2022-08-17T10:19:55-05:00 2021-12-31 521446779 JOHNSON LAMBERT LLP 4242 SIX FORKS ROAD SUITE 1500 RALEIGH NC 27609 990 2021-01-01 411920576 AMERICAN ACADEMY OF SLEEP MEDICINE FOUNDATION AMER 6307379724 2510 N FRONTAGE RD DARIEN IL 60561 STEVEN VAN HOUT EXECUTIVE DIRECTOR 6307379700 2022-08-17 1 STEVEN VAN HOUT 999009999 J CALVIN MARKS P01226973 9197196400 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z STEVEN VAN HOUT 2510 N FRONTAGE RD DARIEN IL 60561 4136647 0 X FOUNDATION.AASM.ORG X 1998 MN TO PROMOTE DISCOVERIES THAT ADVANCE THE UNDERSTANDING OF SLEEP FOR HEALTHIER LIVES BY OFFERING RESEARCH, COMMUNITY AND TRAINING GRANTS. 12 0 0 45 0 0 4328229 2869571 0 0 237441 543089 0 0 4565670 3412660 1861935 2832245 0 0 0 0 0 0 19149 61281 63736 1923216 2895981 2642454 516679 15459561 17841323 1903322 2767777 13556239 15073546 X TO PROMOTE DISCOVERIES THAT ADVANCE THE UNDERSTANDING OF SLEEP FOR HEALTHIER LIVES BY OFFERING RESEARCH, COMMUNITY AND TRAINING GRANTS. 0 0 2834178 2832245 THE AASM FOUNDATION STRIVES TO PROMOTE DISCOVERIES THAT ADVANCE THE UNDERSTANDING OF SLEEP FOR HEALTHIER LIVES. IN 2021, THE AASM FOUNDATION APPROVED FUNDING FOR CAREER DEVELOPMENT GRANTS, INCLUDING BRIDGE TO SUCCESS FOR EARLY CAREER INVESTIGATORS GRANTS (SUPPORTS RESEARCHERS WHO HAVE APPLIED FOR A FEDERAL CAREER DEVELOPMENT AWARD THAT WILL NOT BE FUNDED AND WHO PLAN TO SUBMIT A REVISED APPLICATION), BRIDGE TO SUCCESS FOR MID-CAREER/SENIOR INVESTIGATORS GRANTS (SUPPORTS RESEARCHERS WHO HAVE APPLIED FOR A FEDERAL INDEPENDENT INVESTIGATOR AWARD THAT WILL NOT BE FUNDED AND WHO PLAN TO SUBMIT A REVISED APPLICATION), FOCUSED PROJECTS GRANTS FOR JUNIOR INVESTIGATORS (SUPPORTS RESEARCH EFFORTS THAT IMPROVE SLEEP HEALTH AND ADVANCE THE CAREERS OF JUNIOR SLEEP SCIENTISTS) AND ABSM JR FACULTY GRANTS (SUPPORTS THE GROWTH OF PHYSICIAN SCIENTISTS IN THE FIELD OF SLEEP AND CIRCADIAN RESEARCH).STRATEGIC RESEARCH GRANTS (SUPPORTS PROJECTS THAT FOSTER HEALTH SERVICES RESEARCH AND PATIENT-ORIENTED RESEARCH IN SLEEP MEDICINE, TO DEMONSTRATE IMPROVED PATIENTS' OUTCOMES AND DEMONSTRATE VALUE) WERE APPROVED, AS WELL AS COVID-19 RELIEF FUNDING GRANTS (PROVIDES SUPPLEMENTAL SUPPORT TO CURRENT GRANT RECIPIENTS WHOSE PROJECTS WERE AFFECTED BY COVID-19) AND COMMUNITY SLEEP HEALTH GRANTS (SUPPORTS PROJECTS ADDRESSING SLEEP HEALTH IN THE COMMUNITY). THE AASM FOUNDATION ALSO APPROVED A SLEEP CHAMPION AWARD (RECOGNIZES SUCCESSFUL COMMUNITY-BASED SLEEP HEALTH SERVICES AND EDUCATION PROVIDED BY NON-PROFIT ORGANIZATIONS). 2834178 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 0 0 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 45 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 12 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 IL MN X ANDREW SUMMERS 6307379700 2510 N FRONTAGE RD DARIEN IL 60561 STEVEN VAN HOUT EXECUTIVE DIRECTOR 2.00 41.00 X 0 472867 56610 ANDREW SUMMERS DIRECTOR OF FINANCE 2.00 41.00 X 0 137189 34892 KANNAN RAMAR MD DIRECTOR 1.00 6.00 X 0 44500 0 JENNIFER MARTIN PHD DIRECTOR 1.00 6.00 X 0 44500 0 JAMES ROWLEY MD SECRETARY/TREASURER 1.00 6.00 X X 0 30750 0 RAMAN MALHOTRA MD DIRECTOR 1.00 11.00 X 0 22250 0 RASHMI AURORA MD DIRECTOR 1.00 6.00 X 0 18500 0 LYNN MARIE TROTTI MD DIRECTOR 1.00 6.00 X 0 17750 0 FARIHA ABBASI-FEINBERG MD DIRECTOR 1.00 6.00 X 0 17000 0 ERIC OLSON MD DIRECTOR 1.00 6.00 X 0 17000 0 CAROL ROSEN MD DIRECTOR 1.00 6.00 X 0 17000 0 ANITA V SHELGIKAR MD MHPE PRESIDENT 1.00 6.00 X X 0 17000 0 VISHESH KAPUR MD DIRECTOR 1.00 6.00 X 0 17000 0 DAVID KUHLMANN MD DIRECTOR (FROM 6/2021) 1.00 6.00 X 0 13300 0 KELLY CARDEN MD MBA DIRECTOR (TO 6/2021) 1.00 6.00 X 0 12750 0 0 899356 91502 0 0 1 0 0 2350000 519571 2869571 262993 262993 1004083 723987 280096 280096 280096 3412660 0 0 543089 2512420 2512420 319825 319825 1176 1176 14000 14000 19149 19149 8901 8901 3899 1933 1966 8168 8168 TRAINING 515 515 7928 7928 2895981 2834178 42654 19149 4225226 3190120 7259 1696 26000 11106 36875 11206795 14569612 9175 17020 15459561 17841323 27034 40943 1865995 2715963 10293 10871 1903322 2767777 X 3844068 3994066 9712171 11079480 13556239 15073546 15459561 17841323 X 516679 830117 170511 X 0 1 X 1 0 X X 1 AMERICAN ACADEMY OF SLEEP MEDICINE 411596569 10 1 0 2895981 1 0 2895981 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 SCHEDULE A, PART IV, SECTION A, LINE 2: THE FOUNDATION MAINTAINS A HISTORIC AND CONTINUING RELATIONSHIP WITH THE AMERICAN ACADEMY OF SLEEP MEDICINE. THE FOUNDATION WAS CREATED TO SUPPORT THE MISSION OF THE RELATED ACADEMY BY PROMOTING DISCOVERIES THAT ADVANCE THE UNDERSTANDING OF SLEEP FOR HEALTHIER LIVES. SCHEDULE A, PART IV, SECTION A, LINE 3B: THE FOUNDATION REVIEWED THE IRS DETERMINATION LETTER AND THE MOST RECENTLY COMPLETED PRO FORMA SCHEDULE A, PART III OF THE SUPPORTED ORGANIZATION TO DETERMINE IT SATISFIED THE PUBLIC SUPPORT REQUIREMENTS UNDER SECTION 509(A)(2). SCHEDULE A, PART IV, SECTION A, LINE 3C: THE FOUNDATION ENSURES ANY SUPPORT PAYMENTS MADE TO THE SUPPORTED ACADEMY ARE USED EXCLUSIVELY FOR SECTION 107(C)(2)(B) PURPOSES BY SHARING A PLURALITY OF MANAGEMENT OFFICIALS THAT OVERSEE THE SUPPORT TRANSFERS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 9712171 1367309 11079480 8762533 949638 9712171 7658901 1433632 330000 8762533 8037086 -378185 7658901 7226308 810778 8037086 1.00000 0 0 0 DUE TO AFFILIATE 10871 10871 X 4573628 830117 350000 1180117 3393511 19149 19149 3412660 3056321 350000 350000 2706321 19149 170511 189660 2895981 PART V, LINE 4: INVESTMENT INCOME FROM THE ABSM ENDOWMENT WILL BE AVAILABLE TO FUND UP TO TWO ANNUAL GRANTS FOR MENTORED SLEEP AND CIRCADIAN RESEARCH PROJECTS FOR QUALIFYING PHYSICIAN SCIENTISTS. INVESTMENT INCOME FROM THE AASM ENDOWMENT WILL BE AVAILABLE TO FUND RESEARCH PROJECTS OR OTHER GRANTS RELATED TO THE SLEEP MEDICINE PROFESSION. PART X, LINE 2: MANAGEMENT HAS CONCLUDED THAT THE AASM FOUNDATION HAS PROPERLY MAINTAINED ITS EXEMPT STATUS, AND THUS THERE ARE NO UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2021 OR 2020. PART XII, LINE 4B - OTHER ADJUSTMENTS: RETURNED GRANTS 170,511. 0 EAST ASIA & THE PACIFIC 0 0 PROGRAM SERVICES GRANTMAKING 269825 NORTH AMERICA 0 0 PROGRAM SERVICES GRANTMAKING 50000 0 0 0 0 0 0 319825 0 319825 EAST ASIA & THE PACIFIC STRATEGIC RESEARCH 249944 WIRE TRANSFER 0 NORTH AMERICA STRATEGIC RESEARCH 50000 WIRE TRANSFER 0 EAST ASIA & THE PACIFIC STRATEGIC RESEARCH 19881 WIRE TRANSFER 0 3 0 0 0 0 0 0 0 PART I, LINE 2: PROGRESS REPORTS ARE FILED BY GRANT RECIPIENTS EVERY 6 MONTHS AND ARE REVIEWED. PART III ACCOUNTING METHOD: 1 INDIANA UNIVERSITY PO BOX 78000 DETROIT MI 48278 356001673 115(A) 339934 0 STRATEGIC RESEARCH THE BRIGHAM AND WOMEN'S HOSPITAL INC 101 HUNTINGTON AVE SUITE 300 BOSTON MA 02199 042312909 501(C)(3) 329853 0 STRATEGIC RESEARCH OREGON STATE UNIVERSITY A312 KERR ADMINISTRATION BUILDING CORVALLIS OR 97331 611730890 115(A) 250000 0 STRATEGIC RESEARCH NORTHEASTERN UNIVERSITY 360 HUNTINGTON AVE BOSTON MA 02115 041679980 501(C)(3) 249997 0 STRATEGIC RESEARCH HENRY FORD HEALTH SYSTEM 1414 E MAPLE RD 2 NORTH TROY MI 48083 381357020 501(C)(3) 249977 0 STRATEGIC RESEARCH ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI 1 GUSTAVE L LEVY PL NEW YORK NY 10029 136171197 501(C)(3) 199789 0 STRATEGIC RESEARCH JOHNS HOPKINS UNIVERSITY 733 N BROADWAY BALTIMORE MD 21205 520595110 501(C)(3) 100000 0 STRATEGIC RESEARCH CLEVELAND CLINIC FOUNDATION PO BOX 931531 CLEVELAND OH 44193 340714585 501(C)(3) 99995 0 STRATEGIC RESEARCH DUKE UNIVERSITY 40 DUKE MEDICINE CIR DURHAM NC 27710 562070036 501(C)(3) 83786 0 STRATEGIC RESEARCH BAYLOR COLLEGE OF MEDICINE PO BOX 301207 DALLAS TX 75303 741613878 501(C)(3) 60978 0 STRATEGIC RESEARCH NATIONAL INSTITUTES OF NURSING RESEARCH 31 CENTER DR BETHESDA MD 20892 521986675 501(C)(3) 50000 0 STRATEGIC RESEARCH UNIVERSITY OF WISCONSIN-MADISON OFFICE OF RESEARCH SPONSORED PROGRAMS MILWAUKEE WI 53278 396006492 115(A) 48782 0 DIVERSITY SUPPLEMENT UNIVERSITY OF MISSOURI PO BOX 807012 KANSAS CITY MO 64180 436003859 115(A) 39999 0 STRATEGIC RESEARCH NEVADA SYSTEM OF HIGHER EDUCATION 1664 NORTH VIRGINIA ST MAIL STOP 235 RENO NV 89557 886000024 115(A) 39994 0 STRATEGIC RESEARCH UNIVERSITY OF FLORIDA PO BOX 100386 GAINESVILLE FL 32610 590974739 115(A) 38285 0 STRATEGIC RESEARCH UNIVERSITY OF MARYLAND 7175 COLUMBIA GATEWAY COLUMBIA MD 21046 526002033 115(A) 28650 0 DIVERSITY SUPPLEMENT AMERICAN SLEEP APNEA ASSOCIATION 337 3RD ST TRACY MN 56175 541545170 501(C)(3) 20000 0 STRATEGIC RESEARCH START SCHOOL LATER INC 550M RITCHIE HWY 164 SEVERNA PARK MD 21146 460922466 501(C)(3) 20000 0 STRATEGIC RESEARCH THE GOTHAM FILM & MEDIA INSTITUTE 252 W 85TH ST SUITE 8D NEW YORK NY 10024 133118525 501(C)(3) 20000 0 STRATEGIC RESEARCH STANFORD UNIVERSITY SCHOOL OF MEDICINE 291 CAMPUS DR CAMPUS DRIVE CA 94305 941156365 501(C)(3) 19999 0 STRATEGIC RESEARCH COLUMBIA UNIVERSITY 615 W 131ST ST 3RD FLOOR NEW YORK NY 10027 135598093 501(C)(3) 19999 0 STRATEGIC RESEARCH UNIVERSITY OF MICHIGAN 3003 S STATE ST 5TH FLOOR ANN ARBOR MI 48109 386006309 501(C)(3) 19995 0 STRATEGIC RESEARCH YALE UNIVERSITY 25 SCIENCE PARK NEW HAVEN CT 06520 060646973 501(C)(3) 19962 0 DIVERSITY SUPPLEMENT UNIVERSITY OF KANSAS 2385 IRVING HILL RD LAWRENCE KS 66045 480680117 115(A) 19900 0 STRATEGIC RESEARCH 24 0 PART I, LINE 2: PROGRESS REPORTS ARE FILED BY GRANT RECIPIENTS EVERY 6 MONTHS AND ARE REVIEWED. 0 0 0 0 0 0 0 0 0 STEVEN VAN HOUT EXECUTIVE DIRECTOR 0 356683 0 116184 0 0 0 29000 0 27610 0 529477 0 0 ANDREW SUMMERS DIRECTOR OF FINANCE 0 132820 0 4369 0 0 0 14652 0 20240 0 172081 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PROVIDED TO THE FOUNDATION'S FULL BOARD OF DIRECTORS FOR REVIEW PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS REVIEWED ON AN ANNUAL BASIS AT A BOARD OF DIRECTORS MEETING. BOARD MEMBERS AND VOLUNTEERS ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICTS OF INTEREST ANNUALLY. SPECIFIC QUERIES ARE POSED REGARDING RELATIONSHIPS TO GRANT RECIPIENTS BEFORE FUNDING DECISIONS ARE MADE. DEPENDING ON THE DEFINED SEVERITY OF THE CONFLICT, A BOARD MEMBER MAY BE RECUSED INTERNALLY OR POTENTIALLY REMOVED FROM THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: RETURNED GRANTS 170,511. AMERICAN ACADEMY OF SLEEP MEDICINE 2510 N FRONTAGE RD DARIEN IL 60561 414596569 TRADE ASSOCIATION MN 501(C)(6) AASM 0 AMERICAN BOARD OF SLEEP MEDICINE 2510 N FRONTAGE RD DARIEN IL 60561 411687236 CERTIFICATION IL 501(C)(6) AASM 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 AMERICAN ACADEMY OF SLEEP MEDICINE C 2350000 FAIR MARKET VALUE AMERICAN ACADEMY OF SLEEP MEDICINE N 350000 FAIR MARKET VALUE