2022-03-11T10:22:37-06:00 2021-04-30 814816761 RAIA & ASSOCIATES PC 172 WASHINGTON VALLEY RD STE 5 WARREN NJ 07059 990PF 2020-05-01 222617727 SY SYMS FOUNDATION SYSY 2018494417 ONE BRIDGE PLAZA NORTH No 275 FORT LEE NJ 07024 MARCY SYMS TRUSTEE & PRESIDENT 2018494417 2022-03-11 1 MARCY SYMS 999009999 James Raia P01227149 9083605400 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 41516716 X X 16 16 996045 996045 1590511 21170294 1590511 2586572 2586572 48500 32495 16005 15000 7500 7500 215468 215468 0 56253 14790 0 4201 2101 2100 1706 881 825 341128 273235 26430 3194820 3194820 3535948 273235 3221250 -949376 2313337 1806812 1813551 1813551 2266318 2772061 2784224 13415295 13464664 20571915 16421739 15134095 15733638 540343 410000 463819 242809 149569 149569 34693316 33743940 41516716 2100 2100 2100 2100 X 0 0 0 0 34691216 33741840 34691216 33741840 34693316 33743940 34691216 -949376 0 33741840 0 33741840 528 SHS TECHNIPFMC PLC P 2014-06-13 2020-07-14 794 873 -79 -79 1939.540 SHS AB EQUITY INCOME FUND CLASS ADVISORS P 2014-07-15 2020-07-14 49206 55025 -5819 -5819 7850.417 SHS VIRTUS VONTOBEL EMERGING MARKETS OPPTY FUND CLASS 1 P 2014-04-17 2020-10-07 92007 78033 13974 13974 682.006 SHS VIRTUS VONTOBEL EMERGING MARKETS OPPTY FUND CLASS 1 P 2014-05-14 2020-10-07 7993 6916 1077 1077 1000 BMO HARRIS BK BN IL US RT 1.65% MAT 11/30/20 FIXED RATE CD P 2020-10-07 2020-11-30 1000 1002 -2 -2 1000 STERLING NALT BK NY US RT .15% MAT 11/30/20 FIXED RATE CD P 2020-10-07 2020-11-30 1000 1000 0 0 1000 FIRST FED S&L ASSN WA US 1.15% MAT 12/31/20 FIXED RATE CD P 2020-10-07 2020-12-31 1000 1002 -2 -2 1000 SOUTHEAST BK TN US RT 1.7% MAT 12/23/20 FIXED RATE CD P 2020-10-07 2020-12-23 1000 1003 -3 -3 1000 BANK OF NEW YORK MELL NY US RT .05% MAT 1/4/21 FIXED RATE CD P 2020-10-07 2021-01-04 1000 1000 0 0 1000 CITIBANK NA SD US RT 2.6% MAT 2/16/21 FIXED RATE CD P 2020-10-07 2021-02-16 1000 1000 0 0 1585.310 SHS AB EQUITY INCOME FUND CLASS ADVISOR P 2014-07-15 2021-03-17 49176 44975 4201 4201 348.926 SHS AB EQUITY INCOME FUND CLASS ADVISOR P 2014-08-14 2021-03-17 10824 9830 994 994 780.275 SHS AB EQUITY INCOME FUND CLASS ADVISOR P 2014-08-14 2021-04-13 25000 21980 3020 3020 .3 SHS COMMERCE BANCSHARES P 2020-01-15 2020-12-18 19 19 0 0 124 SHS ACCENTURE PLC IRELAND CL A P 2017-11-30 2021-02-22 31131 18354 12777 12777 57 SHS ACCENTURE PLC IRELAND CL A P 2019-01-04 2021-02-22 14310 8028 6282 6282 179 SHS AMERICAN TOWER CORP REIT P 2020-01-15 2021-02-22 40194 42124 -1930 -1930 418 SHS AMERICAN WATER WORKS CO INC NEW P 2020-01-15 2021-02-22 64630 52559 12071 12071 71 SHS BLACKROCK INC P 2019-01-04 2021-02-22 49648 27725 21923 21923 22 SHS BLACKROCK INC P 2020-01-15 2021-02-22 15384 11610 3774 3774 674 SHS CISCO SYSTEMS INC P 2020-01-15 2021-02-22 30280 32424 -2144 -2144 764 SHS COMCAST CORP NEW CL A P 2019-02-06 2021-02-22 39892 28375 11517 11517 1098 SHS COMMERCE BANCSHARES P 2020-01-15 2021-02-22 81514 70083 11431 11431 235 SHS COSTCO WHOLESALE CORP P 2020-01-15 2021-02-22 82448 70236 12212 12212 366 SHS ECOLAB INC P 2020-01-15 2021-02-22 75625 70127 5498 5498 1009 SHS EXXON MOBIL CORP P 2020-01-15 2021-02-22 54186 70216 -16030 -16030 385 SHS HONEYWELL INTL INC P 2020-01-15 2021-02-22 78211 70001 8210 8210 20 SHS JOHNSON & JOHNSON COM P 2014-02-28 2021-02-22 3218 1799 1419 1419 102 SHS JOHNSON & JOHNSON COM P 2014-01-10 2021-02-22 16413 9237 7176 7176 160 SHS LOWES COMPANIES INC P 2020-01-15 2021-02-22 27810 19132 8678 8678 139 SHS L3 HARRIS TECHNOLOGIES INC P 2020-01-15 2021-02-22 25999 29842 -3843 -3843 261 SHS PEPSICO INC P 2020-01-15 2021-02-22 34269 35938 -1669 -1669 241 S&P GLOBAL INC P 2020-01-15 2021-02-22 80990 70236 10754 10754 336 SHS STRYKER CORP P 2020-01-15 2021-02-22 80887 70177 10710 10710 846 SHS SYSCO CORP P 2020-01-15 2021-02-22 65399 70078 -4679 -4679 310 SHS TEXAS INSTRUMENTS P 2019-01-04 2021-02-22 54716 28842 25874 25874 229 SHS TEXAS INSTRUMENTS P 2020-01-15 2021-02-22 40420 29753 10667 10667 592 SHS UNITED PARCEL SERVICES INC CL B P 2020-01-15 2021-02-22 94082 69952 24130 24130 122 SHS UNITEDHEALTH GROUP INC P 2020-01-15 2021-02-22 39417 35905 3512 3512 VF CORP P 2019-02-06 2021-02-22 27332 27279 53 53 3M CO P 2020-01-15 2021-02-22 40299 41572 -1273 -1273 .075 SHS MORGAN STANLEY P 2021-02-22 2021-03-05 6 6 0 0 233 SHS EATON VANCE - MERGER P 2021-02-22 2021-03-02 16299 16265 34 34 .24 SHS KONINKLUKE PHILIPS NV SPON ADR P 2014-07-16 2020-07-07 1 1 0 0 .587 SHS VIATRIS INC P 2014-07-16 2020-11-17 10 8 2 2 THRU UBS ACCT WE B8393 83 - FEBRUARY 2021 - SEE STMT ATTACHED P 2019-05-01 2021-02-22 319410 290965 28445 28445 .147 SHS MATCH GROUP INC P 2020-01-17 2020-07-16 14 13 1 1 .2 SHS VONTIER CORP COM P 2020-01-17 2020-10-09 6 6 0 0 533 SHS HUDSON LTD - MERGER P 2020-01-17 2020-12-01 4104 7573 -3469 -3469 36 SHS ADVANCED AUTO PARTS INC P 2020-01-17 2021-02-22 6007 5432 575 575 30 SHS ARISTA NETWORKS INC P 2020-01-17 2021-02-22 9054 6610 2444 2444 274 SHS CITIZENS FINANCIAL GROUP INC P 2020-01-17 2021-02-22 11809 11172 637 637 114 SHS DARDEN RESTAURANTS INC P 2020-01-17 2021-02-22 15411 12930 2481 2481 34 SHS EPHAM SYSTEMS INC. P 2020-01-17 2021-02-22 12371 7862 4509 4509 39 SHS FORITNET INC P 2020-01-17 2021-02-22 6583 4588 1995 1995 4 SHS IAC/INTERACTIVECORP P 2020-01-17 2021-02-22 1031 351 680 680 38 SHS KANSAS CITY STHN NEW P 2020-01-17 2021-02-22 8057 6332 1725 1725 20 SHS LABORATORY CORP AMER HLDGS NEW P 2020-01-17 2021-02-22 4841 3555 1286 1286 37 SHS LENNOX INTL INC P 2020-01-17 2021-02-22 10675 9024 1651 1651 276 SHS LOGITECH INTL SA REG NAMEN-AKT CHF P 2020-01-17 2021-02-22 31845 12788 19057 19057 7 SHS MASIMO CORP P 2020-01-17 2021-02-22 1752 1192 560 560 179 SHS MATCH GROUP INC P 2020-01-17 2021-02-22 28293 15539 12754 12754 33 SHS MC CORMICK & CO NV P 2020-01-17 2021-02-22 2737 2780 -43 -43 108 SHS OLLIES BARGAIN OUTLET HOLDI P 2020-01-17 2021-02-22 10083 5824 4259 4259 11 SHS SERVICE CORP INTL P 2020-01-17 2021-02-22 542 534 8 8 248 SHS STORE CAP CORP REIT P 2020-01-17 2021-02-22 8149 9393 -1244 -1244 44 SHS TAKE-TWO INTERACTIVE SOFTWARE P 2020-01-17 2021-02-22 8539 5690 2849 2849 528 SHS TECHNIPFMC PLC P 2020-01-17 2021-02-22 3812 9064 -5252 -5252 93 SHS VONTIER CORP COM P 2020-01-17 2021-02-22 2924 2706 218 218 .6 SHS TECHNIP ENERGIES NV SPON ADR P 2021-02-16 2021-02-23 9 8 1 1 245 SHS UPM KYMMENE CORP ADR P 2019-06-10 2020-05-14 6308 6250 58 58 THRU UBS ACCT WE B8395 83 - MAY 2020 - SEE STMT ATTACHED P 2019-05-01 2021-04-30 36000 54110 -18110 -18110 325 SHS SINGAPORE TELECOM LTD NEW 2006 SPON ADR P 2020-04-07 2020-06-03 5909 6034 -125 -125 THRU UBS ACCT WE B8395 83 - JUNE 2020 - SEE STMT ATTACHED P 2019-05-01 2021-04-30 46988 49652 -2664 -2664 245 SHS SINGAPORE TELECOM LTD NEW 2006 SPON ADR P 2020-04-07 2020-07-16 4386 4549 -163 -163 160 SHS SINGAPORE TELECOM LTD NEW 2006 SPON ADR P 2020-04-08 2020-07-16 2864 2964 -100 -100 THRU UBS ACCT WE B8395 83 - JULY 2020 - SEE STMT ATTACHED P 2019-05-01 2021-04-30 13808 12659 1149 1149 THRU UBS ACCT WE B8395 83 - AUGUST 2020 - SEE STMT ATTACHED P 2019-05-01 2021-04-30 20605 15789 4816 4816 487 SHS SOFTBANK CORP ADR P 2020-03-31 2020-09-11 5984 6150 -166 -166 THRU UBS ACCT WE B8395 83 - SEPTEMBER 2020 - SEE STMT ATTACHED P 2019-05-01 2021-04-30 14160 10700 3460 3460 THRU UBS ACCT WE B8395 83 - OCTOBER 2020 - SEE STMT ATTACHED P 2020-05-02 2021-04-30 8763 10174 -1411 -1411 THRU UBS ACCT WE B8395 83 - OCTOBER 2020 - SEE STMT ATTACHED P 2019-05-01 2021-04-30 19240 18657 583 583 THRU UBS ACCT WE B8395 83 - NOVEMBER 2020 - SEE STMT ATTACHED P 2020-05-02 2021-04-30 11041 9701 1340 1340 THRU UBS ACCT WE B8395 83 - NOVEMBER 2020 - SEE STMT ATTACHED P 2019-05-01 2021-04-30 35800 29892 5908 5908 THRU UBS ACCT WE B8395 83 - DECEMBER 2020 - SEE STMT ATTACHED P 2019-05-01 2021-04-30 19761 21903 -2142 -2142 THRU UBS ACCT WE B8395 83 - JANUARY 2021 - SEE STMT ATTACHED P 2020-05-02 2021-04-30 13407 10025 3382 3382 THRU UBS ACCT WE B8395 83 - JANUARY 2021 - SEE STMT ATTACHED P 2019-05-01 2021-04-30 52185 42279 9906 9906 106 SHS ABB LTD SPON ADR P 2020-06-04 2021-02-09 3116 2281 835 835 THRU UBS ACCT WE B8395 83 - MARCH 2021 - SEE STMT ATTACHED P 2020-05-02 2021-04-30 5731 5162 569 569 THRU UBS ACCT WE B8395 83 - MARCH 2021 - SEE STMT ATTACHED P 2019-05-01 2021-04-30 8477 7832 645 645 44 SHS ENEL SPA ADR P 2020-05-20 2021-04-21 446 297 149 149 THRU UBS ACCT WE B8395 83 - APRIL 2021 - SEE STMT ATTACHED P 2019-05-01 2021-04-30 25828 22263 3565 3565 125000 HSBC BANK NA DE NTS DUE 4/6/2022 P 2016-03-14 2020-12-16 122787 125000 -2213 -2213 THRU BNY MELLON ACCT 10571026400 - SEE STMT ATTACHED P 2020-05-02 2021-04-30 3911061 3778234 132827 132827 THRU BNY MELLON ACCT 10571026400 - SEE STMT ATTACHED P 2019-05-01 2021-04-30 4966034 4637611 328423 328423 THRU BNY MELLON ACCT 10571034900 - SEE STMT ATTACHED P 2020-05-02 2021-04-30 3779330 3818931 -39601 -39601 THRU BNY MELLON ACCT 10571034900 - SEE STMT ATTACHED P 2019-05-01 2021-04-30 2023803 1911413 112390 112390 THRU BNY MELLON ACCT 10583519620 - SEE STMT ATTACHED P 2020-05-02 2021-04-30 776481 696164 80317 80317 THRU BNY MELLON ACCT 10583519620 - SEE STMT ATTACHED P 2019-05-01 2021-04-30 3084771 2479634 605137 605137 WELLS FARGO - CLASS ACTION P 2019-05-01 2021-04-30 402 402 402 Capital Gains Dividends P 90721 90721 90721 1590511 32155 0 32155 0 32155 29200 0 0 0 29200 X 307 3262 0 0 0 0 0 0 0 0 0 0 1 1 NJ 1 0 0 0 0 1 WWW.SYSYMSFOUNDATION.ORG MARCY SYMS MERNS 2019029600 ONE BRIDGE PLAZA NORTH STE 275 FT LEE NJ 07024 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 MARCY SYMS MERNS ONE BRIDGE PLAZA NORTH SUITE 275 FORT LEE NJ 07024 TRUSTEE & PRESIDENT 5.00 16000 0 0 MARK FREIBERG ONE BRIDGE PLAZA NORTH SUITE 275 FORT LEE NJ 07024 TRUSTEE & TREASURER 5.00 16000 0 0 ROBERT SYMS ONE BRIDGE PLAZA NORTH SUITE 275 FORT LEE NJ 07024 TRUSTEE 1.00 500 0 0 LYNN TAMARKIN SYMS ONE BRIDGE PLAZA NORTH SUITE 275 FORT LEE NJ 07024 TRUSTEE 1.00 16000 0 0 NONE 0 BNY MELLON 706 MADISON AVE NEW YORK NY 10065 INVESTMENT MGMT / CUSTODY 149637 UBS FNANCIAL SERVICES INC 1251 AVE OF AMERICAS 2ND FL NEW YORK NY 10020 INVESTMENT MGMT / CUSTODY 63485 0 0 38445125 1891050 12464 40348639 0 0 40348639 605230 39743409 1987170 1987170 32155 32155 1955015 0 1955015 0 1955015 3221250 0 3221250 0 3221250 1955015 0 0 15531 233676 707320 894791 444290 2295608 3221250 0 0 0 1955015 1266235 0 0 3561843 0 0 0 0 0 0 15531 3546312 233676 707320 894791 444290 1266235 X 92ND STREET Y 92Y 1395 Lexington Avenue New York NY 10128 EXEMPT Charitable Recr Conservation 10000 AMERICAN CIVIL LIBERTIES UNION 125 Broad Street 18th Floor New York NY 10004 EXEMPT Charitable Community Service 20000 AMERICAN COMMITTEE FOR THE WEIZMANN 633 Third Avenue 20th Floor New York NY 10017 EXEMPT Charitable Medical 50000 AMERICANS FRIENDS OF REUTH 600 Columbus Avenue Suite 9L New York NY 10024 EXEMPT Charitable Medical 10000 AMNESTY INTERNATIONAL USA 5 Penn Plaza 16th Floor New York NY 10001 EXEMPT Charitable Community Service 25000 AUTHORS GUILD 31 E 32nd St 7th Floor New York NY 10016 EXEMPT Charitable Community Service 5000 BARROW NEUROLOGICAL FOUNDATION 124 W Thomas Road Suite 250 Phoenix AZ 85013 EXEMPT Charitable Medical 100000 BOSTON UNIVERSITY COLLEGE 233 Bay State Road Boston MA 02215 EXEMPT Charitable Educational INTERNSHIP PROGRAM 25000 BOWERY MISSION - NEW YORK NY RELIEF EFFORTS 355 Lexington Avenue 19th Floor New York NY 10017 EXEMPT Charitable Community Service 200000 BOYS TOWN JERUSALEM FOUNDATION 1 Penn Plaza Suite 6250 New York NY 10119 EXEMPT Charitable Educational 10000 CITY HARVEST 6 E 32nd St New York NY 10016 EXEMPT Charitable Community Service 200000 CITYMEALS ON WHEELS 355 Lexington Ave 3 New York NY 10017 EXEMPT Charitable Community Service 200000 COLUMBIA UNIVERSITY 116th and Broadway New York NY 10027 EXEMPT Charitable Educational 10000 COLUMBIA UNIVERSITY IRVING MEDICAL 650 West 168th Street New York NY 10032 EXEMPT Charitable Medical 35000 COLUMBIA UNIVERSITY SCHOOL OF LAW 435 W 116th St New York NY 10027 EXEMPT Chariitble Educational 70000 DOCTORS WITHOUT BORDERS 40 Rector Street 16th Floor New York NY 10006 EXEMPT Charitable Medical 30000 EDUCATION FUND OF THE WOMEN'S THE 59 East 54th St Suite 81 New York NY 10022 EXEMPT Charitable Educational 15000 GERSHER FOUNDATION USA 511 6th Avenue Suite 444 New York NY 10011 EXEMPT Charitable Community Service 25000 GIRL SCOUTS OF GREATER NEW YORK 40 Wall St 708 New York NY 10005 EXEMPT Charitable Recr Conservation 35000 HEBREW HOME AT RIVERDALE 5901 Palisade Avenue Riverdale NY 10471 EXEMPT Charitable Religious 40000 INTERNATIONAL PEMPHIGUS & PEMPHIGOID 1331 Garden Highway 100 Sacramento CA 95833 EXEMPT Charitable Medical 50000 ISRAEL TENNIS CENTERS FOUNDATION 57 West 38th Street Suite 605 New York NY 10018 EXEMPT Charitable Recr Conservation 5000 JAZZ AT LINCOLN CENTER INC 3 Columbus Circle Suite 1200 New York NY 10019 EXEMPT Charitable Arts Musical Grant 10000 JEWISH BOARD OF FAMILY & CHILDREN'S 135 West 50th Street 6th Floor New York NY 10020 EXEMPT Charitable Community Service 10000 JEWISH FEDERATION OF PALM BEACH FL 1 Harvard Cir 100 West Palm Beach FL 33409 EXEMPT Charitable Community Service 125000 JEWISH WOMEN'S ARCHIVE One Harvard Street Suite 200 Brookline MA 02445 EXEMPT Charitable Community Service 10000 JEWISH WOMEN'S FOUNDATION 130 E 59th St New York NY 10022 EXEMPT Charitable Community Service 10000 LEGAL AID SOCIETY 199 Water Street New York NY 10038 EXEMPT Charitable Community Service 20000 LEGAL MOMENTUM 21 Broadway Suite 1801 New York NY 10004 EXEMPT Charitable Community Service 100000 LINCOLN CENTER CORPORATE FUND 70 Lincoln Center Plaza 9th Floor New York NY 10023 EXEMPT Charitable Arts Musical Grant 15000 LOWER EAST SIDE TENEMENT MUSEUM 103 Orchard Street New York NY 10002 EXEMPT Charitable Recr Conservation 5000 MACAULAY HONORS COLLEGE AT THE CITY 35 West 67th Street New York NY 10023 EXEMPT Charitable Educational 25000 MANHATTAN THEATRE CLUB 311 W 43rd Street 8th Floor New York NY 10036 EXEMPT Charitable Arts Musical Grant 20000 MARKETPLACE FROM AMERICAN PUBLIC MEDIA LOS ANGELES CA 261 S Figueroa St 200 Los Angeles CA 90012 EXEMPT Charitable Arts Musical Grant 75000 MEMORIAL SLOAN KETTERING CANCER 1275 York Avenue 701 New York NY 10065 EXEMPT Charitable Medical 10000 MS FOUNDATION FOR WOMEN 12 MetroTech Center 26 Brooklyn NY 11201 EXEMPT Charitable Community Service 25000 MUSEUM OF ARTS AND DESIGN 2 Columbus Circle New York NY 10019 EXEMPT Charitable Arts Musical Grant 15000 NATIONAL COUNCIL OF JEWISH WOMEN 241 West 72nd Street New York NY 10023 EXEMPT Charitable Community Service 5000 NATIONAL PUBLIC RADIO INC 1111 North Capitol Street NE Washington DC 20002 EXEMPT Charitable Arts Musical Grant 300000 NEW YORK RESCUE MISSION 355 Lexington Avenue 19th Floor New York NY 10017 EXEMPT Charitable Community Service 20000 NEW YORK SCHOOL OF THE ARTS 315 East 62nd Street 2nd - 6th Floors New York NY 10065 EXEMPT Charitable Arts Musical Grant 20000 NEW YORK YOUTH SYMPHONY 110 W 40th St New York NY 10018 EXEMPT Charitable Arts Musical Grant 5000 NYU-LANGONE HEALTH NY NEW YORK One Park Ave New York NY 10016 EXEMPT Charitable Medical GRANT FOR OVARIAN CANCER RESEARCH 25000 PEN AMERICAN CENTER 588 Broadway 303 New York NY 10012 EXEMPT Charitable Community Service 25000 PLANNED PARENTHOOD FEDERATION OF 26 Bleecker Street New York NY 10012 EXEMPT Charitable Community Service 35000 PROJECT SUNSHINE 211 East 43rd Street Suite 401 New York NY 10017 EXEMPT Charitable Community Service 50000 ROCKEFELLER UNIVERSITY - WOMEN'S 1230 York Ave New York NY 10065 EXEMPT Charitable Educational 25000 SANCTUARY FOR FAMILIES PO Box 1406 Wall Street Station New York NY 10268 EXEMPT Charitable Community Service 10000 SEEDS OF PEACE 370 Lexington Ave 1201 New York NY 10017 EXEMPT Charitable Community Service 5000 SYMPHONY SPACE Upper Level 2537 Broadway New York NY 10025 EXEMPT Charitable Arts Musical Grant 5000 TANENBAUM CENTER FOR INTERRELIGIOUS 55 Broad Street Floor 17 New York NY 10004 EXEMPT Charitable Religious 25000 VETERAN FEMINISTS OF AMERICA 25 Thornhill Rd Fairfield CT 06824 EXEMPT Charitable Community Service 20000 VISITING NURSE SERVICES OF NEW YORK 107 East 70th Street New York NY 10021 EXEMPT Charitable Medical 10000 WNET-NEW YORK PUBLIC MEDIA 825 8th Ave New York NY 10019 EXEMPT Charitable Arts Musical Grant 299820 WOMEN CREATING CHANGE 110 West 40th Street Suite 1002 New York NY 10018 EXEMPT Charitable Community Service 15000 WOMEN'S ENEWS 2472 Broadway 130 New York NY 10025 EXEMPT Charitable Community Service 50000 WORLD CENTRAL KITCHEN 655 New York Ave NW Fl 6 Washington DC 20001 EXEMPT Charitable Community Service 200000 YESHIVA UNIVERSITY NEW YORK NY - SY SYMS BUSINESS SCHOOL 2495 Amsterdam Avenue Belfer Hall room 416 New York NY 10033 EXEMPT Charitable Educational 400000 3194820 0 14 16 14 996045 18 1590511 0 2586572 0 2586572 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 15000 7500 7500 FORM 990-PF PAGE 2 PART II - BALANCE SHEET LINES 10A, 10B, & 10C FOR STATEMENT 7, 8, AND 9 ALL SEE ATTACHED STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990-PF PAGE 3 PART IV CAPITAL GAINS AND LOSSES FOR PAGE 3 PART IV CAPITAL GAINS AND LOSSES AND CONTINUATION PAGES 1 THRU 7 - ALL SEE ATTACHED STATEMENTS ARE AVAILABLE UPON REQUEST. BONDS - HELD AT BNY MELLON SEE ATTACHED 15134095 15733638 CORPORATE STOCK & OTHER EQUITIES - HELD AT BNY MELLON SEE ATTACHED 7760714 13611557 CORPORATE STOCK & OTHER EQUITIES - HELD AT UBS 8391 SEE ATTACHED 1429885 1785077 CORPORATE STOCK & OTHER EQUITIES - HELD AT UBS 8392 SEE ATTACHED 1715750 1999898 CORPORATE STOCK & OTHER EQUITIES - HELD AT UBS 8393 SEE ATTACHED 795275 965999 CORPORATE STOCK & OTHER EQUITIES - HELD AT UBS 8394 SEE ATTACHED 715105 881439 CORPORATE STOCK & OTHER EQUITIES - HELD AT UBS 8395 SEE ATTACHED 1047935 1327945 2772061 2784224 0 0 GATEWAY FUND FMV 75000 83305 NEUBERGER BERMAN LONG SHORT FUND FMV 75000 82547 BNY MELLON GOBAL REAL RETURN FUND - CLASS Y FMV 260000 297967 DUE FROM BROKER 242809 149569 149569 WEBSITE MAINTINANCE 1650 825 825 OFFICE / MISCELLANEOUS 56 56 0 DUE TO TPD GROUP LLC 2100 2100 INVESTMENT ADVISORY - BNY MELLON 149637 149637 0 INVESTMENT ADVISORY - OTHER 2346 2346 0 INVESTMENT ADVISORY - UBS FINANCIAL 63485 63485 0 FOREIGN TAXES PAID 14790 14790 0 FEDERAL EXCISE TAX 41463 0 0