2022-02-15T17:34:46-06:00 2021-03-31 454051133 FREED MAXICK CPAS PC 424 MAIN STREET SUITE 800 BUFFALO NY 142023508 990 2020-04-01 161391608 ROSWELL PARK ALLIANCE FOUNDATION ROSW 7168454444 ELM AND CARLTON STREETS BUFFALO NY 142630001 TAMMY LIGHTCAP SR DIRECTOR OF FINANCE 7168458033 2022-02-14 1 TAMMY LIGHTCAP 999009999 MARY MADONIA P00405803 7168472651 2022-02-14 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z CINDY ELLER ELM AND CARLTON STREETS BUFFALO NY 142630001 64345006 0 X WWW.ROSWELLPARK.ORG/GIVING X 1991 NY TO MAXIMIZE DOLLARS AVAILABLE FOR ROSWELL PARK COMPREHENSIVE CANCER CENTER'S MOST PROMISING LIFESAVING RESEARCH, TREATMENT AND PREVENTION PROGRAMS, WHILE SUPPORTING THE PSYCHOSOCIAL NEEDS OF PATIENTS AND FAMILIES TOUCHED BY CANCER. 25 25 53 395 -101374 0 28432395 28823763 0 0 2090425 5037150 -718608 -171018 29804212 33689895 22008950 22472316 0 0 3649440 3718002 171656 168968 2636135 1208114 295633 27038160 26654919 2766052 7034976 103455774 137562884 20956672 24778810 82499102 112784074 X ROSWELL PARK ALLIANCE FOUNDATION'S PURPOSE IS TO MAXIMIZE DOLLARS AVAILABLE FOR ROSWELL PARK COMPREHENSIVE CANCER CENTER'S MOST PROMISING LIFESAVING RESEARCH, TREATMENT AND PREVENTION PROGRAMS, WHILE SUPPORTING THE PSYCHOSOCIAL NEEDS OF PATIENTS AND FAMILIES TOUCHED BY CANCER. 0 0 9627643 9627643 0 ROSWELL PARK'S CENTER FOR IMMUNOTHERAPY IS DEDICATED TO SPEEDING ACCESS TO THE MOST PROMISING IMMUNOTHERAPY TREATMENTS THROUGH CLINICAL TRIALS. THE RELEASE THE BREAKTHROUGHS CAMPAIGN WAS LAUNCHED TO ENABLE THESE TRIALS TO MOVE FASTER AND MORE EFFICIENTLY TO BRING ADVANCEMENTS TO CANCER PATIENTS. THE CAMPAIGN IS ALSO SUPPORTING TRANSLATIONAL RESEARCH AND INNOVATION,PRECISION MEDICINE AND ADVANCES IN GENETIC AND BIOMARKER RESEARCH, ENABLING CAPITAL PROJECTS AND PATIENT EDUCATION AND SUPPORT. 6793317 6793317 0 THE FOUNDATION SUPPORTS ROBUST CANCER RESEARCH PROGRAMS BY DISEASE SITE AND KEY AREAS SUCH AS CELL STRESS AND BIOPHYSICAL THERAPIES, DEVELOPMENTAL THERAPEUTICS, GENETICS AND GENOMICS, POPULATION SCIENCES, AND TUMOR IMMUNOLOGY AND IMMUNOTHERAPY AS THESE RESEARCH PROGRAMS RELATE TO FINDING CURES FOR ALL TYPES OF CANCER. DONATIONS MADE TO THE FOUNDATION ARE ADMINISTERED TO TARGETED CANCER RESEARCH PROGRAMS AS INDICATED. GRANTS ARE AWARDED THROUGH OUR SCIENTIFIC ADVISORY COMMITTEE, A COMPETITIVE PEER-REVIEWED PROCESS WHERE 25 PHYSICIANS AND SCIENTISTS SELECT THE MOST PROMISING STUDIES SHOWING THE GREATEST POTENTIAL TO OBTAIN EXTRAMURAL PEER-REVIEWED RESEARCH FUNDING WITH THE GOAL TO FIND CURES AND SAVE LIVES. 3190999 3190999 0 "QUALITY OF LIFE" GRANTS ARE AWARDED EACH YEAR TO PROGRAMS FOCUSED ON IMPROVING THE PATIENT AND FAMILY EXPERIENCE DURING CANCER TREATMENT. EXAMPLES OF SUCH PROGRAMS INCLUDE THE COURAGE OF CARLY FUND (PROGRAMS FOR PEDIATRIC CANCER PATIENTS AND FAMILIES), THE RESOURCE CENTER, PASTORAL CARE, AND PSYCHOSOCIAL ONCOLOGY. SUCH PROGRAMS HELP ROSWELL PATIENTS AT THEIR CRITICAL TIME OF NEED AND ENSURE THAT PATIENTS' FAMILIES' QUESTIONS AND CONCERNS OUTSIDE THE CLINIC SETTING ARE MET WITH ONE-ON-ONE GUIDANCE, NO MATTER THE HOUR, DURING THEIR CANCER JOURNEY. 2860357 2860357 0 ROSWELL PARK COMPREHENSIVE CANCER CENTER LAUNCHES VARIOUS CAPITAL PROJECTS TO KEEP PACE WITH AN INCREASING DEMAND FOR ITS CANCER SERVICES. IN FISCAL YEAR 2021, ROSWELL CONTINUED A COLLABORATION WITH ONEIDA HEALTHCARE TO PROVIDE COMPREHENSIVE CANCER CARE TO CENTRAL NEW YORK RESIDENTS THROUGH CONSTRUCTION AND/OR RENOVATION OF AN INFUSION CENTER, RADIATION ONCOLOGY FACILITY AND IMAGING CENTER. OTHER CAPITAL PROJECTS INCLUDE RENOVATIONS TO THE HEAD & NECK CLINIC. THROUGH FELLOWSHIPS, SEMINARS AND YEAR-ROUND SYMPOSIUMS, THE FOUNDATION HELPS SUPPORT THE EDUCATION OF THE NEXT GENERATION OF CANCER SCIENTISTS AND CLINICIANS. NUMEROUS OUTREACH PROGRAMS SERVE TO EDUCATE COMMUNITY MEMBERS ABOUT CANCER. ROSWELL PARK'S EDUCATIONAL FOCUS IS IN FULFILLMENT OF ONE OF FOUR KEY GOALS OUTLINED BY THE NATIONAL CANCER INSTITUTE FOR THE NATION'S PREMIER COMPREHENSIVE CANCER CENTERS. 2860357 2860357 0 22472316 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 1 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 18 0 1 53 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 25 25 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY CA FL PA X TAMMY LIGHTCAP 7168454444 ELM AND CARLTON STREETS BUFFALO NY 142630001 X JAMES NEWMAN CHAIR 1.00 1.00 X X 0 0 0 SCOTT BIELER VICE-CHAIR 1.00 0.00 X X 0 0 0 ANNE GIOIA SECRETARY 1.00 1.00 X X 0 0 0 MELISSA GARMAN BAUMGART TREASURER 1.00 0.00 X X 0 0 0 GWEN ARCARA TRUSTEE 1.00 0.00 X 0 0 0 NANCY BOULDEN TRUSTEE 1.00 0.00 X 0 0 0 LARRY CASTELLANI SR TRUSTEE 1.00 0.00 X 0 0 0 LARRY CASTELLANI JR TRUSTEE 1.00 0.00 X 0 0 0 RUSS D'ALBA TRUSTEE 1.00 0.00 X 0 0 0 ROSS ECKERT TRUSTEE 1.00 0.00 X 0 0 0 ERIC FELDSTEIN TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL GACIOCH TRUSTEE 1.00 0.00 X 0 0 0 WILLIAM GACIOCH TRUSTEE 1.00 0.00 X 0 0 0 DAN GERNATT TRUSTEE 1.00 0.00 X 0 0 0 DONNA GIOIA TRUSTEE 1.00 1.00 X 0 0 0 PHIL HUBBELL TRUSTEE 1.00 0.00 X 0 0 0 WILLIAM INMAN TRUSTEE 1.00 0.00 X 0 0 0 PAM JACOBS VOGT TRUSTEE 1.00 0.00 X 0 0 0 MIKE LAWLEY TRUSTEE 1.00 0.00 X 0 0 0 PATRICK LEE TRUSTEE 1.00 0.00 X 0 0 0 JUDITH LIPSEY TRUSTEE 1.00 0.00 X 0 0 0 PATRICK MARRANO TRUSTEE 1.00 0.00 X 0 0 0 BRUCE POPKO TRUSTEE 1.00 0.00 X 0 0 0 CHRISTINE STANDISH TRUSTEE 1.00 0.00 X 0 0 0 LEE WORTHAM TRUSTEE 1.00 0.00 X 0 0 0 CINDY ELLER EXECUTIVE DIRECTOR 30.00 10.00 X 203706 163184 59675 TAMMY LIGHTCAP SENIOR DIR OF FINANCE AND OPERATIONS 40.00 0.00 X 161548 0 30197 BRYAN SIDOROWICZ OPERATIONS DIRECTOR 40.00 0.00 X 114397 0 30541 KIM GUIDO DIR OF INDIV GIFTS AND DONOR STEWARDSHIP 40.00 0.00 X 120161 0 23354 JENNIFER HICKOK DIR OF CORPORATE AND SPORTS PTRSHIPS 40.00 0.00 X 108835 0 31109 708647 163184 174876 5 0 1 0 TRUE SENSE MARKETING PO BOX 641114 PITTSBURGH PA 15264 PROFESSIONAL FUNDRAISING 196818 CREWCIAL PARTNERS LLC 810 7TH AVENUE 32ND FLOOR NEW YORK NY 10019 INVESTMENT MANAGEMENT 132124 2 X 53085 4532020 646190 23592468 978155 28823763 1794601 -101374 1895975 33234644 29992095 3242549 3242549 3242549 68842 4532020 299317 -230475 -230475 423156 363699 59457 59457 33689895 0 -101374 4967506 22472316 22472316 402582 402582 2594671 1161420 1433251 118427 52380 66047 379521 196600 182921 222801 121357 101444 27500 27500 168968 168968 166290 166290 251142 157940 93202 154043 154043 17930 4367 13563 153835 121385 32450 630 118 512 17063 11095 5968 PRINTING AND PUBLICATIO 167715 167715 POSTAGE 123522 2719 120803 MISCELLANEOUS 27568 9340 18228 REIMB BY RELATED PARTY -888625 -888625 77020 77020 26654919 22472316 1546468 2636135 5148012 4233438 23642593 22395165 8756586 11188712 1627112 2454615 95744 134990 50067 40551 32448 32154 491 294 13602108 24191377 49759418 71941888 773643 981854 103455774 137562884 445240 535768 19000919 22830873 1510513 1412169 20956672 24778810 X 8573434 13536425 73925668 99247649 82499102 112784074 103455774 137562884 X 7034976 23155151 94845 X X 0 1 X 1 0 X 22570414 23920053 26840145 28432395 28823763 130586770 0 0 0 0 0 0 0 0 0 0 22570414 23920053 26840145 28432395 28823763 130586770 6106940 124479830 972361 1262747 1554730 1890481 1794601 7474920 0 0 0 0 0 138061690 4441526 0.90160 0.90000 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 48742607 2618027 20728085 0 0 0 72088719 54156173 2425698 -5977856 0 1741686 119722 48742607 52004622 2942180 966002 0 1644897 111734 54156173 45464047 3818480 4343113 0 1519648 101370 52004622 40224500 1412741 5228562 0 1297102 104654 45464047 0.00000 1.00000 0.00000 0 0 0 0 32448 32154 294 0 294 COMMINGLED FUNDS 35075287 F INDEX FUNDS 11675536 F HEDGE FUNDS 10230548 F PRIVATE EQUITY FUNDS 10019920 F REAL ESTATE 4940597 F 71941888 DUE TO RELATED PARTIES 630451 ANNUITIES PAYABLE 781718 1412169 X 57654771 23155151 809725 23964876 33689895 0 33689895 27369799 714880 714880 26654919 0 26654919 PART X, LINE 2: SCHEDULE D, PART V, LINE 4 - THE FOUNDATION RAISES FUNDS TO SUPPORT LIFE-SAVING CANCER RESEARCH PROGRAMS, EDUCATIONAL PROGRAMS AND PSYCHOSOCIAL PROGRAMS BENEFITING PATIENTS AND FAMILIES. SCHEDULE D, PART X, LINE 2 - THE FOUNDATION IS A NOT-FOR-PROFIT ORGANIZATION EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS CLASSIFIED BY THE INTERNAL REVENUE SERVICE AS OTHER THAN A PRIVATE FOUNDATION. THE FOUNDATION HAS CONSIDERED THE RECOGNITION REQUIREMENTS FOR UNCERTAIN INCOME TAX POSITIONS. THE FOUNDATION BELIEVES THAT ITS INCOME TAX FILING POSITIONS WOULD BE SUSTAINED UPON EXAMINATION AND DOES NOT ANTICIPATE ANY ADJUSTMENTS THAT WOULD RESULT IN A MATERIAL ADVERSE EFFECT ON THE FOUNDATION'S FINANCIAL CONDITION. PART XI, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE 299,317. COST OF GOODS SOLD 363,699. ACTUARIAL GAIN ON ANNUITY OBLIGATIONS AND SPLIT INTEREST TRUST AGREEMENTS 146,709. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE 299,317. COST OF GOODS SOLD 363,699. BAD DEBT/UNCOLLECTIBLE PLEDGES 51,864. RUSSIA AND NEIGHBORING STATES 0 0 CONTRIBUTION RECEIPT EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 INVESTMENTS 1364924 0 0 0 0 0 0 1364924 0 1364924 1 0 1 1 1 0 PART III ACCOUNTING METHOD: SCHEDULE F, PART 1, LINE 1 A CONTRIBUTION WAS RECEIVED FROM A DONOR IN RUSSIA. SCHEDULE F, PART IV THE FOUNDATION INVESTS IN VARIOUS U.S. LIMITED PARTNERSHIPS THROUGH WHICH IT HAS DIMINIMUS INDIRECT OWNERSHIP IN FOREIGN CORPORATIONS AND PARTNERSHIPS. X X X X X 1 TRUE SENSE MARKETING MAILING SERVICES OF PITTSBURGH PO BOX 641114 PITTSBURGH PA 15264 DIRECT MAIL, ANNUAL FUND 0 1131372 168968 962404 1131372 168968 962404 CA FL NY PA RIDE FOR ROSWELL 3287656 3281925 5731 0 105899 0 637 0 48416 EMPIRE STATE RIDE 640717 640531 186 0 16918 0 1857 0 25239 5 672489 609564 62925 0 18582 6000 26283 700 48786 4600862 4532020 68842 141399 6000 28777 700 122441 299317 -230475 SCHEDULE G, PART 1, LINE 2B THE AGREEMENT WITH TRUE SENSE MARKETING FOR THE DIRECT MAIL PROGRAM CONSULTING PROVIDES FOR PAYMENT OF PROFESSIONAL FUNDRAISING FEES AS WELL AS PAYMENT OF FUNDRAISING EXPENSES SUCH AS PRINTING, PAPER, ENVELOPES AND POSTAGE. FEES FOR PROFESSIONAL FUNDRAISING ARE BILLED MONTHLY AND FEES FOR CREATIVE CONCEPT DESIGN ARE BILLED PER PIECE DEVELOPED. POSTAGE IS BILLED PER PIECE MAILED. ALL OTHER FUNDRAISING EXPENSES ARE COMBINED AND BILLED PER PIECE MAILED. EXPENSES INCURRED ON THE TRUE SENSE MARKETING DIRECT MAIL PROJECTS TOTALED $191,110, EXCLUDING $168,968 FOR CONSULTING FEES. 1 ROSWELL PARK COMPREHENSIVE CANCER CENTER ELM AND CARLTON STREETS BUFFALO NY 14263 161552370 115(1) 9627643 0 FMV N/A CENTER FOR IMMUNOTHERAPY ROSWELL PARK COMPREHENSIVE CANCER CENTER ELM AND CARLTON STREETS BUFFALO NY 14263 161552370 115(1) 6793316 0 FMV N/A SCIENTIFIC RESEARCH ROSWELL PARK COMPREHENSIVE CANCER CENTER ELM AND CARLTON STREETS BUFFALO NY 14263 161552370 115(1) 3036196 154803 FMV SEE PART IV QUALITY OF LIFE ROSWELL PARK COMPREHENSIVE CANCER CENTER ELM AND CARLTON STREETS BUFFALO NY 14263 161552370 115(1) 2311363 0 FMV N/A CAPITAL EXPANSION ROSWELL PARK COMPREHENSIVE CANCER CENTER ELM AND CARLTON STREETS BUFFALO NY 14263 161552370 115(1) 548994 0 FMV N/A EDUCATION 0 1 SCHEDULE 1, PART 1, LINE 2 THE AMOUNT OF EACH GRANT AWARD IS DETERMINED ACCORDING TO A DETAILED BUDGET SUBMITTED WITH THE GRANT APPLICATION. AS EXPENSES ARE INCURRED IN CONNECTION WITH THAT GRANT, THEY ARE COMPARED TO THE BUDGET FOR REASONABLENESS. ANY EXPENSE NOT IN AGREEMENT WITH THE BUDGET IS NOT PAID. SCHEDULE 1, PART 2, LINE 1 GRANT #3- NON-CASH ASSISTANCE CONSISTED OF ARTWORK, WIGS, BLANKETS, TOYS, EVENT TICKETS AND GIFT CARDS TO BE USED TO IMPROVE THE PATIENTS' QUALITY OF LIFE DURING CANCER TREATMENT. X X X 0 1 0 0 0 0 0 0 0 CINDY ELLER EXECUTIVE DIRECTOR 189476 74207 14230 66836 0 22141 10247 22184 25751 1493 239704 186861 0 3934 TAMMY LIGHTCAP SENIOR DIR OF FINANCE AND OPERATIONS 155308 0 6240 0 0 0 8340 0 21857 0 191745 0 0 0 SCHEDULE J, PART 1, LINE 3 AS EXECUTIVE DIRECTOR OF THE ROSWELL PARK ALLIANCE FOUNDATION AND VICE PRESIDENT FOR DEVELOPMENT AT ROSWELL PARK COMPREHENSIVE CANCER CENTER, CINDY ELLER'S COMPENSATION WAS JOINTLY SET BY THE COMPENSATION COMMITTEE OF BOTH ORGANIZATIONS. A COMPARATIVE STUDY WAS CONDUCTED BY AN INDEPENDENT COMPENSATION CONSULTANT OF THE RELATED ORGANIZATION AND WAS UTILIZED IN DETERMINING HER COMPENSATION. THE BUDGETARY CONSTRAINTS FACING BOTH ORGANIZATIONS WERE ALSO CONSIDERED. SCHEDULE J, PART 1, LINE 4 CINDY ELLER PARTICIPATED IN AND RECEIVED A CLASS VESTING PAYMENT IN THE AMOUNT OF $3,934 FROM A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN (A 457(F) PLAN). THE AMOUNT DEFERRED FOR THE 2020 CALENDAR YEAR IS $22,184. X 1 5000 COST/FMV X 168 COST/FMV X 30 817600 FMV X 106 91479 COST/FMV X 41 34146 COST/FMV X MISCELLANEOUS 41 27098 COST/FMV X TICKETS & GIFT CERTIFICATE 10 2664 COST/FMV 0 0 1 0 SCHEDULE M, PART 1 THE ROSWELL PARK ALLIANCE FOUNDATION IS REPORTING THE NUMBER OF NON CASH CONTRIBUTIONS RECEIVED DURING THE FISCAL YEAR ENDED MARCH 31, 2021 AS OPPOSED TO REPORTING THE NUMBER OF ITEMS REPORTED IN EACH CONTRIBUTION. FORM 990, PART VI, SECTION A, LINE 2 BOARD MEMBERS ANNE D. GIOIA, SECRETARY, AND DONNA M. GIOIA ARE SISTERS-IN-LAW. BOARD MEMBERS WILLIAM GACIOCH AND MICHAEL GACIOCH ARE FATHER AND SON. BOARD MEMBERS LARRY CASTELLANI, SR. AND LARRY CASTELLANI, JR. ARE FATHER AND SON. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY THE FOUNDATION'S MANAGEMENT. IT IS THEN SHARED WITH THE FOUNDATION'S EXTERNAL AUDITOR FOR SUBSTANTIVE REVIEW AND SIGNATURE. AFTER INCORPORATING AUDITOR COMMENTS INTO THE FORM 990, IT IS PROVIDED TO EACH FOUNDATION BOARD MEMBER FOR THEIR REVIEW. A MEETING IS HELD BETWEEN MANAGEMENT AND THE FINANCE COMMITTEE TO REVIEW THE DOCUMENT, HIGHLIGHT SELECT PARTS AND SCHEDULES, AND ANSWER ANY QUESTIONS THE BOARD MEMBERS MAY HAVE. ALL BOARD MEMBERS ARE INVITED TO ATTEND THE FINANCE COMMITTEE MEETING. AFTER INCORPORATING BOARD MEMBER COMMENTS INTO THE FORM 990, THE FINAL VERSION IS SENT TO EACH BOARD MEMBER ALONG WITH A MEMO FROM MANAGEMENT AND THE FINANCE COMMITTEE CHAIR SUMMARIZING THE DISCUSSION AT THE MEETING WITH MANAGEMENT. THIS REVIEW PROCESS IS CONDUCTED PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C PRIOR TO JOINING THE BOARD, AND THEN ON AN ANNUAL BASIS, EACH FOUNDATION BOARD MEMBER COMPLETES A CONFLICT OF INTEREST DISCLOSURE FORM WHICH IS SUBMITTED TO THE CHAIR OF THE MEMBERSHIP COMMITTEE. SHOULD A CONFLICT OR POSSIBLE CONFLICT ARISE OR BE DISCOVERED DURING THE YEAR, THE BOARD MEMBER MUST UPDATE THE CONFLICT OF INTEREST DISCLOSURE AT THAT TIME. IN ADDITION, THROUGHOUT THE YEAR, THE EXECUTIVE DIRECTOR MONITORS PROPOSED OR ONGOING TRANSACTIONS AT THE FOUNDATION (E.G. CONTRACTS WITH VENDORS AND COLLABORATIONS WITH THIRD PARTIES) FOR CONFLICTS OF INTEREST AND DISCLOSES THEM TO THE CHAIR OF THE MEMBERSHIP COMMITTEE. UPON RECEIPT OF A CONFLICT OF INTEREST DISCLOSURE BY A BOARD MEMBER OR THE EXECUTIVE DIRECTOR, IDENTIFYING ACTUAL OR POTENTIAL CONFLICTS, THE CHAIR OF THE MEMBERSHIP COMMITTEE SHALL CONVENE A MEETING OF THAT COMMITTEE TO REVIEW THE FACTS AND CIRCUMSTANCES INVOLVED. THE COMMITTEE SHALL PREPARE A WRITTEN RECOMMENDATION TO THE BOARD AS TO WHETHER THE TRANSACTION IS FAIR AND REASONABLE AND SHOULD BE AUTHORIZED. THE BOARD CHAIR SHALL DETERMINE WHETHER A SPECIAL BOARD MEETING IS REQUIRED OR WHETHER THE MATTER CAN BE REVIEWED AND RESOLVED AT THE NEXT SCHEDULED MEETING. THE BOARD MAY AUTHORIZE THE TRANSACTION BY APPROVAL OF 75% OF THE BOARD WITHOUT COUNTING THE MEMBER WHO IS THE SUBJECT OF THE POTENTIAL CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 ANNUAL COMPENSATION FOR ALL FOUNDATION EMPLOYEES, INCLUDING THE TOP MANAGEMENT OFFICIAL, OFFICERS AND KEY EMPLOYEES, IS REVIEWED EACH YEAR BY THE PERSONNEL COMMITTEE OF THE BOARD OF DIRECTORS AS PART OF THE ANNUAL BUDGET APPROVAL PROCESS. COMPARABLE COMPENSATION DATA FOR SIMILAR POSITIONS AT SIMILAR ORGANIZATIONS IS REVIEWED PRIOR TO SETTING THE COMPENSATION FOR EACH POSITION. THE INDIVIDUAL EMPLOYEE'S JOB PERFORMANCE IS ALSO CONSIDERED. THIS PROCESS WAS LAST UNDERTAKEN IN FEBRUARY 2021 FOR EACH EMPLOYEE. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. THE FORM 990, RELATED SCHEDULES, AND FINANCIAL STATEMENTS ARE ALSO AVAILABLE ON THE FOUNDATION'S WEBSITE. FORM 990, PART IV, LINE 34 THE FOUNDATION EVALUATED THE RELATED PARTY CRITERIA SPECIFIED IN THE FORM 990 INSTRUCTIONS, PARTICULARLY WITH RESPECT TO ITS RELATIONSHIP TO ROSWELL PARK COMPREHENSIVE CANCER CENTER (THE CANCER CENTER). THE FOUNDATION CONCLUDED THAT NONE OF THE RELATIONSHIP OR CONTROL CRITERIA, AS SPECIFIED IN THE FORM 990 AND SCHEDULE R INSTRUCTIONS, APPLIED TO THE EVALUATION OF THE RELATIONSHIP EXISTING BETWEEN THE FOUNDATION AND THE CANCER CENTER. HOWEVER, IN OUR JUDGMENT, THE UNIQUE FACT PATTERN RELATED TO THIS SITUATION AND THE HISTORICALLY CLOSE WORKING RELATIONSHIP BETWEEN THE TWO ORGANIZATIONS MERITS THE FOUNDATION DISCLOSING THE CANCER CENTER AS A RELATED PARTY AND ACCORDINGLY DISCLOSING THE NATURE AND AMOUNT OF TRANSACTIONS BETWEEN THE TWO PARTIES IN SCHEDULE R. SOME OF THE UNIQUE FACTS AND CIRCUMSTANCES ARE THAT THE FOUNDATION EXISTS TO SUPPORT THE CLINICAL AND SCIENTIFIC PURPOSES OF THE CANCER CENTER, THE FOUNDATION IS RECOGNIZED IN THE COMMUNITY AS THE FUNDRAISING ARM OF THE CANCER CENTER, AND BOTH SHARE A COMMON MISSION - UNDERSTANDING, PREVENTING AND CURING CANCER. FORM 990, PART VII, SECTION A, LINE 1A CINDY ELLER, THE EXECUTIVE DIRECTOR OF THE ROSWELL PARK ALLIANCE FOUNDATION, IS ALSO THE VICE PRESIDENT OF DEVELOPMENT AT ROSWELL PARK COMPREHENSIVE CANCER CENTER. MS. ELLER SPENDS APPROXIMATELY 30 HOURS IN A 40 HOUR WORK WEEK ON THE FOUNDATION AND 10 HOURS ON ADMINISTRATIVE RESPONSIBILITIES FOR THE CANCER CENTER. BASED ON THE TIME ALLOCATED TO EACH ENTITY, MS. ELLER'S TOTAL COMPENSATION AND BENEFITS ARE ALLOCATED ACCORDINGLY TO THE FOUNDATION AND THE CANCER CENTER. FORM 990, PART VIII, LINE 8C PER THE FORM 990 INSTRUCTIONS, THE NET INCOME OR (LOSS) FROM FUNDRAISING EVENTS IS CALCULATED AS THE DIFFERENCE BETWEEN GROSS INCOME AND DIRECT EXPENSES. THE MAJORITY OF EVENTS, INCLUDING OUR LARGEST EVENT, THE RIDE FOR ROSWELL, ARE PEER-TO-PEER FUNDRAISING EVENTS. HOWEVER IN THE CURRENT YEAR, THEY GENERATED $4,366,094 IN CONTRIBUTIONS IN ADDITION TO $14,322 OF GROSS INCOME. NET OF DIRECT EXPENSES OF $256,768, THIS RESULTS IN $4,123,648 TO SUPPORT THE FOUNDATION'S MISSION. FORM 990, PART XI, LINE 9: UNCOLLECTIBLE PLEDGES -51,864. ACTUARIAL GAIN ON ANNUITY OBLIGATIONS & SPLIT-INTEREST TRUST AGREEMENTS 146,709. FORM 990, PART XII, LINE 2B U.S. GAAP REQUIRES THE INCLUSION WITHIN ROSWELL PARK COMPREHENSIVE CANCER CENTER'S FINANCIAL STATEMENTS THE FINANCIAL STATEMENTS OF THE ROSWELL PARK ALLIANCE FOUNDATION AS A COMPONENT UNIT BASED ON THE NATURE AND SIGNIFICANCE OF THE CANCER CENTER'S RELATIONSHIP WITH THE FOUNDATION. THE COMPONENT UNIT INFORMATION IN THE CONSOLIDATED FINANCIAL STATEMENTS INCLUDES THE FINANCIAL DATA OF THE CANCER CENTER'S DISCRETELY PRESENTED COMPONENT UNIT. THE FOUNDATION IS REPORTED SEPARATELY TO EMPHASIZE THAT THEY ARE LEGALLY SEPARATE FROM THE CANCER CENTER. ROSWELL PARK COMPREHENSIVE CANCER CENTER ELM AND CARLTON STREETS BUFFALO NY 14263 161552370 CANCER CENTER NY IRC 115(1) N/A N/A 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 1 0 1 0 0 ROSWELL PARK COMPREHENSIVE CANCER CENTER B 22472316 ACCOUNTING RECORDS ROSWELL PARK COMPREHENSIVE CANCER CENTER L 2642623 ACCOUNTING RECORDS ROSWELL PARK COMPREHENSIVE CANCER CENTER N 372405 ACCOUNTING RECORDS ROSWELL PARK COMPREHENSIVE CANCER CENTER O 184005 ACCOUNTING RECORDS ROSWELL PARK COMPREHENSIVE CANCER CENTER Q 888625 ACCOUNTING RECORDS