2022-08-30T14:38:18-05:00 2021-12-31 042689883 WOLF & COMPANY PC 255 STATE STREET BOSTON MA 02109 990 2021-01-01 900133592 ADDGENE INC ADDG 6172259000 490 ARSENAL WAY WATERTOWN MA 02472 MICHAEL LOHNES CFO 6172259000 2022-08-30 1 MICHAEL LOHNES 000004788 HARRY A KALAJIAN JR CPA P00464296 6174399700 2022-08-30 3 AAL1 IAL1 2021 2022-09-23 18:48:47Z DANIELA BOURGES 490 ARSENAL WAY WATERTOWN MA 02472 23985910 0 X WWW.ADDGENE.ORG X 2004 MA ADDGENE, INC. PROVIDES RESEARCH SUPPORT SERVICE DEDICATED TO ARCHIVING AND DISTRIBUTING PLASMIDS THAT APPEAR IN PUBLISHED ARTICLES. BY LINKING PLASMIDS WITH PUBLICATIONS, SCIENTISTS ARE ALWAYS CONNECTED TO DATA GENERATED FROM THE MATERIALS THAT THEY ARE REQUESTING. THE COMPANY'S GOAL IS TO COMPILE A COMPREHENSIVE LIBRARY OF PLASMIDS TO FACILITATE RESEARCH AND DISCOVERY. 13 12 150 13 0 0 1250659 932933 19289082 23023653 -3503 372 0 28952 20536238 23985910 4575 21194 0 0 9424205 10515020 0 0 0 8830203 9721848 18258983 20258062 2277255 3727848 18161439 22116271 2367603 2601470 15793836 19514801 X ADDGENE, INC. PROVIDES RESEARCH SUPPORT SERVICE DEDICATED TO ARCHIVING AND DISTRIBUTING PLASMIDS THAT APPEAR IN PUBLISHED ARTICLES. BY LINKING PLASMIDS WITH PUBLICATIONS, SCIENTISTS ARE ALWAYS CONNECTED TO DATA GENERATED FROM THE MATERIALS THAT THEY ARE REQUESTING. THE COMPANY'S GOAL IS TO COMPILE A COMPREHENSIVE LIBRARY OF PLASMIDS TO FACILITATE RESEARCH AND DISCOVERY. 0 0 15263633 21194 23052605 THE STORAGE AND DISTRIBUTION OF DNA-BASED REAGENTS IN SUPPORT OF SCIENTIFIC RESEARCH. 15263633 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 14 0 1 150 1 0 0 0 0 0 0 0 0 0 0 0 0 X 13 12 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA X MICHAEL LOHNES 6172259000 490 ARSENAL WAY NO100 WATERTOWN MA 02472 DAVID ROOT DIRECTOR 1.00 X 0 0 0 JOANNE NIEWOOD PRESIDENT/EXEC DIR. (ENDED 05/21) 40.00 X X 263148 0 14645 KENNETH FAN TREASURER/DIRECTOR 1.00 X X 0 0 0 MELINA FAN DIR/CHIEF SCIENTIFIC OFFICER 40.00 X X 236226 0 26812 KHANDAN BARADARAN DIRECTOR 1.00 X 0 0 0 JOANNA BROWNSTEIN DIRECTOR 1.00 X 0 0 0 MICHAEL KOERIS DIRECTOR 1.00 X 0 0 0 FRANK STEGMEIER DIRECTOR 1.00 X 0 0 0 KAREN KATZ DIRECTOR 1.00 X 0 0 0 BENJIE CHEN DIRECTOR 1.00 X 0 0 0 LUK VANDENBERGHE DIRECTOR 1.00 X 0 0 0 CARL PARATORE DIRECTOR 1.00 X 0 0 0 JULIE CICALESE DIRECTOR 1.00 X 0 0 0 BART NEWLAND DIRECTOR 1.00 X 0 0 0 JOHN H CHU CLERK 1.00 X 0 0 0 MICHAEL LOHNES CHIEF FINANCIAL OFFICER 40.00 X 174403 0 21389 DANIELA BOURGES-WALDEGG CHIEF TECHNOLOGY OFFICER 40.00 X 205805 0 24392 ANDREW BALTUS CHIEF OPERATING OFFICER 40.00 X 200345 0 20752 CAYLA FAUVER SENIOR DIRECTOR OF TECH OPS 40.00 X 163005 0 23496 MATTHEW GHANTOUS SR. SITE RELIBILITY ENGINEER 40.00 X 143653 0 18235 HEATHER ZIRKLE DIRECTOR OF PRODUCT 40.00 X 142829 0 5753 ERIC PERKINS SR. DIR. OF CUSTOMER EXPERIENCE 40.00 X 143009 0 4672 MEGHAN REGO DIRECTOR, ANTIBODIES 40.00 X 165257 0 31044 1837680 0 191190 23 0 1 0 UPS 996 MASSACHUSETTS AVENUE CAMBRIDGE MA 02139 SHIPPING 1933984 VWR INTERNATIONAL LLC PO BOX 640169 PITSBURGH PA 15264 LAB SERVICES 450194 FEDEX 3965 AIRWAYS MODULE G MEMPHIS TN 38116 SHIPPING 391496 LGC LIMITED QUEENS ROAD TEDDINGTON MIDDLESEX UK TW11 0LY CONSULTING SERVICES 349067 NEWTEK MERCHANT SOLUTIONS 4800 T-REX AVENUE SUITE 120 BOCA RATON FL 33431 TECHNOLOGY 263153 12 717933 215000 932933 PLASMID SALES 541700 23023653 23023653 23023653 372 372 TAX REFUND 541700 28952 28952 28952 23985910 23052605 0 372 21194 21194 1079927 755949 323978 7269457 5088620 2180837 138362 96853 41509 1341104 878487 462617 686170 480319 205851 36142 3614 32528 37050 37050 571064 239525 331539 113221 107560 5661 343336 76039 267297 223464 111732 111732 2315667 1616464 699203 6212 4470 1742 1086 543 543 446688 335016 111672 53193 53193 PRODUCT SHIPPING FEES 2742336 2742336 LAB EXPENSES 2399565 2399565 ORDER MERCHANT CARD FEE 264242 264242 BAD DEBT EXP 94604 94604 73978 41105 32873 20258062 15263633 4994429 0 11357228 11744108 1157980 1567251 717933 1220170 1389724 2635523 5030842 219902 244610 3562915 2141112 1570636 1421803 18161439 22116271 1686068 1782002 681535 819468 2367603 2601470 X 15601627 19324801 192209 190000 15793836 19514801 18161439 22116271 X 3727848 -6883 X X 0 1 X 1 0 X DANA-FARBER CANCER INSTITUTE BOSTON MA RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 852941 239008 613933 1774473 1272536 501937 935501 629568 305933 1421803 DEFERRED RENT LEASE LIABILITY 819468 819468 X 23956958 0 23956958 28952 28952 23985910 20235993 -22069 -22069 20258062 0 20258062 PART X, LINE 2: THE COMPANY IS GENERALLY EXEMPT FROM FEDERAL INCOME TAXES UNDER INTERNAL REVENUE CODE SECTION 501(C)(3). THE COMPANY IS NOT REQUIRED TO FILE FEDERAL AND STATE TAX RETURNS TO REPORT UNRELATED BUSINESS INCOME TAX ("UBIT") UNLESS THE COMPANY HAS UBIT. THERE WAS NO PROVISION FOR UBIT FOR THE YEARS ENDED DECEMBER 31, 2021 AND 2020, RESPECTIVELY. THE COMPANY FOLLOWS ACCOUNTING GUIDANCE REGARDING THE RECOGNITION, MEASUREMENT, PRESENTATION, AND DISCLOSURE OF UNCERTAIN TAX POSITIONS IN THE FINANCIAL STATEMENTS. TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING THE COMPANY'S TAX RETURNS, INCLUDING THE POSITION THAT THE COMPANY QUALIFIES AS A TAX EXEMPT ENTITY, ARE REQUIRED TO BE EVALUATED TO DETERMINE WHETHER THE TAX POSITIONS ARE "MORE-LIKELY-THAN-NOT" TO BE UPHELD UNDER REGULATORY REVIEW. TAX POSITIONS NOT DEEMED TO MEET A MORE-LIKELYTHAN-NOT THRESHOLD WOULD BE DISCLOSED IN THE FINANCIAL STATEMENTS. THERE WERE NO UNCERTAIN TAX POSITIONS THAT REQUIRE DISCLOSURE IN THE FINANCIAL STATEMENTS AS OF DECEMBER 31, 2021 AND 2020. THE COMPANY RECORDS INTEREST AND PENALTIES, IF ANY, AS PART OF INCOME TAX EXPENSE. NO INTEREST OR PENALTIES WERE RECORDED IN 2021 OR 2020. THE COMPANY'S INCOME TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE TAXING AUTHORITIES. THE COMPANY IS CURRENTLY OPEN TO AUDIT UNDER THE APPLICABLE STATUTES OF LIMITATIONS BY THE INTERNAL REVENUE SERVICE AND STATE TAXING AUTHORITIES FOR THE YEARS ENDED AFTER DECEMBER 31, 2017. PART XI, LINE 4B - OTHER ADJUSTMENTS: RECLASS TAX REFUND FROM EXPENSE TO REVENUE 28,952. PART XII, LINE 2D - OTHER ADJUSTMENTS: FOREIGN CURRENCY LOSS 6,883. RECLASS TAX REFUND FROM EXPENSE TO REVENUE -28,952. EUROPE 0 0 PROGRAM SERVICES MARKETING/ADMIN SERVICE 342178 0 0 0 0 0 0 342178 0 342178 0 0 0 0 0 0 PART III ACCOUNTING METHOD: X X X X X 1 0 0 0 0 0 0 0 0 JOANNE NIEWOOD PRESIDENT/EXEC DIR. (ENDED 05/21) 136590 0 0 0 126558 0 2650 0 11995 0 277793 0 0 0 MELINA FAN DIR/CHIEF SCIENTIFIC OFFICER 231046 0 5000 0 180 0 6683 0 20129 0 263038 0 0 0 DANIELA BOURGES-WALDEGG CHIEF TECHNOLOGY OFFICER 205529 0 0 0 276 0 5713 0 18679 0 230197 0 0 0 ANDREW BALTUS CHIEF OPERATING OFFICER 195225 0 5000 0 120 0 5445 0 15307 0 221097 0 0 0 MEGHAN REGO DIRECTOR, ANTIBODIES 165149 0 0 0 108 0 4954 0 26090 0 196301 0 0 0 MICHAEL LOHNES CHIEF FINANCIAL OFFICER 174223 0 0 0 180 0 5227 0 16162 0 195792 0 0 0 CAYLA FAUVER SENIOR DIRECTOR OF TECH OPS 162885 0 0 0 120 0 4887 0 18609 0 186501 0 0 0 MATTHEW GHANTOUS SR. SITE RELIBILITY ENGINEER 143558 0 0 0 95 0 636 0 17599 0 161888 0 0 0 PART I, LINE 4A JOANNE KAMENS RECEIVED A $122,001 SEVERANCE PAYMENT IN 2021. COMPENSATION COMMITTEE THE INDEPENDENT BOARD MEMBERS ACT AS THE COMPENSATION COMMITTEE AND HAVE IN PLACE A FORMAL WRITTEN PROCESS TO EVALUATE AND SET THE COMPENSATION OF THE CEO AND OTHER OFFICERS. PRINCE LOBEL TYE LLP JOHN CHU, PARTNER OF LAW FIRM 14923 JOHN CHU IS THE CLERK OF ADDGENE. HE IS ALSO THE PARTNER OF PRINCE LOBEL TYE LLP. PRINCE LOBEL TYE LLP PROVIDED LEGAL SERVICES TO ADDGENE. 0 FORM 990, PART VI, SECTION A, LINE 2 MELINA FAN AND KENNETH FAN ARE SIBLINGS. MELINA FAN AND BENJIE CHEN ARE SPOUSES. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 WAS REVIEWED BY MANAGEMENT ALONG WITH THE AUDITED FINANCIAL STATEMENTS. A FULL COPY OF FORM 990 IS PROVIDED TO ALL BOARD MEMBERS FOR REVIEW PRIOR FILING TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ADDGENE, INC. HAS A CONFLICT OF INTEREST POLICY IN PLACE. ALL OFFICERS, DIRECTORS AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE ANNUALLY ANY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. INQUIRES ARE MADE DURING BOARD OF DIRECTOR MEETINGS. FORM 990, PART VI, SECTION B, LINE 15 ADDGENE, INC.'S INDEPENDENT BOARD MEMBERS REVIEWED AND DETERMINED THE COMPENSATION OF ALL OFFICERS ANNUALLY. FORM 990, PART VI, SECTION C, LINE 19 ADDGENE, INC.'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: FOREIGN CURRENCY LOSSES -6,883. FORM 990, PART XII LINE 2C THERE WAS NO CHANGE IN THE OVERSIGHT PROCEES OR SELECTION PROCESS DURING THE TAX YEAR 2021.