TRUSTEES DETERMINES THAT A FINANCIAL INTEREST IS A CONFLICT OF INTEREST AND A UNIVERSITY TRANSACTION OR AGREEMENT ARISES INVOLVING THAT FINANCIAL INTEREST, THE BOARD MAY PERMIT THE INTERESTED TRUSTEE TO MAKE A PRESENTATION REGARDING THE MATTER, BUT THE INTERESTED TRUSTEE SHALL BE REQUIRED TO LEAVE THE MEETING PRIOR TO THE DISCUSSION OF, AND THE VOTE ON THE PROPOSED TRANSACTION OR ARRANGEMENT. FACULTY AND STAFF CONFLICT OF INTEREST STATEMENTS ARE REVIEWED BY THE COMPLIANCE OFFICER IN COORDINATION WITH THE VICE PRESIDENT FOR FINANCE AND TREASURER. THEY ENSURE THAT ALL FORMS HAVE BEEN SUBMITTED, REVIEW ANY CONFLICTS DISCLOSED, DISCUSS THEM WITH THE INDIVIDUAL AND COGNIZANT SUPERVISOR AS NEEDED, AND DETERMINE AND IMPLEMENT PROPER MANAGEMENT ACTION. Form 990, Part VI, Section B, Line 15 ANNUALLY, A COMPENSATION COMMITTEE COMPRISED OF UNIVERSITY TRUSTEES RESEARCHES COMPARABLE INSTITUTIONS' PRESIDENTIAL COMPENSATION AND SOLICITS INPUT FROM THE TRUSTEES ON THE INCUMBENT'S PERFORMANCE. IT THEN RECOMMENDS COMPENSATION (BASE SALARY AND BONUS, IF ANY) FOR THE COMING YEAR TO THE EXECUTIVE COMMITTEE OF THE BOARD, WHICH IS THE APPROVING AUTHORITY ON BEHALF OF THE BOARD. THE EXECUTIVE COMMITTEE'S DECISION IS DOCUMENTED CONTEMPORANEOUSLY IN THE BOARD'S MEETING MINUTES. Form 990, Part VI, Section C, Line 19 THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND CONSOLIDATED AUDITED FINANCIAL STATEMENTS ARE POSTED ON THE UNIVERSITY'S WEBSITE. THE CATHOLIC UNIVERSITY OF AMERICA FOUNDATION 620 MICHIGAN AVE NE WASHINGTON DC 20064 521284733 SUPPORT UNIV PROGRAMS DC 501(C)(3) 12 TYPE I CATHOLIC UNIVERSITY 1 ALBERT E FARONE & ANGELA T FARONE FOUNDATION 620 MICHIGAN AVE NE WASHINGTON DC 20064 160911612 TO PROVIDE SCHOLARSHIPS NY 501(C)(3) 12 TYPE I CATHOLIC UNIVERSITY 1 WASHINGTON RESEARCH LIBRARY CONSORTIUM 901 COMMERCE DRIVE UPPER MARLBORO MD 20774 RESEARCH RESOURCES MD 501 (C)(3) 12 TYPE I N/A 0 CHARITABLE REMAINDER TRUSTS (1) SPLIT INTEREST AGREEMENT NEW YORK NY 10001 SPLIT INTEREST AGREEMENT NY N/A T 0 CHARITABLE REMAINDER TRUST (1) SPLIT INTEREST AGREEMENT WASHINGTON DC 20001 SPLIT INTEREST AGREEMENT DC N/A T 0 CHARITABLE REMAINDER TRUST (1) SPLIT INTEREST AGREEMENT FAIRFAX VA 22030 SPLIT INTEREST AGREEMENT VA N/A T 0 CHARITABLE REMAINDER TRUST (2) SPLIT INTEREST AGREEMENT BETHESDA MD 20810 SPLIT INTEREST AGREEMENT MD CATHOLIC UNIVERSITY T 1 CHARITABLE REMAINDER TRUST (3) SPLIT INTEREST AGREEMENT WASHINGTON DC 20001 SPLIT INTEREST AGREEMENT DC CATHOLIC UNIVERSITY T 1 CHARITABLE PERPETUAL TRUST (1) SPLIT INTEREST AGREEMENT BALTIMORE MD 21201 SPLIT INTEREST AGREEMENT MD N/A T 0 CHARITABLE PERPETUAL TRUST (2) SPLIT INTEREST AGREEMENT DAYTON OH 45402 SPLIT INTEREST AGREEMENT OH N/A T CHARITABLE PERPETUAL TRUST (1) SPLIT INTEREST AGREEMENT GREENVILLE SC 29601 SPLIT INTEREST AGREEMENT SC N/A T 0 0 1 0 0 0 0 0 0 0 0 1 1 1 1 0 1 0 0 ALBERT E FARONE & ANGELA T FARONE FOUNDATION c 431015