2022-06-06T13:27:55-05:00 2021-12-31 042689883 WOLF & COMPANY PC 255 STATE STREET BOSTON MA 02109 990PF 2021-01-01 043333757 THE VALLEE FOUNDATION INC BERT 6178596600 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 ALEXA MASON EXECUTIVE DIRECTOR 6178596600 2022-06-06 1 ALEXA MASON 000005991 HARRY A KALAJIAN JR CPA P00464296 6174399700 2022-06-06 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z X 69815798 X X 321 321 1330210 1316286 3453793 12129769 6078435 0 9769 4784324 7404811 293220 0 293220 17354 0 17354 24647 0 24647 6725 0 6725 208921 206969 1952 83953 7372 12733 28026 0 28026 140993 0 140993 1036 0 1036 91403 23539 91403 896278 237880 618089 2400000 2400000 3296278 237880 3018089 1488046 7166931 41924 6387 6387 1002603 3120392 3120392 61583156 66689019 66689019 62627683 69815798 69815798 1669 2092 1669 2092 X 62626014 69813706 62626014 69813706 62627683 69815798 62626014 1488046 5699646 69813706 0 69813706 CTF INVESTMENT SALES P 1984299 1044441 939858 939858 SCHWAB INVESTMENT SALS P 6702964 5006893 1696071 1696071 K-1 PASS-THRU ST GAINS P 653392 653392 653392 K-1 PASS-THRU LT GAINS P 1951970 1951970 1951970 K-1 SEC 1256 GAINS P 19280 19280 19280 CAPITAL GAINS DIVIDENDS P 817864 817864 817864 6078435 99620 0 99620 0 99620 71405 0 45000 0 116405 X 0 16785 16785 0 0 0 0 0 0 0 0 0 0 0 1 1 MA 1 0 0 0 0 1 THEVALLEEFOUNDATION.ORG ALEXA MASON 6178596600 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 ALEXA M MASON 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 EXECUTIVE DIRECTOR 35.00 194220 17354 0 CAROL ROBINSON 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 DIRECTOR 1.00 8000 0 0 ELIZABETH HUIDEKOPER 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 ASST. TREASURER/DIRECTOR 1.00 8000 0 0 ERNST-LUDWIG WINNACKER 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 DIRECTOR 1.00 4000 0 0 GORDON HAMMES 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 VP/DIRECTOR 1.00 8000 0 0 JESPER Z HAEGGSTROM 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 SECRETARY/DIRECTOR 1.00 8000 0 0 LEWIS C CANTLEY 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 DIRECTOR 1.00 8000 0 0 LOUISE GROSS 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 DIRECTOR 1.00 8000 0 0 MICHAEL F O'CONNELL 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 COUNSEL 1.00 0 0 0 PETER CAMPOT 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 TREASURER/DIRECTOR 1.00 8000 0 0 PETER M HOWLEY 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 PRESIDENT/DIRECTOR 1.00 8000 0 0 S JAMES ADELSTEIN 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 PAST PRESIDENT/DIRECTOR 1.00 8000 0 0 SHEILA OHLUND 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 DIRECTOR 1.00 8000 0 0 NONE 0 WELLINGTON TRUST COMPANY NA 280 CONGRESS ST BOSTON MA 02110 INVESTMENT MANAGEMENT SERVICES 206969 0 THE VALLEE SCHOLARS PROGRAM (SEE ATTACHED STATEMENT) 2370000 VALLEE SYMPOSIA PROGRAM (SEE ATTACHED STATEMENT) 199523 PROGRAM TO SUPPORT DIVERSITY, EQUITY, AND INCLUSION (SEE ATTACHED STATEMENT) 20000 THE BERT AND KUGGIE VALLEE AWARD IN BIOMEDICAL SCIENCE (SEE ATTACHED STATEMENT) 10000 0 67642468 1914147 0 69556615 0 0 69556615 1043349 68513266 3425663 3425663 99620 99620 3326043 0 3326043 0 3326043 3018089 0 3018089 3326043 1678877 0 0 3018089 1678877 0 0 1339212 0 0 0 0 0 0 0 0 1986831 0 0 0 X ASBMB 6120 EXECUTIVE BLVD STE 400 ROCKVILLE MD 20852 NOT RELATED PC VALLEE SCHOLAR AWARD 10000 EPFL LAUSANNE RTE CANTONALE LAUSANNE SZ 1015 NOT RELATED PC VALLEE SCHOLAR AWARD 20000 FRANCIS CRICK INSTITUTE LTD 1 MIDLAND RD SOMERS TOWN LONDON NW UK 1AT NOT RELATED PC VALLEE SCHOLAR AWARD 30000 MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE NE49-3142 CAMBRIDGE MA 02139 NOT RELATED PC VALLEE SCHOLAR AWARD 10000 PRESIDENT & FELLOWS OF HARVARD COLLEGE 1033 MASSACHUSETTS AVE STE 3 CAMBRIDGE MA 02138 NOT RELATED PC VALLEE SCHOLAR AWARD 350000 REGENT OF THE UNIVERSITY OF CALIFORNIA BERKELEY 1111 FRANKLIN ST 12TH FLOOR OAKLAND CA 94607 NOT RELATED PC VALLEE SCHOLAR AWARD 40000 STAATSOBERKASSE BAYERN FUR DIE LUDWIG MAXIMILIANS UNIVERSITAT MUNCHEN GESCHWISTER-SCHOLL-PLATZ 1 MNCHEN GM 80539 NOT RELATED PC VALLEE SCHOLAR AWARD 340000 STANFORD UNIVERSITY 450 SERRA MALL STANFORD CA 94305 NOT RELATED PC VALLEE SCHOLAR AWARD 20000 THE REGENTS OF THE U OF CALIFORNIA 1111 FRANKLIN ST 12TH FLOOR OAKLAND CA 94607 NOT RELATED PC VALLEE SCHOLAR AWARD 390000 THE ROCKEFELLER UNIVERSITY 1230 YORK AVE NEW YORK NY 10065 NOT RELATED PC VALLEE SCHOLAR AWARD 30000 THE TRUSTEES OF PRINCETON UNIVERSITY 701 CARNEGIE CTR PRINCETON NJ 08540 NOT RELATED PC VALLEE SCHOLAR AWARD 360000 UKRI MEDICAL RESEARCH COUNCIL POLARIS HOUSE NORTH STAR AVENUE SWINDON UK SN2 IFL NOT RELATED PC VALLEE SCHOLAR AWARD 340000 UNIVERSITY OF ILLINOIS 901 WEST ILLINOIS STREET URBANA IL 61801 NOT RELATED PC VALLEE SCHOLAR AWARD 340000 UNIVERSITY OF JENA FURSTENGRABEN 1 JENA GM 07743 NOT RELATED PC VALLEE SCHOLAR AWARD 20000 UNIVERSITY OF OXFORD OXFORD UK OX1 2JD NOT RELATED PC VALLEE SCHOLAR AWARD 10000 UNIVERSITY OF WISCONSIN SYSTEM 1220 LINDEN DR MADISON WI 53706 NOT RELATED PC VALLEE SCHOLAR AWARD 30000 WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY 1300 YORK AVE NEW YORK NY 10065 NOT RELATED PC VALLEE SCHOLAR AWARD 30000 WILLIAMS FRANKLIN FOUNDATION 4311 18TH ST NW WASHINGTON DC 20011 NOT RELATED PC VALLEE SCHOLAR AWARD 20000 YALE UNIVERSITY PO BOX 209010 NEW HAVEN CT 06520 NOT RELATED PC VALLEE SCHOLAR AWARD 10000 2400000 WILLIAMS FRANKLIN FOUNDATION 4311 18TH ST NW WASHINGTON DC 20011 NOT RELATED PC VALLEE SCHOLAR AWARD 280000 280000 14 321 14 1330210 18 3453793 0 4784324 0 4784324 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 6725 0 6725 SUMMARY OF DIRECT CHARITABLE ACTIVITIES FORM 990PF, PART IX-A: THE ORGANIZATION DIRECTLY SERVES THE ADVANCEMENT OF SCIENTIFIC EDUCATION BY (I) UNDERWRITING RESEARCH BY DISTINGUISHED SCIENTISTS AND OTHER SCHOLARS ON BIOMEDICAL RESEARCH PROJECTS OF SPECIFIC INTEREST TO THE ORGANIZATION; (II) ORGANIZING AND ARRANGING SHORT-TERM VISITING PROFESSORSHIPS OF DISTINGUISHED SCIENTISTS AT UNIVERSITIES AND OTHER RESEARCH INSTITUTIONS IN THE UNITED STATES AND ABROAD; (III) ORGANIZING AND CONDUCTING SEMINARS AND SYMPOSIA, AND (IV) RECOGNIZING OUTSTANDING ACCOMPLISHMENTS IN BASIC BIOMEDICAL RESEARCH .THE PURPOSE OF THE ORGANIZATION'S PROGRAMS FOR -A) VALLEE SCHOLARS; B) VALLEE VISITING PROFESSORS; C) KUGGIE VALLEE DISTINGUISHED LECTURES; D) THE BERT AND KUGGIE VALLEE AWARD IN BIOMEDICAL SCIENCEE) THE LINDAU FELLOWSHIP PROGRAMF) VALLEE SYMPOSIA PROGRAMG) PROGRAM TO SUPPORT DIVERSITY, EQUITY, AND INCLUSION- IS TO FACILITATE INTERACTIONS AMONG PRODUCTIVE SCIENTISTS; TO EXPOSE DEDICATED STUDENTS AND RESEARCHERS TO SCIENTISTS WHO ARE MAKING OUTSTANDING CONTRIBUTIONS TOWARDS THE UNDERSTANDING OF SCIENTIFIC PRINCIPLES AS THEY RELATE TO HUMAN BIOLOGY; AND TO SUPPORT YOUNG INDEPENDENT INVESTIGATORS IN THE EARLY PART OF THEIR CAREER WHO ARE DOING CUTTING-EDGE RESEARCH. AS PART OF THE EDUCATIONAL AND SCIENTIFIC ACTIVITIES AND FUNCTIONS OCCURRING DURING THE TENURE OF THESE SCIENTIFIC RESEARCHERS, THE ORGANIZATION ARRANGES SYMPOSIA, TUTORIALS, LECTURES AND CONFERENCES FOR OTHER SCIENTISTS, NON-SCIENTISTS AND STUDENTS. DURING THE FISCAL YEAR,A) THE VALLEE SCHOLARS PROGRAMTHE ORGANIZATION GRANTED FUNDING FOR THE FOLLOWING RESEARCH SCHOLARS THROUGH THEIR ACADEMIC INSTITUTIONS: VALLEE SCHOLAR AWARDS PAID IN 2021- THE TRUSTEES OF PRINCETON UNIVERSITY FOR RICARDO MALLARINO- UNIVERSITY OF ILLINOIS FOR LISA OLSHANSKY- PRESIDENT & FELLOWS OF HARVARD COLLEGE FOR JONATHAN ABRAHAM- YALE UNIVERSITY FOR JOSIEN VAN WOLFSWINKLE - UNIVERSITY OF WISCONSIN SYSTEMS FOR DARCIE MOORE- THE REGENTS OF THE U OF CALIFORNIA, LOS ANGELES FOR WEIZHE HONG- MASSACHUSETTS INSTITUTE OF TECHNOLOGY FOR MARK HARNETT- THE TRUSTEES OF PRINCETON UNIVERSITY FOR JARED TOETTCHER- WEILL CORNELL MEDICAL COLLEGE FOR DAN LANDAU- THE REGENTS OF THE U OF CALIFORNIA FOR JOSEPH BONDY-DENOMY- STANFORD UNIVERSITY FOR LISA GIOCOMO SPO- REGENTS OF THE U OF CALIFORNIA, BERKELEY FOR EUNYONG PARK- THE ROCKEFELLER UNIVERSITY FOR LI ZHAO- THE REGENTS OF THE U OF CALIFORNIA FOR MICHAEL YARTSEV- PRESIDENT & FELLOWS OF HARVARD COLLEGE FOR SUSAN SHAO- EPFL, LAUSANNE FOR JOHANNES GRAFF- UNIVERSITY OF JENA FOR KAI PAPENFORT- FRANCIS CRICK INSTITUTE LTD FOR PONTUS SKOGLUND- UKRI MEDICAL RESEARCH COUNCIL FOR MADELINE LANCASTER- UNIVERSITY OF OXFORD FOR TANMAY BHARAT- STAATSOBERKASSE BAYERN FUR DIE LUDWIG MAXIMILIANS UNIVERSITAT MUNCHEN FOR JULIAN STINGELE- THE REGENTS OF THE U OF CALIFORNIA, UCSF FOR AASHISH MANGLIK B) VALLEE VISITING PROFESSORSHIP PROGRAMNO VALLEE VISITING PROFESSORS TOOK THEIR SABBATICAL IN 2021 DUE TO THE PANDEMICC) THE KUGGIE VALLEE DISTINGUISHED LECTURESTHE KUGGIE VALLEE DISTINGUISHED LECTURE AND FEMALE LEADERS IN SCIENCE WORKSHOP PLANNED FOR 2021 WAS POSTPONED DUE TO THE CORONAVIRUS PANDEMIC.D) THE BERT AND KUGGIE VALLEE AWARD IN BIOMEDICAL SCIENCE$10,000 WAS AWARDED TO DR EDWARD A DENNIS, DISTINGUISHED PROFESSOR OF CHEMISTRY, BIOCHEMISTRY, PHARMACOLOGY,UNIVERSITY OF CALIFORNIA, SAN DIEGO, SCHOOL OF MEDICINE.E) THE LINDAU FELLOWSHIP PROGRAMNO GRANT WAS MADE IN 2021 DUE TO THE PANDEMIC. F) VALLEE SYMPOSIA PROGRAMTHE VALLEE SCHOLARS MEETING WAS HELD IN BOSTON IN NOVEMBER 2021. SOME 60 VALLEE SCHOLARS, VALLEE VISITING PROFESSORS AND OTHER SCIENTISTS ATTENDED THE MEETING WHICH INCLUDED 13 SCIENTIFIC TALKS OVER ONE AND A HALF DAYS. THE VALLEE FOUNDATION COVERED ALL ASSOCIATED COSTS OF THE MEETING, INCLUDING TRAVEL, LODGING, MEALS, SERVICES, ETC FOR $199,523.G) PROGRAM TO SUPPORT DIVERSITY, EQUITY, AND INCLUSIONTHE ORGANIZATION MADE A GRANT OF $20,000 TO THE WILLIAMS-FRANKLIN FOUNDATION INC TO PROVIDE SMALL GRANTS TO FOUR UNDERGRADUATES ENROLLED IN SCIENCE MAJORS AT HISTORICALLY BLACK COLLEGES AND UNIVERSITIES. CTF SMALL CAP OPPORTUNITIES PORTFOLIO FMV 3427597 3427597 CTF TREASURY INFLATION PROTECTED FMV 4335355 4335355 CTF REAL ESTATE SECURITIES PORFOLIO FMV 3991391 3991391 CTF CORE BOND PLUS PORTFOLIO FMV 2912001 2912001 CTF RESEARCH EQUITY PORTFOLIO FMV 8764145 8764145 CHARLES SCHWAB MUTUAL FUNDS FMV 39190414 39190414 CTF GLOBAL IMPACT PORTFOLIO FMV 4068116 4068116 LEGAL FEES 24647 0 24647 OTHER SERVICES 60955 0 60955 INSURANCE 8993 0 8993 SUPPLIES 4800 0 4800 TELEPHONE AND TELECOMMUNICATIONS 2666 0 2666 MEMBERSHIP DUES 1875 0 1875 WEBSITE 7444 0 7444 COMPUTER SOFTWARE 3508 0 3508 POSTAGE AND MAILING SERVICES 645 0 645 BANK SERVICE CHARGE 230 0 230 MA STATE FILING FEE 287 0 287 K-1 PORTFOLIO DEDUCTIONS 0 23539 0 PARTNERSHIP INVESTMENT INCOME 0 9769 0 UNREALIZED GAIN ON INVESTMENTS 5699646 INVESTMENT ADVISORY FEES 206969 206969 0 PAYROLL SERVICES 1952 0 1952 2021 ESTIMATED TAX PAYMENTS 71000 0 0 2021 PAYROLL TAX 12733 0 12733 FOREIGN TAX 0 7372 0 TAX NOTICE PAYMENT 220 0 0