2022-05-31T10:39:40-05:00 2021-12-31 954557617 Harrington Group CPAs LLP 2698 Mataro Street Pasadena CA 91107 990 2021-01-01 542132153 REDF REDF 4155616679 785 Market Street 1200 San Francisco CA 94103 Maria Kim President & CEO 4155616679 2022-05-31 1 Maria Kim 999009999 Carlos A Davis CPA P02037008 6264036801 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X Maria Kim 785 Market Street 1200 San Francisco CA 94103 11565051 0 X www.redf.org X 2003 CA REDF invests in businesses that reveal and reinforce the talent of people breaking through barriers to employment. 16 15 69 17 0 0 81197900 11118537 0 0 11650 6798 284498 439716 81494048 11565051 4191460 1620000 0 0 7323068 8167206 0 0 985452 50779084 4222010 62293612 14009216 19200436 -2444165 44875220 41522686 2200205 1294235 42675015 40228451 X REDF is the only venture philanthropy in the U.S. that invests exclusively in the growth of employment social enterprises (ESEs). Since 1997, REDF has provided capital and advisory services to 238 ESEs, which have earned $1.36 billion in revenue and employed 84,000 people. 0 0 3863305 1300000 Growth Portfolio and Evaluation: REDF provides customized hands-on technical assistance and measures results to a diverse portfolio of ESEs to incorporate best practices that improve participant outcomes and sustainability for the enterprises. 1193297 Partnerships: REDF provides capacity building consulting on accessing public support and offers intermediary services to communities that seek to create public-private partnerships that help grow the ESE field. Since 2016, REDF has partnered with the City and County of LA to implement LA:RISE, a collaboration between ESEs, next-stage employers and Personal Service Providers (PSPs) to support transition to competitive employment for ESE employees. REDF also provides capacity building support to ESEs to leverage SNAP E&T funding in LA through the County of LA and nationally through USDA. 999077 320000 The REDF Accelerator provides co-hort based leadership training and coaching to ESE leaders with a focus on core ESE competencies, including strategic planning, financial planning, operations, marketing and communication and employee supports. 4146864 Other Program services include Community, Impact Lending, Advocacy, Strategic Implementation, Farber Internship, and Outreach. 4146864 10202543 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 102 0 1 69 1 0 0 0 0 0 0 0 0 0 0 0 0 X 16 15 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X Maria Kim 4155616679 785 Market Street 1200 San Francisco CA 94103 George R Roberts Board Chair 1.00 X X 0 0 0 Stuart Davidson Vice Chair 1.00 1.00 X X 0 0 0 Philip Estes Treasurer 1.00 1.00 X X 0 0 0 Dan Rose Secretary 1.00 X X 0 0 0 Harris Barton Board Member 1.00 X 0 0 0 Bonnie Boswell Board Member 1.00 X 0 0 0 Lewis Byrd Board Member (term end 3/21) 1.00 1.00 X 0 0 0 Elizabeth Y A Ferguson Board Member 1.00 X 0 0 0 Chet P Hewitt Board Member 1.00 X 0 0 0 Mack Jenkins Board Member 1.00 X 0 0 0 George Montgomery Board Member 1.00 X 0 0 0 Chris O'Donnell Board Member 1.00 X 0 0 0 Chinwe Onyeagoro Board Member 1.00 X 0 0 0 Elena Quintana Board Member 1.00 X 0 0 0 Jesse Rogers Board Member (term end 3/21) 1.00 X 0 0 0 Maria S Salinas Board Member 1.00 X 0 0 0 Adam Smith Board Member 1.00 X 0 0 0 Carla I Javits Pres. & CEO/CEO (transition 6/21) 32.00 X X 207596 0 34732 Maria Kim President (term start 6/21) 40.00 X 138320 0 13212 David Samuels Chief Financial & Admin. Officer 40.00 X 220218 0 42094 Carrie McKellogg Chief Program Officer 32.00 8.00 X 219569 0 42537 Jo'Vion Greer VP, Dev. and Marketing Communications 40.00 X 230456 0 23437 Karen Chern Zangle Director, Growth Portfolio 40.00 X 156967 0 7014 Peter A Lippman Director of Finance 40.00 X 173706 0 25844 Emilie Linick Director, Impact Lending 40.00 X 170466 0 20391 Brian Williams Director of Talent 40.00 X 168180 0 35421 Lori Warren Director, Marketing & Communications 40.00 X 148387 0 39928 1833865 0 284610 28 0 1 0 Research Triangle Institute PO Box 900002 Raleigh NC 27675 Evaluation Consultant 287475 Tides Center PO Box 399385 San Francisco CA 94139 Data Collection Strategy Consultant 197052 Seattle Jobs Initiative Pacific Tower 1200 12th Ave S Seattle WA 98144 SNAP Technical Assistance 144503 Sutherland Global Services Inc 1160 Pittsford Victor Road Pittsford NY 14534 Due Diligence Review 125991 Lean Jane Co 2425 West Homer Street Unit 2 Chicago IL 60647 Consultant 122363 7 2146027 8972510 100806 11118537 6798 6798 Consulting 900099 439716 439716 439716 11565051 0 0 446514 X 1620000 1620000 1172171 311987 409361 450823 5369237 4058672 1136232 174333 180204 124503 53945 1756 951284 620237 281682 49365 494310 345708 107518 41084 50319 1076 49243 2719011 2090270 421191 207550 8087 5338 1024 1725 327050 232174 71316 23560 138498 98001 30453 10044 50719 29974 14135 6610 24666 8723 15049 894 77725 54998 17090 5637 39845 39845 Affiliate Support 517761 456515 61246 Other expenses 90575 74998 7268 8309 Training & Development 47123 6144 40979 Recruiting 38381 795 37586 92250 62430 26058 3762 14009216 10202543 2821221 985452 1892822 11204141 9615082 2091540 32237082 27287962 862533 399232 133015 264680 1121756 863355 117956 258401 16730 16730 44875220 41522686 1192897 1294235 1007308 0 2200205 1294235 X 9421555 40228451 33253460 0 42675015 40228451 44875220 41522686 X -2444165 -2399 X 0 1 X 1 1 1 X 14420583 10012142 11446062 81197900 10600776 127677463 14420583 10012142 11446062 81197900 10600776 127677463 32297850 95379613 13387 34867 42319 11650 6798 109021 7141 284498 439716 731355 128517839 151684 0.74220 0.97340 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 94017 0 0 94017 0 Part II-B, Line 1: REDF informs and influences federal, state, and local policymakers to promote the growth of Employment Social Enterprises (ESEs) and to increase economic opportunity for enterprise employees. In 2021 REDF co-sponsored CA Senate Bill 779 which includes ESEs and worker cooperatives as examples of "earn and learn" programs. REDF also supported CA Assembly Bill 628 which will renew and expand the Breaking Barriers to Employment Initiative and specifically naming ESEs in the list of partnerships that can receive grant funding. At the federal level, REDF achieved major policy wins both by getting ESEs named and included in legislation (the Jobs for Economic Recovery Act and the Long-Term Unemployment Elimination Act) and continuously increasing ESE socialization and education among federal policymakers, including through the congressional testimonies made by ESE leaders and REDF's participation in a House Education & Labor roundtable. 166655 10049 156606 362697 305597 57100 592404 547709 44695 258401 X Part X, Line 2: REDF is exempt from taxation under Internal Revenue Code Section 501(c)(3) and California Revenue and Taxation Code Section 23701d. Generally accepted accounting principles provide accounting and disclosure guidance about positions taken by an organization in its tax returns that might be uncertain. Management has considered its tax positions and believes that all of the positions taken by REDF in its federal and state exempt organization tax returns are more likely than not to be sustained upon examination. REDF's returns are subject to examination by federal and state taxing authorities, generally for three and four years, respectively, after they are filed. 1 Bikes Not Bombs Inc 284 Amory St Boston MA 02130 043138753 501(c)(3) 20000 0 Accelerator Blue Jacket Staffing Inc 2826 S Calhoun St Fort Wayne IN 46807 352210669 501(c)(3) 20000 0 Accelerator Civic Works Baltimore Center for Green Careers 2701 St Lo Dr Baltimore MD 21213 521925614 501(c)(3) 100000 0 Growth Portfolio Clean Decisions 3315 Alden Pl NE Washington DC 20019 472187741 100000 0 Growth Portfolio ConBody Inc 121 Ludlow St New York NY 10002 832845087 20000 0 Accelerator Conservation Corps of Long Beach 340 Nieto Ave Long Beach CA 90803 330293393 501(c)(3) 20000 0 Accelerator FogHill Inc 4402 Dubois Pl SE Washington DC 20019 823499962 20000 0 Accelerator GLIDE 330 Ellis St 4th Floor San Francisco CA 94102 941156481 501(c)(3) 20000 0 Accelerator GRID Alternatives 1338 S Flower St Los Angeles CA 90015 461652604 501(c)(3) 100000 0 Growth Portfolio Homeward Bound of Marin 1385 Hamilton Pkwy Novato CA 94949 680011405 501(c)(3) 100000 0 Growth Portfolio Hopeworks 'N Camden 808 Market St Fl 3 Camden NJ 08102 311660671 501(c)(3) 100000 0 Growth Portfolio Jobs Foundation 860 Vandalia St Saint Paul MN 55114 272295466 501(c)(3) 100000 0 Growth Portfolio Lancaster Works 100 S Queen St Lancaster PA 17603 821294121 20000 0 Accelerator MAKE Projects 3421 Herman Ave San Diego CA 92104 272938491 501(c)(3) 20000 0 Accelerator Multicultural Refugee Coalition PO Box 41566 Austin TX 78704 263636863 501(c)(3) 20000 0 Accelerator Neighborhood Industries 353 E Olive Ave Fresno CA 93728 743252737 501(c)(3) 100000 0 Growth Portfolio Opportunity Construction 325 Frank S Brown Blvd Steelton PA 17113 455382987 100000 0 Growth Portfolio Piikup LLC 2323 Broadway Oakland CA 94612 820761342 20000 0 Accelerator Pioneer Human Services 7440 W Marginal Way S Seattle WA 98108 910791552 501(c)(3) 100000 0 Growth Portfolio Presbyterian Night Shelter PO Box 2645 Fort Worth TX 76113 751985591 501(c)(3) 100000 0 Growth Portfolio Project Return 109 Lafayette St Nashville TN 37210 621058325 501(c)(3) 100000 0 Growth Portfolio Rise Up Industries 8530 Roland Acres Rd Santee CA 92071 800908912 501(c)(3) 20000 0 Accelerator The Challenge Program 1124 E 7th St Wilmington DE 19801 510386369 501(c)(3) 100000 0 Growth Portfolio The NetWork for Better Futures 813 N 5th St Minneapolis MN 55401 450550557 501(c)(3) 100000 0 Growth Portfolio The Urban Wild Inc 1765 Prospect Pl 4N Brooklyn NY 11233 834562851 501(c)(3) 20000 0 Accelerator Unibody Fitness NYC LLC 33 W 19th St New York NY 10011 371949379 20000 0 Accelerator Urban Association of Forestry and Fire Professionals DBA Forestry and Fire 110 W 6th St Azusa CA 91702 830806426 501(c)(3) 20000 0 Accelerator Valeo Vocation 603 Tacoma Ave S Tacoma WA 98402 824092268 501(c)(3) 20000 0 Accelerator Weld Seattle 1426 S Jackson St Seattle WA 98144 813922645 501(c)(3) 20000 0 Accelerator 22 7 Part I, Line 2: REDF maintains a close relationship with the organizations we fund. We have a team of program, fiscal and compliance personnel who work closely with the organizations to monitor progress towards goals. In addition and as appropriate, we restrict the use of funds to particular projects and require evidence that the funds have been spent in alignment with the restrictions. X X 0 0 0 0 0 0 0 0 0 David Samuels Chief Financial & Admin. Officer 220218 0 0 0 0 0 8976 0 33118 0 262312 0 0 0 Carrie McKellogg Chief Program Officer 219569 0 0 0 0 0 8976 0 33561 0 262106 0 0 0 Jo'Vion Greer VP, Dev. and Marketing Communication 230456 0 0 0 0 0 9180 0 14257 0 253893 0 0 0 Carla I Javits Pres. & CEO/CEO (transition 6/21) 207596 0 0 0 0 0 6153 0 28579 0 242328 0 0 0 Brian Williams Director of Talent 168180 0 0 0 0 0 6856 0 28565 0 203601 0 0 0 Peter A Lippman Director of Finance 173706 0 0 0 0 0 0 0 25844 0 199550 0 0 0 Emilie Linick Director, Impact Lending 170466 0 0 0 0 0 6790 0 13601 0 190857 0 0 0 Lori Warren Director, Marketing & Communications 148387 0 0 0 0 0 5999 0 33929 0 188315 0 0 0 Karen Chern Zangle Director, Growth Portfolio 156967 0 0 0 0 0 5629 0 1385 0 163981 0 0 0 Maria Kim President (term start 6/21) 138320 0 0 0 0 0 5492 0 7720 0 151532 0 0 0 X 3 100806 Value, time of trade 0 0 0 Part I, Column (b): The number of contributions reported is based on the number of donors. Form 990, Part VI, Section B, line 11b REDF's Form 990 is initially reviewed by the Director of Finance, Chief Financial and Administrative Officer, and President & CEO, followed by a review by REDF's audit committee. The audit committee includes two members of the Board of Directors who act on behalf of the Board. Upon approval by the audit committee, the Form 990 is provided to the full Board of Directors prior to filing. Form 990, Part VI, Section B, line 12c REDF regularly enforces compliance with our conflict of interest policy for all employees and requires the Organizations' Board of Directors to annually sign a Conflict of Interest Statement. Form 990, Part VI, Section B, line 15 A compensation study is performed for all roles in the organization. Goals and compensation levels are set annually for all employees and reviewed and approved by the Executive Committee (President & CEO, Chief Financial and Administrative Officer, Chief Program Officer, and VP of Development and Marketing Communications). Compensation levels are set within the boundaries of the annual Board approved organizational budget. Form 990, Part VI, Section C, line 19 REDF makes its governing documents, conflict of interest policy and financial statements available to the public upon request via hard or electronic copy. REDFs Financial Statements are also made available on www.redf.org and REDFs Form 990 available on www.redf.org and on www.guidestar.org. Form 990, Part IX, line 11g Payroll service fees: Program service expenses 0. Management and general expenses 155,559. Fundraising expenses 0. Total expenses 155,559. Consultants: Program service expenses 2,090,270. Management and general expenses 265,632. Fundraising expenses 207,550. Total expenses 2,563,452. Form 990, Part XI, line 9: Fiscal sponsorship activity -2,399. REDF Impact Investing Fund 785 Market Street Suite 1200 San Francisco CA 94103 842301234 Impact Lending CA 501(c) Line 7 REDF 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 REDF Impact Investing Fund L 449905 Cost REDF Impact Investing Fund S 67856 Cost