2022-05-13T14:42:34-05:00 2021-06-30 PricewaterhouseCoopers LLP 101 SEAPORT BLVD SUITE 500 BOSTON MA 02210 990 2020-07-01 050258809 Brown University % CHARLENE SWEENEY BROW 4018632716 Controllers Office Box J Providence RI 02912 MICHAEL P WHITE VP FINANCE & CFO 4018632716 2022-05-11 true MICHAEL P WHITE 999009999 PAUL TANIS P01441612 6175305000 2022-05-10 2 2020 2022-09-23 18:48:47Z CHRISTINA PAXSON BOX J BROWN UNIVERSITY PROVIDENCE RI 02912 3070670173 false X http://www.brown.edu X 1764 RI SEE SCHEDULE O 54 52 11378 57593 1272654 0 444957133 545189061 734574547 650772368 301915575 971780780 1393015 633212 1482840270 2168375421 340001363 359341928 0 0 500881404 536116215 0 0 28425992 355916394 367928650 1196799161 1263386793 286041109 904988628 6878444251 9768989460 1415355995 1978971784 5463088256 7790017676 X SEE SCHEDULE O false false 658782164 35665225 553350332 INSTRUCTION/ENROLLMENT. (SEE SCHEDULE O) 321892069 323676703 STUDENT AID, FELLOWSHIPS AND SCHOLARSHIPS. (SEE SCHEDULE O) 69395045 58289027 AUXILIARY SERVICES / ACTIVITIES INCLUDES THE OPERATION OF THE DORMITORIES, DINING SERVICES, HEALTH SERVICES, THE BOOKSTORE, ETC. 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OF THEIR TIME TO PROMOTE OUR MISSION BY WORKING WITH STATE AND FEDERAL GOVERNMENT ENTITIES TO ADVOCATE FOR LEGISLATION AND POLICY INITIATIVES THAT SUPPORT HIGHER EDUCATION AND THE UNIVERSITY'S RESEARCH AGENDA. SCHEDULE C, PART II-B, LINE 1i AMOUNTS REPORTED ON THIS LINE RELATE TO MEMBERSHIP DUES PAID TO ORGANIZATIONS WHO LOBBY ON BEHALF OF THEIR MEMBERS(INCLUDING BROWN UNIVERSITY). 2 2041920 true true X X X X Education false false true X 4358253647 116510775 2218476088 41537202 139821963 19253347 6492627998 3958782529 105504992 459912527 38764935 120497071 6684395 4358253647 3587173706 98564147 433173443 38608971 114571217 6948579 3958782529 3230076865 99020628 415898924 37987703 112965217 6869791 3587173706 2948970720 62717847 390185026 41496214 122703273 7597241 3230076865 0.16000 0.27000 0.57000 false false 93322909 93322909 2106392253 1085773680 1020618573 83047333 64237513 18809820 293842025 132086650 161755375 1294506677 COMMON STOCK 1248024635 F FIXED INCOME 281239145 F HEDGED STRATEGIES 1553623479 F PRIVATE EQUITY 2863718204 F REAL ASSETS 360741405 F 6307346868 0 LIAB. ASSOCIATED WITH INVESTME 38312559 SPLIT INTEREST OBLIGATIONS 13926275 INTEREST RATE SWAP LIABILITY 48354881 PENSION LIABILITY 34014163 ASSET RETIREMENT OBLIGATIONS 17766675 REFUNDABLE ADVANCES 11720452 457B 40923641 OPERATING LEASE OBLIGATION 99172422 304191068 X SCHEDULE D, PART III, LINE 1a THE UNIVERSITY'S COLLECTIONS INCLUDE WORKS OF ART, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S LIBRARIES AND MUSEUMS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR EDUCATION AND RESEARCH PURPOSES. THE COLLECTIONS ARE NOT RECOGNIZED AS ASSETS IN THE FINANCIAL STATEMENTS OF THE UNIVERSITY. SCHEDULE D, PART III, LINE 4 THE JOHN CARTER BROWN LIBRARY CONTAINS AN INTERNATIONALLY RENOWNED, CONSTANTLY GROWING COLLECTION OF PRIMARY HISTORICAL SOURCES PERTAINING TO THE AMERICAS, BOTH NORTH AND SOUTH, BEFORE CA. 1825. THE JOHN CARTER BROWN LIBRARY COLLECTION OF 50,000 RARE BOOKS (PRINTED BEFORE CA. 1825), MANUSCRIPTS, AND 16,000 REFERENCE BOOKS AND SECONDARY SOURCES (PRINTED AFTER CA. 1825) IS DISTINGUISHED IN MANY SUBJECT AREAS. MOST WELL-KNOWN, PERHAPS, ARE THE LIBRARY'S EXTENSIVE HOLDINGS IN THE LITERATURE OF EUROPEAN EXPLORATION AND TRAVEL IN THE WESTERN HEMISPHERE, FROM THE FIRST LATIN EDITION OF THE COLUMBUS LETTER OF 1493, THROUGH NEARLY ALL OF THE CONTEMPORARY NARRATIVES OF SPANISH, PORTUGUESE, FRENCH, DUTCH, AND ENGLISH DISCOVERY, EXPLORATION, AND SETTLEMENT. THE HOLDINGS OF THE LIBRARY ARE AVAILABLE TO SCHOLARS ENGAGED IN PRODUCTIVE RESEARCH FOR WHOM ACCESS TO THE COLLECTION IS ESSENTIAL FOR THE ADVANCEMENT OF THEIR WORK. THE BROWN UNIVERSITY LIBRARY, IN SUPPORT OF THE UNIVERSITY'S EDUCATIONAL AND RESEARCH MISSION, IS THE LOCAL REPOSITORY FOR AND THE PRINCIPAL GATEWAY TO CURRENT INFORMATION AND THE SCHOLARLY RECORD. THE BROWN UNIVERSITY LIBRARY IS COMPRISED OF THE JOHN D. ROCKEFELLER, JR. LIBRARY; THE SCIENCES LIBRARY; THE ORWIG MUSIC LIBRARY; THE JOHN HAY LIBRARY; AND THE ANNMARY BROWN MEMORIAL. THE JOHN D. ROCKEFELLER, JR. LIBRARY IS THE PRIMARY TEACHING AND RESEARCH LIBRARY FOR THE HUMANITIES, SOCIAL SCIENCES, AND FINE ARTS. THE SCIENCES LIBRARY HOLDS MATERIALS THAT SUPPORT STUDY AND RESEARCH IN THE FIELDS OF MEDICINE, PSYCHOLOGY, NEURAL SCIENCE, ENVIRONMENTAL SCIENCE, BIOLOGY, CHEMISTRY, GEOLOGY, PHYSICS, ENGINEERING, COMPUTER SCIENCE, AND PURE AND APPLIED MATHEMATICS, AND PROVIDES A WIDE RANGE OF SERVICES TO THE STAFF, STUDENTS AND FACULTY. THE ORWIG MUSIC LIBRARY HOUSES THE GENERAL MUSIC COLLECTION ON CAMPUS: MUSIC BOOKS, SCORES, PERIODICALS, SOUND RECORDINGS, VIDEO RECORDINGS, AND MICROFORMS. THE COLLECTION SUPPORTS THE CURRICULUM OF THE MUSIC DEPARTMENT AND PROVIDES MATERIAL FOR GENERAL USE BY THE BROWN COMMUNITY. THE JOHN HAY LIBRARY HOUSES DIVERSE COLLECTIONS SPANNING MANY SUBJECTS AND TIME PERIODS, WITH PARTICULARLY STRONG COLLECTIONS IN AMERICAN LITERATURE AND HISTORY, POPULAR CULTURE, MILITARY HISTORY AND ICONOGRAPHY, HISTORY OF SCIENCE AND THE ART AND HISTORY OF THE BOOK. THE ANNMARY BROWN MEMORIAL HOUSES EXHIBITS OF EUROPEAN AND AMERICAN PAINTINGS FROM THE 17TH THROUGH THE 20TH CENTURIES, THE CYRIL AND HARRIET MAZANSKY BRITISH SWORD COLLECTION, AS WELL AS PERSONAL MEMENTOS OF ITS FOUNDER, GENERAL RUSH C. HAWKINS, AND THE BROWN FAMILY. THE MEMORIAL IS UTILIZED AS A RESOURCE FOR STUDENTS STUDYING EUROPEAN AND AMERICAN ART BETWEEN THE 17TH AND 20TH CENTURY. THE UNIVERSITY'S ART SLIDE LIBRARY HOUSES SLIDES AND PHOTOGRAPHS REPRESENTING ART AND ART-RELATED SUBJECTS, INCLUDING ARCHITECTURE AND ARCHAEOLOGY. STUDENTS WHO ARE WRITING PAPERS OR CREATING PROJECTS ON ART-RELATED TOPICS CAN MAKE RESEARCH CONSULTATIONS BY APPOINTMENT. THE ART SLIDE LIBRARY ALSO PROVIDES SCANNING SERVICES FOR FACULTY WHO NEED DIGITAL IMAGES OF VISUAL CULTURE FOR TEACHING. THE HAFFENREFFER MUSEUM OF ANTHROPOLOGY IS A UNIVERSITY TEACHING MUSEUM WITH COLLECTIONS OF ETHNOGRAPHIC AND ARCHAEOLOGICAL ARTIFACTS AND ACTIVE PUBLIC EXHIBITIONS AND EDUCATION PROGRAMS. A CENTRAL FEATURE OF THE MUSEUM'S MISSION IS TO INSTRUCT STUDENTS AT ALL LEVELS IN COURSES AS WELL AS THROUGH ACTIVITIES ENHANCING THE VALUE OF ITS COLLECTIONS BY RESPONSIBLE, CAREFUL FIELD-DOCUMENTED COLLECTING. SCHEDULE D, PART IV, LINE 2B THE UNIVERSITY ACTS AS THE FISCAL AGENT FOR FUNDS RELATED TO UNIVERSITY AFFILIATED PROGRAMS. THE UNIVERSITY DOES NOT OWN THE FUNDS ASSOCIATED WITH THESE PROGRAMS. SCHEDULE D, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT INCOME HELPS FINANCE VITAL ACTIVITIES, INCLUDING UNDERGRADUATE STUDENT SCHOLARSHIPS, PROFESSORSHIPS, GRADUATE STUDENT FELLOWSHIPS, LIBRARY ACQUISITIONS, THE DIVISION OF BIOLOGY AND MEDICINE, ACADEMIC PROGRAMS, VARSITY SPORTS, AND BUILDING MAINTENANCE. SCHEDULE D, PART X, LINE 2 THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, AS AMENDED, AND IS GENERALLY EXEMPT FROM INCOME TAXES. THE UNIVERSITY ASSESSES UNCERTAIN TAX POSITIONS AND DETERMINED THAT THERE ARE NO SUCH POSITIONS THAT HAVE A MATERIAL EFFECT ON THE FINANCIAL STATEMENTS. true true false true true true true false false false false false false false false true false true RACIALLY NONDISCRIMINATORY POLICY PART I, LINE 3 THE UNIVERSITY'S POLICY ON NON-DISCRIMINATION IS MADE AVAILABLE ON ITS WEBSITE. THE UNIVERSITY DOES NOT DISCRIMATE ON THE BASIS OF SEX, RACE, COLOR, RELIGION, DISABILITY, STATUS AS A VETERAN, NATIONAL OR ETHNIC ORIGIN, SEXUAL ORIENTATION, GENDER IDENTITY OR GENDER EXPRESSION, IN THE ADMINSTATION OF ITS EDUCATION POLICIES, ADMISSIONS POLICIES, SCHOLARSHIP AND LOAN PROGRAMS, OR OTHER SCHOOL-ADMINISTERED PROGRAMS. In addition, the University satisfies the publicity requirement of Section 4.03 of Rev. Proc. 1975-50 because the University customarily draws a substantial percentage of its students nationwide and worldwide and follows a racially nondiscriminatory policy as to students. GOVERNMENT FINANCIAL AID PART I, LINE 6 THE UNIVERSITY RECEIVED FUNDS FROM VARIOUS GOVERNMENTAL AGENCIES FOR THE PURPOSE OF PROVIDING FINANCIAL ASSISTANCE TO QUALIFIED RECIPIENTS AND TO SUPPORT SPONSORED RESEARCH. true Central America and the Caribbean 4 Program Services Research /Study Abroad 8191 North America 6 Program Services Research /Study Abroad 4072 Sub-Saharan Africa 7 Program Services Research /Study Abroad 11914 South Asia 5 Program Services Research /Study Abroad 3126 South America 8 Program Services Research /Study Abroad 15647 Europe (Including Iceland and Greenland) 21 Program Services Research /Study Abroad 14142 Russia and the Newly Independent States 1 Program Services Research /Study Abroad 1099 Middle East and North Africa 4 Program Services Research /Study Abroad 12497 East Asia and the Pacific 14 Program Services Research /Study Abroad 8459 Sub-Saharan Africa Grantmaking 1074351 East Asia and the Pacific Grantmaking 435948 Europe (Including Iceland and Greenland) Grantmaking 84131 North America Grantmaking 51478 South Asia Grantmaking 138724 Central America and the Caribbean Investments 3639154837 Europe (Including Iceland and Greenland) Investments 183314932 Sub-Saharan Africa Investments 81052471 70 70 3905386019 3905386019 East Asia and the Pacific SUBCONTRACT GRANT AWARD 261342 FMV South Asia SUBCONTRACT GRANT AWARD 114166 FMV Europe (Including Iceland and Greenland) SUBCONTRACT GRANT AWARD 23056 FMV North America SUBCONTRACT GRANT AWARD 28487 FMV Sub-Saharan Africa SUBCONTRACT GRANT AWARD 184573 FMV East Asia and the Pacific SUBCONTRACT GRANT AWARD 107790 FMV Europe (Including Iceland and Greenland) SUBCONTRACT GRANT AWARD 61075 FMV East Asia and the Pacific SUBCONTRACT GRANT AWARD 66816 FMV North America SUBCONTRACT GRANT AWARD 22991 FMV Sub-Saharan Africa SUBCONTRACT GRANT AWARD 245224 FMV Sub-Saharan Africa SUBCONTRACT GRANT AWARD 76036 FMV Sub-Saharan Africa SUBCONTRACT GRANT AWARD 434956 FMV South Asia SUBCONTRACT GRANT AWARD 24558 FMV Sub-Saharan Africa SUBCONTRACT GRANT AWARD 133562 FMV 14 true false true true true true PART I, LINE 3, COLUMN F THE ORGANIZATION REVIEWS ALL FOREIGN WIRE INFORMATION, INTERNATIONAL TRAVEL EXPENSES, AND FOREIGN EXPENDITURES, BASED ON THE CAPABILITIES OF ITS ACCOUNTING SYSTEMS, TO DETERMINE THE AMOUNTS REPORTED ON SCHEDULE F. true AdCare Educational Institute Inc 5 Northampton St Worcester MA 01605 042418109 501(C)(3) 75000 FMV Subcontract Grant Award American Correctional Association 206 Nt Washington St Suite 200 Alexandria VA 22314 131977456 501(C)(3) 23907 FMV Subcontract Grant Award Ann & Robert H Lurie Children's Hospital of Chica 225 E Chicago Ave PR Dept Box 282 Chicago IL 60611 363357006 501(C)(3) 122562 FMV Subcontract Grant Award Auburn University 208 M White Smith Hall Auburn AL 36849 636000724 501(C)(3) 16965 FMV Subcontract Grant Award Babson College PO BOX 57310 BABSON PARK MA 02457 042103544 501(C)(3) 14147 FMV Subcontract Grant Award Bailit Health Purchasing LLC 56 Pickering St 3 Needham MA 02492 043340991 175329 FMV Subcontract Grant Award Beth Israel Deaconess Medical Center - Research Fi Research Finance BR-109 2nd Floor Room 261 330 Boston MA 02215 042103881 501(C)(3) 21771 FMV Subcontract Grant Award Binghamton University 4400 Vestal Pkwy E Binghamton NY 13902 150532275 501(C)(3) 79649 FMV Subcontract Grant Award Blood Center of Wisconsin 628 North 19th Street Milwaukee WI 53201 390807235 501(C)(3) 62816 FMV Subcontract Grant Award Board of Trustees of the University of Illinois 506 S WRIGHT STREET URBANA IL 61801 376000511 501(C)(3) 66801 FMV Subcontract Grant Award Boston Medical Center Corporation 88 East Newton Street Boston MA 02118 043314093 501(C)(3) 177099 FMV Subcontract Grant Award Bradley Hospital 167 Point Street Box 42 Coro East Suite 1A Room Providence RI 02903 050258806 501(C)(3) 43687 FMV Subcontract Grant Award Brandeis University 415 South Street MS 110 Waltham MA 02453 042103552 501(C)(3) 14504 FMV Subcontract Grant Award Brigham & Women's Hospital Inc The 75 Francis Street Boston MA 02115 042921338 501(C)(3) 446927 FMV Subcontract Grant Award Broad Institute Inc The 345 Blackstone Blvd Cambridge MA 02142 263428781 501(C)(3) 169989 FMV Subcontract Grant Award Butler Hospital 1200 East CA Blvd MC 234-6 Providence RI 02906 050258812 501(C)(3) 918312 FMV Subcontract Grant Award California Institute of Technology 5000 Forbes Ave Warner Hall 6 Pasadena CA 91125 951643307 501(C)(3) 128474 FMV Subcontract Grant Award Cambridge Public Health Commission 10900 EUCLID AVENUE Cambridge MA 02139 043320571 501(C)(3) 142394 FMV Subcontract Grant Award Carnegie Mellon University 304 Warriner Pittsburgh PA 15213 250969449 501(C)(3) 107684 FMV Subcontract Grant Award Case Western Reserve University 3401 Civic Center Blvd Cleveland OH 44106 341018992 501(C)(3) 133958 FMV Subcontract Grant Award Center for Science in the Public Interest 3333 Burnet Avenue Washington DC 20005 237122879 501(C)(3) 6260 FMV Subcontract Grant Award Central Michigan University G-08 Sikes Hall Box 345307 MT Pleasant MI 48859 386004447 501(C)(3) 388179 FMV Subcontract Grant Award Children's Hospital of Philadelphia The 1052 PARK AVENUE Philadelphia PA 19104 231352166 501(C)(3) 87884 FMV Subcontract Grant Award Cincinnati Children's Hospital Medical Center CSHL Banbury Center 18 Banbury Lane Cincinnati OH 45229 310833936 501(C)(3) 211258 FMV Subcontract Grant Award Clemson University 500 Fifth Ave North Clemson SC 29634 576000254 501(C)(3) 37566 FMV Subcontract Grant Award CODAC Inc PO Box 412846 CRANSTON RI 02910 050414696 297209 FMV Subcontract Grant Award Cold Spring Harbor Laboratory 7 Lebanon Street Lloyd Harbor NY 11743 112013303 501(C)(3) 70122 FMV Subcontract Grant Award Consorcio Investigacion Sobre VIH SIDA TB CISIDAT 311 Danielson Pike Seattle WA 98109 911663695 501(C)(3) 49156 FMV Subcontract Grant Award Dartmouth College Office of Sponsored Projects 324 Blackwell Street Hanover NH 03755 020222111 501(C)(3) 583806 FMV Subcontract Grant Award Department of Elementary and Secondary Education One Kendall Square Scituate RI 02857 056000522 GOVT 182580 FMV Subcontract Grant Award Drexel University 1762 Clifton Road Philadelphia PA 19104 231352630 501(C)(3) 118636 FMV Subcontract Grant Award Duke University 1340 Boylston Street Durham NC 27701 560532129 501(C)(3) 429411 FMV Subcontract Grant Award Einblick Analytics Inc 777 Glades Road Cambridge MA 02139 843282276 508742 FMV Subcontract Grant Award Emory University - Office of Sponsored Programs Co 601 E ROLLINS STREET Atlanta GA 30322 580566256 501(C)(3) 57059 FMV Subcontract Grant Award EP Bradley HospitalLifespan 11200 SW 8th St East Providence RI 02915 050258806 501(C)(3) 261140 FMV Subcontract Grant Award Fenway Community Health Center Inc 600 W College Ave Boston MA 02115 042510564 501(C)(3) 136856 FMV Subcontract Grant Award Florida Atlantic University 333 COTTMAN AVENUE Boca Raton FL 33431 650385507 501(C)(3) 64889 FMV Subcontract Grant Award Florida Hospital 1100 Fairview Avenue N J6-330 P O Box 19024 ORLANDO FL 32803 590724459 501(C)(3) 171481 FMV Subcontract Grant Award Florida International University - 100 N Academy Ave MC 22-01 Miami FL 33199 650177616 501(C)(3) 137017 FMV Subcontract Grant Award Florida State University The 37th and O streets NW Tallahassee FL 32306 591961248 501(C)(3) 45112 FMV Subcontract Grant Award Fox Chase Cancer Center 760 Spring Street Philadelphia PA 19111 236296135 501(C)(3) 47994 FMV Subcontract Grant Award Fred Hutchinson Cancer Research Center 417 MAIN ST Seattle WA 981091024 237156071 501(C)(3) 48540 FMV Subcontract Grant Award Geisinger Clinic 1 Griffin Brook Drive Suite 101 Danville PA 17822 236291113 501(C)(3) 64379 FMV Subcontract Grant Award Georgia Tech Research Corporation 1033 Massachusetts Ave Atlanta GA 30308 586002023 501(C)(3) 46744 FMV Subcontract Grant Award Gloucester Marine Genomics Institute 401 PARK DRIVE GLOUCESTER MA 01930 463020006 110084 FMV Subcontract Grant Award Greater Lawrence Family Health Center Inc 101 HUNTINGTON AVE Methuen MA 01844 042708824 501(C)(3) 5386 FMV Subcontract Grant Award Harmony Technology Services Inc 1200 Centre Street Kerens TX 75144 454338716 45997 FMV Subcontract Grant Award Harvard Pilgrim Health Care ONE GUSTAVE L LEVEY PLACE BOSTON MA 02215 042452600 501(C)(3) 50148 FMV Subcontract Grant Award Harvard University 400 E 7TH STREET Cambridge MA 02138 042103580 501(C)(3) 324303 FMV Subcontract Grant Award HealthPartners Institute 4100 MONUMENT CORNER DRIVE BOSTON MA 02199 043230035 501(C)(3) 85127 FMV Subcontract Grant Award Hebrew Rehabilitation Center 3910 Keswick Road Boston MA 02131 042104298 501(C)(3) 1301813 FMV Subcontract Grant Award Howard Brown Health Center 11100 Johns Hopkins Road Chicago IL 60613 362894128 501(C)(3) 13343 FMV Subcontract Grant Award Indiana University 1800 HARRISON STREET BLOOMINGTON IN 47405 356001673 501(C)(3) 149486 FMV Subcontract Grant Award Insight Therapeutics LLC 455 Toll Gate Road Norfolk VA 23510 541828694 1471177 FMV Subcontract Grant Award Intel Federal LLC 3901 Rainbow Blvd Mailstop 1039 FAIRFAX VA 22030 262071828 137535 FMV Subcontract Grant Award Johns Hopkins University 28 Memorial Drive West Baltimore MD 21211 520595110 501(C)(3) 929858 FMV Subcontract Grant Award Justice System Partners 1124 W Carson St Bldg N-14 South Easton MA 02375 465733688 501(C)(3) 65000 FMV Subcontract Grant Award Kaiser Foundation Hospitals Center for Health Re 55 Fruit Street OAKLAND CA 94612 941105628 501(C)(3) 273097 FMV Subcontract Grant Award Kent County Memorial Hospital 77 Massachusetts Ave Warwick RI 02886 050258896 501(C)(3) 99776 FMV Subcontract Grant Award KUMC Research Institute Inc 535 Chestnut Road Kansas City KS 66160 481108830 5920 FMV Subcontract Grant Award Lehigh University 255 ELM STREET Bethlehem PA 18015 240795445 501(C)(3) 113710 FMV Subcontract Grant Award Los Angeles LGBT Center 241 MANSFIELD ROAD Los Angeles CA 90078 953567895 501(C)(3) 32693 FMV Subcontract Grant Award Louisiana State University Health Sciences Center 164 Summit Avenue Torrance CA 90502 952138184 501(C)(3) 295781 FMV Subcontract Grant Award Massachusetts General Hospital 830 Westview Dr SW Boston MA 02114 041564655 501(C)(3) 487789 FMV Subcontract Grant Award Massachusetts Institute of Technology - Cashier's 75 Greenmanville Ave PO Box 6000 Cambridge MA 02139 042103594 501(C)(3) 326678 FMV Subcontract Grant Award Michigan State University 550 1st avernue East Lansing MI 48824 386005984 GOVT 270085 FMV Subcontract Grant Award Micro-Leads Inc 4150 CLEMENT STREET SOMERVILLE MA 02144 471785621 1071026 FMV Subcontract Grant Award Microtissues Inc 633 Clark Street SHARON MA 02067 270255723 40761 FMV Subcontract Grant Award Miriam Hospital 830 Chalkstone Avenue Providence RI 02906 050258905 501(C)(3) 683471 FMV Subcontract Grant Award Miriam Hospital - Lifespan Office of Research Admi 3675 MARKET STREET Providence RI 02903 050258905 501(C)(3) 261876 FMV Subcontract Grant Award Morehouse College 1121 SW Salmon Street Atlanta GA 30314 580566205 501(C)(3) 16675 FMV Subcontract Grant Award Mystic Seaport Museum Inc 11720 Beltsville Drive Mystic CT 06335 060653120 501(C)(3) 66378 FMV Subcontract Grant Award Narragansett Creamery 3801 Miranda Ave PROVIDENCE RI 02909 050509863 62500 FMV Subcontract Grant Award New York University School of Medicine 110 TECHNOLOGY CENTER New York NY 10016 371592643 501(C)(3) 621958 FMV Subcontract Grant Award New York University 1600 SW 4th Ave Suit 730 New York NY 10087 135562308 501(C)(3) 191395 FMV Subcontract Grant Award Northern California Institute for Research and Edu P O Box 67 San Francisco CA 94121 943084159 501(C)(3) 32645 FMV Subcontract Grant Award Northwestern University 626 Broad Street Evanston IL 60208 362167817 501(C)(3) 91398 FMV Subcontract Grant Award Ocean State Research Institute P O Box 40112 Providence RI 02908 150440574 501(C)(3) 280918 FMV Subcontract Grant Award Ohio State University The 100 South Street COLUMBUS OH 43210 316025986 GOVT 45444 FMV Subcontract Grant Award Oncoceutics Inc 155 SOUTH GRANT ST Philadelphia PA 19104 800416804 306015 FMV Subcontract Grant Award Oregon Health & Science University 1776 MAIN STREET Portland OR 97205 237083114 501(C)(3) 361469 FMV Subcontract Grant Award Pacific Institute For Research & Evaluation 10 MOULTON STREET Beltsville MD 20705 942243283 501(C)(3) 36412 FMV Subcontract Grant Award Palo Alto Veterans Institute for Research 210 Sprigg Ln Palo Alto CA 94304 770207331 501(C)(3) 6707 FMV Subcontract Grant Award Pennsylvania State University 141 Innovation UNIVERISTY PARK PA 16802 246000376 501(C)(3) 39396 FMV Subcontract Grant Award Portland State University 5151 State University Dr ADM No 514 Portland OR 97201 930619733 501(C)(3) 324812 FMV Subcontract Grant Award President & Trustees of Williams College 3333 California St Williamstown MA 01267 042104847 501(C)(3) 15561 FMV Subcontract Grant Award Progreso Latino Inc 500 S State Street Central Falls RI 02863 050380608 501(C)(3) 180216 FMV Subcontract Grant Award Providence Children's Museum 110 8TH STREET Providence RI 02903 050370944 501(C)(3) 7045 FMV Subcontract Grant Award Purdue University PO Box 9 WEST LAFAYETTE IN 47907 356002041 501(C)(3) 68739 FMV Subcontract Grant Award RAND Corporation The 230 W 41st Street SANTA MONICA CA 90407 951958142 501(C)(3) 29301 FMV Subcontract Grant Award Raytheon Company 655 Broad Street CAMBRIDGE MA 02138 041760395 12793 FMV Subcontract Grant Award Regents of the University of California Irvine Th 50 Holden Street Suit 300 Irvine CA 92697 952226406 501(C)(3) 140887 FMV Subcontract Grant Award Regents of the University of California Los Angele 2 College St Los Angeles CA 90032 954044252 501(C)(3) 36330 FMV Subcontract Grant Award Regents of the University of California The - San PO Box 12194 San Francisco CA 94143 946036493 501(C)(3) 5500 FMV Subcontract Grant Award Regents Of The University Of Michigan 57 US Highway 1 Ann Arbor MI 48109 386006309 501(C)(3) 546022 FMV Subcontract Grant Award Regents of University of California 3700 West Pine Mall Sponsored Programs Fusz Memo Oakland CA 94607 943067788 501(C)(3) 127814 FMV Subcontract Grant Award Rensselaer Polytechnic Institute 100 Capitola Drive Suit 106 TROY NY 12180 141340095 501(C)(3) 135480 FMV Subcontract Grant Award Research Foundation for State University of New Yo 10 Elm Street Albany NY 12201 141368361 501(C)(3) 107732 FMV Subcontract Grant Award Research Foundation of CUNY 350 Spelman Lane SW New York NY 10036 131988190 501(C)(3) 131270 FMV Subcontract Grant Award Rhode Island Free Clinic Inc 3145 Porter Drive Providence RI 02907 050501276 501(C)(3) 119926 FMV Subcontract Grant Award Rhode Island Hospital 200 Metro Center Blvd Providence RI 02903 050258954 501(C)(3) 1643107 FMV Subcontract Grant Award Rhode Island Quality Institute 615 West 131st Street Providence RI 02908 753059336 501(C)(3) 420373 FMV Subcontract Grant Award Rhode Island School of Design 881 Commonwealth Ave 4th floor Providence RI 02903 050258956 501(C)(3) 70354 FMV Subcontract Grant Award RTI International 701 CARNEGIE CNTR Rsrch Tr Park NC 27709 560686338 501(C)(3) 92843 FMV Subcontract Grant Award Rutgers The State University of New Jersey - 33 K 136 Harrison Avenue Posner Hall 2nd Floor New Brunswick NJ 08901 226001086 501(C)(3) 166408 FMV Subcontract Grant Award Saint Louis University 4600 Silver Hill Road 6H149 St Louis MO 63108 430654872 501(C)(3) 68396 FMV Subcontract Grant Award ScitoVation LLC 3090 CENTER GREEN DRIVE Durham NC 27713 810850114 104355 FMV Subcontract Grant Award Smith College 302 Buchtel Common Office Northampton Northampton MA 01063 041843040 501(C)(3) 32816 FMV Subcontract Grant Award Spelman College 1530 3rd Ave South AB-1230 Atlanta GA 30314 580566243 501(C)(3) 119441 FMV Subcontract Grant Award Stanford University Grants and Contracts Accoounting AB990 1720 Secon Palo Alto CA 94304 941156365 501(C)(3) 206540 FMV Subcontract Grant Award Substance Use and Mental Health Leadership Council PO Box 41867 Sponsored Projects Contracting Se Warwick RI 02886 050422193 501(C)(3) 33337 FMV Subcontract Grant Award Temple University 4301 West Markham St Slot 545 - Grants Account Philadelphia PA 19122 231365971 501(C)(3) 376713 FMV Subcontract Grant Award Texas A&M 9500 Gilman Drive College station TX 77840 742245072 501(C)(3) 286608 FMV Subcontract Grant Award The Trustees of Columbia University - Sponsored Pr 5801 S ELLIS AVE New York NY 10027 135598093 501(C)(3) 173834 FMV Subcontract Grant Award Trustees of Boston University PO Box 210222 Boston MA 02215 042103547 501(C)(3) 362353 FMV Subcontract Grant Award Trustees of Princeton University 219 Grinter Hall PRINCETON NJ 08540 210634501 501(C)(3) 22442 FMV Subcontract Grant Award Tufts University School of Medicine 2444 Dole Street Bachman Hall 105 Boston MA 02111 042103634 501(C)(3) 23204 FMV Subcontract Grant Award US Government Census Bureau 4302 University Drive Washington DC 20233 530204537 501(C)(3) 1747500 FMV Subcontract Grant Award University Corporation for Atmospheric Research (U PO Box 4550 BOULDER CO 80301 840412668 501(C)(3) 53673 FMV Subcontract Grant Award University of Akron 1000 Hilltop Circle Akron OH 44325 346002924 501(C)(3) 20022 FMV Subcontract Grant Award University of Alabama at Birmingham 100 Morrissey Blvd Birmingham AL 35294 636005369 501(C)(3) 500654 FMV Subcontract Grant Award University of Arizona The 1300 SOUTH 2ND STREET Tucson AZ 85717 742652689 501(C)(3) 312067 FMV Subcontract Grant Award University of Arkansas for Medical Sciences 2500 North State St Little Rock AR 722057199 716046242 501(C)(3) 29677 FMV Subcontract Grant Award University of California - Berkely Sponsored Proje P O Box 807012 Berkeley CA 947201103 943067788 501(C)(3) 70793 FMV Subcontract Grant Award University of California San Diego - MC 0009 51 COLLEGE ROAD La Jolla CA 92093 956006144 501(C)(3) 446997 FMV Subcontract Grant Award University of Chicago 9201 University City Blvd Reese Building Floo Chicago IL 60637 362177139 501(C)(3) 40086 FMV Subcontract Grant Award University Of Cincinnati 104 Airport Drive Cincinnati OH 45221 316000989 501(C)(3) 18520 FMV Subcontract Grant Award University of Colorado Denver 3451 Walnut Street Denver CO 80291 846000555 501(C)(3) 31363 FMV Subcontract Grant Award University of Connecticut Health Center 116 Atwood Street Farmington CT 06030 521725543 501(C)(3) 36752 FMV Subcontract Grant Award University of Delaware 910 Genesee Street Newark DE 19716 516000297 501(C)(3) 24752 FMV Subcontract Grant Award University Of Florida PO Box 84900 Gainesville FL 32611 596002052 501(C)(3) 412042 FMV Subcontract Grant Award University of Hawaii 635 Downey Way VPD 214 Honolulu HI 96822 990085260 501(C)(3) 23640 FMV Subcontract Grant Award University of Houston 1331 Circle Park Drive Houston TX 77204 746001399 501(C)(3) 141906 FMV Subcontract Grant Award University Of Iowa The 101 E 27th Street 5 Iowa IA 52244 420796760 501(C)(3) 8851 FMV Subcontract Grant Award University of Maryland Baltimore County PO Box 301418 Baltimore MD 21250 526002033 501(C)(3) 108070 FMV Subcontract Grant Award University of Massachusetts 332 South 1400 East Boston MA 02125 043167352 501(C)(3) 374934 FMV Subcontract Grant Award University Of Massachusetts - Lowell 4300 Roosevelt Way NE Lowell MA 01854 043167352 501(C)(3) 119164 FMV Subcontract Grant Award University of Massachusetts Medical School 2301 Vanderbilt Place Worcester MA 01655 043167352 501(C)(3) 159489 FMV Subcontract Grant Award University of Miami Dept 1236 P O Box 121236 Coral Gables FL 33124 590624458 501(C)(3) 109005 FMV Subcontract Grant Award University of Michigan Division Of Research Admin 800 Irving Avenue Ann Arbor MI 48109 386006309 501(C)(3) 12295 FMV Subcontract Grant Award University Of Minnesota - Office of Sponsored Proj 902 Prices Fork Road Suite 4000 MINNEAPOLIS MN 55454 416007513 501(C)(3) 90850 FMV Subcontract Grant Award University of Mississippi Medical Center The PO Box 7201 Jackson MS 39216 646008520 501(C)(3) 242471 FMV Subcontract Grant Award University of Missouri-Columbia AR 5057 Woodward Ave 13th Floor Suite 13001 Kansas City MO 641807012 436003859 501(C)(3) 27796 FMV Subcontract Grant Award University of New Hampshire 1600 Research Boulevard DURHAM NH 03824 026000937 501(C)(3) 23439 FMV Subcontract Grant Award University Of North Carolina - Charlotte Cashier's 1377 R Street NW Suite 200 Research Department Charlotte NC 282230001 560791228 501(C)(3) 19501 FMV Subcontract Grant Award University of North Carolina at Chapel Hill 6100 Main St Chapel Hill NC 27599 566001393 501(C)(3) 1153020 FMV Subcontract Grant Award University Of Pennsylvania 100 Institute Road Philadelphia PA 19104 231352685 501(C)(3) 595689 FMV Subcontract Grant Award University Of Pittsburgh 116 Atwood Street Pittsburgh PA 15260 250965591 501(C)(3) 409342 FMV Subcontract Grant Award University Of Rhode Island 167 Point Street Box 42 Coro East Suite 1A Room Kingston RI 02881 056000522 501(C)(3) 928845 FMV Subcontract Grant Award University of Rochester 910 Genesee Street Rochester NY 14611 160743209 501(C)(3) 757364 FMV Subcontract Grant Award University of South Carolina PO Box 84900 Columbia SC 29208 576001153 501(C)(3) 68354 FMV Subcontract Grant Award University of Southern California 635 Downey Way VPD 214 Los Angeles CA 90089 951642394 501(C)(3) 39221 FMV Subcontract Grant Award University Of Tennessee 1300 SOUTH 2ND STREET Knoxville TN 37916 626001636 501(C)(3) 48820 FMV Subcontract Grant Award University of Texas at Austin 101 E 27th Street 5 Austin TX 78712 746000203 501(C)(3) 11568 FMV Subcontract Grant Award University of Utah 332 South 1400 East Salt Lake City UT 84211 876000525 501(C)(3) 84959 FMV Subcontract Grant Award University Of Washington - Grant & Contract Accoun 4300 Roosevelt Way NE Seattle WA 98915 916001537 501(C)(3) 143259 FMV Subcontract Grant Award Urban Institute 2100 M Street NW Washington DC 20037 520880375 501(C)(3) 44166 FMV Subcontract Grant Award Vanderbilt University 2301 Vanderbilt Place Nashville TN 37240 620476822 501(C)(3) 51155 FMV Subcontract Grant Award Vanderbilt University Medical Center Dept 1236 P O Box 121236 Dallas TX 753121236 352528741 501(C)(3) 51222 FMV Subcontract Grant Award Veterans Health Research Institute of CNY Inc 800 Irving Avenue Syracuse NY 13210 161365231 21129 FMV Subcontract Grant Award Virginia Polytechnic Institute and State Universit 902 Prices Fork Road Suite 4000 Blackburg VA 24061 540721690 501(C)(3) 245658 FMV Subcontract Grant Award Wake Forest University PO Box 7201 Winston Salem NC 27109 560532138 501(C)(3) 137527 FMV Subcontract Grant Award Wake Forest University Health Sciences 1834 Wake Forest Rd Winston Salem NC 27109 560532138 501(C)(3) 68080 FMV Subcontract Grant Award Wayne State University 5057 Woodward Avenue 13th Floor Suite 13001 Detroit MI 48202 386028429 501(C)(3) 13530 FMV Subcontract Grant Award Whitman-Walker Health 1377 R Street NW Suite 200 Research Department Washington DC 20009 521122122 501(C)(3) 10806 FMV Subcontract Grant Award William Marsh Rice University 6100 Main Street Houston TX 77005 741109620 501(C)(3) 217862 FMV Subcontract Grant Award Women & Infants Hospital Of Rhode Island 101 Dudley Street Providence RI 02905 050258937 501(C)(3) 299019 FMV Subcontract Grant Award Worcester Polytechnic Institute 100 Institute Road Worcester MA 01609 042121659 501(C)(3) 90349 FMV Subcontract Grant Award Yale University PO Box 208239 New Haven CT 06520 060646973 501(C)(3) 944396 FMV Subcontract Grant Award 154 15 UNDERGRADUATE SCHOLARSHIPS/FELLOWSHIPS/STIPENDS 2941 145936174 GRADUATE SCHOLARSHIPS/FELLOWSHIPS/STIPENDS 2127 164272712 MEDICAL SCHOOL SCHOLARSHIPS/FELLOWSHIPS/STIPENDS 430 11683185 Schedule I, Part I, Line 2 GRANT FUNDS ARE MANAGED IN ACCORDANCE WITH BOTH THE SPONSOR AND UNIVERSITY RULES AND REGULATIONS. EXPENDITURES ARE REVIEWED ON A PRE AND POST AUDIT BASIS TO ENSURE THAT THE COSTS INCURRED AND CHARGED TO A PARTICULAR GRANT IN COMPLIANCE WITH BOTH THE SPONSOR AND UNIVERSITY POLICIES. SCHEDULE I, PART III THE CASH GRANTS ARE REFLECTED ON STUDENTS' ACCOUNTS. X X X false true X X X X true true false false false false false true false BARBARA CHERNOW EXEC VP OF FIN AND ADMIN 627305 0 0 0 654150 0 22800 0 3309 0 1307564 0 383495 0 WILLIAM CIOFFI PROFESSOR OF MEDICAL SCIENCE 600000 0 0 0 0 0 28500 0 20099 0 648599 0 0 0 VICKI COLVIN PROFESSOR OF CHEMISTRY 276143 0 0 0 1119 0 16622 0 18480 0 312364 0 0 0 JANE DIETZE VP & Chief Investment Officer 532429 0 1223000 0 401307 0 456122 0 33403 0 2646261 0 0 0 JOSEPH DOWLING CEO of Investment Office 589710 0 561381 0 20217 0 22800 0 27267 0 1221375 0 0 0 JACK ELIAS SR VP FOR HEALTH AFFAIRS 872474 0 0 0 17960 0 22800 0 19598 0 932832 0 0 0 SERGIO GONZALEZ SVP FOR ADVANCEMENT 626954 0 0 0 88858 0 22800 0 24767 0 763379 0 0 0 MICHAEL GUGLIELMO VP FOR FACILITIES MGMT 315981 0 0 0 0 0 27381 0 40552 0 383914 0 0 0 Joshua T Kennedy MANAGING DIRECTOR 343700 0 582713 0 0 0 22800 0 25023 0 974236 0 0 0 PETER LEVINE MANAGING DIRECTOR 289765 0 550500 0 0 0 20000 0 24926 0 885191 0 0 0 KEVIN MCLAUGHLIN DEAN OF THE FACULTY 393662 0 0 0 0 0 34200 0 38752 0 466614 0 0 0 ERICA NOURJIAN HEAD OF OPERATIONS-INVESTMENTS 312734 0 375000 0 0 0 21538 0 25023 0 734295 0 0 0 CHRISTINA PAXSON PRESIDENT/FELLOW 954349 0 0 0 69000 0 222800 0 65653 0 1311802 0 0 0 JILL PIPHER VP OF RESEARCH 357452 0 0 0 2065 0 34200 0 432 0 394149 0 0 0 LOUIS RICE CHAIR OF MEDICINE 673696 0 0 0 22044 0 22800 0 20563 0 739103 0 0 0 DAVID SAVITZ PROFESSOR OF EPIDEMIOLOGY 301094 0 0 0 23803 0 22131 0 8923 0 355951 0 0 0 MICHAEL WHITE VICE PRESIDENT FOR FIN & CFO 368611 0 0 0 550 0 5948 0 1221 0 376330 0 0 0 RICHARD LOCKE PROVOST 649907 0 0 0 224668 0 22800 0 47747 0 945122 0 0 0 JOSEPH S CALHOUN VP FOR FIN & CFO 0 0 0 0 180303 0 0 0 0 0 180303 0 0 0 Schedule J, Part I, Line 1a RESIDENCE FOR PERSONAL USE WAS PROVIDED TO THE FOLLOWING INDIVIDUALS: PRESIDENT - AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER, THE PRESIDENT IS REQUIRED TO LIVE IN UNIVERSITY HOUSING. THEREFORE, NONE OF THE BENEFIT WAS TREATED AS TAXABLE COMPENSATION. PROVOST - AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER, THE PROVOST WAS REQUIRED TO LIVE IN UNIVERSITY HOUSING. THEREFORE, NONE OF THE BENEFIT WAS TREATED AS TAXABLE COMPENSATION. THE EXECUTIVE VP OF FINANCE AND ADMIN RECEIVED A GROSS-UP PAYMENT IN 2020, WHICH IS REPORTED AS TAXABLE COMPENSATION IN SCHEDULE J, PART II, COLUMN B(III). THE PRESIDENT'S HOUSEHOLD SERVICES ASSISTANT PROVIDES SOME PERSONAL SERVICES FOR THE PRESIDENT. THE PRESIDENT REIMBURSES THE UNIVERSITY BY CHECK FOR THESE SERVICES. SCHEDULE J, PART I, LINE 1B IN LIEU OF A STANDARDIZED WRITTEN POLICY, SENIOR OFFICERS WERE ISSUED AN ADDENDUM TO THEIR COMPENSATION LETTER APPROVED BY THE CHANCELLOR, OUTLINING THE TREATMENT OF THE HOUSING ITEM LISTED IN PART I, LINE 1A. SCHEDULE J, PART I, LINE 4A IN CONNECTION WITH HIS DEPARTURE FROM THE CHIEF FINANCIAL OFFICER POSITION, THE FORMER CFO RECEIVED CERTAIN PAYMENTS WHICH ARE INCLUDED IN SCHEDULE J, PART II, COLUMN (B)(III). SCHEDULE J, PART I, LINE 4B TERMS & CONDITIONS OF SUPPLEMENTAL RETIREMENT PLAN AND PAYMENT FOR 2020: EFFECTIVE JULY 1, 2017, THE UNIVERSITY ENTERED INTO A NEW DEFERRED COMPENSATION AGREEMENT. UNDER THE NEW PLAN THE ORGANIZATION WILL DEPOSIT $200,000 TO THE PRESIDENT'S DEFERRED COMPENSATION ACCOUNT EACH JUNE 30TH THROUGH JUNE 30, 2022. SUCH AMOUNTS WILL VEST OVER THE COURSE OF THE AGREEMENT SO LONG AS THE PRESIDENT REMAINS CONTINUOUSLY EMPLOYED BY THE UNIVERSITY THROUGH EACH VESTING DATE. NO AMOUNTS WERE PAID UNDER THIS PLAN IN CALENDAR YEAR 2020. AS PART OF HER EMPLOYMENT AGREEMENT, BARBARA CHERNOW PARTICIPATES IN A DEFERRED COMPENSATION ARRANGEMENT. PURSUANT TO THE TERMS OF THE ARRANGEMENT, MS. CHERNOW WILL RECEIVE A PAYMENT OF 75% OF HER ANNUAL PAY IN JULY 2020, PROVIDED SHE REMAINS EMPLOYED AT THE UNIVERSITY THROUGH THAT DATE. $540,028 WAS PAID TO MS. CHERNOW IN JULY 2020, WHICH IS REPORTED IN SCHEDULE J, PART II, COLUMN B(III). As part of her amended employment agreement, effective July 1, 2020 Ms. Chernow participates in an additional deferred compensation arrangement. Pursuant to the terms of the arrangement, Ms. Chernow is credited 15% of her base compensation on a monthly basis beginning July 1, 2020 and ending June 30, 2025. Amounts credited to the account become vested immediately and are included in Schedule J, Part II, Column B (III). Effective Jan. 1, 2020, Jane Dietze participates in a deferred compensation arrangement. Under the arrangement, $2 million will accrue a return equivalent to the endowment return. 20% of the original balance plus earnings will vest each year on January 1 provided she remains employed by the University on such dates. $400,000 vested on January 1, 2020 and is reported in Schedule J, Part II, Column B(iii) SCHEDULE J, PART I, LINE 7 THE UNIVERSITY OFFERS INCENTIVE COMPENSATION TO SENIOR PROFESSIONALS IN THE INVESTMENT OFFICE BASED UPON THE UNIVERSITY'S INVESTMENT PERFORMANCE AND OTHER QUALITATIVE FACTORS. A RI H&E CORP SERIES 2003A & 2003B 521300173 762243CA9 2003-11-13 91425000 FINANCE CAPITAL PROJECTS false false false B RI H&E BLD CORP SERIES 2005A 521300173 762243MY6 2005-10-04 85500000 FINANCE CAPITAL PROJECTS false false false C RI H&E CORP SERIES 2011 521300173 762197GR6 2011-08-24 80629956 CURRENT REFUNDING 2001 BONDS false false false D RI H&E CORP SERIES 2012 521300173 762197KD2 2012-07-19 149807220 FIN.CAP. PROJECTS/REFUND COM.PAPER false false false A 52345000 0 91928050 0 0 0 590401 0 0 91337649 0 0 2005 false false true true B 0 0 87064981 0 0 0 526642 0 0 86538339 0 0 2006 false false true true C 46849956 0 80629956 0 0 0 506344 0 0 0 80123612 0 true false true true D 31567220 0 149807220 0 0 0 794535 0 0 99012685 50000000 0 2014 true false true true A false false false true true 0.00128 0.00000 0.00128 false false false true B false false false true true 0.00020 0.00000 0.00020 false false false true C false false false false 0 false false false true D false false false true true 0.00011 0.00011 false false false true A false true true true JP MORGAN 35.3 false false false 0 false true B false true true true GOLDMAN SACHS 29.6 false false false 0 false true C false true false false 0 false 0 false true D false true false false 0 false 0 false true A true B true C true D true SCHEDULE K, PART II, LINE 3, COLUMN A (SERIES 2003) INCLUDES $503,050 OF INVESTMENT EARNINGS. SCHEDULE K, PART II, LINE 3, COLUMN B (SERIES 2005A) INCLUDES $1,564,981 OF INVESTMENT EARNINGS SCHEDULE K, PART II, LINE 3, COLUMN C (SERIES 2009) INCLUDES $3,239 OF INVESTMENT EARNINGS SCHEDULE K, PART II, LINE 3, COLUMN C (SERIES 2015) INCLUDES $16,964 OF INVESTMENT EARNINGS SCHEDULE K, PART II, LINE 3, COLUMN D (SERIES 2017) INCLUDES $1,708,737 OF INVESTMENT EARNINGS SCHEDULE K, PART III, LINE 9 / PART IV, LINE 7 & PART V BROWN UNIVERSITY CONDUCTS AN ANALYSIS OF ACTIVITIES CONDUCTED WITHIN ITS BOND-FINANCED FACILITIES TO DETERMINE IF THERE IS ANY PRIVATE USE. A RI H&E CORP SERIES 2019 521300173 762197A76 2019-07-18 54560000 FIN.CAP.PJT/REFUND 2019 BOND false false false B RI H&E CORP SERIES 2013 521300173 762197PX3 2013-12-04 150950167 FIN.CAP.PJT./REFUND 2003A BOND/REF false false false C RI H&E CORP SERIES 2015 521300173 000000000 2015-10-21 45000000 FIN.CAP.PJT./REFUND 2005 BOND false false false D RI H&E CORP SERIES 2017 521300173 762197VG3 2017-07-19 160656503 FIN.CAP.PJT/REFUND 2007 BOND false false false A 0 71055670 0 0 0 0 260670 0 0 0 70795000 0 false false true true B 30005000 0 150950167 0 0 0 755226 0 0 109887521 40307420 0 2016 true false true true C 5990000 0 45016964 0 0 0 140000 0 0 13406964 31470000 0 2018 true false true true D 0 0 162597992 0 0 0 707932 0 0 76941489 84948571 0 2020 true false true true A false false false true true 0.00026 0.00026 false false false true B false false false true true 0.00016 0.00016 false false false true C false false false false 0 false false false true D false false false false 0 false false false true A false true false false 0 false 0 true B false true false false 0 false 0 false true C false true true false 0 false 0 false true D false true false false 0 false 0 false true A true B true C true D true RICHARD LOCKE KEY EMPLOYEE PERSONAL X 300000 200000 false true true 200000 ARTHUR GABINET FAMILY MEMBER OF OFFICER 103974 SEASONAL EMPLOYMENT false X 0 FMV X 791 50875566 FMV X 1 0 FMV X PHOTOGRAPHS 14 0 FMV X EVENT EXPENSES 2 0 FMV X EQUIPMENT 1 0 FMV false true false SCHEDULE M, PART I, COLUMN (B) THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED DURING THE YEAR. SCHEDULE M, PART I, LINE 33 NO REVENUE WAS REPORTED ON FORM 990, PART VIII, LINE 1G BECAUSE THE UNIVERSITY'S COLLECTIONS (WHICH INCLUDE WORKS OF ART, HISTORICAL TREASURES & ARTIFACTS) ARE NOT RECOGNIZED AS ASSETS IN THE FINANCIAL STATEMENTS OF THE UNIVERSITY. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR EDUCATION AND RESEARCH PURPOSES. MISSION STATEMENT TO SERVE THE COMMUNITY, THE NATION, AND THE WORLD BY DISCOVERING, COMMUNICATING, AND PRESERVING KNOWLEDGE AND UNDERSTANDING IN A SPIRIT OF FREE INQUIRY, AND BY EDUCATING AND PREPARING STUDENTS TO DISCHARGE THE OFFICES OF LIFE WITH USEFULNESS AND REPUTATION. BROWN ACCOMPLISHES THIS THROUGH A PARTNERSHIP OF STUDENTS & TEACHERS IN A UNIFIED COMMUNITY CALLED A UNIVERSITY COLLEGE. FORM 990, PART III, LINE 4A INSTRUCTION / ENROLLMENT INCLUDES COST OF SUPPLIES, SALARIES AND BENEFITS ASSOCIATED WITH TEACHING APPROXIMATELY 9,900 STUDENTS (68% UNDERGRADUATE; 26% GRADUATE; 6% MEDICAL). A FACULTY OF APPROXIMATELY 1,500 TEACH AND ADMINISTER PROGRAMS IN A VARIETY OF DISCIPLINES, INCLUDING THE HUMANITIES, LIFE/MEDICAL SCIENCES, PHYSICAL SCIENCES AND SOCIAL SCIENCES. THERE ARE NEARLY 100 PROGRAMS OF STUDY OFFERED BETWEEN UNDERGRADUATE COLLEGE, GRADUATE SCHOOL AND MEDICAL SCHOOL OF THE UNIVERSITY. IN 2021, THE UNIVERSITY AWARDED A TOTAL OF 2,608 BACCALAUREATE DEGREES AND ADVANCED (MASTER, MEDICAL AND DOCTORATE) DEGREES. FORM 990, PART III, LINE 4B STUDENT AID, FELLOWSHIPS & SCHOLARSHIPS BROWN PROVIDES 100 PERCENT OF DEMONSTRATED NEED FOR ALL AIDED UNDERGRADUATE STUDENTS THAT MATRICULATE. THE UNIVERSITY IS NEED-BLIND FOR DOMESTIC STUDENTS (US CITIZENS AND PERMANENT RESIDENTS) AND "NEED-AWARE" FOR INTERNATIONAL AND TRANSFER (BOTH DOMESTIC AND INTERNATIONAL) STUDENTS. INTERNATIONAL AND TRANSFER STUDENTS WHO DO NOT APPLY FOR AID AS PART OF THEIR ADMISSION APPLICATION MAY NOT RECEIVE NEED-BASED SCHOLARSHIPS FROM THE UNIVERSITY. FORTY-FIVE PERCENT OF THE UNDERGRADUATE STUDENT BODY RECEIVES NEED-BASED FINANCIAL AID. THE AVERAGE FINANCIAL-AID PACKAGE FOR THE CLASS OF 2024 WAS $55,240. SINCE THE CLASS OF 2007, ALL DOMESTIC UNDERGRADUATES ADMITTED AS FRESHMEN AT BROWN UNIVERSITY WERE ADMITTED UNDER THE UNIVERSITY'S NEEDS-BLIND ADMISSION POLICY. FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICES (EXPENSES $46,589,162) (REVENUE $39,133,009) THE UNIVERSITY ENGAGES IN RESEARCH IN PHYSICAL SCIENCES, HUMANITIES, LIFE SCIENCES AND SOCIAL SCIENCES. THE UNIVERSITY'S RESEARCH NETWORK FEATURES ADVANCED ACADEMIC INSTITUTES, CENTERS AND FACILITIES THAT MAKE OUR WORLD RENOWNED RESEARCH POSSIBLE. THESE FACILITIES, WHICH ARE MADE AVAILABLE TO FACULTY AND STUDENTS, ENCOURAGE DISCOVERY AND INNOVATION BY PROVIDING STATE OF-THE-ART EQUIPMENT AND RESOURCES. FORM 990, PART V, LINE 4B FOREIGN ACCOUNTS THE ORGANIZATION HAS AN INTEREST IN OR A SIGNATURE OR OTHER AUTHORITY OVER A FINANCIAL ACCOUNT IN THE FOLLOWING FOREIGN COUNTRIES: 1) ITALY 2) FRANCE PART VI, SECTION A, LINE 1 THE ADVISORY & EXECUTIVE COMMITTEE SHALL CONSIST OF THE PRESIDENT (CHAIR), THE CHANCELLOR, THE VICE CHANCELLOR, THE SECRETARY, AND THE TREASURER, ALL EX OFFICIO, AND AT LEAST NINE ADDITIONAL MEMBERS OF THE CORPORATION OF WHOM AT LEAST TWO SHALL BE FELLOWS AND THREE TRUSTEES. THE CHAIRS OF THE COMMITTEES ON ACADEMIC AFFAIRS, BUDGET & FINANCE, CAMPUS LIFE, ADVANCEMENT, FACILITIES & CAMPUS PLANNING, AUDIT, MEDICAL SCHOOL AND INVESTMENT SHALL ALWAYS BE AMONG THE MEMBERS OF THE ADVISORY & EXECUTIVE COMMITTEE. THREE FELLOWS AND FOUR TRUSTEES SHALL CONSTITUTE A QUORUM. THE COMMITTEE MAY TRANSACT ANY BUSINESS OF THE CORPORATION EXCEPT THE LOCATION OF BUILDINGS AND THE ELECTION OF TRUSTEES, FELLOWS, AND THE PRESIDENT. IN ADDITION TO THE POWERS OF THE MINOR QUORUM, THE COMMITTEE, BY ACTION OF THE CORPORATION, IS AUTHORIZED TO APPOINT PROFESSORS. THE ACTS OF THE ADVISORY & EXECUTIVE COMMITTEE SHALL BE VALID UNTIL THE NEXT MEETING OF THE CORPORATION, AND NO LONGER UNLESS APPROVED BY THE CORPORATION. PART VI, SECTION A, LINE 2 MARIA ZUBER AND BRIAN MOYNIHAN HAVE A BUSINESS RELATIONSHIP AS BOTH SIT ON THE BOARD OF ANOTHER ORGANIZATION. PART VI, SECTION B, LINE 11 THE RETURN IS PREPARED BY THE UNIVERSITY AND REVIEWED BY THE UNIVERSITY'S TAX CONSULTANTS. A DRAFT VERSION OF THE FORM 990 IS PROVIDED TO THE CONTROLLER, VICE PRESIDENT FOR FINANCE AND CHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT FOR FINANCE & ADMINISTRATION, AND THE COMMITTEE ON RISK AND AUDIT FOR REVIEW. CHANGES/COMMENTS ARE SUBMITTED TO MANAGEMENT AND ANY NECESSARY CHANGES ARE MADE PRIOR TO THE FINAL REVIEW AND SIGNING OF THE TAX RETURN BY THE UNIVERSITY'S INDEPENDENT AUDITORS/TAX CONSULTANTS. THE FINAL TAX RETURN IS PROVIDED TO THE BOARD PRIOR TO FILING. PART VI, SECTION B, LINE 12C ALL MEMBERS OF THE BROWN COMMUNITY ARE RESPONSIBLE FOR READING THE UNIVERSITY'S CONFLICT OF INTEREST AND COMMITMENT POLICY (COICP) AND ITS RELATED GUIDELINES AND TO DISCLOSE POTENTIAL OR ACTUAL CONFLICTS AS THEY ARISE TO THEIR SUPERVISOR OR ASSIGNED SENIOR ADMINISTRATOR. FAILURE TO DO SO WILL BE DEEMED A FAILURE TO MEET ONE'S OBLIGATIONS FOR WHICH SANCTIONS, UP TO AND INCLUDING DISMISSAL, MAY BE IMPOSED. RESPONSIBILITY FOR IMPLEMENTING THE UNIVERSITY'S COICP IS AS FOLLOWS - THE CHANCELLOR FOR MEMBERS OF THE CORPORATION AND ITS STANDING COMMITTEES; THE PRESIDENT FOR THE CABINET; AND THE PROVOST FOR OFFICERS OF INSTRUCTION AND RESEARCH. FOR ALL OTHER MEMBERS OF THE BROWN COMMUNITY, RESPONSIBILITY FOR IMPLEMENTING THE UNIVERSITY'S COICP SHALL REST WITH THE SENIOR VICE PRESIDENT FOR CORPORATION AFFAIRS AND GOVERNANCE. ALL CORPORATION MEMBERS, ALL MEMBERS OF THE CORPORATION'S STANDING COMMITTEES, ALL OFFICERS OF INSTRUCTION, ALL SENIOR OFFICERS, AND SELECTED STAFF SHALL ALSO BE RESPONSIBLE FOR SUBMITTING AN ANNUAL DISCLOSURE FORM. IF THERE ARE NO DISCLOSURES WHICH PRESENT A CONFLICT OR APPEAR TO PRESENT A CONFLICT, THE SUPERVISOR SIGNS THE FORM AND FORWARDS IT TO THE ASSIGNED SENIOR ADMINISTRATOR. IF THERE ARE DISCLOSURES WHICH PRESENT A CONFLICT OR APPEAR TO PRESENT A CONFLICT, THE SUPERVISOR IS RESPONSIBLE FOR WORKING WITH THE EMPLOYEE TO DETERMINE WHETHER A MANAGEMENT PLAN IS WARRANTED, SIGNING THE DISCLOSURE FORM TO ACKNOWLEDGE THAT IT HAS RECEIVED SUPERVISORY REVIEW, AND FORWARDING IT TO THE ASSIGNED SENIOR ADMINISTRATOR FOR THAT EMPLOYEE. FORMS THAT DISCLOSE AFFILIATIONS ARE REQUIRED TO RECEIVE SECONDARY REVIEW AND SIGNATURE BY THE ASSIGNED SENIOR ADMINISTRATOR OR, WHEN THE ASSIGNED SENIOR ADMINISTRATOR IS ALSO THE EMPLOYEE'S SUPERVISOR, BY THE ASSIGNED SENIOR ADMINISTRATOR'S SUPERVISOR. SENIOR ADMINISTRATORS, AS ASSIGNED BY THE SENIOR VICE PRESIDENT FOR CORPORATION AFFAIRS AND GOVERNANCE, ARE RESPONSIBLE FOR COLLECTING DISCLOSURE FORMS AND, IF WARRANTED, MANAGEMENT PLANS WITHIN THEIR DIVISIONS AND FORWARDING THEM TO THE OFFICE OF CORPORATION AFFAIRS AND GOVERNANCE. HUMAN RESOURCES SHALL MAINTAIN EMPLOYEES' DISCLOSURE FORMS AND RELATED MANAGEMENT PLANS, AND THE UNIVERSITY AUDITOR SHALL PERIODICALLY MONITOR THE FILE TO ENSURE COMPLIANCE WITH THE DISCLOSURE REQUIREMENTS OF THIS POLICY. THE UNIVERSITY'S INVESTMENT OFFICE ALSO HAS STRICT INVESTMENT POLICIES INTENDED TO MAINTAIN THE HIGHEST ETHICAL AND LEGAL STANDARDS AND AVOID CONFLICTS. ALL MEMBERS OF THE CORPORATION, INCLUDING THE PRESIDENT, DISCLOSE INFORMATION ANNUALLY RELATED TO CONFLICT OF INTEREST AND COMMITMENT. IF THERE IS CONSIDERATION TO HIRE A FIRM THAT COULD POTENTIALLY PRESENT A CONFLICT, THE INVESTMENT OFFICE SEEKS THE ADVICE AND CONSENT OF THE CORPORATION OFFICE AND GENERAL COUNSEL. ALL MEMBERS OF THE INVESTMENT COMMITTEE MUST RECUSE THEMSELVES AND REFRAIN FROM PARTICIPATION IN CONSIDERATION OF ANY INVESTMENT IN WHICH THEY HAVE AN INTEREST. PART VI, SECTION B, LINE 15 THE AUTHORITY TO ESTABLISH AND ADJUST COMPENSATION FOR THE PRESIDENT AND SENIOR STAFF RESTS WITH THE CORPORATION COMMITTEE ON SENIOR ADMINISTRATION. SENIOR STAFF INCLUDES OFFICERS REPORTING TO THE PRESIDENT, THE DEANS AND VICE PRESIDENTS OR THEIR EQUIVALENTS WHO REPORT TO THE PROVOST AND/OR THE EXECUTIVE VICE PRESIDENT FOR FINANCE & ADMINISTRATION, ANY OTHER UNIVERSITY EMPLOYEE WHOSE ANNUAL COMPENSATION IS IN EXCESS OF $250,000, AND OTHERS WHOSE RESPONSIBILITIES MIGHT BE DETERMINED TO REFLECT SIGNIFICANT INFLUENCE OVER THE AFFAIRS OF THE UNIVERSITY. THE COMMITTEE CONDUCTS THEIR REVIEW ANNUALLY AND, AS PART OF THEIR REVIEW PROCESS, USES DATA AND INFORMATION FROM SURVEYS REFLECTING INDUSTRY STANDARDS FOR COMPENSATION, BENEFITS, AND PREREQUISITES OF SENIOR OFFICERS EITHER AT INSTITUTIONS OF HIGHER EDUCATION OR AT COMPARABLE ENTITIES. DOCUMENTATION OF THIS REVIEW, AS WELL AS ANY DECISIONS MADE, ARE PREPARED BEFORE THE NEXT MEETING OF THE COMMITTEE ON SENIOR ADMINISTRATION, OR 60 DAYS AFTER THE FINAL ACTIONS OF THE COMMITTEE TO SET SALARIES, WHICHEVER IS LATER. THE COMMITTEE FORMALLY APPROVES THE DOCUMENTATION WITHIN A REASONABLE TIME AFTER IT IS PREPARED. PART VI, SECTION C, LINE 19 THE UNIVERSITY'S FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICIES, AND GOVERNING DOCUMENTS (CHARTER AND STATUTES) ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST AND ON OUR WEBSITE. FORM 990, PART XI, LINE 9 Actuarial Gain/Loss - Split Interest: $1,722,095 Change in Pension Obligation: $20,856,226 Change in Swap Liability: $16,466,425 Change in ARO Liability: ($811,083) TOTAL: $38,233,663 FORM 990, PART XII, LINE 2B BROWN UNIVERSITY'S FINANCIAL STATEMENTS INCLUDE THE ACCOUNTS OF THE JOHN NICHOLAS BROWN CENTER FOR THE STUDY OF AMERICAN CIVILIZATION AND BROWN FACULTY CLUB. ALL OF WHICH ARE SEPARATE ENTITIES THAT ARE CONSOLIDATED IN THE FINANCIAL STATEMENTS. BROWN UNIVERSITY AND THESE CONSOLIDATED ENTITIES ARE COLLECTIVELY REFERRED TO HEREIN AS THE UNIVERSITY. ALL SIGNIFICANT INTER-ENTITY TRANSACTIONS AND BALANCES HAVE BEEN ELIMINATED IN CONSOLIDATION. 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SCHEDULE R, PART IV, LINE 3 TRUSTS ARE DOMICILED IN MASSACHUSETTS. SCHEDULE R, PART V, LINE 1N & 1O FOR BROWN UNIVERSITY RESEARCH FOUNDATION, JOHN NICHOLAS BROWN CENTER, AND THE BROWN FACULTY CLUB - THE EXPENSES FOR THESE RELATED ORGANIZATIONS ARE PAID DIRECTLY BY BROWN UNIVERSITY. THERE IS NO REIMBURSEMENT PAID BY ANY OF THESE RELATED ORGANIZATIONS TO BROWN UNIVERSITY.