2022-05-02T14:50:44-05:00 2021-12-31 420714325 RSM US LLP 100 INTERNATIONAL DRIVE SUITE 1400 BALTIMORE MD 21202 990 2021-01-01 430691437 AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH INC AMER 4106893700 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 BARBARA HARTFORD CFO 4106893700 2022-04-28 1 BARBARA HARTFORD 999009999 JULIA FLANNERY CPA P00928918 4102469300 2022-04-28 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z MICHAEL SHEPPARD 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 50350149 0 X WWW.AUANET.ORG X 1902 MD PROMOTE STANDARDS OF UROLOGICAL EDUCATION, RESEARCH, AND THE PUBLICATION OF SCIENTIFIC LITERATURE. 13 8 189 342 692481 503442 2591219 12259617 13039911 15127504 12786312 12509757 5738031 2005357 34155473 41902235 335000 18500 0 0 14643104 13887020 0 0 0 8500830 9003707 23478934 22909227 10676539 18993008 202557985 217484220 28167216 18495898 174390769 198988322 X TO IMPROVE PRACTICE AND PATIENT CARE BY PROVIDING AFFORDABLE QUALITY UROLOGICAL EDUCATION. 0 0 4266080 2801920 THE SCIENCE AND QUALITY (S&Q) DIVISION PROVIDES STRATEGIC OVERSIGHT TO THE AUA S&Q COUNCIL AS THEY SHAPE AND EXECUTE ON THE BROAD SCIENCE, QUALITY AND DATA AGENDA OF THE AUA, WHICH INCLUDES THE CREATION, DISSEMINATION AND IMPLEMENTATION OF CLINICAL GUIDELINES AND LITERATURE UPDATES; MAINTENANCE OF THE AUA QUALITY (AQUA) REGISTRY; DEVELOPMENT AND IMPLEMENTATION OF PHYSICIAN PERFORMANCE MEASURES; ADVANCEMENT OF PATIENT SAFETY INITIATIVES; MONITORING OF FEDERAL, STATE, AND LOCAL QUALITY HEALTHCARE PROGRAMS; AND THE FORMATION AND EXECUTION OF DATA PROJECTS. FROM 2021, THERE ARE FIVE ONGOING CLINICAL GUIDELINES PROJECTS, SIX AMENDMENTS, TWO UPDATED LITERATURE REVIEWS AND TWO TOPIC ASSESSMENTS. THE AUA RELEASED ITS EIGHTH CENSUS REPORT ON U.S UROLOGISTS, ITS THIRD CENSUS REPORT ON RESIDENTS AND FELLOWS AND ITS SECOND REPORT ON ADVANCED PRACTICE PROVIDERS; AND THE AQUA REGISTRY WAS APPROVED BY CMS AS A QUALIFIED CLINICAL DATA REGISTRY FOR THE 2021 MIPS REPORTING YEAR. A MEASUREMENT FRAMEWORK TO GUIDE MEASURE DEVELOPMENT EFFORTS WAS FINALIZED AND UROLOGY-SPECIFIC QUALITY MEASURES IN THE AQUA REGISTRY WERE EVALUATED. A MEASURE TESTING PLAN WAS ALSO DEVELOPED TO COMPLY WITH CMS REQUIREMENTS. A REVISION TO THE AUA DOCUMENT TAXONOMY WAS DEVELOPED AND FINALIZED IN AN EFFORT TO SIMPLIFY AND STANDARDIZED THE AUA WRITTEN DOCUMENTS AND THEIR ASSOCIATED PROCESSES. 3883862 18500 1214511 THE OFFICE OF EDUCATION PROVIDES ESSENTIAL EDUCATIONAL OPPORTUNITIES TO UROLOGISTS AND UROLOGY PRACTICES. FORMATS INCLUDE LIVE COURSES, ENDURING MATERIALS (SUCH AS THE SELF-ASSESSMENT STUDY PROGRAM AND UPDATE SERIES), AND ONLINE EDUCATION SUPPORTED WITHIN THE AUA UNIVERSITY INCLUDING WEBCASTS, PODCASTS, VIDEOS, AND APPS. THE AUA UNIVERSITY OFFERS PHYSICIANS AND THEIR TEAM YEAR-ROUND ACCESS TO A GROWING REPOSITORY OF VALUABLE EDUCATIONAL OPPORTUNITIES. DURING 2021, A NEW AUA UNIVERSITY EDUCATIONAL APP WAS LAUNCHED TO PROVIDE PHYSICIANS WITH GREATER ACCESS TO AUA'S CLINICAL CONTENT. 2892128 4708595 ANNUALLY, THE AUA HOLDS A CONFERENCE FOCUSING ON CUTTING-EDGE SCIENCE AND GROUNDBREAKING RESEARCH RELATED TO UROLOGIC MEDICINE. ATTRACTING MORE THAN 16,000 RESEARCH SCIENTISTS AND MEDICAL PROFESSIONALS RELATED TO THE FIELDS OF UROLOGY AND CLINICAL CARE, THE MEETING IS FOCUSED ON EDUCATIONAL SESSIONS ABOUT ADVANCEMENTS IN UROLOGIC RESEARCH AND IS VITAL TO THE ADVANCEMENT IN SKILLS AND KNOWLEDGE OF ATTENDEES. IN 2021, IN LIGHT OF THE EMERGENCE OF TRAVEL RESTRICTIONS DUE TO THE COVID-19 DELTA VARIANT, THE AUA ADAPTED THE CONFERENCE FOR THE VIRTUAL AUDIENCE AND EXPANDED THE REACH OF THE EDUCATIONAL CONTENT THROUGH STREAMED PLENARY PRESENTATIONS WITH AUDIENCE INTERACTION, INDUSTRY CLINICAL UPDATES SHOWCASING ADVANCEMENTS AND INNOVATIONS IN LABORATORY EQUIPMENT, PHARMACEUTICAL PRODUCTS, AND DIAGNOSTIC TOOLS, AN INSTRUCTIONAL COURSE WEBINAR SERIES, AND VIRTUAL ABSTRACT PRESENTATIONS. THE VIRTUAL CONFERENCE HAD OVER 6,000 UNIQUE VIEWERS WHO VIEWED OVER 122,000 SESSIONS. 2706364 5709997 JOURNAL OF UROLOGY, MEDICAL ORGAN LIASONS, AND OFFICE OF RESEARCH. 2706364 5709997 13748434 1 1 0 0 0 0 0 1 0 1 1 1 0 0 0 1 0 1 0 0 1 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 1 250 0 1 189 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 13 8 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 0 0 MD X BARBARA B HARTFORD 4106893700 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 JOHN H LYNCH MD IMMEDIATE PAST PRES. (THRU 9/2021) 7.00 3.00 X X 21126 7422 0 SCOTT K SWANSON MD IMMEDIATE PAST PRES. 7.00 3.00 X X 62913 22105 0 EDWARD M MESSING MD PRESIDENT ELECT 7.00 3.00 X X 12179 4279 0 RAJU THOMAS MD PRESIDENT 7.00 3.00 X X 52920 18594 0 JOHN D DENSTEDT MD SECRETARY 7.00 3.00 X X 81401 28601 0 DAVID F GREEN MD TREASURER (THRU 9/2021) 7.00 5.00 X X 57050 20045 0 THOMAS F STRINGER MD TREASURER 7.00 5.00 X X 24362 8560 0 KURT A MCCAMMON MD DIRECTOR 7.00 3.00 X 0 0 0 REZA GHAVAMIAN MD DIRECTOR 7.00 3.00 X 0 0 0 ARTHUR E TARANTINO MD DIRECTOR 7.00 3.00 X 0 0 0 E ANN GORMLEY MD DIRECTOR (THRU 9/2021) 7.00 3.00 X 0 0 0 HASSAN RAZVI MD DIRECTOR 7.00 3.00 X 0 0 0 JAMES C ULCHAKER MD DIRECTOR 7.00 3.00 X 0 0 0 BARRY A KOGAN MD DIRECTOR (THRU 9/2021) 7.00 3.00 X 0 0 0 MARTIN K DINEEN MD DIRECTOR 7.00 3.00 X 0 0 0 ANTHONY Y SMITH MD DIRECTOR 7.00 3.00 X 0 0 0 ERIC J ZEIDMAN MD DIRECTOR 7.00 3.00 X 0 0 0 MICHAEL T SHEPPARD CEO 25.00 15.00 X 556411 326782 94776 BARBARA B HARTFORD VP FINANCE, CFO 30.00 10.00 X 215972 75882 55187 JANET V SKOREPA EXECUTIVE VICE PRESIDENT 40.00 X 387345 0 73576 DIANE BIERI VP & GENERAL COUNSEL 25.00 15.00 X 194616 114297 70363 PATRICIA BANKS EXECUTIVE VICE PRESIDENT 24.00 16.00 X 220021 146680 60297 MARYBETH FARQUHAR EXECUTIVE VICE PRESIDENT 40.00 X 293830 0 48943 SHARON STOVER VICE PRESIDENT 40.00 X 212076 0 52449 SUSAN A KERNS SR MGR INFO SYSTEMS (THRU 11/10/21) 40.00 X 211812 0 -12569 RICHARD C SIGLER DIR OF PROJECTS & IT GOVERNANCE 40.00 X 178638 0 48417 CAROLYN BEST DIR OF RESEARCH (THRU 11/30/21) 40.00 X 215627 0 37127 RAYMOND FANG DIR OF DATA MGMT & STAT ANALYSIS 40.00 X 212002 0 60129 SHELBY ENGLERT DIR OF EDUCATION 40.00 X 208415 0 64426 WILLIAM A GLOVER FORMER KE-EXEC VP (THRU 4/26/21) 28.00 12.00 X 84221 36095 13878 3502937 809342 666999 46 1 1 0 FIGMD INC 6952 ROTE RD SUITE 400 ROCKFORD IL 61107 AQUA REGISTRY HOSTING/PROVIDER REVENUE 1255451 WOLTERS KLUWER HEALTH INC 16705 COLLECTION CENTER DR CHICAGO IL 60693 JU/UP MEMBER SUBSCRIPTIONS/BILLING 411038 GLOBAL EXPERIENCE SPECIALISTS INC PO BOX 96174 CHICAGO IL 60693 AUA2021 VIRTUAL MEETING SERVICES/IN-PERS 377292 PERSONIFY INC PO BOX 735327 DALLAS TX 75373 PERSONIFY LICENSES, MAINTENANCE AND SUPP 306870 AMERICAN BOARD OF UROLOGY 600 PETER JEFFERSON PKWY SUITE 150 CHARLOTTESVILLE VA 22911 SASP/OKAT/ISE EXAM COMMITTEES AND CREDEN 262462 16 170000 6740882 5348735 12259617 PUBLICATIONS 541900 5841661 5841661 ANNUAL MEETING 541900 4708595 4306315 402280 SCIENCE AND QUALITY 541900 2801920 2801920 EDUCATION 541900 1214511 1214511 ADVERTISING 541900 290201 290201 270616 270616 15127504 6939049 6939049 41686 41686 14018622 8447914 5570708 5570708 5570708 INSURANCE PROCEEDS 900099 1787375 1787375 REBATES 900099 176296 176296 1963671 41902235 14435023 692481 14515114 X 5500 5500 13000 13000 2842181 1530268 1311913 7636002 4111324 3524678 1053435 567183 486252 1482524 798211 684313 872878 469969 402909 44505 38473 6032 186039 160824 25215 63387 63387 5741479 4986923 754556 418901 254971 163930 133647 6090 127557 542661 520362 22299 104083 104083 1231355 56114 1175241 218341 123672 94669 HISTORY FUND 211954 211954 INCOME TAXES 101544 1467 100077 BUILDING ACTIVITIES 5811 5811 22909227 13748434 9160793 0 2000 2000 26177636 29131198 1910352 3543945 2386220 2595332 30758626 14756325 17070724 16002301 37286135 85432951 117724918 80292571 0 483922 202557985 217484220 5572072 6361857 7836178 8061900 4165000 3605000 926247 467141 9667719 0 28167216 18495898 X 173982263 198561654 408506 426668 174390769 198988322 202557985 217484220 18993008 5604545 0 X 0 1 X 1 0 X 7469023 7561033 7116601 2591219 12259617 36997493 17816700 17622860 16943423 12722297 14435023 79540303 25285723 25183893 24060024 15313516 26694640 116537796 0 0 0 116537796 4632671 5191597 5422339 5036345 6980735 27263687 206144 350532 283961 91783 397719 1330139 4838815 5542129 5706300 5128128 7378454 28593826 264030 105464 90134 5704264 1963671 8127563 30388568 30831486 29856458 26145908 36036765 153259185 0.76040 0.78530 0.18660 0.17100 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X 0 408506 19162 1000 426668 386756 21780 30 408506 362903 27538 3685 386756 374358 -10430 1025 362903 354237 25318 5197 374358 0.41100 0.58900 0 0 2975858 2975858 20580736 8534218 12046518 7202032 6222107 979925 16002301 COMMON STOCK 486255 F VANGUARD DEVELOPED MARKETS INDEX FUND INST 30987557 F VANGUARD TOTAL BOND MARKET INDEX FUND INST 17949087 F VANGUARD TOTAL STOCK MARKET INDEX FUND INST 30869672 F 80292571 X 38005748 5604545 15354152 20958697 17047051 63387 24791797 24855184 41902235 34236221 11494464 11494464 22741757 63387 104083 167470 22909227 PART III, LINE 1A: THE ORGANIZATIONS' COLLECTIONS ARE MADE UP OF ARTIFACTS OF HISTORICAL SIGNIFICANCE, SCIENTIFIC SPECIMENS, AND ART OBJECTS THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC, AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED, AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. THE ORGANIZATIONS HAVE NOT CAPITALIZED OBJECTS DONATED TO THE HISTORY OF UROLOGY MUSEUM AND, AS A RESULT, DOES NOT LIST ANY VALUE FOR THOSE OBJECTS ON THE COMBINED STATEMENTS OF FINANCIAL POSITION. PART III, LINE 4: SEE DESCRIPTION IN PART III, LINE 1A. PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO SUPPORT AWARDS FOR THE ADVANCEMENT OF UROLOGIC MEDICINE. PART X, LINE 2: MANAGEMENT EVALUATED THE ORGANIZATION'S TAX POSITIONS AND CONCLUDED THAT THE ORGANIZATION HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. PART XI, LINE 2D - OTHER ADJUSTMENTS: FINANCIAL STATEMENTS ARE CONSOLIDATED: AMERICAN UROLOGICAL ASSOCIATION, INC. 8,448,831. INCOME ELIMINATED ON THE CONSOLIDATED STATEMENTS -170,000. FINANCIAL STATEMENTS ARE CONSOLIDATED: UROLOGY CARE FOUNDATION, INC. 7,045,631. FINANCIAL STATEMENTS ARE CONSOLIDATED: AUAPAC 29,690. PART XI, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT INCOME 18,050,915. EMPLOYEE RETENTION TAX CREDIT 3,245,782. FORGIVENESS OF PAYCHECK PROTECTION PROGRAM PROMISSORY NOTE 3,495,100. PART XII, LINE 2D - OTHER ADJUSTMENTS: FINANCIAL STATEMENTS ARE CONSOLIDATED: AMERICAN UROLOGICAL ASSOCIATION, INC. 8,704,560. EXPENSES ELIMINATED ON CONSOLIDATED FINANCIAL STATEMENTS -170,000. FINANCIAL STATEMENTS ARE CONSOLIDATED: UROLOGY CARE FOUNDATION, INC. 2,936,404. FINANCIAL STATEMENTS ARE CONSOLIDATED: AUAPAC 23,500. PART XII, LINE 4B - OTHER ADJUSTMENTS: INTEREST EXPENSE REPORTED SEPERATELY ON FINANCIAL STATEMENTS 104,083. EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES EDUCATION & RESEARCH 948 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES EDUCATION & RESEARCH 536 SOUTH AMERICA 0 0 PROGRAM SERVICES EDUCATION & RESEARCH 14531 0 0 0 0 0 0 16015 0 16015 0 0 0 0 0 0 PART III ACCOUNTING METHOD: 1 GOLD CYSTOSCOPE AWARD 1 2000 LIFETIME ACHIEVEMENT AWARD 1 2000 RAMON GUITERAS AWARD 1 3000 ROBERT FLANIGAN AWARD 1 2000 HUGH HAMPTON YOUNG AWARD 1 2000 OUTSTANDING GRADUATE SCHOLAR AWARD 2 2000 PART I, LINE 2: THE USE OF GRANT FUNDS ARE MONITORED THROUGH AUAER'S REPRESENTATION AT SUB-SPECIALTY SOCIETY MEETINGS, REVIEW OF REPORTS, AND LIAISON RELATIONSHIPS WITH GRANT RECIPIENTS. X X X 1 1 X X X X X 1 1 0 0 0 0 0 1 0 MICHAEL T SHEPPARD CEO 367982 216117 65475 38454 122954 72211 40084 23541 19625 11526 616120 361849 48125 26875 JANET V SKOREPA EXECUTIVE VICE PRESIDENT 328115 0 57844 0 1386 0 39853 0 33723 0 460921 0 0 0 PATRICIA BANKS EXECUTIVE VICE PRESIDENT 186169 124112 33075 22050 777 518 22969 15313 13209 8806 256199 170799 0 0 DIANE BIERI VP & GENERAL COUNSEL 168149 98754 26098 15327 369 216 24255 14245 20074 11789 238945 140331 0 0 BARBARA B HARTFORD VP FINANCE, CFO 187009 65706 28258 9928 705 248 28413 9983 12425 4366 256810 90231 0 0 MARYBETH FARQUHAR EXECUTIVE VICE PRESIDENT 253152 0 39015 0 1663 0 21301 0 27642 0 342773 0 0 0 SHELBY ENGLERT DIR OF EDUCATION 182997 0 25032 0 386 0 29121 0 35305 0 272841 0 0 0 RAYMOND FANG DIR OF DATA MGMT & STAT ANALYSIS 191898 0 18995 0 1109 0 30063 0 30066 0 272131 0 0 0 SHARON STOVER VICE PRESIDENT 179353 0 32032 0 691 0 28859 0 23590 0 264525 0 0 0 CAROLYN BEST DIR OF RESEARCH (THRU 11/30/21) 197197 0 18058 0 372 0 5418 0 31709 0 252754 0 0 0 RICHARD C SIGLER DIR OF PROJECTS & IT GOVERNANCE 161629 0 16797 0 212 0 13681 0 34736 0 227055 0 0 0 SUSAN A KERNS SR MGR INFO SYSTEMS (THRU 11/10/21) 169228 0 0 0 42584 0 -42181 0 29612 0 199243 0 0 0 WILLIAM A GLOVER FORMER KE-EXEC VP (THRU 4/26/21) 71981 30849 0 0 12240 5246 1653 708 8062 3455 93936 40258 0 0 PART I, LINE 1A OFFICERS AND DIRECTORS ARE ENTITLED TO FIRST CLASS TRAVEL ON TRIPS OVER ESTABLISHED TIME AND DISTANCE LIMITS. THIS AMOUNT IS NOT INCLUDED IN TAXABLE COMPENSATION. OFFICERS AND DIRECTORS ARE ENTITLED TO TRAVEL FOR COMPANIONS ON SELECT TRIPS DURING THE YEAR. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. CERTAIN OFFICERS RECEIVE TAX INDEMINIFICATION AND GROSS-UP PAYMENTS FOR THEIR SPOUSAL TRAVEL. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. DURING 2021 NONE OF THESE BENEFITS WERE UTILIZED. PART I, LINES 4A-B WILLIAM GLOVER AND SUSAN KERNS RECEIVED SEVERANCE PAYMENTS DURING THE CALENDAR YEAR. THE PAYMENTS ARE INCLUDED IN PART VII, COLUMN D AND SCHEDULE J, PART II, COLUMN BIII. THE TERMS AND CONDITIONS OF THE CONFIDENTIAL SEVERANCE AGREEMENTS ARE AVAILABLE TO THE INTERNAL REVENUE SERVICE UPON REQUEST. THE ORGANIZATION HAS A 457(F) NONQUALIFIED DEFERRED COMPENSATION PLAN. THE PLAN IS INTENDED TO BE UNFUNDED AND MAINTAINED PRIMARILY FOR THE PURPOSES OF PROVIDING DEFERRED COMPENSATION BENEFITS TO A SELECT GROUP OF MANAGEMENT OR HIGHLY COMPENSATED EMPLOYEES. A DESIGNATED COMMITTEE OF THE BOARD IN ITS DISCRETION NAMES THOSE WHO WILL PARTICIPATE IN THE PLAN. CREDITS TO THE DEFERRED COMPENSATION ACCOUNT OF EACH PARTICIPANT ARE DETERMINED EACH PLAN YEAR BY THE EMPLOYER. THE CEO PARTIALLY VESTED IN HIS 457(F) PLAN DURING THE YEAR AND $190,194 WAS INCLUDED IN HIS REPORTABLE COMPENSATION. PART I, LINE 7 THE ORGANIZATION HAS AN ANNUAL DISCRETIONARY BONUS PLAN FOR SENIOR MANAGEMENT BASED ON PERFORMANCE. A MARYLAND ECONOMIC DEVELOPMENT CORPORATION 521376562 2012-09-05 8275000 TO REFUND ISSUERS REVENUE BONDS SERIES 2002 0 0 0 A 4670000 8275000 8275000 1 0 1 1 A 0 0 0 0 0 0 0 A 0 0 0 1 1 0 0 0 0 A 1 SCHEDULE K, PART IV, LINE 1C 06/05/2007 AND 09/05/2012 FORM 990, PART I, LINE 6 THE NUMBER OF VOLUNTEERS IS ESTIMATED BY CALCULATING THE NUMBER OF VOLUNTEERS BASED ON THE PARTICIPATION ON PHYSICIAN COMMITTEES. FORM 990, PART VI, SECTION A, LINE 1A THE EXECUTIVE COMMITTEE HAS DELEGATED AUTHORITY ONLY TO HANDLE THE DETAILS OF MANAGEMENT BETWEEN BOARD MEETINGS. HOWEVER, THE EXECUTIVE COMMITTEE REPORTS BACK TO THE FULL BOARD, WHICH NORMALLY SHOULD RATIFY ANY SIGNIFICANT DECISION OR ACTION OF THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION A, LINE 6 ALL MEMBERS HAVE A RIGHT TO APPROVE/CHANGE BYLAWS AND TO ELECT THE TREASURER AND SECRETARY OFFICER POSITIONS OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A SEE EXPLANATION FOR LINE 6. FORM 990, PART VI, SECTION A, LINE 7B SEE EXPLANATION FOR LINE 6. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS REVIEWED BY THE FINANCE COMMITTEE, SENIOR STAFF, AND AN ELECTRONIC COPY WAS PROVIDED TO THE ENTIRE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL COMMITTEE MEMBERS ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST DISCLOSURE STATEMENT. THE COIS ARE REVIEWED BY ALL COMMITTEE CHAIRMEN PRIOR TO ALL MEETINGS. THE REVIEW IS LISTED AS A DISCUSSION ITEM ON EVERY COMMITTEE AGENDA AND THE REVIEW AND DISCUSSION IS DOCUMENTED IN THE COMMITTEE MEETING MINUTES. FORM 990, PART VI, SECTION B, LINE 15A THE CEO'S SALARY IS DETERMINED EACH YEAR BY THE EXECUTIVE COMPENSATION COMMITTEE. THIS COMMITTEE IS COMPRISED OF THREE AUAER BOARD MEMBERS. THE AUAER TREASURER AND CFO SERVE AS NON-VOTING LIAISONS/ADVISORS TO THE COMMITTEE. DURING 2018, AN AGREEMENT WAS REACHED FOR A RENEWED FIVE-YEAR CONTRACT. COMPENSATION AND BENEFITS WERE DEVELOPED BY AN INDEPENDENT CONSULTANT FIRM UTILIZING SALARY SURVEYS OF SIMILAR ORGANIZATIONS. A COMPREHENSIVE PERFORMANCE REVIEW WAS COMPLETED BY VARIOUS GROUPS INCLUDING AUAER STAFF, BOARD MEMBERS AND COMMITTEE CHAIRS. THE COMPENSATION COMMITTEE'S RECOMMENDATION WAS REVIEWED AND VOTED ON BY THE BOARD OF DIRECTORS. ALL COMPENSATION DISCUSSIONS ARE CONDUCTED DURING AN EXECUTIVE SESSION OF THE BOARD WHERE THE CEO IS NOT PRESENT. AUAER DOES NOT HAVE A FORMAL PROCESS THAT INCLUDES A REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILLITY DATA, AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION FOR DETERMINING COMPENSATION OF THE OTHER OFFICERS AND KEY EMPLOYEES OF THE ORGANIZATION. HOWEVER, AUAER DOES SUBSCRIBE TO SALARY SURVEYS AND USES AN INTERNAL COMPENSATION COMMITTEE TO REVIEW THE COMPENSATION OF SELECT POSITIONS. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, AND THE CONFLICT OF INTEREST POLICY ARE ALL AVAILABLE UPON REQUEST AT OUR CORPORATE OFFICE, 1000 CORPORATE BOULEVARD, LINTHICUM, MD 21090 FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART IX, LINE 11G CONTRACT SERVICES: PROGRAM SERVICE EXPENSES 4,647,134. MANAGEMENT AND GENERAL EXPENSES 747,801. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 5,394,935. STIPENDS: PROGRAM SERVICE EXPENSES 339,789. MANAGEMENT AND GENERAL EXPENSES 6,755. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 346,544. FORM 990, FUNCTIONAL EXPENSES EMPLOYEES OF AUAER ALSO PROVIDE SERVICES TO AMERICAN UROLOGICAL ASSOCIATION, INC. (AUA), A RELATED ORGANIZATION, AND TO UROLOGY CARE FOUNDATION (UCF), A RELATED ORGANIZATION. AUA AND UCF REIMBURSE AUAER FOR THOSE SERVICES. AUA ALSO REIMBURSES AUAER FOR ITS PROPORTIONATE USE OF BUILDING OR OTHER ASSETS OWNED BY AUAER THROUGH A COST-SHARING AGREEMENT. AMERICAN UROLOGICAL ASSOCIATION INC 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 522205122 MEMBERSHIP ORGANIZATION MD 501(C)(6) N/A 0 UROLOGY CARE FOUNDATION INC 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 203210212 GRANTMAKING MD 501(C)(3) LINE 7 AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH INC 1 AMERICAN UROLOGICAL ASSOCIATION INC POLITICAL ACTION COMMITTEE 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 832403252 POLITICAL ACTIVITY MD 527 AMERICAN UROLOGICAL ASSOCIATION INC 0 0 0 1 0 1 0 0 0 0 0 0 1 0 1 1 0 1 0 0 AMERICAN UROLOGICAL ASSOCIATION INC O 3085069 MARKET VALUE OF SERVICES AMERICAN UROLOGICAL ASSOCIATION INC Q 5750000 CASH UROLOGY CARE FOUNDATION INC O 881418 MARKET VALUE OF SERVICES UROLOGY CARE FOUNDATION INC Q 1575000 CASH UROLOGY CARE FOUNDATION INC C 170000 CASH PART V, LINE 2: THE AMOUNT INCLUDED ON LINE 3, TRANSACTION TYPE Q, ALSO INCLUDES AMOUNTS RELATED TO N AND O. THE AMOUNT REPRESENTS THE SUPPORT DEPARTMENT ALLOCATION AND GENERAL, ADMINISTRATIVE, AND GOVERNANCE EXPENSES THAT ARE REIMBURSED BY AND ALLOCATED TO THE AUA.