2022-03-04T10:07:40-06:00 2021-06-30 390859910 BAKER TILLY US LLP 1570 FRUITVILLE PIKE SUITE 400 LANCASTER PA 17601 990 2020-07-01 231352698 YORK COLLEGE OF PENNSYLVANIA YORK 7178156579 441 COUNTRY CLUB ROAD YORK PA 17403 ANTHONY DECOCINIS VP/CFO 7178156579 2022-03-02 1 ANTHONY DECOCINIS 999009999 KERRI N BOGDA CPA P00760402 7177404863 X 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z DR PAMELA GUNTER-SMITH 441 COUNTRY CLUB ROAD YORK PA 17403 139719647 0 X WWW.YCP.EDU X 1873 PA POST-SECONDARY EDUCATION AND PRE-SCHOOL THROUGH GRADE 12 EDUCATION. 25 23 2111 255 13695 28521 8411535 22527407 113328959 112717329 2385161 3609505 570755 842769 124696410 139697010 28004468 28311602 0 0 61418072 59782197 0 0 3069876 42924614 43033470 132347154 131127269 -7650744 8569741 501517928 586706886 96801213 113264558 404716715 473442328 X YORK COLLEGE PREPARES GRADUATES FOR FULFILLING, PRODUCTIVE, AND PURPOSEFUL LIVES BY PROVIDING HIGH QUALITY PROGRAMS OF STUDY SUPPORTED BY RELEVANT REAL-WORLD EXPERIENCES. CONTINUED ON SCHEDULE O.AS A RICH AND DIVERSE COMMUNITY OF EDUCATORS AND LEARNERS, WE PROVIDE A HOLISTIC EDUCATIONAL EXPERIENCE THAT GUIDES AND SUPPORTS STUDENTS IN DEVELOPING AND ACTUALIZING SKILLS REQUIRED TO SERVE AS PROFESSIONALS AND AS LEADERS WITHIN LOCAL, NATIONAL, AND GLOBAL ENVIRONMENTS. WE ARE COMMITTED TO DELIVERING A PRIVATE EDUCATION IN THE MOST COST-EFFECTIVE MANNER. WE WORK WITH COMMUNITY PARTNERS TO IMPROVE THE COMMUNITY OF WHICH WE ARE PART FOR THE BENEFIT OF BOTH OUR STUDENTS AND THE BROADER REGION. 0 0 105723952 26718203 105409844 YORK COLLEGE OF PENNSYLVANIA IS RECOGNIZED AS ONE OF THE BEST PRIVATE, COMPREHENSIVE INSTITUTIONS IN THE NATION RANKING 85TH IN REGIONAL UNIVERSITIES NORTH (US NEWS AND WORLD REPORT), REFLECTED BY THE EXCELLENCE OF OUR PROGRAMS, THE QUALITY OF OUR 169 FULL-TIME FACULTY, WITH 91% HOLDING THEIR TERMINAL DEGREE, THE 14:1 STUDENT TO FACULTY RATIO, 19 STUDENT AVERAGE CLASS SIZE AND 60+ MAJORS AND THE DISTINCTIVENESS OF OUR 3,800 FULL-TIME STUDENTS. YORK COLLEGE IS RECOGNIZED FOR THE OVER 900 GRADUATES PER YEAR WHO ARE COMPETENT, ENGAGED PROFESSIONALS WITH AN ENTREPRENEURIAL SPIRIT PREPARED TO COMPETE IN THE GLOBAL ARENA. WE SEEK TO BE AN INNOVATOR AND A CATALYST FOR CHANGE BOTH IN HIGHER EDUCATION AND THE BROADER COMMUNITY IN WHICH WE RESIDE. 6935228 1593399 7392760 YORK COUNTRY DAY SCHOOL, AN INTEGRAL PART OF THE COLLEGE, IS A PRE-K THROUGH GRADE TWELVE INDEPENDENT COLLEGE PREPARATORY SCHOOL INSPIRING AND NURTURING THE INNOVATIVE AND CREATIVE SPIRIT OF STUDENTS AS THEY PURSUE THEIR INTELLECTUAL PROMISE. STUDENTS AT YCDS ARE AUTHENTIC, DEDICATED LEARNERS WHO SEEK THEIR PERSONAL TRUTHS, PURSUE THEIR ACADEMIC PASSIONS, AND ACTIVELY ENGAGE IN DIALOGUE THAT FOSTERS UNDERSTANDING AND UNITY WITHIN THE SCHOOL COMMUNITY AND BEYOND. THE SIGNATURE PROGRAMS INCLUDE CAPSTONE 5812, SERVICE LEARNING, STEAM, YCDS COLLEGE CONNECT, AND THE CENTER FOR WELLNESS ENHANCES THE VIBRANT AND ENGAGING ACADEMIC EXPERIENCE. 112659180 1 1 0 0 0 0 0 1 0 1 1 1 0 1 1 1 1 0 1 0 1 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 1 0 1 1 1 1 0 0 0 1 0 0 0 1 107 0 1 2111 1 1 1 1 CJ JE 0 0 0 0 0 0 0 0 0 0 X 25 23 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 PA FL MD NJ NY NC VA X ANTHONY DECOCINIS VPCFO 7178156579 441 COUNTRY CLUB ROAD YORK PA 17403 JEFFREY R HINES CHAIR 3.00 X X 0 0 0 LAURA T WAND VICE CHAIR 3.00 X X 0 0 0 CAROLE S EICHER SECRETARY 3.00 X X 0 0 0 STEPHEN TANSEY TREASURER 3.00 X X 0 0 0 C KIM BRACEY TRUSTEE 1.00 X 0 0 0 RANDY BYRNES TRUSTEE 2.00 X 0 0 0 D SCOTT CAYCE TRUSTEE 2.00 X 0 0 0 FRANK H COUNTESS TRUSTEE 1.00 X 0 0 0 LYNN GORDON DEWITT TRUSTEE 1.00 X 0 0 0 CYNTHIA DOTZEL TRUSTEE 1.00 X 0 0 0 LISA FAST TRUSTEE 2.00 X 0 0 0 ERIK GRAHAM TRUSTEE 1.00 X 0 0 0 SHAWN J HALSEY TRUSTEE 2.00 X 0 0 0 KEVIN D JACKSON TRUSTEE 1.00 X 0 0 0 JONATHAN KINSLEY TRUSTEE 1.00 X 0 0 0 JON D KIRSSIN TRUSTEE 2.00 X 0 0 0 KATIE LEONARD TRUSTEE 1.00 X 0 0 0 ERIN MCGLAUGHLIN TRUSTEE 1.00 X 0 0 0 J CHRISTOPHER MICHAEL TRUSTEE 1.00 X 0 0 0 MARIA MUSTI COOK TRUSTEE 1.00 X 0 0 0 KEITH D NOLL TRUSTEE 2.00 X 0 0 0 TERENCE PEAVY TRUSTEE 1.00 X 0 0 0 MARK SCHMIDT TRUSTEE 1.00 X 0 0 0 DEBRA SIMON TRUSTEE 2.00 X 0 0 0 GARY A STEWART JR TRUSTEE 1.00 X 0 0 0 PAMELA GUNTER-SMITH PRESIDENT 38.00 X 369526 0 198714 C MATTHEW SMITH VP, CFO (UNTIL 6/30/21) 38.00 X 242001 0 42436 CHRISTINE HEINE HEADMASTER, YCDS 38.00 X 199961 0 66330 KENNETH MARTIN VP, OPERATIONS 38.00 X 213932 0 46756 LAURA NIESEN VP, PROVOST 38.00 X 204411 0 45836 DANIEL GREEN VP, ENROLLMENT 38.00 X 186275 0 25841 STACEY DAMMANN DEAN, EDUCATION 38.00 X 246892 0 13600 CHARLES MACVEAN DEAN, ENGINEERING 38.00 X 183654 0 41112 TROY MILLER VP, ADVANCEMENT 38.00 X 177733 0 46001 DOMINIC DELLICARPINI DEAN, CCE 38.00 X 190436 0 24577 JOHN HUGHES DEAN, ARTS & COMM 38.00 X 159096 0 41145 JOSEPH MERKLE VP, STUDENT AFFAIRS (UNTIL 6/30/20) 38.00 X 149931 0 23492 2523848 0 615840 83 1 1 0 KINSLEY CONSTRUCTION 2700 WATER ST PO BOX 2886 YORK PA 174052886 GENERAL CONTRACTOR 5675543 CHARTWELLS COMPASS GROUP PO BOX 91337 CHICAGO IL 606931337 FOOD SERVICES 3967576 JPL 471 JPL WICK DRIVE HARRISBURG PA 17111 ADVERTISING COMMUNICATIONS 1501924 JOHNSON CONTROLS INC PO BOX 730068 DALLAS TX 75373 BUILDING SYSTEM SERVICES 846778 YGS GROUP 3650 W MARKET ST YORK PA 17404 PRINTING/FULFILLMENT 311485 20 14136 6389487 16123784 89684 22527407 TUITION & FEES 611710 87820855 87820855 AUXILLARY-ROOM, BOARD, BOOKS 611710 24896474 24853354 43120 112717329 3610813 -29425 3640238 88400 21329 67071 67071 67071 1308 -1308 -1308 -1308 FLOODWALL EASEMENT 900099 297550 297550 PARKING REVENUE 812930 216041 216041 BAD DEBT RECOVERY 900099 78815 78815 183292 85275 98017 775698 139697010 112759484 13695 4396424 274575 274575 28037027 28037027 1918084 524877 1393207 41195301 35403274 4320346 1471681 2024118 1832788 67875 123455 11638483 9697211 1257299 683973 3006211 2587699 326734 91778 249183 249183 91620 91620 1761413 1761413 1774161 1077077 681982 15102 1750700 313772 1102431 334497 2098980 1563222 518500 17258 2192723 1363020 749581 80122 2272608 2181739 90869 215357 190168 23239 1950 7354 3076 3646 632 2958228 2938328 19900 12067617 11741505 238206 87906 665863 649203 16660 ALL OTHER EXPENSES 4464706 2376986 2079567 8153 FOOD SERVICE 3350619 3350619 ACADEMIC & STUDENT PROG 2638934 2363729 212705 62500 MAINTENANCE 1627800 1533483 94317 2845604 2655802 189802 131127269 112659180 15398213 3069876 12605 15602 18733839 19065247 8590377 17807396 3489219 2538945 478166 376590 1248967 1345035 389161424 158041557 232746196 231119867 109031928 167424113 97079224 115270149 151884 131431 29955523 31612511 501517928 586706886 8826458 8931131 78628830 83546499 358216 14223464 8987709 6563464 96801213 113264558 X 310504676 351630365 94212039 121811963 404716715 473442328 501517928 586706886 8569741 60155872 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 463215 X X 0 150159646 1708763 44916852 7155707 129556 189499998 154159911 1138010 2439153 7577428 150159646 151482649 2139336 8396567 7855089 3552 154159911 145718182 2405218 10806863 7447614 151482649 132072741 4589215 16303688 6724299 409399 113764 145718182 0.62000 0.37000 0.01000 1 0 13815468 13815468 315296878 121381920 193914958 47376186 36659637 10716549 12672892 12672892 231119867 DIVERSIFYING EQUITY 39569762 F FIXED INCOME 42926789 F PRIVATE EQUITY AND VENTURE CAP 32773598 F 115270149 FUNDS HELD IN TRUST BY OTHERS 9395849 BENEFICIAL INTEREST IN FOUNDATION 22216662 31612511 DEFERRED COMPENSATION 1566951 STUDENT ADVANCE PAYMENTS AND DEPOSITS 3442160 ADVANCES FROM FEDERAL GOVERNMENT 253472 ANNUITIES PAYABLE 1172227 DEPOSITS HELD IN CUSTODY FOR OTHERS 128654 6563464 X 171814089 60155872 -28060122 32095750 139718339 -21329 -21329 139697010 103088476 21329 21329 103067147 28060122 28060122 131127269 PART III, LINE 4: YORK COLLEGE MAINTAINS VARIOUS ITEMS INCLUDING COLLECTIONS OF ART, HISTORIC ARTIFACTS AND OTHER SIMILAR ASSETS TO SUPPORT THE EDUCATION AND RESEARCH FUNCTIONS OF THE COLLEGE. PART V, LINE 4: ENDOWMENT FUNDS ARE PRIMARILY USED TO PROVIDE SCHOLARSHIPS AND AID TO STUDENTS. SEVERAL ENDOWMENTS ARE TARGETED TO SUPPORT ACADEMIC PROGRAMS AND FACULTY DEVELOPMENT, THE LIBRARY, THE CHAPEL, AND RENEWAL OF INFORMATION TECHNOLOGY. THE COLLEGE'S ENDOWMENT CONSISTS OF APPROXIMATELY 330 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES INCLUDING BOTH DONOR-RESRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS. AS REQUIRED BY ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA, NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS, INCLUDING FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS, ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OR ABSENCE OF DONOR IMPOSED RESTRICTIONS. THE COLLEGE CLASSIFIES AS PERMANENTLY RESTRICTED NET ASSETS (A) THE ORGINIAL VALUE OF GIFTS DONATED TO THE PERMANENT ENDOWMENT, (B) THE ORIGINAL VALUE OF SUBSEQUENT GIFTS TO THE PERMANENT ENDOWMENT AND (C) ACCUMULATIONS TO THE PERMANENT ENDOWMENT MADE IN ACCORDANCE WITH THE DIRECTION OF THE APPLICABLE DONOR GIFT INSTRUMENT AT THE TIME THE ACCUMULATION IS ADDED TO THE FUND. THE REMAINING PORTION OF THE DONOR RESTRICED ENDOWMENT FUND THAT IS NOT CLASSIFIED IN THE PERMANENTLY RESTRICED NET ASSETS IS CLASSIFIED AS EITHER TEMPORARILY RESTRICTED OR UNRESTRICTED NET ASSETS BASED ON THE EXISTENCE OF DONOR RESTRICTIONS OR BY LAW. PART X, LINE 2: THE COLLEGE ACCOUNTS FOR UNCERTAINTY IN INCOME TAXES USING A RECOGNITION THRESHOLD OF MORE-LIKELY-THAN-NOT TO BE SUSTAINED UPON EXAMINATION BY THE APPROPRIATE TAXING AUTHORITY. MEASUREMENT OF THE TAX UNCERTAINTY OCCURS IF THE RECOGNITION THRESHOLD IS MET. MANAGEMENT DETERMINED THERE WERE NO TAX UNCERTAINTIES THAT MET THE RECOGNITION THRESHOLD AT JUNE 30, 2021 AND 2020. PART XI, LINE 2D - OTHER ADJUSTMENTS: STUDENT-AID NETTED AGAINST FEES ON FINANCIALS -26,298,709. INVESTMENT MANAGEMENT FEES NETTED AGAINST INVESTMENT INCOME ON FINANCIALS -1,761,413. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES -21,329. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 21,329. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT-AID NETTED AGAINST FEES ON FINANCIALS 26,298,709. INVESTMENT MANAGEMENT FEES NETTED AGAINST INVESTMENT INCOME ON FINANCIALS 1,761,413. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ALL COMMUNICATIONS WRITTEN AND VERBAL AFFIRM THE NONDISCRIMINATION POLICY OF THE COLLEGE. SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVES FEDERAL AND STATE GRANTS THAT ARE NORMALLY AVAILABLE TO AN INSTITUTION INCLUDING FEDERAL WORK-STUDY, SEOG, NATIONAL TEACH, HRSA NURSING GRANTS AND PENNSYLVANIA GRANTS: IAG, PHEAA, NATIONAL GUARD, NEW ECONOMY, PATH, WAGE AND OTHERS. EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM INVESTMENTS 2013182 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, INVESTMENTS 24762849 0 0 0 0 0 0 26776031 0 26776031 1 0 1 0 1 0 PART III ACCOUNTING METHOD: 1 YORK SUBURBAN SCHOOL DISTRICT 1800 HOLLYWOOD DRIVE YORK PA 17403 236005956 501(C)(3) 100000 0 N/A N/A DONATION IN LIEU OF REAL ESTATE TAX YORK CITY SCHOOL DISTRICT 50 WEST KING STREET YORK PA 17405 236004284 501(C)(3) 86230 0 N/A N/A DONATION IN LIEU OF REAL ESTATE TAX SPRING GARDEN TOWNSHIP 1800 HOLLYWOOD DRIVE YORK PA 17403 236003037 501(C)(3) 50000 0 N/A N/A DONATION IN LIEU OF REAL ESTATE TAX CITY OF YORK 50 WEST KING STREET YORK PA 17405 236001908 501(C)(3) 38345 0 N/A N/A DONATION IN LIEU OF REAL ESTATE TAX 4 0 UNFUNDED MERIT/NEED SCHOLARSHIPS 3401 17743634 0 N/A N/A PERMANENT AND QUASI ENDOWED SCHOLARSHIPS 900 6511418 0 N/A N/A HEERF CARES ACT STUDENT GRANT 3716 1738318 0 N/A N/A YORK COUNTRY DAY (K-12) SCHOLARSHIPS 116 1593399 0 N/A N/A EXTERNAL SOURCES 338 306000 0 N/A N/A MISCELLANEOUS 140 144258 0 N/A N/A PART I, LINE 2: THE ASSISTANCE PROVIDED TO GOVERNMENTAL ENTITIES IS IN THE FORM OF DONATIONS IN LIEU OF REAL ESTATE TAXES. THE AMOUNTS ARE INTENDED TO HELP FUND SERVICES NORMALLY PROVIDED BY THE ENTITIES. ALL STUDENTS APPLYING FOR FEDERAL FUNDS ARE REQUIRED TO SUBMIT THE FREE APPLICATION FOR FEDERAL STUDENT AID ("FAFSA"). THE FINANCIAL AID OFFICE REVIEWS THE RESULTS OF THE FAFSA, WHICH DICTATES WHAT AND HOW MUCH FEDERAL FUNDING THE INDIVIDUAL STUDENT IS ELIGIBLE FOR. IF THE STUDENT IS DETERMINED TO BE IN COMPLIANCE WITH ALL FEDERAL REGULATIONS, AS DETERMINED BY THE DEPT. OF ED., THE FINANCIAL AID OFFICE AWARDS THE STUDENT THE APPROPRIATE FUNDING. STUDENT FILES REGARDING ELIGIBILITY ARE MAINTAINED BY THE STUDENT FINANCIAL AID OFFICE. X X X X 0 1 X X X 0 1 0 0 0 0 0 0 0 PAMELA GUNTER-SMITH PRESIDENT 354345 0 0 0 15181 0 140275 0 58439 0 568240 0 0 0 C MATTHEW SMITH VP, CFO (UNTIL 6/30/21) 239445 0 0 0 2556 0 20739 0 21697 0 284437 0 0 0 CHRISTINE HEINE HEADMASTER, YCDS 181685 0 0 0 18276 0 17445 0 48885 0 266291 0 0 0 KENNETH MARTIN VP, OPERATIONS 211460 0 0 0 2472 0 18491 0 28265 0 260688 0 0 0 STACEY DAMMANN DEAN, EDUCATION 246376 0 0 0 516 0 13600 0 0 0 260492 0 0 0 LAURA NIESEN VP, PROVOST 202887 0 0 0 1524 0 17599 0 28237 0 250247 0 0 0 CHARLES MACVEAN DEAN, ENGINEERING 182130 0 0 0 1524 0 16150 0 24962 0 224766 0 0 0 TROY MILLER VP, ADVANCEMENT 173949 0 0 0 3784 0 15173 0 30828 0 223734 0 0 0 DOMINIC DELLICARPINI DEAN, CCE 188409 0 0 0 2027 0 12747 0 11830 0 215013 0 0 0 DANIEL GREEN VP, ENROLLMENT 185483 0 0 0 792 0 16136 0 9705 0 212116 0 0 0 JOHN HUGHES DEAN, ARTS & COMM 155245 0 0 0 3851 0 13600 0 27545 0 200241 0 0 0 JOSEPH MERKLE VP, STUDENT AFFAIRS (UNTIL 6/30/20) 98695 0 0 0 51236 0 8463 0 15029 0 173423 0 0 0 PART I, LINE 1A TRAVEL FOR COMPANIONS: THE PRESIDENT'S SPOUSE OCCASIONALLY TRAVELS WITH THE PRESIDENT ON COLLEGE BUSINESS. THESE AMOUNTS ARE REIMBURSED TO THE PRESIDENT IF THE SPOUSE IS PROVIDING COLLEGE RELATED SERVICES. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: THE PRESIDENT OF THE COLLEGE RECEIVES A STIPEND FOR PERSONAL AUTOMOBILE EXPENSES. THE STIPEND IS INCLUDED IN THE PRESIDENT'S TAXABLE AMOUNTS ON FORM W-2. HOUSING ALLOWANCE: THE PRESIDENT OF THE COLLEGE, DR. PAMELA GUNTER-SMITH, AND THE HEADMASTER OF YORK COUNTRY DAY SCHOOL, CHRISTINE HEINE, ARE REQUIRED BY THEIR EMPLOYMENT AGREEMENTS TO LIVE ON CAMPUS IN HOMES PROVIDED BY THE COLLEGE. ACCORDINGLY, THE VALUE OF THIS HOUSING IS NOT INCLUDED IN THE COMPUTATION OF TAXABLE COMPENSATION PURSUANT TO I.R.C. SECTION 119. HEALTH & SOCIAL CLUB DUES/INITATION FEES: COUNTRY CLUB DUES ARE IN SOME PART REIMBURSED FOR THE PRESIDENT, VP OF ADVANCEMENT, VP AND CFO, DEAN OF COMMUNITY ENGAGEMENT AND THE INTERIM DEAN OF THE SCHOOL OF ARTS, AND COMMUNICATIONS AND GLOBAL STUDIES TO FACILITATE THE OPERATIONS OF THE COLLEGE. PART I, LINE 1B ALL BENEFITS LISTED IN LINE 1 ARE DETAILED IN THE EMPLOYMENT CONTRACT. PART I, LINE 4B THE PRESIDENT OF THE COLLEGE PARTICIPATES IN A SUPPLEMENTAL NONQUALIFIED 457(F) RETIREMENT PLAN. DURING CALENDAR YEAR 2020, THE COLLEGE ACCRUED $117,150 TO THE PLAN FOR THE PRESIDENT. A PENNSYLVANIA HIGHER EDUCATION FACILITIES AUTHORITY 232243852 70917SKB8 2014-05-21 26830707 SEE PART VI 0 0 0 B GENERAL AUTHORITY OF SOUTH CENTRAL PA 232982233 84129NJD0 2015-09-10 25683616 SEE PART VI 0 0 0 C YORK COUNTY INDUSTRIAL DEVELOPMENT AUTHORITY 237045116 98640LPB7 2016-06-29 15359801 SEE PART VI 0 0 0 D GENERAL AUTHORITY OF SOUTH CENTRAL PA 232982233 84129NLB3 2017-10-30 21809602 SEE PART VI 0 0 0 A 18020000 26830707 361930 26468777 2014 1 0 1 1 B 3920000 25683616 487482 25196134 2015 1 0 1 1 C 15359801 306772 4280 15048749 2016 0 1 1 1 D 385000 21809602 21571760 237842 2017 0 1 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 C 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 D 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 1 0 1 0 0 0 1 B 0 0 1 0 0 0 0 0 1 C 0 0 1 0 0 0 0 0 1 D 0 0 1 0 0 0 0 0 1 A 1 B 1 C 1 D 1 SCHEDULE K, PART I, BOND ISSUES: (A) ISSUER NAME: PENNSYLVANIA HIGHER EDUCATION FACILITIES AUTHORITY (F) DESCRIPTION OF PURPOSE: REFUNDING PRIOR BOND ISSUANCES 2014 BONDS CONSISTED OF 3 SERIES (TREATED AS SINGLE ISSUE FOR TAX PURPOSE) PHEFA T2 BONDS ISSUED 5/21/2014 PROCEEDS WERE USED TO REFUND REMAINING BONDS OUTSTANDING FROM THE PHEFA BONDS ISSUED 3/1/2004 - ALL PROCEEDS WERE SPENT BY 6/2/2014. PHEFA T3 BONDS ISSUED 5/21/2014 PROCEEDS WERE USED TO REFUND REMAINING BONDS OUTSTANDING FROM THE PHEFA BONDS ISSUED 2/12/2004 - ALL PROCEEDS WERE SPENT BY 5/21/2014. PHEFA T4 BONDS ISSUED 5/21/2014 PROCEEDS WERE USED TO REFUND REMAINING BONDS OUTSTANDING FROM THE PHEFA BONDS ISSUED IN 2001 AND 2002 - ALL PROCEEDS WERE SPENT BY 5/21/2014. (A) ISSUER NAME: GENERAL AUTHORITY OF SOUTH CENTRAL PA (F) DESCRIPTION OF PURPOSE: REFUNDING 2005 EE1 BONDS GENERAL AUTHORITY OF SOUTH CENTRAL PA BONDS ISSUED 9/10/15 PROCEEDS WERE USED TO REFUND THE BONDS OUTSTANDING FROM THE PENNSYLVANIA HIGHER EDUCATION FACILITES AUTHORITY BONDS ISSUED 11/22/05. THE TRINITYPLUS GIC WAS REDEEMED AT THIS TIME AND REBATES WERE PAID IN FULL. (A) ISSUER NAME: YORK COUNTY INDUSTRIAL DEVELOPMENT AUTHORITY (F) DESCRIPTION OF PURPOSE: REFUNDING 2007 GG2 BONDS YORK COUNTY INDUSTRIAL DEVELOPMENT AUTHORITY BONDS ISSUED 6/29/16 PROCEEDS WERE USED TO ADVANCE REFUND THE BONDS OUTSTANDING FROM THE GENERAL AUTHORITY OF SOUTH CENTRAL PPA BONDS ISSUED 6/5/07. (A) ISSUER NAME: GENERAL AUTHORITY OF SOUTH CENTRAL PA (F) DESCRIPTION OF PURPOSE: ADVANCED REFUNDING 2011 II BONDS GENERAL AUTHORITY OF SOUTH CENTRAL PA BONDS ISSUED 10/31/17. PROCEEDS WERE USED TO COMPLETE AN ADVANCED REFUNDING OF BONDS OUTSTANDING FROM THE GENERAL AUTHORITY OF SOUTH CENTRAL PA PP4 2011 II BONDS ISSUED 3/10/2011. A GENERAL AUTHORITY OF SOUTH CENTRAL PA 232982233 84129NMP1 2020-11-30 7070000 CONSTRUCTION OF THE SPRINGETTSBURY TOWNHOMES 0 0 0 B GENERAL AUTHORITY OF SOUTH CENTRAL PA 232982233 2021-04-05 10715000 REFUND SERIES 2014 T2 AND T3 BONDS 0 0 0 A 7106574 106574 6680439 319561 2021 0 0 0 1 B 10715000 103592 10600859 10549 2021 1 0 0 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 1 0 0 0 0 0 1 B 0 0 1 0 0 0 0 0 1 A 1 B 1 41170 TUITION REMISSION TUITION KINSLEY CONSTRUCTION SEE PART V 5805334 SEE PART V 0 ELIZABETH COUNTESS SEE PART V 12294 SEE PART V 0 SCHEDULE L, PART IV: NAME OF INTERESTED PERSON: KINSLEY CONSTRUCTIONRELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: JONATHAN KINSLEY, TRUSTEE, IS THE CHAIRMAN OF KINSLEY CONSTRUCTION (A FAMILY CONTROLLED COMPANY). DESCRIPTION OF TRANSACTION: THE COLLEGE PAID TO KINSLEY FOR CONSTRUCTION AND ARCHITECTURAL DESIGN WORK DURING THE FISCAL YEAR. ALL SIGNIFICANT TRANSACTIONS WERE REVIEWED AND APPROVED BY THE BOARD.NAME OF INTERESTED PERSON: ELIZABETH COUNTESSRELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: ELIZABETH COUNTESS IS THE DAUGHTER OF FRANK H. COUNTESS, A CURRENT TRUSTEE.DESCRIPTION OF TRANSACTION: SHE IS AN EMPLOYEE OF THE COLLEGE AND COLLEGE PAYS HER COMPENSATION. X 1 10000 APPRAISAL X 11 61577 CLOSING COST X ADVERTISING/PRINTING 1 18107 COST 0 1 0 PART I, COLUMN (B): THE NUMBER IN PART I, COLUMN B REPRESENT THE TOTAL NUMBER OF CONTRIBUTORS. FORM 990, PART VI, SECTION A, LINE 2 - GARY A. STEWART, JR AND JON KINSLEY HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE IRS FORM 990 IS PREPARED BY THE COLLEGE'S INDEPENDENT AUDIT FIRM AND REVIEWED BY THE CHIEF FINANCIAL OFFICER (CFO). THE FORM 990 IS THEN DISTRIBUTED TO MEMBERS OF THE AUDIT COMMITTEE FOR REVIEW, DISCUSSION AND APPROVAL FOR FILING. THE COMPLETED FORM 990 IS MADE AVAILABLE TO THE ENTIRE BOARD OF TRUSTEES FOR A ONE-WEEK COMMENT PERIOD PRIOR TO FILING. SIGNIFICANT CHANGES MADE AS A RESULT OF THE REVIEW PROCESS ARE APPROVED BY THE AUDIT COMMITTEE AND THE INDEPENDENT AUDIT FIRM PRIOR TO SIGNING AND FILING. FORM 990, PART VI, SECTION B, LINE 12C THE COLLEGE'S CONFLICT OF INTEREST POLICY INCLUDES A REQUIREMENT THAT NO TRUSTEE, OFFICER, OR KEY EMPLOYEE SHALL BECOME INVOLVED DIRECTLY OR INDIRECTLY IN ANY BUSINESS RELATIONSHIP OR TRANSACTION WITH THE COLLEGE OR RECEIVE A SUBSTANTIAL BENEFIT (5% OR MORE OWNERSHIP IN AN ORGANIZATION THAT RECEIVES $10,000 OR MORE ANNUALLY) FROM THE COLLEGE, WITHOUT DISCLOSING THE INTEREST IN SUCH RELATIONSHIP. EACH TRUSTEE, OFFICER, OR KEY EMPLOYEE SHALL HAVE THE OBLIGATION TO DISCLOSE ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST THAT SUCH INDIVIDUAL MAY HAVE DURING HIS OR HER TENURE IN OFFICE. THIS OBLIGATION INCLUDES RELATIONSHIPS MAINTAINED BY MEMBERS OF THE INDIVIDUAL'S FAMILIES. THE COLLEGE REQUIRES EACH TRUSTEE, OFFICER, OR KEY EMPLOYEE COMPLETE AN ANNUAL CONFLICT OF INTEREST STATEMENT. THESE STATEMENTS ARE REVIEWED TO IDENTIFY POTENTIAL CONFLICTS. COMPLIANCE IS MONITORED BY THE VP OF FINANCE/CFO. THE BACKGROUNDS AND ORGANIZATIONAL AFFILIATIONS OF EACH INDIVIDUAL ARE WELL KNOWN AND UNDERSTOOD BY INDIVIDUALS RESPONSIBLE FOR PROCUREMENT AND REPORTING. TRUSTEES AND OFFICERS ARE NOT ALLOWED TO VOTE ON THE APPROVAL OF CONTRACTS WITH ORGANIZATIONS TO WHICH THEY ARE AFFILIATED. THE COLLEGE-WIDE CONFLICT OF INTEREST POLICY COVERS ALL FACULTY, ADMINISTRATION AND STAFF. THIS POLICY EMPHASIZES AMONGST OTHER REQUIREMENTS, "THE FUNDAMENTAL OBLIGATION OF DISCLOSING IN WRITING (TO HIS/HER SUPERVISOR OR DEPARTMENT CHAIRPERSON) ANY RELATIONSHIP WHICH MAY BE OR APPEAR TO BE A CONFLICT OF INTEREST." EACH EMPLOYEE IS REQUIRED TO PERIODICALLY ACKNOWLEDGE, UNDERSTAND, ACCEPT AND AGREE TO COMPLY WITH THE INFORMATION CONTAINED IN THE CONFLICT OF INTEREST POLICY. FAILURE TO COMPLY WITH THE COLLEGE'S POLICY CONSTITUTES GROUNDS FOR DISCIPLINARY ACTION, UP TO AND INCLUDING DISCHARGE OF EMPLOYMENT. THE COLLEGE PERIODICALLY REVIEWS VENDOR PURCHASING DATA TO PROPERLY ACCUMULATE AND REPORT TRANSACTIONS THAT OCCUR WITH RELATED PARTIES. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF THE PRESIDENT OF THE COLLEGE IS DETERMINED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. THE EXECUTIVE COMMITTEE IS RESPONSIBLE FOR, AMONG OTHER THINGS, "AN ANNUAL EVALUATION OF THE PRESIDENT, REPORTING THE CONCLUSIONS OF THAT EVALUATION TO THE BOARD OF TRUSTEES, ALONG WITH ITS RECOMMENDATION REGARDING REAPPOINTMENT AND COMPENSATION." THE EXECUTIVE COMMITTEE EVALUATES THE PERFORMANCE OF THE PRESIDENT BY REVIEWING SUCCESS IN ACHIEVING ANNUAL GOALS SET AT THE BEGINNING OF THE FISCAL YEAR. THE COMMITTEE CONSULTS COMPARABILITY DATA OF THE COMPENSATION COMPONENTS AND RANGES OF OTHER COLLEGE PRESIDENTS IN SIMILAR SIZED COLLEGES AND UNIVERSITIES IN SIMILAR GEOGRAPHIC AREAS. THE RESULTS OF THIS REVIEW ARE DOCUMENTED IN COMMITTEE MINUTES AND THE RESULTING RECOMMENDATION IS APPROVED BY THE ENTIRE BOARD OF TRUSTEES. THE PRESIDENT EVALUATES THE PERFORMANCE OF OTHER KEY EMPLOYEES OF THE COLLEGE. THE PRESIDENT EVALUATES THE PERFORMANCE OF EACH KEY EMPLOYEE BY REVIEWING SUCCESS IN ACHIEVING ANNUAL GOALS SET AT THE BEGINNING OF EACH FISCAL YEAR. THE PRESIDENT CONSULTS COMPARABILITY DATA OF THE COMPENSATION COMPONENTS AND RANGES OF OTHER INDIVIDUALS WITH SIMILAR RESPONSIBILITIES IN SIMILAR SIZED COLLEGES AND UNIVERSITIES IN SIMILAR GEOGRAPHIC AREAS. COMPENSATION OF KEY EMPLOYEES IS EFFECTIVELY APPROVED BY THE BOARD OF TRUSTEES AS PART OF THE ANNUAL BUDGETING PROCESS. FORM 990, PART VI, SECTION C, LINE 19 THE COLLEGE WILL MAKE THE GOVERNING DOCUMENT, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. THE HUBER FOUNDATION 441 COUNTRY CLUB ROAD YORK PA 17403 367514239 BENEFIT YCP PA 501(C)(3) LINE 12C, III-FI N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0