2022-02-04T07:39:32-06:00 2021-06-30 221478099 COHNREZNICK LLP 400 CAPITOL MALL SUITE 1200 SACRAMENTO CA 95814 990 2020-07-01 951992732 THE UNIVERSITY CORPORATION UNIV 8186772981 18111 NORDHOFF STREET NORTHRIDGE CA 913308310 RICK EVANS EXECUTIVE DIRECTOR 8186772981 2022-02-03 1 RICK EVANS XXX-XX-XXXX LISA M CUMMINGS CPA P00043433 9164429100 2022-02-03 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z RICK EVANS 18111 NORDHOFF STREET NORTHRIDGE CA 913308310 40861670 0 X WWW.CSUN.EDU/TUC X 1958 CA THE UNIVERSITY CORPORATION IS A SECTION 509(A)(3) SUPPORTING ORGANIZATION OF THE CALIFORNIA STATE UNIVERSITY, NORTHRIDGE. THE MISSION OF THE UNIVERSITY CORPORATION IS TO PROVIDE SERVICES AND SOLUTIONS THAT ADDRESS THE NEEDS OF CALIFORNIA STATE UNIVERSITY, NORTHRIDGE; TO SUPPORT ACADEMIC RESEARCH AND CREATIVE ENDEAVORS OF ITS STUDENTS, FACULTY AND STAFF; AND TO ENHANCE THE QUALITY OF CAMPUS LIFE. BY FOSTERING LEARNING AND PROFESSIONAL DEVELOPMENT, THE UNIVERSITY CORPORATION EMPOWERS ITS STAFF TO BE PROACTIVE AND RESOURCEFUL IN ORDER TO ACHIEVE THE HIGHEST STANDARD OF CUSTOMER SERVICE TO THE UNIVERSITY COMMUNITY. 18 6 1636 6 0 0 0 2358669 51652478 33204021 1108525 4943980 0 0 52761003 40506670 7682058 5530788 0 0 25952131 19257495 0 0 0 15784786 9173046 49418975 33961329 3342028 6545341 66775649 74869127 24081995 24521700 42693654 50347427 X ON BEHALF OF CALIFORNIA STATE UNIVERSITY, NORTHRIDGE, THE UNIVERSITY CORPORATION PERFORMS A NUMBER OF ACTIVITIES INCLUDING OPERATING THE CAMPUS BOOKSTORE, FOOD SERVICES, VENDING OPERATIONS, ADMINISTRATION OF VARIOUS FUNDS AND GRANTS, MANAGING CAMPUS FACULTY/STAFF HOUSING PROGRAM, OFF-CAMPUS RESEARCH AND ADMINISTRATIVE BUILDING, AS WELL AS THE LICENSING OF CAMPUS FACILITIES, LOGOS AND TRADEMARKS. 0 0 25962643 4960928 29140052 GRANTS AND CONTRACTS ADMINISTRATION - THE UNIVERSITY CORPORATION PROVIDES POST-AWARD ADMINISTRATION OF SPONSORED PROGRAMS. WORKING WITH THE UNIVERSITY'S OFFICE OF RESEARCH AND SPONSORED PROJECTS, THE CORPORATION SPONSORED PROGRAMS DIVISION PROVIDES SUPPORT TO PRINCIPAL INVESTIGATORS AND PROJECT STAFF WITH INTERPRETATION OF REGULATIONS, PROCESSING OF EXPENSES, PAYROLL, HUMAN RESOURCES, RISK MANAGEMENT, FINANCIAL REPORTING, MANAGEMENT OF AUDITS AND OTHER SERVICES IN SUPPORT OF EXTERNALLY FUNDED PROGRAMS. AFTER DEDUCTING ALL DIRECT COSTS OF THE SPONSORED PROGRAMS DEPARTMENT, A RESERVE ALLOCATION AND ADMINISTRATION COSTS, THE UNIVERSITY CORPORATION SETS ASIDE THE REMAINING INDIRECT COST RECOVERY FUNDS INTO A RESERVE ACCOUNT. 4710339 3171781 AUXILIARY SERVICES, FOOD SERVICES, BOOKSTORE COMMISSIONS, REAL ESTATE RENTALS - SEE SCHEDULE O 569860 569860 892188 UNIVERSITY PROJECTS - SEE SCHEDULE O 31242842 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 186 0 1 1636 1 0 0 0 0 0 0 0 0 0 0 0 0 X 18 6 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA X X LIH WU THE UNIVERSITY CORPORATION 8186774815 18111 NORDHOFF STREET MD 8310 NORTHRIDGE CA 913308310 BEN YASPELKIS FIRST VICE PRESIDENT 0.20 39.80 X X 0 110449 62521 CARLOS FUENTES DIRECTOR 0.20 X 0 0 0 COLIN DONAHUE RECORDING SECRETARY 0.20 39.80 X X 0 282175 110833 DAVE MOON DIRECTOR 0.20 39.80 X 0 166986 44966 DIANNE F HARRISON CHAIR (OUTGOING) 0.20 39.80 X X 0 388986 137384 ERIKA BECK CHAIR 0.20 39.80 X X 0 0 0 HAMID JOHARI DIRECTOR 0.20 X 0 164074 72663 HARVEY BOOKSTEIN DIRECTOR 0.20 X 0 0 0 ISABELLA O'BRIEN STUDENT DIRECTOR 0.20 X 0 1248 0 JACOB AKOPNIK STUDENT DIRECTOR 0.20 X 0 3030 0 JERALD SHUTTE DIRECTOR 0.20 39.80 X 0 34723 0 MATTHEW CONTRERAS STUDENT DIRECTOR 0.20 X 0 0 0 MECHELLE BEST DIRECTOR 0.20 X 0 120798 45740 MICHAEL MEEKS STUDENT DIRECTOR 0.20 X 0 0 0 MICHAEL PHILLIPS TREASURER 0.20 39.80 X X 0 139476 44349 MIYA BUTLER STUDENT DIRECTOR 0.20 X 0 18418 0 RICK EVANS PRESIDENT 32.00 8.00 X X 153653 38414 72983 RONALD S FRIEDMAN DIRECTOR 0.20 X 0 0 0 ROSE MERIDA STUDENT DIRECTOR/2ND VP 0.20 3.00 X X 0 17145 0 LIH WU SECRETARY/CFO 36.60 X 197983 0 17621 DANIOR MARTIN CONTROLLER 40.00 X 113044 0 27693 HEATHER CAIRNS DIRECTOR OF ADMIN & HR 40.00 X 109029 0 36110 JULIE GOULD TSENG COLLEGE 40.00 X 102760 0 18478 SANDRA PLOTIN AGENCY FUND-CENTER OF DISABILITIES 40.00 X 116831 0 21240 WENDY GREUEL AGENCY FUND-A3126 40.00 X 120000 0 1150 913300 1485922 713731 7 0 1 0 0 2358669 2358669 GRANT ADMINISTRATION 900099 29140052 29140052 AUXILIARY SERVICES 722320 3171781 3171781 UNIVERSITY PROJECTS 900099 892188 892188 33204021 3934072 3934072 1364908 355000 1009908 1009908 1009908 40506670 33204021 0 4943980 2210279 2210279 3320509 3320509 427644 427644 16239949 14885537 1354412 2589902 2373904 215998 202343 185468 16875 3845 3524 321 86611 79388 7223 1072561 983109 89452 16713 15319 1394 566436 519195 47241 556547 510131 46416 272026 249339 22687 131240 120295 10945 8698 7973 725 376600 345192 31408 1812400 1661246 151154 345716 316883 28833 OTHER EXPENSES 1610018 1475830 134188 EQUIPMENT RENTAL/MAINT 1124264 1030500 93764 COST OF SALES - AUX 533707 533707 SUPPLIES 230096 210906 19190 223225 204608 18617 33961329 31242842 2718487 0 4654359 5104363 5525060 3223756 6688904 6166905 601580 578208 3557452 75993 117779 4 14015 41 53855441 32052100 20454945 21803341 16394579 22231231 6043429 13450774 2723547 2234511 66775649 74869127 7015359 6651248 2598166 3925485 1386096 1189953 13082374 12755014 24081995 24521700 X 38301471 46061364 4392183 4286063 42693654 50347427 66775649 74869127 6545341 1108432 0 X X 0 1 X 1 1 1 X X 1 CAL STATE UNIV NORTHRIDGE 954358677 6 1 569860 0 1 569860 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 X PART IV, SECTION E, LINE 1C PROVIDING SERVICES AND SOLUTIONS THAT ADDRESS THE NEEDS OF AND COMPLEMENT THE MISSION AND ACADEMIC PROGRAMS OF CALIFORNIA STATE UNIVERSITY, NORTHRIDGE SO STUDENTS CAN ACHIEVE THEIR EDUCATIONAL GOALS. THE ORGANIZATION IS OPERATED SOLELY FOR THE BENEFIT OF THE CAMPUS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 9662330 1547557 308115 144935 10756837 10315028 197746 695719 154725 9662330 10170523 501228 204165 152558 10315028 9758124 777088 218317 146372 10170523 9402831 688623 167696 165634 9758124 0.60180 0.35890 0.03930 0 0 16294462 6013103 10281359 13176247 9538734 3637513 6155698 5621430 534268 18229034 10878833 7350201 21803341 POOLED INVESTMENT 4438207 F DEBT SECURITIES 7406637 F CERTIFICATES OF DEPOSIT 1605930 F 13450774 CAPITAL LEASE OBLIGATIONS 5816663 COMMERCIAL PAPER 3028366 DEPOSITS HELD FOR OTHERS 3876830 PAYABLE TO CSU NORTHRIDGE 33155 12755014 X 41615102 1108432 1108432 40506670 0 40506670 33961329 0 33961329 0 33961329 PART V, LINE 4: THE PRIMARY INVESTMENT OBJECTIVE IS TO ACHIEVE RISK-ADJUSTED REAL RETURNS NECESSARY TO PRESERVE AND GROW CAPITAL AND TO SUPPORT THE LONG-TERM AND SHORT-TERM SPENDING REQUIREMENTS OF THE CORPORATION. PART X, LINE 2: THE CORPORATION IS A NON-PROFIT ORGANIZATION THAT IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701(D) OF THE REVENUE TAXATION CODE OF CALIFORNIA. ACCORDINGLY, NO PROVISION FOR INCOME TAXES IS INCLUDED IN THE ACCOMPANYING FINANCIAL STATEMENTS. THE CORPORATION HAS NO UNRECOGNIZED TAX BENEFITS AT JUNE 30, 2021. THE CORPORATION'S FEDERAL INCOME TAX RETURNS FOR FISCAL YEARS 2020, 2019 AND 2018 REMAIN OPEN. THE CORPORATION'S STATE INCOME TAX RETURNS FOR FISCAL YEARS 2020, 2019, 2018 AND 2017 REMAIN OPEN. MANAGEMENT CONTINUALLY EVALUATES EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAW AND NEW AUTHORITATIVE RULINGS. IF APPLICABLE, THE CORPORATION RECOGNIZES INTEREST AND PENALTIES ASSOCIATED WITH TAX MATTERS AS PART OF INCOME TAX EXPENSE AND INCLUDES ACCRUED INTEREST AND PENALTIES WITH ACCOUNTS PAYABLE AND ACCRUED EXPENSES IN THE STATEMENT OF FINANCIAL POSITION. 1 CAL POLY POMONA FOUNDATION INC 3801 WEST TEMPLE AVENUE POMONA CA 917682557 952417645 501(C)(3) 86789 RESEARCH GRANT - SUB-RECIPIENT CALIFORNIA STATE UNIVERSITY CHANNEL ISLANDS 1 UNIVERSITY DR CAMARILLO CA 930128599 770433230 501(C)(3) 57749 RESEARCH GRANT - SUB-RECIPIENT UNIVERSITY OF CONNECTICUT 438 WHITNEY ROAD EXT UNIT 1133 STORRS CT 06269 195254302 501(C)(3) 10217 RESEARCH GRANT - SUB-RECIPIENT CALIFORNIA STATE UNIVERSITY LONG BEACH 6300 STATE UNIVERSITY DR SUITE 332 LONG BEACH CA 90815 956106694 501(C)(3) 23212 RESEARCH GRANT - SUB-RECIPIENT CALIFORNIA STATE UNIVERSITY LOS ANGELES CALIFORNIA STATE UNIVERSITY LOS ANGELES LOS ANGELES CA 90032 956106694 501(C)(3) 18870 RESEARCH GRANT - SUB-RECIPIENT CALIFORNIA STATE UNIVERSITY NORTHRIDGE 18111 NORDHOFF STREET NORTHRIDGE CA 91330 954358677 501(C)(3) 569860 TO SUPPORT THE UNIVERSITY CSU EAST BAY FOUNDATION 25800 CARLOS BEE BLVD HAYWARD CA 94542 956106694 501(C)(3) 80370 RESEARCH GRANT - SUB-RECIPIENT DIGNITY HEALTH NORTHRIDGE HOSPITAL MEDICAL CENTER 18300 ROSCOE BLVD NORTHRIDGE CA 91328 624890612 HOSPITAL 46108 RESEARCH GRANT - SUB-RECIPIENT LOS ANGELES VALLEY COLLEGE 5800 FULTON AVENUE VALLEY GLEN CA 91401 952587353 501(C)(3) 23497 RESEARCH GRANT - SUB-RECIPIENT EAST LOS ANGELES COLLEGE 1301 AVENIDA CESAR CHAVEZ MONTEREY PARK CA 91754 952587353 501(C)(3) 6025 RESEARCH GRANT - SUB-RECIPIENT GLENDALE COMMUNITY COLLEGE 1500 N VERDUGO RD GLENDALE CA 91208 952668744 501(C)(3) 75911 RESEARCH GRANT - SUB-RECIPIENT HUMBOLDT STATE UNIVERSITY SPONSORED PROGRAMS FOUNDATION 1 HARPST ST ARCATA CA 95521 946050071 501(C)(3) 37303 RESEARCH GRANT - SUB-RECIPIENT LOS ANGELES PIERCE COLLEGE 6201 WINNETKA AVENUE WOODLAND HILLS CA 91371 911039199 501(C)(3) 64078 RESEARCH GRANT - SUB-RECIPIENT LOS ANGELES MISSION COLLEGE 13356 ELDRIDGE AVE SYLMAR CA 91342 952925621 501(C)(3) 67483 RESEARCH GRANT - SUB-RECIPIENT NEIGHBORHOOD LEGAL SERVICES OF LOS ANGELES COUNTY 1102 EAST CHEVY CHASE DRIVE GLENDALE CA 91205 952408642 501(C)(3) 109918 RESEARCH GRANT - SUB-RECIPIENT PASADENA CITY COLLEGE 1570 E COLORADO BLVD PASADENA CA 91106 952505000 501(C)(3) 11485 RESEARCH GRANT - SUB-RECIPIENT SANTA CLARITA COMMUNITY COLLEGE 26455 ROCKWELL CANYON ROAD SANTA CLARITA CA 91355 952561360 501(C)(3) 149748 RESEARCH GRANT - SUB-RECIPIENT TARZANA TREATMENT CENTERS INC 18646 OXNARD STREET TARZANA CA 91356 942219349 501(C)(3) 20018 RESEARCH GRANT - SUB-RECIPIENT THE REGENTS OF THE UNIVERSITY OF CALIFORNIA LOS ANGELES 10889 WILSHIRE BLVD SUITE 700-20 LOS ANGELES CA 90095 956006143 501(C)(3) 21446 RESEARCH GRANT - SUB-RECIPIENT THE REGENTS OF THE UNIVERSITY OF CALIFORNIA DAVIS 1850 RESEARCH PARK DRIVE SUITE 300 DAVIS CA 95618 946036494 501(C)(3) 16059 RESEARCH GRANT - SUB-RECIPIENT THE TRUSTEES OF PRINCETON UNIVERSITY 701 CARNEGIE CENTER SUITE 446F PRINCETON NJ 08544 210634501 501(C)(3) 10554 RESEARCH GRANT - SUB-RECIPIENT THE UNIVERSITY OF MISSISSIPPI 100 BARR HALL UNIVERSITY MS 38677 237310293 501(C)(3) 133828 RESEARCH GRANT - SUB-RECIPIENT VISION Y COMPROMISO 100 BARR HALL UNIVERSITY MS 38677 237310293 501(C)(3) 31632 RESEARCH GRANT - SUB-RECIPIENT TRUSTEE OF THE UNIVERSITY OF PENNSYLVANIA P221 FRANKLIN BUILDING 3451 WALNUT STREET PHILADELPHIA PA 19104 231352685 501(C)(3) 12103 RESEARCH GRANT - SUB-RECIPIENT UNIVERSITY OF CALIFORNIA LOS ANGELES 10889 WILSHIRE BLVD SUITE 700-20 LOS ANGELES CA 90095 956006143 501(C)(3) 6228 RESEARCH GRANT - SUB-RECIPIENT UNIVERSITY OF CALIFORNIA SANTA BARBARA 3227 CHEADLE HALL 3RD FLOOR SANTA BARBARA CA 93106 956006145 501(C)(3) 251544 RESEARCH GRANT - SUB-RECIPIENT VENTURA COUNTY COMMUNITY COLLEGE DISTRICT MOORPARK COLLEGE 761 EAST DAILY DRIVE SUITE 200 CAMARILLO CA 93010 952243388 501(C)(3) 50378 RESEARCH GRANT - SUB-RECIPIENT UNIVERSITY OF ILLINOIS 1901 SOUTH FIRST STREET SUITE A MC-685 CHAMPAIGN IL 61820 376000511 501(C)(3) 135162 RESEARCH GRANT - SUB-RECIPIENT FLORIDA STATE UNIVERSITY 87 4 TRADITIONS WAY SSB THIRD FLOOR PO BOX 3064166 TALLAHASSEE FL 32306 591961248 501(C)(3) 5029 RESEARCH GRANT - SUB-RECIPIENT NEW MEXICO STATE UNIVERSITY PO BOX 30002 MSC RAS LAS CRUCES NM 88003 856000401 501(C)(3) 7907 RESEARCH GRANT - SUB-RECIPIENT UNIVERSITY OF NEVADA LAS VEGAS 4505 S MARYLAND PARKWAY LAS VEGAS NV 89154 856000401 501(C)(3) 9269 RESEARCH GRANT - SUB-RECIPIENT SONOMA STATE UNIVERSITY 1801 EAST COTATI AVE ROHNERT PARK CA 94928 856000401 501(C)(3) 51370 RESEARCH GRANT - SUB-RECIPIENT 31 1 STIPENDS 533 2399023 TUITION/BOOKS/SUPPLIES 65 695670 TRAVEL 73 105714 OTHER 30 108689 PART I, LINE 2: RESEARCH GRANTS SUB-RECIPIENTS (NON-PROFITS) - THE PRINCIPAL INVESTIGATOR ("PI") HAS THE RESPONSIBILITY, ON AN ONGOING BASIS THROUGHOUT THE LIFE OF THE AWARD, TO MONITOR THE ACTIVITIES OF SUB-RECIPIENTS IN ACCORDANCE WITH THE GOVERNING AGREEMENT, TO ASSURE THAT AWARDED FUNDS ARE USED FOR AUTHORIZED PURPOSES IN COMPLIANCE WITH THE PROVISIONS OF THE AGREEMENT, AND TO ENSURE THAT PERFORMANCE GOALS ARE MET. RESEARCH GRANTS SUB-RECIPIENTS (FOR-PROFITS) - BECAUSE A-133 DOES NOT APPLY TO FOR-PROFIT SUB-RECIPIENTS, THE UNIVERSITY CORPORATION MAY ESTABLISH ITS OWN REQUIREMENTS, AS NECESSARY ON AN INDIVIDUAL BASIS, TO ENSURE COMPLIANCE BY SUCH SUB-RECIPIENTS. THE PI SHOULD CONSIDER USING SUB-RECIPIENT MONITORING TECHNIQUES SIMILAR TO THOSE USED FOR ENTITIES THAT ARE SUBJECT TO A-133. CONTRACTS WITH FOR-PROFIT SUB-RECIPIENTS SHOULD DESCRIBE APPLICABLE COMPLIANCE REQUIREMENTS AND RESPONSIBILITIES. METHODS TO ASSESS COMPLIANCE WITH FEDERAL SUB-AWARDS MADE TO FOR-PROFIT SUB-RECIPIENTS MAY INCLUDE PRE-AWARD AUDITS, AND ON-SITE VISITS. IN ADDITION, SUB-RECIPIENTS THAT ARE NOT SUBJECT TO A-133 MAY BE ASKED TO SUBMIT SUPPORTING DOCUMENTATION IN THE FORM OF ORIGINAL RECEIPTS, COPIES OF PAYROLL RECORDS, AUDITS, ETC. IF CIRCUMSTANCES WARRANT. GRANTS TO INDIVIDUALS - STIPENDS/FELLOWSHIPS ARE PRIMARILY GRANTED TO INDIVIDUALS TO HELP THEM IMPROVE THEIR RESEARCH SKILLS. AS SUCH, THE RESPONSIBLE PRINCIPAL INVESTIGATOR CLOSELY MONITORS THE PROGRESS OF THE RECIPIENTS. THE AMOUNT REPORTED IN PART III IS DISTRIBUTED FROM FUNDS RECEIVED FROM GRANTING ORGANIZATIONS THAT ARE RESPONSIBLE, ALONG WITH GRANT PROGRAM DIRECTORS OF CALIFORNIA STATE UNIVERSITY, NORTHRIDGE, FOR DETERMINING ELIGIBILITY AND INDIVIDUAL STIPEND PAYMENT AMOUNT REQUIREMENTS. THE UNIVERSITY CORPORATION IS RESPONSIBLE FOR DISTRIBUTING GRANT FUNDS TO THOSE INDIVIDUALS INDICATED BY THE GRANTING AGENCY AND/OR PROGRAM DIRECTORS. X X X 0 0 0 0 0 0 0 1 0 DIANNE F HARRISON CHAIR (OUTGOING) 0 373938 0 0 0 15048 0 114251 0 23133 0 526370 0 0 COLIN DONAHUE RECORDING SECRETARY 0 281917 0 0 0 258 0 85532 0 25301 0 393008 0 0 RICK EVANS PRESIDENT 153447 38362 0 0 206 52 46670 11667 11717 2929 212040 53010 0 0 HAMID JOHARI DIRECTOR 0 163874 0 200 0 0 0 47435 0 25228 0 236737 0 0 LIH WU SECRETARY/CFO 194052 0 0 0 3931 0 15172 0 2449 0 215604 0 0 0 DAVE MOON DIRECTOR 0 166986 0 0 0 0 0 42715 0 2251 0 211952 0 0 MICHAEL PHILLIPS TREASURER 0 139026 0 450 0 0 0 29131 0 15218 0 183825 0 0 BEN YASPELKIS FIRST VICE PRESIDENT 0 109999 0 450 0 0 0 31873 0 30648 0 172970 0 0 MECHELLE BEST DIRECTOR 0 120798 0 0 0 0 0 36456 0 9284 0 166538 0 0 PART I, LINE 3 CALIFORNIA STATE UNIVERSITY, NORTHRIDGE ESTABLISHED AND MAINTAINS THE COMPENSATION FOR THE CEO/EXECUTIVE DIRECTOR. COMPENSATION IS DETERMINED BY CAMPUS OFFICE OF HUMAN RESOURCES USING CALIFORNIA STATE UNIVERSITY APPROVED METHODOLOGIES FOR DETERMINING COMPARABLE COMPENSATION. PART I, LINE 7 INCLUDED IN SCHEDULE J, COLUMN B(II) ARE AMOUNTS REPRESENTING BONUSES. THESE AMOUNTS WERE APPROVED BY THE BOARD OF DIRECTORS AND INCLUDED IN EACH INDIVIDUAL'S 2020 W-2. A TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY 912155587 13077DAY8 2017-02-08 948163533 SEE PART VI 1 0 0 B TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY 912155587 13077CRF3 2008-04-10 381039616 SEE PART VI 0 0 0 C TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY 912155587 13077CUP7 2010-04-06 160852254 SEE PART VI 0 0 0 D TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY 912155587 13077CVY7 2011-09-28 476061769 SEE PART VI 1 0 0 A 830000 2390000 1300000 2447901 5654 1997 1 0 1 1 B 1370000 3100000 1650000 3119594 22007 1998 1 0 0 1 C 1760000 550000 87320 19363 2535893 2010 1 0 0 1 D 2180000 2485000 220000 2733126 14511 2004 1 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 D 0 0 0 0 0 0 1 A 0 0 1 0 0 0 NA 0 0 0 NA 0 0 1 B 0 0 1 0 0 0 NA 0 0 0 NA 0 0 1 C 0 0 1 0 0 0 NA 0 0 0 NA 0 0 1 D 0 0 1 0 0 0 NA 0 0 0 NA 0 0 1 A 1 B 1 C 1 D 1 SCHEDULE K, PART I, LINE A: (A) ISSUER NAME: TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY (B) ISSUER EIN: 91-2155587 (C) CUSIP #: 13077DAY8 (D) DATE ISSUED: 2/8/2017 (E) ISSUE PRICE: 948,163,533 (F) PURPOSE: PORTION OF SRB 2017A REFUNDED SRB 2007A ALLOCABLE TO PRIOR REFUNDING OF CSUN UNIVERSITY CORPORATION SERIES 1996 BONDS ALLOCABLE TO CAMPUS BOOKSTORE. SCHEDULE K, PART I, LINE B: (A) ISSUER NAME: TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY (B) ISSUER EIN: 91-2155587 (C) CUSIP #: 13077CRF3 (D) DATE ISSUED: 4/10/2008 (E) ISSUE PRICE: 381,039,616 (F) PURPOSE: PORTION OF SRB 2008A REFUNDED CSUN UNIVERSITY CORPORATION SERIES 1996 BONDS ALLOCABLE TO CAMPUS FACULTY-STAFF HOUSING (COLLEGE COURT CONDOMINIUMS). SCHEDULE K, PART I, LINE C: (A) ISSUER NAME: TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY (B) ISSUER EIN: 91-2155587 (C) CUSIP #: 13077CUP7 (D) DATE ISSUED: 4/6/2010 (E) ISSUE PRICE: 160,852,254 (F) PURPOSE: PORTION OF SRB 2010A BOND PROCEEDS USED TO FUND COSTS ASSOCIATED WITH CSUN THE UNIVERSITY CORP. SATELLITE STUDENT UNION FOOD SERVICE RENOVATION PROJECT. SCHEDULE K, PART I, LINE D: (A) ISSUER NAME: TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY (B) ISSUER EIN: 91-2155587 (C) CUSIP #: 13077CVY7 (D) DATE ISSUED: 9/28/2011 (E) ISSUE PRICE: 476,061,769 (F) PURPOSE: PORTION OF SRB 2011A USED TO PARTIALLY REFUND CSU SRB 2003A ALLOCABLE TO CSUN SIERRA CENTER FOOD SERVICE FACILITY. SCHEDULE K, PART I CONTINUATION, LINE A: (A) ISSUER NAME: TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY (B) ISSUER EIN: 91-2155587 (C) CUSIP #: 13077CYL2 (D) DATE ISSUED: 8/22/2012 (E) ISSUE PRICE: 489,403,791 (F) PURPOSE: PORTION OF SRB 2012A USED TO REFUND REMAINING PORTION OF CSU SRB 2003A ALLOCABLE TO SIERRA CENTER FOOD SERVICE FACILITY. SCHEDULE K, PART I CONTINUATION, LINE B: (A) ISSUER NAME: TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY (B) ISSUER EIN: 91-2155587 (C) CUSIP #: 13077CY73 (D) DATE ISSUED: 8/5/2015 (E) ISSUE PRICE: 1,154,470,421 (F) PURPOSE: PORTION OF SRB 2015A USED TO FUND COSTS ASSOCIATED WITH THE ACQUISITION OF THE UNIVERSITY CORPORATION-9324 RESEDA BLVD. BUILDING PROPERTY. SCHEDULE K, PART I CONTINUATION, LINE C: (A) ISSUER NAME: TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY (B) ISSUER EIN: 91-2155587 (C) CUSIP #: 13077DEG3 (D) DATE ISSUED: 7/12/2018 (E) ISSUE PRICE: 492,690 (F) PURPOSE: REFUNDING OF 2008A SERIES ALLOCABLE TO CAMPUS FACULTY-STAFF HOURSING (COLLEGE COURT CONDOMINIUMS). SCHEDULE K, PART I, LINE C: (A) ISSUER NAME: TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY (B) ISSUER EIN: 91-2155587 (C) CUSIP #: 13077DEZ1 (D) DATE ISSUED: 8/02/2018 (E) ISSUE PRICE: $584,127,152 (F) PURPOSE: PORTION OF SRB 2018A REFUNDED CSUN UNIVERSITY CORPORATION SERIES 2008A WHICH REFUNDED SERIES 1996 BONDS ALLOCABLE TO CAMPUS FACULTY-STAFF HOUSING (COLLEGE COURT CONDOMINIUMS) A TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY 912155587 13077CYL2 2012-08-22 489403791 SEE PART VI 0 0 0 B TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY 912155587 13077CY73 2015-08-05 1154470421 SEE PART VI 0 0 0 C TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY 912155587 13077DEG3 2018-07-12 492690000 SEE PART VI 0 0 0 D TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY 912155587 13077DEZ1 2018-08-02 584127152 SEE PART VI 1 0 0 A 3145000 2995000 3298350 22852 2004 1 0 0 1 B 265000 2780000 15854 13345 4400000 2016 0 0 1 1 C 3100000 1650000 3119594 22007 1998 1 0 0 1 D 330000 1475000 995000 1498040 7130 1998 1 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 D 0 0 0 0 0 0 1 A 0 0 1 0 0 0 NA 0 0 0 NA 0 0 1 B 0 0 1 0 0 0 NA 0 0 0 NA 0 0 1 C 0 0 1 0 0 0 NA 0 0 0 NA 0 0 1 D 0 0 1 0 0 0 NA 0 0 0 NA 0 0 1 A 1 B 1 C 1 D 1 FORM 990, PART III, LINE 4B, PROGRAM SERVICE ACCOMPLISHMENTS: AUXILIARY SERVICES, FOOD SERVICES, BOOKSTORE COMMISSIONS, REAL ESTATE RENTALS - THE CSUN CAMPUS STORE'S PRIMARY FUNCTION IS TO PROVIDE ACADEMIC MATERIALS TO STUDENTS IN A TIMELY AND EFFICIENT MANNER. THE STORE ACTIVELY PURSUES WAYS TO HELP CONTAIN THE COSTS OF EDUCATIONAL MATERIALS, ALWAYS STRIVES TO IMPROVE THE QUALITY OF ITS SERVICES, AND IS COMMITTED TO FACILITATING LEARNING AND ACHIEVEMENT. THE CSUN CAMPUS STORE HAS BEEN OPERATED BY FOLLETT HIGHER EDUCATION GROUP SINCE 1997. CSUN DINING PROVIDES QUALITY FOOD SERVICE TO STUDENTS, FACULTY AND STAFF WHILE GENERATING A SURPLUS FOR THE UNIVERSITY. THE REAL ESTATE DIVISION MANAGES CORPORATION-OWNED REAL ESTATE USED FOR VARIOUS PURPOSES, INCLUDING FACULTY/STAFF HOUSING AND THE OFFICIAL RESIDENCE OF THE UNIVERSITY PRESIDENT, FUTURE UNIVERSITY NEEDS, AND INVESTMENT. THE UNIVERSITY CORPORATION ALSO MANAGES THE UNIVERSITY'S LICENSING PROGRAM WHICH INCLUDES THE LICENSING OF UNIVERSITY LOGOS AND TRADEMARKS, AS WELL AS THE LICENSING OF ALL CAMPUS GROUNDS AND FACILITIES. THE CORPORATION WORKS CLOSELY WITH THE UNIVERSITY TO ESTABLISH POLICIES AND PROCEDURES THAT MAKE THE CAMPUS FACILITIES AVAILABLE TO THE COMMUNITY-AT-LARGE IN A PROFESSIONAL MANNER THAT ENSURES SAFETY, PROTECTS CAMPUS FACILITIES, AND ENSURES RECOVERY OF ALL RELATED UNIVERSITY COSTS. FORM 990, PART III, LINE 4C, PROGRAM SERVICE ACCOMPLISHMENTS: UNIVERSITY PROJECTS - THE UNIVERSITY CORPORATION SET ASIDE A PORTION OF THE AVAILABLE SURPLUS FUNDS FROM OPERATIONS TO SUPPORT THE UNIVERSITY. THE UNIVERSITY IS RESPONSIBLE FOR PRIORITIZING FISCAL REQUESTS AND ALLOCATING THOSE FUNDS. IN ADDITION, THE CORPORATION ALSO SUPPORTS MERITORIOUS ENDEAVORS AND EXPLORATORY PROJECTS CREATED AND ADMINISTERED BY STUDENTS, FACULTY AND STAFF. FOUR QUASI-ENDOWMENTS HAVE BEEN ESTABLISHED FOR THIS PURPOSE. THE STUDENT PROJECTS ENDOWMENT SUPPORTS PROJECTS THAT ARE INNOVATIVE, OF COMPELLING TEMPORARY OR CAMPUS-WIDE INTEREST OR SIGNIFICANCE, OR SO UNIQUE AS TO FALL OUTSIDE THE PURVIEW OF REGULARLY ESTABLISHED PROGRAMS. THE JUDGE JULIAN BECK LEARNING-CENTERED INSTRUCTIONAL PROJECTS PROGRAM IS SUPPORTED BY AN ENDOWMENT ESTABLISHED IN 1976 BY THE UNIVERSITY CORPORATION'S BOARD. FACULTY AND STAFF MAY SUBMIT PROPOSALS THAT PROMOTE LEARNING-CENTERED PRACTICES. PROPOSALS ARE SOLICITED, REVIEWED AND AWARDED ANNUALLY BY AN ADVISORY BOARD. FINALLY, THE UNIVERSITY CORPORATION FACULTY RESEARCH ENDOWMENT PROVIDES GRANTS TO FACULTY IN SUPPORT OF RESEARCH AND CREATIVE ENDEAVORS. PROPOSALS ARE REVIEWED BY A COMMITTEE OF THE UNIVERSITY'S GENERAL FACULTY. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED IN COLLABORATION WITH THE CFO, THE DIRECTOR OF FINANCIAL SERVICES AND THE AVP OF FINANCE FOR THE UNIVERSITY. ONCE THE RETURN HAS BEEN PREPARED BY THE EXTERNAL AUDITORS AND REVIEWED BY INTERNAL STAFF, THE RETURN IS GIVEN TO THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS FOR THEIR APPROVAL. THE FILED REPORT IS THEN SCANNED AND MADE AVAILABLE TO THE PUBLIC VIA A LINK ON THE UNIVERSITY CORPORATION'S WEBSITE. FORM 990, PART VI, SECTION B, LINE 12C TO AVOID CONFLICTS OF INTEREST, STRICT RULES APPLY TO TRANSACTIONS IN WHICH BOTH THE ORGANIZATION AND ITS DIRECTORS OR OFFICERS OR THEIR RELATIVES HAVE FINANCIAL INTERESTS. TO AVOID PERSONAL LIABILITY AND VARIOUS PENALTIES CIVIL AND CRIMINAL, EACH DIRECTOR IS REQUIRED TO SCRUTINIZE ANY SUCH TRANSACTION WITH PARTICULAR CARE TO ASSURE THAT ALL APPLICABLE RULES HAVE DEFINITELY BEEN SATISFIED. A DIRECTOR OF A CSU AUXILIARY MAY NOT BE FINANCIALLY INTERESTED IN A CONTRACT OR OTHER TRANSACTION WITH THE AUXILIARY (SELF-DEALING). ANY SUCH CONTRACT OR TRANSACTION IS VOID, UNLESS THE DIRECTOR'S FINANCIAL INTEREST IS REMOTE; THE FINANCIAL TRANSACTION WAS ADEQUATELY DISCLOSED TO THE BOARD; THE DIRECTOR DID NOT PROMOTE THE TRANSACTION BEFORE THE DISCLOSURE; THE BOARD APPROVED THE TRANSACTION WITHOUT THE VOTE OF THE INTERESTED DIRECTOR; AND THE DEAL WAS JUST AND REASONABLE TO THE AUXILIARY AT THE TIME THE BOARD APPROVED IT. GENERALLY, BOARD APPROVAL MUST BE OBTAINED PRIOR TO CONSUMMATING A SELF-DEALING TRANSACTION OR ANY PART OF IT. THE BOARD MUST AUTHORIZE THE TRANSACTION IN GOOD FAITH, BY A VOTE OF A MAJORITY OF THE DIRECTORS THEN IN OFFICE WITHOUT COUNTING THE VOTE OF ANY INTERESTED DIRECTOR (ALTHOUGH INTERESTED DIRECTORS MAY BE COUNTED IN DETERMINING THE PRESENCE OF A QUORUM AT THE MEETING). PRIOR TO THE VOTE, THE DIRECTORS MUST HAVE KNOWLEDGE OF THE MATERIAL FACTS CONCERNING THE TRANSACTION AND THE DIRECTOR'S INTEREST IN THE TRANSACTION. THE BOARD MUST CONSIDER, AND IN GOOD FAITH DETERMINE AFTER REASONABLE INVESTIGATION UNDER THE CIRCUMSTANCES, THAT THE CORPORATION COULD NOT HAVE OBTAINED A MORE ADVANTAGEOUS ARRANGEMENT WITH REASONABLE EFFORT UNDER THE CIRCUMSTANCES. FORM 990, PART VI, SECTION B, LINE 15 CALIFORNIA STATE UNIVERSITY, NORTHRIDGE ESTABLISHED AND MAINTAINS THE COMPENSATION FOR THE CEO/EXECUTIVE DIRECTOR. COMPENSATION IS DETERMINED BY CAMPUS OFFICE OF HUMAN RESOURCES USING CALIFORNIA STATE UNIVERSITY APPROVED METHODOLOGIES FOR DETERMINING COMPARABLE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 BYLAWS, ARTICLES OF INCORPORATION, BOARD MEETING MINUTES, ANNUAL BUDGETS, AUDITED FINANCIAL REPORTS, AND TAX RETURNS ARE POSTED ON THE COMPANY WEBSITE FOR PUBLIC ACCESS. FORM 990, PART XII, LINE 2C: THE PROCESS OF OVERSEEING THE AUDIT AND SELECTING AN INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR. CALIFORNIA STATE UNIVERSITY NORTHRIDGE 18111 NORDHOFF STREET NORTHRIDGE CA 91330 954358677 ACCREDITED PUBLIC UNIVERSITY CA 115 N/A N/A 0 NORTH CAMPUS - UNIVERSITY PARK DEVELOPMENT CORPORATION 1811 NORDHOFF STREET NORTHRIDGE CA 91330 954115921 RENTAL INCOME AND LICENSING FEES FROM NORTH CAMPUS FACILITIES CA 501(C)(3) LINE 12C, III-FI N/A 0 CALIFORNIA STATE UNIVERSITY NORTHRIDGE FOUNDATION 1811 NORDHOFF STREET NORTHRIDGE CA 91330 956196006 RESPONSIBLE FOR PHILANTHROPIC FUNDS/GIFTS RAISED FOR CSU NORTHRIDGE CA 501(C)(3) LINE 5 N/A 0 ASSOCIATED STUDENTS INC 1811 NORDHOFF STREET NORTHRIDGE CA 91330 951992734 CREATE AND ENHANCE A SPIRITED LEARNING-FOCUSED CAMPUS ENVIRONMENT CA 501(C)(3) LINE 12C, III-FI N/A 0 UNIVERSITY STUDENT UNION 1811 NORDHOFF STREET NORTHRIDGE CA 91330 237321859 EXPANDS THE COLLEGE EXPERIENCE THROUGH VARIOUS PROGRAMS AND SERVICES CA 501(C)(3) LINE 12C, III-FI N/A 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0