2022-09-01T17:43:11-05:00 2021-09-30 473535842 DAVIS FARR LLP 18201 VON KARMAN AVE SUITE 1100 IRVINE CA 92612 990 2020-10-01 222570926 THE AYN RAND INSTITUTE THE CENTER FOR THE ADVANCEMENT OF OBJECTIVISM AYNR 9492226550 6 HUTTON CENTRE DRIVE NO 600 SANTA ANA CA 92707 TAL TSFANY PRESIDENT & CEO 9492226550 2022-09-01 1 TAL TSFANY 999009999 TRITIA FOSTER P02164134 9494742020 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z TAL TSFANY 6 HUTTON CENTRE DRIVE NO 600 SANTA ANA CA 92707 17364328 0 X WWW.AYNRAND.ORG X 1984 CA UNDERSTANDING OF AYN RAND'S WORKS AND TO FIND AND TRAIN THE NEW INTELLECTUALS TO TEACH HER PHILOSOPHY OF OBJECTIVISM. 8 7 40 7 0 0 7697860 16917161 293558 167864 7341 -1524 57294 2221 8056053 17085722 272019 112885 0 0 3642579 3797524 0 0 830953 2982864 4250604 6897462 8161013 1158591 8924709 9561611 17620667 6078821 5208139 3482790 12412528 X TO FOSTER A GROWING AWARENESS, UNDERSTANDING AND ACCEPTANCE OF AYN RAND'S REVOLUTIONARY PHILOSOPHY, OBJECTIVISM, IN ORDER TO CREATE A CULTURE WHOSE GUIDING PRINCIPLES ARE REASON, RATIONAL SELF-INTEREST, AND LAISSEZ-FAIRE CAPITALISM, A CULTURE IN WHICH INDIVIDUALS ARE FREE TO PURSUE THEIR OWN HAPPINESS. 0 0 2947582 34010 12112 OUTREACH PROGRAMS: IN 2021, WE DISTRIBUTED APPROXIMATELY 350K FREE BOOKS TO CLASSROOMS ALL OVER THE COUNTRY AND SENT SPEAKERS OVER VIDEO CHAT TO DOZENS OF CLASSROOMS TO ENGAGE STUDENTS DIRECTLY. WE HOSTED WEEKLY WEBINARS WITH OUR INTELLECTUAL TEAM CHOOSING TOPICS OF RELEVANCE TO MODERN TIMES AND THE WORKS OF AYN RAND. OUR BOOKS FOR TEACHERS PROGRAM INTRODUCED EBOOKS DISTRIBUTED THROUGH GOOGLE PLAY, SIGNIFICANTLY INCREASING THE REACH OF OUR EBOOK PROGRAM. WE POSTED 208 NEW VIDEOS TO OUR YOUTUBE CHANNEL, WHICH GREW TO ALMOST 77K SUBSCRIBERS. AMONG THE MANY NEW VIDEOS WERE NUMEROUS LECTURES FROM COURSES RANGING FROM HISTORY AND PHILOSOPHY TO ART AND CULTURAL ISSUES. OUR CHANNEL RECEIVED OVER 2.3 MILLION VIEWS TOTAL THIS YEAR, WITH THE MIKE WALLACE INTERVIEW OF AYN RAND RECEIVING 625K VIEWS. TWO MAJOR CONFERENCES WERE HELD: ARC-USA IN NOV 20 AND ARC GLOBAL IN MAR 21. NEW IDEAL PUBLISHED 148 ARTICLES AND PODCASTS IN FY21, APPLYING OBJECTIVISM TO EXPLAIN MAJOR ISSUES IN THE CULTURE. 2057747 78875 146408 EDUCATIONAL PROGRAMS: THE ARI CAMPUS/THE AYN RAND UNIVERSITY COURSE VIDEOS WAS VIEWED OVER 168K TIMES. A DOZEN NEW COURSES WERE ADDED TO THE GROWING CATALOG OF ON-DEMAND CONTENT IN FY21. WE TAUGHT 9 COLLEGE-LEVEL COURSES TOTALING 276 COURSE HOURS TO 170 UNIQUE PARTICIPANTS. OUR ANNUAL ESSAY CONTEST SUBMISSION TOTALED APPROXIMATELY 4,800. 556148 9344 OTHER: DURING FY21, THE AYN RAND ARCHIVES MADE LARGE STRIDES TOWARD IMPLEMENTING A NEW COLLECTION MANAGEMENT SYSTEM, A DATABASE THAT WILL TRACK THE HOLDINGS OF THE ARCHIVES, INCLUDING ALL DIGITIZED MATERIAL. AS OF 2022, THE LETTERS OF AYN RAND ONLINE EXHIBIT MAKES ALMOST 600 LETTERS THAT AYN RAND WROTE DURING HER LIFETIME AVAILABLE TO THE PUBLIC. FURTHER DIGITIZED MATERIAL WILL BE MADE AVAILABLE TO THE PUBLIC IN THE FUTURE. THE ARI ESTORE (ESTORE.AYNRAND.COM) CONTINUED TO PUBLISH AND SELL HUNDREDS OF DOWNLOADABLE RECORDINGS ON OBJECTIVISM AND RELATED TOPICS. 5561477 1 1 0 0 0 0 0 0 0 0 1 0 0 1 1 0 0 0 0 0 1 1 1 0 0 0 0 0 1 1 0 0 0 0 0 1 0 1 1 1 0 0 0 1 1 1 0 0 1 32 0 40 1 0 0 0 0 0 0 0 0 0 0 X 8 7 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 0 1 1 0 0 CA X TAL TSFANY 9492226550 6 HUTTON CENTRE DRIVE SUITE 600 SANTA ANA CA 92707 HARRY BINSWANGER MEMBER 2.00 X 0 0 0 JIM BROWN MEMBER 2.00 X 0 0 0 JOHN ALLISON MEMBER 2.00 X 0 0 0 LARRY SALZMAN MEMBER 2.00 X 0 0 0 ROBERT MAYHEW MEMBER 2.00 2.00 X 0 0 0 TARA SMITH MEMBER 2.00 X 0 0 0 YARON BROOK CHAIRMAN OF THE BOARD 45.00 5.00 X X 0 0 0 TAL TSFANY PRESIDENT & CEO, MEMBER 45.00 2.00 X X 496699 0 11384 ONKAR GHATE CHIEF PHIL. OFFICER, MEMBER 45.00 2.00 X 190477 0 10831 MARIA TORRE CONTROLLER 45.00 10.00 X 99934 0 10024 KEITH LOCKITCH VP OF ED & SR. FELLOW 45.00 X 151463 0 9485 ANU SEPPALA DIRECTOR CULTURAL OUTREACH 45.00 X 125096 0 16253 CARLA SILK VP OF FUNDRAISING 45.00 X 214103 0 8969 ELAN JOURNO DIRECTOR AND SR. FELLOW 45.00 X 144873 0 8291 1422645 0 75237 6 0 1 0 BREOC GRIFFIN LLC PO BOX 209259 AUSTIN TX 78720 RENT AT 6 HUTTON CENTRE 763069 KAIZENNOVATIONS LLC 1495 SPALDING DRIVE ATLANTA GA 30350 IT CONTRACTOR - WEBSITE/APP DEV. 231005 ARMED FORCES BENEFIT ASSOCIATION PO BOX 25587 ALEXANDRIA VA 22313 RENT AT 901 N WASHINGTON, ALEXANDRIA, VA 116936 3 16917161 286474 16917161 TUITION INCOME 611710 126133 126133 CONFERENCE 611710 21267 21267 BOOK 451211 20164 20164 PROFESSIONAL OUTREACH 611710 300 300 167864 996 996 2221 2221 276086 278606 -2520 -2520 -2520 17085722 167864 0 697 64382 64382 48503 48503 825304 497519 58933 268852 742329 734905 7424 1946167 1023776 922391 64038 43798 12955 7285 219686 149718 42877 27091 89121 16262 1414 71445 64205 20903 4235 39067 287759 218467 44658 24634 74241 74162 79 212417 45094 37106 130217 293971 165058 128913 10436 10000 436 825873 660491 165382 172465 121574 24770 26121 195922 43188 152734 41458 28276 8000 5182 30694 22219 5108 3367 OUTSIDE SERVICES 1191953 921195 194693 76065 BOOKS 612836 603170 6375 3291 OTHER 105520 42876 47521 15123 OUTREACH 41733 5941 32007 3785 8161013 5561477 1768583 830953 711925 360608 4446627 837605 125236 133232 9593 41080 9212 250775 173684 116734 77091 79559 83035 4071937 16078804 9561611 17620667 1552812 1549666 4526009 3658473 6078821 5208139 X 1399803 3775877 2082987 8636651 3482790 12412528 9561611 17620667 8924709 5029 0 X X 0 0 0 X 8802541 10374152 6468953 7697860 16917161 50260667 8802541 10374152 6468953 7697860 16917161 50260667 9938915 40321752 3698 2744 244 11729 3217 21632 12680 12680 40865 26962 38538 52906 2520 161791 50456770 1776194 0.79910 0.96230 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME / LOSS - 2016 AMOUNT: $ 35,284. 2017 AMOUNT: $ 1,910. 2019 AMOUNT: $ 50,981. GAIN / LOSS - 2016 AMOUNT: $ -920. 2017 AMOUNT: $ 13,743. 2018 AMOUNT: $ 31,157. 2019 AMOUNT: $ 1,925. 2020 AMOUNT: $ 2,520. ROYALTY INCOME - 2016 AMOUNT: $ 6,501. 2017 AMOUNT: $ 11,309. 2018 AMOUNT: $ 7,381. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X 153076 -153076 128166 24910 153076 40520 21392 19128 93258 82392 10866 116997 69900 47097 77091 457(B) PARTICIPANT INTEREST IN ACCOUNTS 1071723 BENEFICIAL INTEREST IN INSURANCE POLICY 278567 BENEFICIAL INTEREST IN TRUSTS 135503 DEPOSITS AND OTHER ASSETS 137224 INVESTMENTS - SPLIT INTEREST AGREEMENTS 2453576 ARI RESERVE FUND 12002211 16078804 457(B) PARTICIPANT INTEREST 1071723 GIFT ANNUITY OBLIGATION 1873650 PPP LOAN 713100 3658473 PART III, LINE 1A: THE INSTITUTE HAS COLLECTIONS THAT ARE HOUSED IN THE AYN RAND ARCHIVES, A SPECIAL COLLECTION OF THE AYN RAND INSTITUTE, WHICH INCLUDE AYN RAND PAPERS AS WELL AS OTHER ARTIFACTS OF HISTORICAL SIGNIFICANCE AND WORKS OF ARTS. IN ACCORDANCE WITH ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA, THESE ITEMS ARE NOT CAPITALIZED ON THE FINANCIAL STATEMENTS. PART III, LINE 4: THE AYN RAND ARCHIVES CONSIST OF TWO MAJOR HOLDINGS: THE AYN RAND PAPERS AND THE SPECIAL COLLECTIONS. THE AYN RAND PAPERS COMPRISES THE PERSONAL PAPERS AND EFFECTS LEFT BY AYN RAND AT HER DEATH IN 1982. THIS COLLECTION INCLUDES MANUSCRIPTS, NOTES AND OUTLINES, BUSINESS AND PERSONAL CORRESPONDENCE, PHILOSOPHIC JOURNALS, RESEARCH FILES, MARGINALIA, CLIPPINGS, PHOTOGRAPHS, CALENDARS, ADDRESS BOOKS, PHONOGRAPH RECORDS, MEMORABILIA, AND RECORDED INTERVIEWS AND SPEECHES. ALSO INCLUDED IS MICROFILM OF THE AYN RAND PAPERS AT THE LIBRARY OF CONGRESS. THESE PAPERS ARE DRAFTS, TYPESCRIPTS AND GALLEYS OF HER NOVELLA, ANTHEM, AND HER THREE NOVELS, WE THE LIVING, THE FOUNTAINHEAD, AND ATLAS SHRUGGED, PLUS SOME ADMINISTRATIVE MATERIAL. THE SPECIAL COLLECTIONS IS AN ONGOING COLLECTION OF AYN RAND-RELATED MATERIAL ACQUIRED SINCE HER DEATH. IT INCLUDES RECORDINGS OF AYN RAND'S RADIO PROGRAMS, LECTURES AND INTERVIEWS, ORAL HISTORY INTERVIEWS, RUSSIAN ACADEMIC AND LEGAL DOCUMENTS, TRANSLATIONS OF HER WORK, BIOGRAPHICAL AND PHILOSOPHICAL ARTICLES ABOUT AYN RAND, REVIEWS AND PRESS MENTIONS, SCREENPLAYS, CORRESPONDENCE, OBJECTIVIST PERIODICALS, AND MATERIALS FROM OBJECTIVIST ORGANIZATIONS. THE MISSION OF THE AYN RAND ARCHIVES IS TO ACQUIRE, PRESERVE AND MAKE AVAILABLE AYN RAND'S REMAINING PAPERS AND RELATED DOCUMENTS TO SERIOUS SCHOLARS AND GENERAL WRITERS. BY ACQUIRING HOLDINGS, CONDUCTING RESEARCH AND PROVIDING ACCESS, THE ARCHIVES PRESERVES AND MAKES AVAILABLE THE PHYSICAL EVIDENCE OF AYN RAND'S ACHIEVEMENT AND INFLUENCE. 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 ESSAY CONTEST PRIZES 4100 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 ESSAY CONTEST PRIZES 5700 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 ESSAY CONTEST PRIZES 6000 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 ESSAY CONTEST PRIZES 100 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 ESSAY CONTEST PRIZES 500 MIDDLE EAST AND NORTH AFRICA 0 0 GRANT 27690 0 0 0 0 0 0 44090 0 44090 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, PROMOTING AYN RAND'S PHILOSOPHY IN ISRAEL AND THE MIDDLE EAST 27690 WIRE SCHOLARSHIP NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 2 1376 WIRE SCHOLARSHIP EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 1 841 WIRE SCHOLARSHIP SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 1 632 WIRE SCHOLARSHIP CENTRAL AMERICA AND THE CARIBBEAN 1 413 SCHOLARSHIP MIDDLE EAST AND NORTH AFRICA 2 1668 WIRE 0 0 0 0 0 0 PART I, LINE 2: PROCEDURES VARY DEPENDING ON THE TYPE OF GRANT. SCHOLARSHIP AND ESSAY CONTEST PRIZES DO NOT REQUIRE MONITORING, AS THERE ARE NO ONGOING CONDITIONS AFTER THE SCHOLARSHIP/PRIZE IS AWARDED. GRANTS ARE PROVIDED TO ARI-ISRAEL AS DONATIONS ARE EARMARKED FOR THIS SPECIFIC RESTRICTION, THE FUNDS ARE REMITTED. PART III ACCOUNTING METHOD: 1 ESSAY CONTEST PRIZES 49 57350 SCHOLARSHIPS 13 5125 PART I, LINE 2: PROCEDURES VARY DEPENDING ON THE TYPE OF GRANT. SCHOLARSHIPS AND ESSAY CONTEST PRIZES DO NOT REQUIRE MONITORING, AS THERE ARE NO ONGOING CONDITIONS AFTER THE SCHOLARSHIP/PRIZE IS AWARDED. LONG-TERM GRANTS SUCH AS DISSERTATION GRANTS AND BOOK GRANTS ARE REVIEWED AT LEAST ANNUALLY, DEPENDING ON THE GRANT TERMS. GRANTEES ARE REQUIRED TO SUBMIT REGULAR PROGRESS REPORTS, TYPICALLY ON A QUARTERLY BASIS. X X X 0 0 0 0 0 0 0 0 0 TAL TSFANY PRESIDENT & CEO, MEMBER 317949 0 178750 0 0 0 3000 0 8384 0 508083 0 0 0 CARLA SILK VP OF FUNDRAISING 184103 0 30000 0 0 0 3000 0 5969 0 223072 0 0 0 ONKAR GHATE CHIEF PHIL. OFFICER, MEMBER 161289 0 29188 0 0 0 3000 0 7831 0 201308 0 0 0 KEITH LOCKITCH VP OF ED & SR. FELLOW 132713 0 18750 0 0 0 3000 0 6485 0 160948 0 0 0 ELAN JOURNO DIRECTOR AND SR. FELLOW 126998 0 17875 0 0 0 3000 0 5291 0 153164 0 0 0 YARON BROOK CHARIMAN OF THE BOARD 142000 CONSULTING AND SPEAKING SERVICES WITH BROOK MEDIA 0 X 1 7000 FMV X 12 279474 FMV 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B AN ELECTRONIC COPY OF THE 990 IS PROVIDED TO EACH MEMBER OF THE BOARD BEFORE IT IS FILED WITH THE INTERNAL REVENUE SERVICE. WE COMPLETE A REVIEW OF THE PRIOR YEAR RETURN FOR SIGNIFICANT CHANGES AND REVIEW OUR FINANCIAL STATEMENTS. FORM 990, PART VI, SECTION B, LINE 12C EACH OFFICER & DIRECTOR ANNUALLY SIGNS AN ACKNOWLEDGMENT STATING THAT THEY HAVE READ, UNDERSTAND, AND AGREE TO COMPLY WITH THE CONFLICT OF INTEREST POLICY. GOVERNANCE COMMITTEE HAS A REVIEW PROCEDURE FOR BUSINESS DEALINGS AMONG BOARD MEMBERS AND OFFICERS. FORM 990, PART VI, SECTION B, LINE 15A FOR THE EXECUTIVE DIRECTOR, THE BOARD DETERMINES THE SALARY, CONSIDERING FACTORS SUCH AS SALARY SURVEYS AND COMPARABLE ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 FORM 990, GOVERNING DOCUMENTS, POLICIES AND FINANCIAL STATEMENTS ARE PROVIDED UPON REQUEST. FORM 990, PART XII, LINE 2C PROCESS THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT, OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR. ANTHEM FOUNDATION FOR OBJECTIVIST SCHOLARSHIP 6 HUTTON CENTRE DRIVE 600 SANTA ANA CA 92707 912145352 EDUCATION GRANTS CA 501(C)(3) LINE 12A, I N/A 1 0 0 0 1 0 0 0 0 0 1 0 1 0 1 1 0 0 0 0 ANTHEM FOUNDATION FOR OBJECTIVIST SCHOLARSHIP D 1297 FMV